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FIRST
SECTION
CASE OF
COORPLAN-JENNI GMBH AND HASCIC v. AUSTRIA
(Application
no. 10523/02)
JUDGMENT
STRASBOURG
27
July 2006
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Coorplan-Jenni Gmbh and Hascic v. Austria,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Mr C.L. Rozakis, President,
Mrs F.
Tulkens,
Mrs N. Vajić,
Mr A. Kovler,
Mrs E.
Steiner,
Mr K. Hajiyev,
Mr D. Spielmann, judges,
and Mr S. Nielsen, Section
Registrar,
Having
deliberated in private on 6 July 2006,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
- The
case originated in an application (no. 10523/02) against the Republic
of Austria lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by Coorplan-Jenni GmbH (“the applicant
company”) and a national of Bosnia and Herzegovina Mr Elvir
Hascic (“the second applicant”) on 7 August 2001.
- The
applicants were represented by Mr W.L. Weh, a lawyer practising in
Bregenz. The Austrian Government (“the Government”) were
represented first by their Agent, Mr Hans Winkler and subsequently by
their Agent Mr Ferdinand Trauttmansdorff, Head of the International
Law Department at the Federal Ministry for Foreign Affairs.
- Both
applicants complained under Article 6 of the Convention that there
had been no oral hearing before the Administrative Court in the
proceedings concerning the applicant company’s request for an
employment permit. The second applicant further complained under
Article 6 of the Convention that he had been denied access to a court
as he was not a party to the proceedings.
- The
application was allocated to the First Section of the Court (Rule 52
§ 1 of the Rules of Court). Within that Section, the
Chamber that would consider the case (Article 27 § 1 of the
Convention) was constituted as provided in Rule 26 § 1.
- On
1 November 2004 the Court changed the composition of its Sections
(Rule 25 § 1). This case was assigned to the newly composed
First Section (Rule 52 § 1). The Government of
Bosnia-Herzegovina did not wish to intervene under Article 36 of the
Convention.
- A hearing took place in public in the Human Rights
Building, Strasbourg, on 24 February 2005 (Rule 54
§ 3).
- There
appeared before the Court:
(a) for the Government
Mr H.Winkler, Ambassador,
Agent,
Mrs I. Nowotny, Ministry of Economics and
Labour,
Mrs J. Höller, Chancellery/Constitutional Service,
Advisers;
(b) for the applicants
Mr W. Weh, a lawyer,
Mr R. Kolb, a lawyer, Counsel.
- The
Court heard addresses by Mr Winkler for the Government and Mr Weh
for the applicants.
- By
a decision of 24 February 2005 following the hearing the Court
declared the application partly admissible.
- The
applicants but not the Government filed observations on the merits
(Rule 59 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- In
April 1991 the second applicant entered Austria on a tourist visa. He
made two unsuccessful requests for a residence permit
(Aufenthaltserlaubnis) in February 1992 and April 1994
respectively. In May 1996 he made a new request for a residence
permit, which was granted in July 1996 for a period of two years for
the purpose of family reunification with his wife and baby daughter,
both of whom lived in Austria. His leave to remain was subsequently
extended for successive two-year periods.
- From
1991 onwards the second applicant worked for the applicant company.
- After
the Labour Market Service had advised that an employment permit was
required for the second applicant, the applicants lodged a request
with the Feldkirch Labour Market Service (Arbeitsmarktservice) on
23 April 1998 for the grant of an employment permit to the
applicant company.
- On
4 June 1998 the Labour Market Service refused the request in
accordance with s. 4(6) of the Employment of Aliens Act
(Ausländerbeschäftigungsgesetz). It found that the
maximum quota fixed for the employment of foreign workers that year
in Vorarlberg had been exceeded and none of the exceptional
conditions of s. 4(6) of the above Act were met.
- On
18 June 1998 the applicants appealed. They submitted that the second
applicant had been living in Austria since 1991 and was a shareholder
in the Jenni Montagen OEG company. They claimed that the second
applicant had a right to employment in Austria and referred in that
connection to the Geneva Refugee Convention, the European Social
Charter and the International Covenant on Economic, Social and
Cultural Rights. They further referred to the Association Agreement
between the European Union and Turkey and submitted that that treaty
had to be applied by analogy to their case.
- On
22 July 1998 the Vorarlberg Labour Market Service dismissed the
applicant company’s complaint and rejected the second
applicant’s complaint. It noted that only the applicant company
as the proposed employer, not the second applicant, had the right to
lodge a request for the grant of an employment permit. According to
s. 21 of the Employment of Aliens Act an alien only became a party to
proceedings concerning the issue of a work permit if his personal
circumstances were relevant to the decision or if there was no
employer. In the present case, however, neither of these conditions
applied. In particular, the Bregenz Labour Market Service had based
its decision exclusively on the situation of the labour market, and
in particular the fact that the maximum quota for the employment of
foreign workers had been exceeded. For that reason, the second
applicant was not a party to the proceedings.
- As
regards the applicant company’s complaint, it noted that only
certain refugees – namely, those who had indefinite leave to
remain, were married to an Austrian national or had a child of
Austrian nationality – were exempted from the regulations of
the Employment of Aliens Act. However, throughout the proceedings it
had been common ground that the second applicant was not a refugee.
The Association Agreement between the European Union and Turkey was
not applicable in the present case as the second applicant was not a
Turkish national.
- On
3 September 1998 the applicants filed a complaint with the
Administrative Court and requested an oral hearing. They contested
the lawfulness of the fixed maximum quota system and the accuracy of
the official statistics according to which the maximum quota had been
exceeded. They submitted in that connection that, in view of the
number of foreign workers in employment that had been given in the
official statistics some months before, the number that was now being
quoted could not be correct. They further complained that the Labour
Market Service had failed to establish objectively in adversarial
proceedings that the maximum quota for Vorarlberg had been exceeded.
- They
further submitted that the second applicant had a right to take up
employment in Austria and had standing to join the proceedings. The
applicant had been living with his wife in Austria since 1991 and
they had a daughter who was born in 1995. The applicant was in
possession of a settlement permit (Niederlassungsbewilligung)
limited in time while his wife and his daughter had been granted
indefinite residence permits (Aufenthaltsbewilligung). The
applicants referred to Article 17 of the Geneva Refugee Convention
and submitted that it should be applied by analogy to nationals of
Bosnia and Herzegovina who had come to Austria before the civil war.
They further referred to Article 23 of the Universal Declaration of
Human Rights, Article 6 of the International Covenant on Economic,
Social and Cultural Rights and the European Social Charter. They also
relied on Article 6 and Article 8 of the Convention and
Article 1 of Protocol No. 1.
- On
12 October 1998 the Vorarlberg Labour Market Service submitted its
comments.
- On
19 December 2000 the Administrative Court dismissed the applicant
company’s complaint and rejected the second applicant’s
complaint.
- As
regards the second applicant it found that none of his rights had
been violated, as it was in principle for the employer to request the
issue of an employment permit. It further referred to the case-law of
the Constitutional Court according to which a decision whether or not
to issue an employment permit did not concern a “civil right”
within the meaning of Article 6 of the Convention.
- As
regards the applicant company’s complaint, the Administrative
Court noted that the official statistics showing that the maximum
quota had been exceeded constituted documentary evidence which it had
been open to the company to contest by adducing proof to the
contrary. The company had, however, failed to make any valid
objection to the Labour Market Service to the statistical evidence
that the maximum quota had been exceeded. The complaint now made
before the Administrative Court that the Labour Market Service had
failed to establish objectively in adversarial proceedings that the
maximum quota for Vorarlberg had been exceeded was unsubstantiated
and, in any event, inadmissible, as it had not previously been raised
before the Labour Market Service.
- As
regards the reference to the Geneva Refugee Convention and the
Association Agreement between the European Union and Turkey the
Administrative Court noted that those treaties were not applicable to
the present case as the second applicant had never claimed to be a
refugee within the meaning of the Geneva Refugee Convention and was
not Turkish. It further noted that no right for the second applicant
to take up employment could be deduced from the Universal Declaration
of Human Rights or the International Covenant for Economic, Social
and Cultural Rights.
- In
accordance with s. 39(2) of the Administrative Court Act
(Verwaltungsgerichtshofgesetz), the Administrative Court
dismissed the applicants’ request for a hearing as it found
that an oral hearing was not likely to contribute to the
clarification of the case. Referring to its case-law it found that
the proceedings did not concern a “civil right” within
the meaning of Article 6 of the Convention. This decision was
served on the applicants’ counsel on 7 February 2001.
- Meanwhile,
on 23 October 2000, the second applicant’s wife acquired
Austrian citizenship. Consequently, the Employment of Aliens Act is
no longer applicable to the second applicant.
II. RELEVANT DOMESTIC LAW AND PRACTICE
- The
Employment of Aliens Act (Ausländerbeschäftigungsgesetz)
regulates foreign workers’ access to the Austrian labour
market. The relevant parts of the Act at the material time were as
follows:
- Section
1 of the Act stated that it was not applicable inter alia to:
-
certain refugees who had indefinite leave to remain in Austria, who
were married to an Austrian national or who had a child of Austrian
nationality (s. 1(2)(a));
-
aliens married to an Austrian national if they were in possession of
a residence document (Aufenthaltstitel) within the meaning of
the Act (s.1(2)(1)); under the Aliens Act (Fremdengesetz)
there are two types of residence document: residence permits
(Aufenthaltsbewilligung) and settlement permits
(Niederlassungsbewilligung). The relevant provisions of the
Aliens Act make it easier for aliens married to an Austrian national
to obtain a settlement permit.
Under
s. 3(8) of the Employment of Aliens Act the competent Regional Labour
Office had to certify that the alien concerned fulfilled the
requirements of s. 1(2) (l) before he could take up employment.
- S. 3(1)
and (2) of the Act laid down the principle that a proposed employer
required an employment permit (Beschäftigungsbewilligung)
if he wished to take on a foreign employee. Without such a permit the
contract of employment between the employer and the foreign employee
was null and void. However, while he was actually employed an alien
hired without an employment permit had the same rights against his
employer as he would have had if the contract of employment had been
valid. If the lack of an employment permit was due to the employer’s
negligence, the foreign employee further enjoyed all the rights to
which he would have been entitled upon the termination of a valid
employment relationship (s. 29).
- S. 15
of the Act provided that a request could be made for an “exemption
certificate” (Befreiungsschein) in respect of aliens who
had been continuously legally employed within the meaning of the Act
in Austria for at least five years during the previous eight, and for
aliens who had been married to an Austrian national for at least five
years and had their residence (Wohnsitz) in Austria. The
exemption certificate subsequently relieved the alien or potential
employer from the obligation to apply for an employment permit. S. 19
provided that the alien concerned could apply for an exemption
certificate to the competent Regional Labour Market Service.
- If an alien had been continuously legally employed
within the meaning of the Act for at least 52 weeks in the previous
14 months, he was entitled to request a personal work permit
(Arbeitserlaubnis)
which was normally valid for one region only and could be restricted
to certain kinds of employment (s. 14(a)).
- S. 19
provided that in order to obtain an employment permit the employer
had to submit details of the proposed employment of the individual
employee to the Regional Labour Market Service concerned. The
application could be made by the alien only if there was no employer.
- According
to s. 4(1) an employment permit could only be granted if the
situation and evolution of the labour market so allowed and important
public or economic interests would not be harmed. Furthermore,
specific conditions listed in s. 4(3) had to be fulfilled.
- S.
4(b)(1) laid down that the situation and evolution of the labour
market only allowed an employment permit to be granted in respect of
a proposed foreign employee if there were no prior-ranking foreign
job applicants. Prior-ranking foreign job applicants included aliens
who were in possession of an exemption certificate within the meaning
of s. 15 of the Act or who were in receipt of unemployment insurance
payments (Arbeitslosenversicherung) (s. 4(b)(2) and (3)).
- S. 4(c)
provided that an employment permit had to be issued ex officio in
respect of Turkish nationals falling within the relevant provisions
of the Association Agreement between the European Union and Turkey.
- Under
s. 13(a) the Minister for Labour and Social Affairs could fix maximum
quotas for the employment of aliens in a specific region
(Landeshöchstzahl) for the following year. S. 4(6)
provided that once the maximum quota had been exhausted, no further
employment permits could be issued unless there were certain
exceptional circumstances.
- S. 21
provided that, in principle, the foreign job applicant was not a
party to the proceedings concerning the issue of the employment
permit. Exceptions were made where the personal circumstances of the
alien were relevant to the decision or where there was no employer.
- According
to the settled case-law of the Constitutional Court and the
Administrative Court a refusal to issue an employment permit under
S. 4(1) and (6) of the Employment of Aliens Act could
not violate a proposed foreign employee’s rights because he had
no legal entitlement to the grant under that Act (see VfSlg
14.347/1995, VfSlg 13617/1993; and the Administrative Court’s
decision of 16 November 1995, 94/09/0330).
- The
Constitutional Court and the Administrative Court have further held
that the refusal of an employment permit to a proposed employer is
not a decision concerning the employer’s “civil rights”
(see, for example, VfSlg 13617/1993 and Administrative Court’s
decision of 29 October 1997, 95/09/0254 with further
references).
- According
to s. 39(1) of the Administrative Court Act, the Administrative Court
must hold a hearing after its preliminary investigation of the case
if a complainant so requests within the time-limit. S. 39(2) and (6)
provides, however, that, notwithstanding such a request, the
Administrative Court may decide not to hold a hearing if it is
apparent from the written pleadings of the parties and the files
relating to the previous proceedings that an oral hearing is unlikely
to help clarify the case and that the lack of a hearing will not
violate Article 6 of the Convention.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
- Both
applicants complained that there had been no oral hearing before the
Administrative Court in the proceedings concerning the issue of an
employment permit. The second applicant further complained that he
had been denied access to a court as he was not a party to the
proceedings. The applicants relied on Article 6 of the Convention,
which, in so far as relevant, reads as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing ... by
[a] ... tribunal...”
A. The parties’ submissions
1. The applicants
- The
applicants submitted that the second applicant was integrated in
Austria and had a right to an employment permit under Article 8 of
the Convention. They submitted in this regard that the second
applicant had been legally residing in Austria since 1991 and had a
wife and a daughter in Austria who, in the interim, had become
Austrian nationals. He had already worked for the applicant company
for seven years. The applicants submitted that a claim to work by a
foreign worker permanently established with his family in the host
country was, at the very least, an arguable right. The right of a
foreign employee to an employment permit was furthermore indirectly
recognised by the case-law of the Constitutional Court according to
which an alien was not to be discriminated against by another alien.
Further, the competent authorities did not have an unfettered
discretion to decide whether or not an employment permit should be
granted but were bound by the conditions laid down in the Employment
of Aliens Act. The applicants argued that the second applicant’s
right to employment in Austria could be deduced from the Geneva
Refugee Convention, the International Covenant on Economic, Social
and Cultural Rights, the Association Agreement between Austria and
Turkey and the European Social Charter.
- The
applicants submitted that an employment permit was a condition
precedent to the validity of the contract of employment between the
employer and the foreign employee and was therefore a decisive factor
in a civil-law relationship. Even if a foreign worker employed under
an invalid employment contract had the same rights to a salary from
his employer as he would have had under a valid employment contract,
he did not have protection against dismissal, health insurance,
pension rights or a right to representation by the Workers’
Committee. Moreover, a worker who was illegally employed risked being
prohibited from residing in Austria. The proceedings at issue were
comparable to administrative proceedings concerning the approval of a
transaction under the Real Property Transactions Act to which the
Court had found that Article 6 was applicable (Ringeisen v.
Austria, judgment of 16 July 1971 Series A no. 13,
and Sramek v. Austria, judgment of 22 October 1984,
Series A, no. 84), or to proceedings concerning a guardianship
court’s approval of a contract concerning a minor. The
applicants further pointed out that the Labour Market Service could
not change a civil employment contract but could refuse to grant a
permit if the salary did not correspond to the minimum wage set out
in the relevant collective bargaining agreement.
- They
maintained that the lack of an oral hearing before the Administrative
Court and the fact that the second applicant had been denied access
to a court constituted violations of Article 6 of the Convention.
2. The Government
- The Government submitted that Article 6 was not
applicable to the proceedings at issue. In respect of the second
applicant they argued that he could not claim a right within the
meaning of Article 6 as under domestic law he had neither a right to
apply for an employment permit nor a right to the issue of such a
permit. They referred in that connection to the decision of B. v.
the Netherlands (no. 12074/86, Commission decision of
14 July 1988, unreported), in which the Commission found
that, in the absence of an independent right of an alien to apply for
a work permit under Dutch law, Article 6 was not applicable to the
proceedings relating to such an application. The Government further
stressed that the refusal to issue an employment permit affected the
foreign worker’s legal position only to a limited extent as, in
the absence of an employment permit a foreign worker who was actually
employed had the same rights against his employer as if the contract
of employment was valid. Furthermore, if the lack of an employment
permit was due to the employer’s negligence, the foreign
employee enjoyed all the rights to which he would have been entitled
upon the termination of a valid employment relationship.
- The
Government also argued that the proceedings did not involve the
determination of a “civil” right of either the applicant
company or the second applicant. They argued in this respect that the
requirement of an employment permit for foreign workers served to
regulate the Austrian labour market and social policy. Although a
decision concerning such a permit had certain effects on
relationships under the civil law, its primary purpose was public. In
the present case, the refusal to grant an employment permit was
exclusively based on considerations concerning the public interest.
The Employment of Aliens Act provided for the gradual integration of
foreign workers into the Austrian labour market. The decision
concerning the alien’s initial entry into the Austrian labour
market, namely the issue of an employment permit, was exclusively
based on public interests and the alien concerned therefore had no
right to such a permit. As the alien became further integrated into
the labour market, however, public interests became less decisive and
he acquired a legal right to a work permit and, subsequently, to an
exemption certificate granting him full access to the Austrian labour
market.
- The
Government further argued that the applicant company had been free to
employ someone else. There had not, therefore, been any restriction
on the manner in which it exercised its economic activities and
property rights or in the scope of those activities and rights.
- The
Government submitted that, even if the Court were to find that
Article 6 was applicable, there had been no violation of the
applicant company’s right to an oral hearing before a tribunal
as the special features of the proceedings constituted “exceptional
circumstances” which justified the absence of a hearing. The
Government noted in that connection that in their submissions to the
Administrative Court the applicants had not substantiated their
complaint relating to the maximum quota or their request for an oral
hearing. The Administrative Court had, therefore, been in a position
in which it could decide the case on the basis of the case-file.
- The
Government admitted that, if the Court found that Article 6 was
applicable to the proceedings at issue, the second applicant’s
right of access to a court had been violated.
B. The Court’s assessment
1. Applicability of Article 6 § 1 of the
Convention
- The
Court reiterates that, according to the principles laid down in its
case-law, it must first ascertain whether there was a “dispute”
(“contestation”) over a “right” which
can be said, at least on arguable grounds, to be recognised under
domestic law. The dispute must be genuine and serious; it may relate
not only to the actual existence of a right but also to its scope and
the manner of its exercise. The outcome of the proceedings must be
directly decisive for the right in question. Lastly, the right must
be a “civil” right (see, amongst many other authorities,
Mennitto v. Italy [GC], no. 33804/96, § 23, ECHR 2000 X,
with further references).
- Turning
to the circumstances of the present case, the Court finds that the
applicants’ situations must be examined separately.
1. The applicant company
-
The Court notes at the outset that the Government did not deny that,
following the Labour Market’s Services’ refusal to grant
an employment permit, a dispute had arisen between the applicant
company and that authority. The dispute, in which the applicant
company inter alia argued that the Vorarlberg Labour Market
Service had relied on inaccurate figures, was genuine and serious. It
remains to be determined whether the dispute related to a civil right
of the applicant company.
- In
this regard, the Court notes that under the Employment of Aliens Act
an employment permit for a specific foreign employee is granted to
the employer upon request, provided that specified conditions are
met, important public or economic interests are not harmed and the
situation and evolution of the labour market allow. It follows that
the applicant company as the proposed employer could, at least on
arguable grounds, claim the right to an employment permit.
- The
Court finally notes that the validity of an employment contract
concluded between an employer and a foreign employee is in principle
dependent on the grant of an employment permit. Therefore, the
outcome of the proceedings at issue has to be considered directly
decisive for the applicant company’s relations in civil law and
thus concerned the applicant company’s “civil”
rights (see mutatis mutandis Ringeisen v. Austria,
cited above; Fehr and Others v. Austria, no. 28866/95,
Commission decision of 2 July 1997, unreported).
- It
follows that Article 6 of the Convention applies to the proceedings
concerning the applicant company’s request for an employment
permit.
2. The second applicant
-
The Court notes that as the proposed foreign employee the second
applicant had no locus standi in the proceedings concerning
the employment permit. The Court will examine whether this
restriction delimited the substantive content properly speaking of
the second applicant’s right (so that the guarantees of Article
6 § 1 do not apply) or amounted to a procedural bar preventing
the bringing of a potential claim to court, to which Article 6 could
have some application (see mutatis mutandis Roche v.
the United Kingdom [GC], no. 32555/96, §§ 118,119,
19 October 2005).
- The
Court observes that the applicants agreed on the second applicant’s
employment by the applicant company and jointly applied for an
employment permit. In this important aspect the present case differs
from the case of B. v. the Netherlands (cited above), in which
the employer refused to join the applicant in his application for a
work permit and the Commission found that, in the absence of an
independent right to such a permit by the applicant, Article 6 did
not apply.
- Thus,
the present case does not concern the second applicant’s right
to employment as such, but rather his right to the necessary public
approval of his concrete employment plans with the applicant company.
Considering that the applicant company could and actually did claim a
right to the issue of an employment permit, the Court finds that the
second applicant must be taken to have also had a right, derived from
the applicant company’s right, to adjudication on his request
for an employment permit. The fact that the domestic legislation
precluded him from making the request for an employment permit to the
domestic authorities personally does not affect the existence of that
right but is only a procedural bar. The Court is comforted in this
view by the fact that the relevant domestic legislation does not
unconditionally prevent a foreign employee from applying for an
employment permit but provides exceptional circumstances in which a
foreign worker can institute such proceedings personally (see §
37 above).
- Having
regard to its findings above (see §§ 53, 54), the Court
further considers that the second applicant’s right to conclude
a valid employment contract was arguable, and that the dispute he
wished to bring before the domestic tribunals was directly decisive
for this “civil” right and genuine and serious.
- It
follows that Article 6 § of the Convention also applies in
respect of the second applicant.
2. Compliance with Article 6 § 1 of the Convention
1. The applicant company
61
The applicant company complained under Article 6 § 1 of the
Convention that there had been no oral hearing before the
Administrative Court.
- The
Court notes that the applicant company’s case was considered by
the Bregenz Labour Market Service and the Vorarlberg Labour Market
Service, both purely administrative authorities, and subsequently by
the Administrative Court. The applicant company did not contest that
the Administrative Court qualified as a tribunal, and there is no
indication in the file that the Administrative Court’s scope of
review was insufficient in the circumstances of the case. Thus, the
Administrative Court was the first and only tribunal to examine the
applicant’s case (see mutatis mutandis
Schelling v. Austria, no. 55193/00, § 29,
10 November 2005).
- The
applicant company was thus in principle entitled to a public oral
hearing before the first and only tribunal to examine its case,
unless there were exceptional circumstances which justified
dispensing with such a hearing. The Court has accepted such
exceptional circumstances in cases where proceedings concerned
exclusively legal or highly technical questions (see Schuler-Zgraggen
v. Switzerland, judgment of 24 June 1993, Series A no. 263,
p. 19-20, § 58; Varela Assalino v. Portugal (dec.),
no. 64336/01, 25 April 2002; Speil v. Austria (dec.)
no. 42057/98, 5 September 2002).
- However,
the Court does not consider that the subject matter of the
proceedings before the Administrative Court in the present case was
of such a highly technical or exclusively legal nature as to justify
dispensing with the obligation to hold a hearing.
- There
has accordingly been a violation of Article 6 § 1 of the
Convention.
2. The second applicant
- The
second applicant complained under Article 6 § 1 of the
Convention that he had been denied access to a court as he was not a
party to the proceedings concerning the issue of an employment
permit. He further complained under Article 6 § 1 of the
Convention that there had been no oral hearing before the
Administrative Court.
- The
Court reiterates that Article 6 § 1 embodies the “right
to a court”, of which the right of access, that is, the right
to institute proceedings before a court in civil matters, constitutes
one aspect. While this right may be subject to limitations; it must
be satisfied that the limitations applied do not restrict or reduce
the access left to the individual in such a way or to such an extent
that the very essence of the right is impaired. Furthermore, a
limitation will not be compatible with Article 6 § 1 if it
does not pursue a legitimate aim and if there is not a reasonable
relationship of proportionality between the means employed and the
aim sought to be achieved (see, among many other authorities, Osman
v. the United Kingdom, judgment of 28 October 1998,
Reports of Judgments and Decisions 1998 VIII, §
174).
- In
the present case, the Employment of Aliens Act prevented the second
applicant from bringing his claim for an employment permit before the
domestic authorities.
- The
Government admitted that if the Court found that Article 6 was
applicable to the proceedings at issue the second applicant’s
right of access to a court had been violated.
- In
the light of the foregoing and its conclusion that Article 6 of the
Convention is applicable to the second applicant’s case, the
Court finds that there has been a violation of the second applicant’s
right of access to a court, as guaranteed by Article 6 § 1 of
the Convention.
- In
view of this finding, the Court does not find it necessary to examine
the second applicant’s complaint about the lack of an oral
hearing before the Administrative Court.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicants claimed reimbursement of their costs in the domestic
proceedings and before the Court under the head of pecuniary damage.
- The
Court will examine these claims under the head of costs and expenses.
B. Costs and expenses
- The
applicants claimed a total of 2,175.36 euros (EUR) including VAT for
the costs they had incurred before the domestic authorities, namely
before the Vorarlberg Labour Market Service and the Administrative
Court. They further claimed EUR 11,744.78 including VAT for the costs
incurred in the proceedings before the Court.
- The
Government argued that these claims were excessive.
- According
to the Court’s established case-law, an award can be made in
respect of costs and expenses incurred by the applicants only in so
far as they have been actually and necessarily incurred and are
reasonable as to quantum (see inter alia, Belziuk
v. Poland, judgment of 25 March 1998,
Reports 1998-II, p. 573, § 49, and Craxi
v. Italy, no. 34896/97, § 115, 5 December 2002).
- As
to the costs claim concerning the domestic proceedings, the Court
considers that the applicants’ claims meet the above-mentioned
conditions. It therefore awards the full sum claimed, namely EUR
2,175.36. This sum includes any taxes chargeable on this amount.
- As
regards the Convention proceedings, the Court notes the applicants,
who did not have the benefit of legal aid, were represented before
the Court. However, the application was only partly successful and
was brought by the same lawyer and is similar to the application
brought in the case of Jurisic and Collegium Mehrerau v. Austria.
Making its assessment on an overall basis, the Court awards EUR 7,000
under this head. This sum includes any taxes chargeable on this
amount.
- Thus,
a total of EUR 9,175.36 is awarded in respect of cost and expenses.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
1. Holds unanimously that Article 6 § 1 of the Convention
is applicable to the proceedings in respect of the applicant company;
2. Holds by five votes to two that Article 6 § 1 of the
Convention is applicable to the proceedings in respect of the second
applicant;
- Holds by six votes to one that there has been a
violation of Article 6 § 1 of the Convention in respect of
the applicant company’s right to a public oral hearing before
the Administrative Court;
- Holds by five votes to two that there has been a
violation of Article 6 § 1 of the Convention in respect of
the second applicant’s right of access to a court;
5. Holds unanimously that it is unnecessary to examine the second
applicant’s further complaint about the lack of an oral hearing
under Article 6 § 1 of the Convention;
- Holds by six votes to one
(a) that
the respondent State is to pay the applicants, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 9,175.36
(nine thousand one hundred and seventy-five euros and thirty-six
cents) in respect of costs and expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount[s] at a rate
equal to the marginal lending rate of the European Central Bank
during the default period plus three percentage points;
- Dismisses unanimously the remainder of the
applicants’ claim for just satisfaction.
Done in English, and notified in writing on 27 July 2006, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following dissenting opinions are
annexed to this judgment:
(a) Partly
dissenting opinion of Mrs Steiner joined by Mrs Vajić;
(b) Partly
dissenting opinion of Mrs Vajić.
C.L.R.
S.N.
PARTLY DISSENTING OPINION OF JUDGE STEINER JOINED BY
JUDGE VAJIĆ
I do
not agree with the majority that Article 6 of the Convention is
applicable in respect of the second applicant for the following
reasons.
It
has been the Court’s consistent case-law that Article 6 applies
only to disputes over “rights” which can be said, at
least on arguable grounds, to be recognised under domestic law (see,
amongst many other authorities, James and Others v. the
United Kingdom, judgment of 21 February 1986, Series A
no. 98, Z and Others, at § 81 and the authorities
cited therein together with McElhinney v. Ireland [GC], no.
31253/96, § 23, ECHR 2001 XI (extracts))
It
was the applicants’ contention that the second applicant had a
right recognised under Austrian law for an employment permit. They
did not claim that such a right could be derived from the provisions
of the Employment Act but rather argued that such a right can be
based on other provisions which are part of Austrian law.
I
will take these provisions in turn. The first argument is that he can
rely on Article 8 of the Convention. I would, however, point out that
in the admissibility decision of this very case, the Court found that
the facts complained of did not fall within the ambit of Article 8 of
the Convention. The applicants next argue that the second applicant
can rely on the Constitutional Court’s case-law prohibiting all
kinds of discrimination including discrimination between foreigners.
However, this case-law merely refers to an equal enjoyment of legal
positions guaranteed by law and cannot guarantee a substantive right
to employment itself. Next the applicants suggest that a right to an
employment permit might be inferred from the Geneva Refugee
Convention. However, it has not been submitted that the second
applicant has been recognised as a refugee or that any such
application had been made before the domestic authorities. Further,
the applicants refer to the International Covenant on Economic,
Social and Cultural rights and the European Social Charta. However,
these international instruments are not self executing at the
domestic level and for this reason cannot confer any subjective right
at the domestic level on the applicants. I would only add that the
wording of the relevant provisions does not give the impression that
they actually give an unconditional right of employment to
foreigners. Lastly the applicants propose that the Association
Agreement concluded between the European Union and the Republic of
Turkey be extended to them. I do not think this is possible. By
concluding such an agreement the parties have consented to enter into
a special relation and it cannot be claimed that they had had the
intention to extend this special treatment to thirds who are not
party to that agreement.
I
will now turn to the majority’s finding that the fact that the
second applicant had no locus standi in the proceedings
concerning the issuing of an employment permit did not delimit the
substantive content properly speaking of his right, but amounted
merely to a procedural bar and that Article 6 of the Convention was
therefore applicable (§§ 56, 58). They cite the case
Roche v. the United Kingdom. This case refers in
fact to previous case-law concerning otherwise well-founded claims in
domestic law subsequently prevented from being entertained before a
domestic court because subsequently issued legal acts or the grant of
State immunity. In these cases Article 6 was held applicable (see
Tinnelly & Sons Ltd and Others and McElduff and Others v. the
United Kingdom, judgment of 10 July 1998, Reports of Judgments
and Decisions 1998 IV; Al-Adsani v. the United Kingdom
[GC], no. 35763/97, ECHR 2001 XI; Fogarty v.
the United Kingdom [GC], no. 37112/97, ECHR 2001 XI and
McElhinney v. Ireland [GC], no. 31253/96, ECHR 2001 XI
(extracts)).
However,
I cannot find that the present case is in any aspect comparable to
these cases. Looking at the relevant provisions of the domestic
legislation, the Employment of Aliens Act, and its interpretation by
the domestic courts, I cannot discern any provision granting a
foreigner the right to an employment permit and, consequently,
general locus standi in such proceedings. Only in very
exceptional situations, which the applicants have never even alleged
to exist in their case, a foreigner may be party to the proceedings
(see § 37 above).
I
finally note that in the very case Roche v. United Kingdom the
Court stressed that, in assessing whether there is a civil “right”
and in determining the substantive or procedural characterisation to
be given to an impugned restriction, the starting point must be the
provisions of the relevant domestic law and their interpretation by
the domestic courts (see § 120) and, having carefully
examined these elements, considered that Mr Roche had no (civil)
“right” recognised under domestic law which would attract
the application of Article 6 § 1 of the
Convention (§ 124)
I
regret that the majority disregarded these principles in the present
case. Thereby, the Court distorted the domestic legislation and its
accepted interpretation by substituting them by its own
understanding.
PARTLY DISSENTING OPINION OF JUDGE VAJIĆ
1. I
regret that I am unable to agree with the majority’s finding
that Article 6 of the Convention is applicable to the second
applicant. On that point I join the dissenting opinion of Judge
Steiner.
2. I
have voted with the majority as to the applicability of Article 6 in
respect of the first applicant. However, I cannot agree with the
finding that there was also a violation of Article 6 in respect
of the applicant company’s rights to an oral hearing in the
present case. In rejecting the request for an oral hearing the
Administrative Court based itself, inter alia, on
section 39(2) of the Administrative Court Act according to which
it may decide not to hold a hearing if such a hearing is unlikely to
help clarify the case (§ 25).
The
dispute between the parties in the instant case related basically to
the maximum quota fixed for the employment of foreign workers in
Vorarlberg as the applicant contested the accuracy of the official
statistics due to which the quota had been exceeded.
The
majority has concluded, without any further explanation and following
a somewhat mechanical approach, that the subject matter of the
proceedings before the Administrative Court in the present case was
not of such a “highly technical or exclusively legal nature”
as to justify dispensing with the obligation to hold a hearing (§
64). With due respect, I do not share that opinion.
In my
opinion the applicant’s submissions to the Administrative Court
were not of a kind to raise issues of fact or law which were of such
a nature as to require an oral hearing for their disposition (see
among others Pitkänen v. Sweden
(dec.), no. 52793/99, 26 August 2003; Pursiheimo v. Finland
(dec.), no. 57795/00, 25 November 2003; Varela Assalino v.
Portugal (dec.), no. 64336/01,25 April 2002; Döry v. Sweden,
judgment of 12 November 2002, §
44; Strömblad v. Sweden (dec.),
no. 45935/99, 11 February 2003; Allan Jacobsson v.
Sweden (No. 2), judgment of 19 February 1998, Reports of
Judgments and Decisions 1998-I, § 49). Having regard to the
facts of the case, the main question the Administrative Court had to
determine related to the finding of the Labour Market Services that
the maximum quota has been exceeded and the application of the quota
to the applicant, thus leaving no discretionary powers to the court
to decide. In my opinion that question could have been adequately
resolved on the basis of the case file and the written submissions
and did not require a debate. I therefore fail to see why written
submissions challenging the findings on the maximum quota and
containing information and possible data trying to prove the contrary
would not have sufficed. The applicant has not submitted any elements
of a nature to convince me that only an oral hearing subsequent to
the written submissions would have assured the fair character of the
proceedings.
Moreover,
it is understandable that in this sphere relating to employment
quotas for foreign workers the national authorities should have
regard to the demands of efficiency and economy. Systematically
holding hearings could be an obstacle to the particular diligence
required in such cases (see mutatis mutandis Speil v.
Austria (dec.), no. 42057/98, 5 September 2002;
Schuler-Zgraggen v. Switzerland, judgment of 24 June 1993,
Series A no. 263, § 58).
For
these reasons I am of the opinion that there were circumstances which
justified dispensing with an oral hearing before the Administrative
Court in the present case.
Finally,
I am of the opinion that the Court should have a more flexible
approach, than the one adopted by the majority in the instant case,
when evaluating whether decisions of domestic authorities not to hold
an oral hearing in civil cases amounted to a violation of Article 6
§ 1 of the Convention. In other words, it should examine the
need for the hearing (i.e., whether it would serve any purpose and/or
bring new elements to the courts’ reasoning) on the particular
facts of each case and also having special regard to the reasoning of
the domestic courts. The Court should, of course, always emphasize
the need for an oral hearing in really important cases, but at the
same time it should avoid unnecessarily burdening domestic courts
from whom we repeatedly demand particular diligence, especially in
the kind of cases as the present one.