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SECOND
SECTION
CASE OF ALİ YAVUZ v. TURKEY
(Application
no. 35160/05)
JUDGMENT
STRASBOURG
16 July
2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Ali Yavuz v.
Turkey,
The
European Court of Human Rights (Second Section), sitting as a Chamber
composed of:
Françoise Tulkens,
President,
Ireneu Cabral Barreto,
Vladimiro
Zagrebelsky,
Danutė Jočienė,
András
Sajó,
Nona Tsotsoria,
Işıl
Karakaş, judges,
and Sally
Dollé, Section
Registrar,
Having
deliberated in private on 23 June 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 35160/05) against the Republic
of Turkey lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Turkish national, Mr Ali Yavuz (“the
applicant”), on 19 September 2005 initially by fax, followed by
mail.
- The
applicant was represented by Mr M. İşeri, a lawyer
practising in İzmir. The Turkish Government (“the
Government”) were represented by their Agent.
- The
applicant alleged, in particular, that he had
been subjected to torture during his detention in the custody of
security forces and that the national authorities had failed to
establish the criminal and administrative responsibilities of the
accused police officers. This had consequently denied him the right
to seek compensation before the civil courts. The applicant relied on
Articles 3, 6, 13 and 14 of the Convention.
- On
15 May 2008 the President of the Second Section decided to give
notice of the application to the Government. It was also decided to
examine the merits of the application at the same time as its
admissibility (Article 29 § 3).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicant was born in 1963 and lives in Bursa.
- On
7 March 1999 the applicant and four others were arrested at around
12.30 p.m. by police officers in Kadifekale, İzmir, and taken
into police custody at the İzmir police headquarters. On the
same day, at 4.p.m., the applicant was taken to İzmir Atatürk
State Hospital where a doctor examined him and drew up a provisional
report which is mostly illegible. The legible parts of the report
indicate that the applicant is conscious, that there is no need for
an urgent intervention and that his medical condition does not
require him to take time off from work.
- On
8 March 1999, at 8.15 a.m., two police officers who were on duty
where the applicant was in custody drew up and signed a report which
indicated that the applicant hit his head against the door of his
cell whilst refusing breakfast in an angry manner. The names of the
police officers are not indicated on the report.
- On
8 March 1999, at 3.55 p.m., the applicant was seen by a doctor at the
Konak Forensic Medicine Institute who noted an oedema and lesion on
the right upper eyelid and a minor lesion on the lower lid of the
same eye and a lesion on the upper lip. The report noted that these
findings rendered the applicant unfit for
work for two days. On the same day the applicant was brought before
the investigating judge, who ordered his release.
- On
9 March 1999 the applicant lodged a complaint with the public
prosecutor, who heard him in person the same day. The applicant
alleged that he had been subjected to torture by the police officers
whilst in custody and requested to be referred to a forensic doctor
in order for the marks of ill treatment still visible on his
face and body to be verified.
- On
the same day the applicant went, of his own accord, to be examined by
the doctors of the İzmir Chamber of Doctors, who drew up a
report on 25 June 1999 noting pain in various parts of the head and
neck and lesions around the right eye. The report also stated that
the applicant was suffering from post-traumatic stress. The report
concluded that the findings on the applicant’s body
corroborated his allegations and that they had been caused by the use
of force.
- The
public prosecutor heard the accused police officers on 2 June 1999
and on that day issued a decision not to prosecute. The police
officers stated that they had not been there when the applicant was
arrested. They had questioned him afterwards. The public prosecutor
found it established, on the basis of the police officers’
statements, that the marks on the applicant’s face had occurred
when the applicant hit his head on the door of his detention room
whilst refusing breakfast on 8 March 1999. The public prosecutor
concluded that there was insufficient evidence against the police
officers.
- On
12 July 1999 the applicant lodged an objection with the Karşıyaka
Assize Court against the decision not to prosecute and submitted the
report drawn up by the İzmir Chamber of Doctors in support of
his allegations.
- On
30 July 1999 the applicant was seen by a forensic doctor, who
referred to the findings of the medical report dated 8 March 1999,
namely lesions around the right eye and on the upper lip, and noted
that periorbital lesions would not occur as a result of hitting one’s
head on a door and that it was possible that they had been caused by
the use of force.
- On
2 August 1999 the Karşıyaka Assize Court upheld the
applicant’s objection, finding that the medical reports
submitted by the applicant constituted sufficient evidence to
initiate criminal proceedings.
- On
26 August 1999 the İzmir public prosecutor filed a bill of
indictment with the İzmir Criminal Court of First Instance in
which he accused the police officers who had been on duty when the
applicant was in custody, under Article 245 of the former Criminal
Code, of ill-treating the applicant during the performance of their
duties (görev sırasında efrada sui muamele). On
10 November 1999 the applicant joined the proceedings as a civil
party.
- During
the proceedings the İzmir Criminal Court of First Instance heard
the applicant as well as the witnesses of both parties. The applicant
reiterated his allegations and stated further that he had been
blindfolded and could not therefore identify the perpetrators. He
added that he had also been verbally insulted during questioning. The
police officers who had participated in the applicant’s arrest
stated that the applicant had been among his supporters at the time
and had shown physical resistance during arrest. Other individuals
who were detained at the same time as the applicant, and who
testified on his behalf, stated that they had seen bruises on his
face after questioning.
- On
9 October 2000 the İzmir Criminal Court of First Instance
acquitted the police officers in the absence of any concrete
evidence. The court found that the medical report of 25 June 1999 had
been issued three months after the alleged incident and that the
applicant could not identify the perpetrators.
- On
24 November 2000 the applicant appealed. On 8 April 2002 the Court of
Cassation quashed the judgment on the ground that the accusations
against the police officers fell under Article 243 of the former
Criminal Code, which prohibited public officials from inflicting
torture to extract confession or information, rather than Article 245
under which they had initially been charged. The Court of Cassation
added that the case should therefore have been examined by the İzmir
Assize Court and remitted the case to the İzmir Criminal Court
of First Instance.
- On
9 April 2003 the İzmir Criminal Court of First Instance gave a
decision of non-jurisdiction and referred the case to the İzmir
Assize Court.
- On
6 October 2003 İzmir Assize Court acquitted the two police
officers on the ground, inter alia, that the medical report of
the İzmir Chamber of Doctors submitted by the applicant had been
issued three months after the end of his custody period and that it
reflected his description of the events alone without conducting or
making any reference to the medical examinations. The İzmir
Assize Court did not mention the first two medical reports drawn up
on 7 and 8 March 1999 but simply quoted a paragraph of the findings
of the report drawn up on 30 July 1999.
- The
applicant appealed and maintained that there was sufficient evidence
to prove his allegations. He added that he had been tortured by five
or six police officers, whereas criminal proceedings had been
initiated against only two officers.
- On
21 March 2005 the Court of Cassation quashed the judgment on the
ground that the prosecution of the offences had become time-barred.
II. RELEVANT DOMESTIC LAW
- A
description of the relevant domestic law at the material time can be
found in Batı and Others v.
Turkey (nos. 33097/96 and 57834/00,
ECHR 2004 IV) and Okkalı v. Turkey (no.
52067/99, 17 October 2006).
THE LAW
I. ALLEGED VIOLATION OF ARTICLES 3, 6 AND 13 OF THE
CONVENTION
- The
applicant complained under Article 3 of the Convention that he had
been subjected to torture whilst in police custody. Relying on
Articles 6 and 13, he further alleged that he had been
denied an effective remedy in respect of his ill-treatment complaint
due to shortcomings in the proceedings, in particular their excessive
length and the lack of a hearing before the Court of Cassation, which
amounted to an unfair trial.
- The
Court considers that these complaints should be examined solely from
the standpoint of Article 3 of the Convention. The relevant Articles
read as follows:
Article 3
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. Admissibility
- The
Government argued that the applicant had lodged his complaint on 15
November 2005 whereas the final decision in domestic law was dated 21
March 2005. Therefore the application should be rejected for having
been introduced outside the six-month time-limit laid down in Article
35 § 1 of the Convention. The Government further maintained that
the applicant had failed to exhaust the domestic remedies available
to him within the meaning of Article 35 § 1. In this connection
they submitted that the applicant had not availed himself of the
civil and administrative-law remedies which could have provided
reparation for the harm he had allegedly sustained.
- The Court observes that the application was initially
introduced by fax on 19 September 2005 whereas the date the
Government referred to in their observations is the stamp on the
original version of the application form. This stamp indicates the
date of arrival of the application form at the Court. It follows that
the complaint was lodged by written communication to the Court within
the six months allowed. The Court further reiterates that it has
already examined and rejected the Government’s preliminary
objections regarding exhaustion of domestic remedies in similar cases
(see, in particular, Ataş and Seven v. Turkey, no.
26893/02, § 29, 16 December 2008). The Court finds no particular
circumstances in the instant case which would require it to depart
from such previous conclusions. It therefore rejects the Government’s
preliminary objection.
- The
Court notes that these complaints are not manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention. It
further notes that they are not inadmissible on any other grounds.
They must therefore be declared admissible.
B. Merits
1. The responsibility of the respondent State in the
light of the substantive aspect of Article 3 of the Convention
- The
Government rejected the complaints and argued that the applicant’s
ill-treatment complaints had been examined thoroughly by three
different courts, all of which had considered that the evidence at
hand had been insufficient to convict the police officers.
- The Court refers to the basic principles laid down in
its judgments concerning Article 3 (see, in particular, Ivan
Vasilev v. Bulgaria, no. 48130/99, § 62, 12 April 2007;
Yavuz v. Turkey, no. 67137/01, § 38, 10 January
2006; Emirhan Yıldız and Others v. Turkey,
no. 61898/00, §§ 41-42, 5 December 2006; Diri v.
Turkey, no. 68351/01, §§ 35-39, 31 July
2007). It will examine the present case in the light of these
principles.
- The
Court observes that four medical reports were drawn up in respect of
the applicant. Although mostly illegible, the first medical report –
drawn up on the day the applicant was taken into custody (7 March
1999) – indicated that he was fit for work. The second medical
report – issued on the day after the applicant’s release
from custody – mentioned an oedema and lesions around the right
eye and on the upper lip. This report established that the applicant
was unfit for work for two days. The third medical report –
based on the applicant’s examination on 9 March – stated
that the applicant had been suffering from post-traumatic stress in
addition to the pain and lesions and that these findings corroborated
the applicant’s allegations of ill-treatment. Finally, the
fourth report, which referred to the findings of the medical report
of 8 March, concluded that periorbital lesions would not occur as a
result of hitting one’s head on a door and that it was possible
the marks on the applicant had been caused by the use of force.
- The
Court notes that the police officers who had
participated in the applicant’s arrest stated that the
applicant had shown physical resistance during arrest. In this
connection the Court considers that it is not clear whether
the marks on the applicant’s body existed at the time or before
he was taken into custody since the contents of the first medical
report are not fully legible. However, the Court observes that
neither of the police officers who were heard by the public
prosecutor on 2 June 1999 referred to any existing marks on the
applicant’s face which had occurred previously during his
arrest. On the contrary, referring to a report drawn up on the
morning of 8 March, they both stated that the applicant had hurt
himself while in custody. The Court further notes that this report
was drawn up and signed by two police officers, whose names were not
indicated, and did not bear the signatures of either the applicant or
any other witnesses. Having regard to the findings of the fourth
medical report, which indicated that periorbital lesions would not
have occurred as a result of hitting the head on a door (see
paragraph 13 above), the Court does not find it credible, in the
circumstances, that the marks on the applicant’s face were
caused by hitting his head against the door of his cell.
- The
Court observes that the domestic court which acquitted the two police
officers did not refer to the first two medical reports at all. It
found the third report unconvincing because it had been delivered
three months after the alleged events. Moreover, it simply quoted a
paragraph of the findings of the fourth report without further
examining its contents. In this connection the Court notes that,
although drawn up on 25 June 1999, the third report was based on the
applicant’s medical examination which had taken place on 9
March, that is, the day after his release.
- In
the light of the foregoing considerations, the Court concludes that
the applicant’s allegations are consistent and substantiated by
the medical reports, whereas the Government have not submitted any
plausible explanation for the marks on the applicant’s face.
There
has accordingly been a substantive violation of Article 3 of the
Convention.
2. The responsibility and positive obligation of the
State in the light of the procedural aspect of Article 3
- The
Court reaffirms that when, in principle, an agent of the State is
accused of crimes that violate Article 3, the criminal proceedings
and sentencing must not be time-barred and the granting of an amnesty
or pardon should not be permissible (see Erdoğan Yılmaz
and Others v. Turkey, no. 19374/03, § 56, 14 October
2008, and, mutatis mutandis, Ali and Ayşe Duran
v. Turkey, no. 42942/02, § 72, 8 April 2008).
- The
Court notes in the instant case that the prosecution of the police
officers was dropped on 21 March 2005 as the statutory time-limit had
expired. Consequently, the Court reiterates its earlier finding in a
number of cases that the Turkish criminal-law system as applied can
prove to be far from rigorous and have little dissuasive effect
capable of ensuring the effective prevention of unlawful acts
perpetrated by State agents if criminal proceedings brought against
the latter are dropped for being time-barred (see, among others,
Hüseyin Esen v. Turkey, no. 49048/99, § 63, 8 August
2006). The Court finds no reason to reach a different conclusion in
the present case.
- In
the light of the foregoing, the Court finds that the criminal
proceedings brought against the police officers cannot be described
as having been adequate and were therefore in breach of the State’s
procedural obligations under Article 3 of the Convention.
- It
follows that there has been a violation of Article 3 under its
procedural limb.
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
- The
applicant asserted that he had been denied the right to seek
compensation before the civil courts as the criminal proceedings
against the police officers had been dismissed for exceeding the
statutory time-limit. The applicant relied on Article 13
of the Convention, which reads as follows:
Article 13
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
- The
Government rejected this allegation and maintained that effective
domestic civil law remedies had been available to the applicant.
- The
Court refers to its findings above (see paragraph 28) and reiterates
its conclusion in a number of previous cases that the civil remedies
were inoperative in similar situations, as they did not enable the
applicants to obtain compensation for the alleged violations (see,
among others, Batı and Others v. Turkey, nos. 33097/96
and 57834/00, § 148, ECHR 2004 IV (extracts)). The Court
finds no reason in the instant case to depart from its earlier
conclusion.
- There
has accordingly been a violation of Article 13 of the Convention.
III. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
- The
applicant further complained of the lack of independence and
impartiality of the domestic courts as well as the lack of a hearing
before the Court of Cassation. He added that he had been subjected to
torture and denied the right to a fair hearing because of his Kurdish
origin. He relied on Article 6 and on Article 14 in conjunction
with Articles 3 and 6 of the Convention.
- Having
regard to its conclusion concerning the procedural aspect of Article
3 (see paragraph 34 above), the Court considers that it is not
necessary to examine whether, in this case, a separate issue arises
under Article 6 of the Convention (see, for example, Mehmet Eren
v. Turkey, no. 32347/02, § 59, 14 October 2008).
- The
Court further considers that the complaint under Article 14 is
unsubstantiated in the light of the materials submitted to it. It
follows that these complaints must be declared inadmissible as being
manifestly ill founded, pursuant to Article 35 §§ 3
and 4 of the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
- The applicant submitted his claims for just
satisfaction out of time. Accordingly, these submissions were not
included in the case file for examination by the Court. Consequently,
the Court considers that there is no call to award any sum (see, for
example, Svyato-Mykhaylivska Parafiya v. Ukraine,
no. 77703/01, § 156, 14 June 2007).
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Declares admissible the applicant’s
complaint concerning his alleged ill treatment in custody, the
alleged ineffectiveness of the ensuing criminal proceedings and the
alleged lack of an effective remedy in respect of any civil claim for
damages;
- Declares the remainder of the application
inadmissible;
- Holds that there has been a violation of Article
3 of the Convention under both its substantive and procedural limbs;
- Holds that there has been a violation of Article
13 of the Convention;
- Holds that there is no need to examine the
complaint under Article 6 of the Convention;
- Rejects the applicant’s claim for just
satisfaction.
Done in English, and notified in writing on 16 July 2009, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Sally Dollé Françoise Tulkens
Registrar President