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GRAND
CHAMBER
CASE OF
PALADI v. MOLDOVA
(Application
no. 39806/05)
JUDGMENT
STRASBOURG
10 March
2009
This
judgment is final but may be subject to editorial revision.
In the case of Paladi v. Moldova,
The
European Court of Human Rights, sitting as a Grand Chamber composed
of:
Jean-Paul
Costa, President,
Peer
Lorenzen,
Françoise
Tulkens,
Karel
Jungwiert,
Elisabet
Fura-Sandström,
Egbert
Myjer,
Sverre
Erik Jebens,
Ján
Šikuta,
Ineta
Ziemele,
Mark
Villiger,
Giorgio
Malinverni,
Luis
López Guerra,
András
Sajó,
Mirjana
Lazarova Trajkovska,
Nona
Tsotsoria,
Işıl
Karakaş,
Mihai
Poalelungi,
judges,
and Vincent
Berger, Jurisconsult,
Having
deliberated in private on 14 May 2008 and on 28 January 2009,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
- The
case originated in an application (no. 39806/05) against the Republic
of Moldova lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Moldovan national, Mr Ion Paladi (“the
applicant”), on 9 November 2005.
- The
applicant was represented by Mr G. Ulianovschi, a lawyer practising
in Chişinău. The Moldovan Government (“the
Government”) were represented by their Agent, Mr V. Grosu.
- The
applicant alleged, in particular, that he had not been given proper
medical assistance and that he had been detained without a lawful
basis and in the absence of a reasonable suspicion that he had
committed a crime. He complained of the absence of relevant reasons
for prolonging his detention pending trial and the length of time
taken to decide on his habeas corpus requests, as well as the
refusal to examine an appeal and a fresh habeas corpus request
lodged by him. He subsequently complained of the failure of the
authorities to comply swiftly with the interim measure indicated by
the Court on 10 November 2005 under Rule 39 of the Rules of Court.
- The
application was allocated to the Fourth Section of the Court (Rule 52
§ 1 of the Rules of Court), composed of Judges Bratza,
Casadevall, Bonello, Traja, Pavlovschi, Garlicki and Mijović,
and also of Lawrence Early, Section Registrar. On 10 November 2005
the Chamber President decided to indicate to the Government an
interim measure under Rule 39 of the Rules of Court aimed at ensuring
the applicant's continued treatment in the Republican Neurological
Centre (“the RNC”). On 22 November 2005 the Chamber
decided to give notice of the application to the Government. Under
the provisions of Article 29 § 3 of the Convention, it decided
to examine the merits of the application at the
same time as its admissibility.
- On
10 July 2007 the Chamber delivered a judgment in which it
unanimously declared the application partly admissible, held
unanimously that there had been a violation of Articles 3 and 5 §
1 of the Convention and that it was not necessary to examine
separately the applicant's complaints under Article 5 §§
3 and 4 and held, by six votes to one, that there had been a
violation of Article 34 of the Convention.
- On
30 January 2008, pursuant to a request by the Government dated
10 October 2007, a panel of the Grand Chamber decided to refer
the case to the Grand Chamber in accordance with Article 43 of the
Convention.
- The
composition of the Grand Chamber was determined according to the
provisions of Article 27 §§ 2 and 3 of the Convention and
Rule 24 of the Rules of Court.
- The
applicant and the Government each filed written observations.
- A
hearing took place in public in the Human Rights Building,
Strasbourg, on 14 May 2008.
There
appeared before the Court:
(a)
for the Government
Mr V.
Grosu, Agent,
Mrs
L. Grimalschi,
Mrs
R. Secrieru, Counsel;
(b)
for the applicant
Mr G.
Ulianovschi, Counsel,
Mr N.
Paladi, Adviser.
The
Court heard addresses by Mr Grosu and Mr Ulianovschi, as well as
their answers to questions put by the Court.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The applicant was born in 1953 and lives in Chişinău.
- The
facts of the case, as submitted by the parties, may be summarised as
follows.
- The
applicant was a deputy mayor of Chişinău and was also a
lecturer at the Academy of Economic Studies in Moldova. Between
24 September 2004 and 25 February 2005 he was held in the
remand centre of the Centre for Fighting Economic Crime and
Corruption (“the CFECC”). On 25 February 2005 he was
transferred to Ministry of Justice Remand Centre no. 3 in Chişinău
(also known as “Prison no. 3”, subsequently re named
“Prison no. 13”). The applicant suffers from a number of
illnesses (see paragraphs 22 and 25 below).
A. The proceedings against the applicant
- The applicant was accused in three separate sets of
criminal proceedings under Article 185 (3) of the old Criminal Code
and Article 327 (2) of the new Criminal Code (“the CP”)
of abuse of power and acting in excess of authority (excesul de
putere sau depăşirea atribuţiilor de serviciu;
abuzul de putere sau abuzul de serviciu).
- On 17 September 2004 the CFECC opened a criminal
investigation concerning the applicant and on 24 September 2004 he
was taken into custody.
- On 27 September 2004 the Buiucani District Court
issued a warrant for his arrest and detention for thirty days. The
reasons given by the court for issuing the warrant were that:
“[The applicant] is dangerous to society. If
released he may reoffend, destroy evidence or abscond from the
law-enforcement authorities, obstruct the normal course of the
investigation or the taking of evidence and influence evidence and
witnesses.”
On 4
October 2004 the Chişinău Court of Appeal upheld that
decision. Judge M.B. dissented, finding no reason to detain the
applicant as the prosecution had not submitted any evidence of the
alleged danger of his absconding or interfering with the
investigation. The applicant had a family and a permanent residence
in Chişinău, was ill and had no criminal record.
- The applicant made habeas corpus requests on 5,
13 and 19 October, 2 November and 29 December 2004 and 22
February, 23 June and 20 September 2005. He relied on the
following elements: his poor state of health; the fact that he had no
criminal record; his impeccable reputation as a doctor of economics
and a university lecturer; the fact that his identity documents had
been seized by the prosecuting authorities so that he could not leave
the country; the fact that his family and permanent residence were in
Chişinău; the fact that he was supporting his 75-year-old
mother who was an invalid; the fact that he had the personal
guarantee of three well known persons (who had already deposited
3,000 Moldovan lei (MDL) and each of whom was prepared to pay the
further MDL 8,000 initially requested by the court); and the lack of
reasons for his arrest. All these requests were rejected on grounds
similar to those cited in the decision of 27 September 2004.
- On 22 October 2004 the case file was submitted to the
trial court.
- On
an unspecified date in October 2004 the prosecution submitted to the
trial court a second case file in which the applicant was also
identified as one of the accused. The investigation into that case
had begun on 28 March 2003. The investigators had twice closed
it for lack of evidence (on 15 July and 26 September 2003) but on
both occasions a prosecutor had ordered its reopening. On 27 October
2004 both cases were joined.
- On
2 November 2004 Judge L.V., President of the Centru District Court,
rejected the applicant's request for release against the personal
guarantee of three well-known persons, without giving any reasons.
- The
applicant appealed but Judge L.V. refused to forward his appeal to
the Court of Appeal, on the ground that the law did not provide for
an appeal against such decisions. The applicant submitted the appeal
to the Chişinău Court of Appeal directly, which also
refused to examine it for the same reason. A similar response was
given to appeals lodged on 25 February and 27 September
2005.
- On
30 December 2004 a third criminal case file was submitted to the
trial court, accusing the applicant of abuse of power in his own
personal interest. This case was also joined to the two cases against
the applicant referred to above.
B. The applicant's medical condition and treatment
received
- On 24 September 2004 the applicant was detained in the
CFECC remand centre. On 29 September 2004 a medical advisory board
examined the applicant's medical file at his wife's request and made
the following diagnosis: type II diabetes (insulin-dependent),
polyneuropathy, diabetic angiospasm, stage II autoimmune thyroiditis,
after-effects of trauma to the head with intracranial hypertension,
vagovagal spasms, chronic obstructive bronchitis, recurrent chronic
pancreatitis with endocrine failure, chronic active hepatitis and
asthenic syndrome. On 14 November 2004 the applicant's wife
informed the trial court of the findings of the medical board.
- According to the applicant, the CFECC remand centre
had no medical personnel until late February 2005, when a general
practitioner was hired to work there. He claimed that he had
requested medical assistance on a number of occasions but had
received treatment only from doctors from other institutions who
visited him when there was an emergency. On 28 September 2004 an
ambulance was called to treat the applicant for acute hypertension.
The doctor prescribed a consultation with an endocrinology
specialist, who saw the applicant on 21 December 2004. The applicant
also informed the prosecutor and the court of his special dietary and
medical needs but received no reply. He submitted copies of
complaints from his wife, his mother and a parliamentary group to the
CFECC authorities, the Prisons Department, the trial court, the
President of Moldova, the Minister of Justice and other authorities.
The applicant's wife received several formal replies, essentially
informing her that her husband had been seen on a number of occasions
by various doctors and that he would be given medical assistance
should the need arise.
- On
15 February 2005 the applicant was seen by Doctor B.E., a
psychoneurologist, who concluded that his state of health was
“unstable with a slight improvement” and that he needed
to continue treatment under supervision. On 25 February 2005 the
applicant was transferred to the remand centre of Prison no. 3 in
Chişinău.
- On 2 March 2005, in accordance with a court order, the
applicant was examined by a medical board of the Ministry of Health
and Social Welfare. B.I., a neurologist and member of the board,
diagnosed him with encephalopathy,
polyneuropathy of endocrinal origin, hypertension, peripheral
vascular disease and inferior paraplegia. He
recommended that the applicant be treated on an in-patient basis.
Z.A., an endocrinologist and member of the board, diagnosed the
applicant with diabetes, macro- and micro-angiopathy, cardiomyopathy,
arterial hypertension, diabetic steatorrhoeic hepatosis, thyroiditis,
hypothyroiditis and encephalopathy. He recommended a special diet and
treatment on an in-patient basis in specialised clinics
(endocrinology-cardiology-neurology). E.V., head of the Cardiology
Department of the Ministry of Health and Social Welfare and a member
of the board, diagnosed the applicant with ischaemic cardiomyopathy
and mixed cardiopathy, unstable pectoral angina, prolonged attacks
during the previous two weeks, third-degree arterial hypertension,
second-degree congestive heart failure, hypertension and endocrinal
renal failure, diabetic vascular disease and thoracic dilatation.
E.V. recommended that the applicant be treated on an in patient
basis in a cardiology unit in order to investigate and prevent the
risk of myocardial infarction. She considered it necessary to
undertake anti coagulant treatment but noted that, given the
risk of gastric haemorrhage, such treatment could take place only
under conditions of strict supervision and with surgeons at hand to
intervene if necessary.
- On
the basis of these recommendations, the trial court ordered the
applicant's transfer to a prison hospital.
- On the basis of an order by the Ministry of Health and
Social Welfare, Doctor V.P., a neurologist from the Republican
Neurology Centre of the Ministry of Health and Social Welfare (“the
RNC”), examined the applicant on 20 May 2005. He confirmed the
earlier diagnoses and recommended complex treatment in a specialised
neurological unit of the Ministry of Health and Social Welfare,
including treatment with hyperbaric oxygen (HBO) therapy.
- On 30 May 2005 the director of the prison hospital
where the applicant was being held informed the court of V.P.'s
recommendations and said that the applicant was being given the
medication prescribed but not HBO therapy, which it was impossible to
administer at the prison hospital due to the lack of the necessary
equipment. He also informed the court that the applicant's condition
prevented him from attending court hearings.
- On 1 June 2005 the Centru District Court found that
the condition of the applicant and of another co-accused had
worsened, and suspended examination of their cases “until
recovery”. The court did not respond to the applicant's wife's
request for his release to allow treatment or to the above mentioned
letter from the director of the prison hospital.
- By letters of 9, 17 and 22 June, 5 July and 1 August
2005 the director of the prison hospital again informed the court of
the lack of the necessary equipment at the hospital for the treatment
prescribed by V.P.
- On 7 and 15 September 2005 a medical board of the
Ministry of Health and Social Welfare which included doctors from the
RNC examined the applicant and on 16 September 2005 recommended,
inter alia, HBO treatment in a specialised neurological unit.
- On 16 September 2005 the director of the prison
hospital confirmed on the applicant's behalf that the hospital did
not have the necessary equipment for the recommended neurological
treatment. That information was submitted to the Centru District
Court.
- On
19 September 2005 the Helsinki Committee for Human Rights filed an
amicus curiae brief with the court after visiting the
applicant in hospital. It considered that the applicant's state of
health was irreconcilable with his conditions of detention and
treatment and protested against the decision to suspend examination
of the case pending his recovery.
- In view of the findings of the Ministry of Health and
Social Welfare medical board of 16 September 2005 recommending
that the applicant be treated in a specialised neurological unit, the
Centru District Court on 20 September 2005 ordered his transfer
to the RNC, a State-run institution, for thirty days. According to
the Government, the usual period of treatment at the RNC in
September-November 2005 was eight to nine days.
- On 27 September 2005 the applicant requested the
Centru District Court to order an expert report on his state of
health before and after his arrest as well as his condition on the
date of lodging the request. In its decision of the same day the
Centru District Court rejected the applicant's request on the ground
that no doubts had been raised regarding his state of health.
- On
an unspecified date the applicant requested the RNC management to
provide a description of his state of health and the treatment
received. He received no answer. On 17 October 2005 the court
ordered the RNC to answer immediately and the court received its
answer on 20 October 2005. In it, the RNC set out its diagnosis
of the applicant's condition and found that his health was unstable
and that he needed further treatment. On 20 October 2005 the
Centru District Court extended the applicant's treatment until 10
November 2005 on the basis of the letter from the RNC.
- According to a certificate issued by the HBO therapy
unit of the Republican Clinical Hospital (“the RCH”), the
applicant received five HBO therapy sessions there starting on 2
November 2005. The applicant was prescribed a twelve session
course, scheduled to continue until 28 November 2005. According
to the applicant, he was escorted from the RNC to the RCH every other
day for the procedure and also began a course of acupuncture there.
The applicant submitted a copy of the certificate to the Centru
District Court, which on 10 November 2005 decided that he should
be transferred to the prison hospital. The court based its decision
on the RNC's letter of 9 November 2005, which stated that the
applicant's condition had stabilised and that he would be discharged
on 10 November 2005. The applicant's diagnosis as stated in the
letter of 9 November 2005 was as follows: serious,
subcompensated type II diabetes (insulin dependent), diabetic
retinopathy, autoimmune thyroiditis, hypothyroiditis, ischaemic
cardiomyopathy, pectoral angina, second-degree arterial hypertension
with very high risk, mixed cardiopathy, rare supraventricular
extrasystolia, stage II dyscirculatory mixed encephalopathy, cerebral
atrophy, pyramidal insufficiency, particularly on the right side,
diabetic polyneuropathy and astheno-depressive syndrome. The letter
also noted that the applicant's continued detention would “contribute
to a permanent state of psycho-emotional tension which, in turn,
[would] cause fluctuations in arterial pressure and blood-sugar
levels”. The same diagnosis was noted in the medical form for
the applicant's discharge from the RNC on 10 November 2005.
- Since
the RNC letter did not include HBO therapy among its recommendations
for treatment, the court found the schedule of HBO treatment
extending until the end of November to be irrelevant.
- On 16 November 2005 the Ministry of Health and Social
Welfare replied to the Government Agent's questions regarding the
need to treat the applicant. The letter stated that on 17 November
2005 the applicant's medical records had been examined by a group of
doctors, who found that he did not need in-patient treatment “in
any medical establishment, including the [RNC]” and that he
could be treated as an outpatient.
- On
24 November 2005 the applicant was examined by a psychotherapist, who
diagnosed him with cerebral-organic asthenic disturbance,
anxious-depressive disturbance of organic-psychogenic origin and
severe existential stress.
- On 29 November 2005 the applicant was due to be
discharged from the RNC. The medical form for the applicant's
discharge from the RNC on 29 November 2005 repeated the
diagnosis made on 9 November 2005, adding a diagnosis of prostate
abscess. Amongst the recommendations made by the RNC was HBO
treatment every second day. On 30 November 2005 the trial court
ordered the applicant's transfer to the Republican Clinical Hospital
(“the RCH”) for ten days in order to receive HBO
treatment. After the hearing the applicant lost consciousness and was
taken by ambulance to the Municipal Clinical Hospital (“the
MCH”) with suspected myocardial failure. As a result, the trial
court amended its decision of the same date and ordered that the
applicant be treated in the MCH.
- In
a letter of 12 February 2007 the applicant submitted to the Court a
certificate stating that on 20 June 2006 he had been recognised as
having a second degree disability.
- On 11 March 2008 the Minister of Health ordered the
setting-up of a medical commission for the purpose of determining the
applicant's state of health during the period from 21 September to 30
November 2005. The commission established that the applicant had been
given all the treatment prescribed by the RNC while in detention in
the prison hospital. It further found that HBO treatment had not been
required in the applicant's case but was simply an additional
treatment for diabetes and its complications. The interruption of the
applicant's HBO treatment had not affected his state of health, as
proved by his stable blood-sugar levels before and after
interruption.
C. The applicant's habeas corpus requests
- On 23 June 2005 the trial court rejected a habeas
corpus request made by the applicant, on the following grounds:
“... the reasons for prolonging the accused's
detention pending trial remain valid because the charges against him
are based on circumstances not yet examined by the court, and
altering the preventive measure may hinder the establishment of the
truth in the criminal trial.”
- On 8 July 2005 the applicant made another habeas
corpus request, relying on Articles 2 and 3 of the Convention and
emphasising that while examination of his case had been suspended
pending his recovery, he had been refused the medical treatment
necessary to ensure such recovery. The court postponed examination of
the request. Examination of the request was again postponed on 11
July 2005 for an indefinite period.
- On
18 July Judge L.V. was absent and examination of the case was
postponed. On 22 July 2005 other members of the court were absent and
examination of the case was once more postponed.
- On 25 July 2005 the applicant requested a copy of the
court transcripts of 8 and 11 July 2005 and informed the court of the
worsening of his condition. The request was refused. On 3 August 2005
the Centru District Court informed the applicant that examination of
his habeas corpus request had been postponed pending an answer
from the Ministry of Health and Social Welfare to its enquiry of 7
July 2005 regarding his condition.
- On 20 September 2005 the Centru District Court
rejected the applicant's habeas corpus request “because
the reasons for prolonging his detention remain valid”. The
court also rejected the applicant's complaint that the inadequate
medical treatment he had received amounted to inhuman and degrading
treatment:
“... because the representative of the [prison
hospital] declared that [the applicant] had been given the necessary
medical treatment on an in-patient basis; there is no evidence of
inhuman or degrading treatment.”
At
the same time, however, the court ordered the applicant's transfer to
the RNC (see paragraph 34 above).
- On
27 September 2005 an appeal by the applicant against the refusal of
his habeas corpus request was not examined, the court finding
that no further appeal was possible. The court also rejected his
request for a medical examination to establish his current state of
health and the manner in which he had been treated during his
detention.
- On 11 October 2005 the applicant made another habeas
corpus request challenging, inter alia, the persistence of
any reasonable suspicion justifying his continued detention. He
referred to the finding of a violation of Article 5 of the Convention
in the case of Sarban v. Moldova (no. 3456/05, 4 October
2005) as a new circumstance warranting re examination of the
need to detain him. The court rejected the request, finding that it
could not be submitted until one month at least after the last such
request had been examined. It also found that the judgment referred
to was not a new circumstance, as it related only to Mr Sarban and
not to the applicant.
- On
10 November 2005 the applicant asked the Centru District Court to
order his continued treatment at the RNC or his release based on his
habeas corpus request. The court rejected the request to
continue treatment at the RNC (see paragraph 37 above) and did not
examine the habeas corpus request.
- On 15 November 2005 the Centru District Court rejected
the applicant's habeas corpus request of 10 November 2005,
finding that:
“... not all the evidence has been examined; [the
applicant] has worked as a deputy mayor of Chişinău and
continues to have influence over witnesses yet to be questioned; he
may obstruct the presentation to the court of authentic evidence
still being kept by Chişinău Municipality.”
- On
15 December 2005 the applicant's detention pending trial was replaced
with an obligation not to leave his city of residence.
D. Interim measure indicated by the Court
- On the evening of Thursday 10 November 2005 the Court
indicated by facsimile to the Moldovan Government an interim measure
under Rule 39 of the Rules of Court, stating that “the
applicant should not be transferred from the [RNC]. This interim
measure will be valid until the Court will have the opportunity to
examine the case, i.e. until 29 November 2005 at the latest”.
The same message was sent several times by facsimile during the
morning of Friday 11 November 2005. On 11 November 2005, the Deputy
Registrar of the Fourth Section made several calls to the telephone
numbers indicated by the Government Agent, but received no response.
- On the morning of Friday 11 November 2005 the
applicant's lawyer requested the trial court to stay execution of its
decision of 10 November 2005 and to prevent the applicant's transfer
from the RNC. He submitted a copy of the facsimile from the European
Court of Human Rights regarding the interim measure. The Centru
District Court did not hold a hearing and did not reply to his
request. The applicant was finally transferred to the prison hospital
on the same day.
- On Monday 14 November 2005 the applicant's lawyer
informed the President of the Supreme Council of the Judiciary
(Consiliul Superior al Magistraturii) of the failure of Judge
L.V., President of the Centru District Court, to examine his request
of 11 November 2005, and asked for urgent action in order to
ensure compliance with the Court's directions for interim measures.
On the same day the lawyer submitted a similar request to the Agent
of the Moldovan Government before the Court and to the Prosecutor
General's Office, noting that the prosecutor in charge of the case
had supported the applicant's request to continue being treated at
the RNC. He also noted that the decision to transfer the applicant to
the prison hospital had not been enforced by 10 a.m., when he
had lodged his request with the Centru District Court.
- On the same date and following the Government Agent's
request, the Centru District Court ordered the applicant's
readmission to the RNC until 29 November 2005. The subsequent
events are disputed by the parties. According to the applicant, he
was brought to the RNC at 6.30 p.m., but for six hours the management
refused to admit him. When the applicant began to feel ill, the
management admitted him after midnight. According to the Government,
the applicant was admitted on the day the Centru District Court
ordered his admission and the delay resulted from the doctors' view
that the applicant did not require further treatment at the RNC. The
Government Agent personally oversaw execution of the order.
- The applicant submitted a copy of a news report
broadcast on the PRO-TV television channel, which showed the events
at the RNC. The reporter stated that the applicant had been kept
waiting for six hours for a decision and that he had finally been
admitted after midnight. The doctors informed the reporter that they
had refused initially to admit the applicant because they did not
have his personal medical file, and had admitted him only when the
medical file was brought to them. In an interview given to the same
reporter, the Government Agent stated that the reason for the delay
in admitting the applicant had been “certain technical,
organisational issues”. This was confirmed by a statement from
the deputy head of the Prisons Department.
- On 12 December 2005 the Supreme Council of the
Judiciary informed the applicant's lawyer, in response to his letter
of Monday 14 November 2005, that the Centru District Court had
been officially informed of the European Court's directions for
interim measures via a facsimile from the Government Agent on
14 November 2005 at 2.19 p.m. Following an urgent court hearing,
the trial court had ordered the applicant's readmission to the RNC.
II. RELEVANT LAW AND PRACTICE
A. Domestic law and practice
- The relevant provisions of the Code of Criminal
Procedure (“the CCP”) read as follows:
Article 176
Grounds for ordering preventive measures
“1. Preventive measures may be applied
by the prosecuting authority or by the court only in those cases
where there are serious grounds for believing that an accused ...
will abscond, obstruct the establishment of the truth during the
criminal proceedings or reoffend; alternatively, they can be applied
by the court in order to ensure the enforcement of a sentence.
2. Detention pending trial and alternative
preventive measures may be imposed only in cases concerning offences
in respect of which the law provides for a custodial sentence
exceeding two years. In cases concerning offences in respect of which
the law provides for a custodial sentence of less than two years,
they may be applied if ... the accused has already committed the acts
mentioned in paragraph 1.
3. In deciding on the necessity of applying
preventive measures, the prosecuting authority and the court shall
take into consideration the following additional criteria:
(1) the nature and degree of harm caused by
the offence;
(2) the character of the ... accused;
(3) his/her age and state of health;
(4) his/her occupation;
(5) his/her family status and the existence
of any dependants;
(6) his/her economic status;
(7) the existence of a permanent place of
abode;
(8) other essential circumstances...”
Article
246
Time-limits
for examining requests
“1. Requests ... shall be examined and decided
upon immediately after being lodged. If the authority to which the
request is addressed cannot decide upon it immediately, it shall give
its decision within three days from the date of receipt. ...”
- Following the entry into force of the new Code of
Criminal Procedure on 12 June 2003, the first-instance courts
were obliged to ensure that a judge was on duty at weekends and on
public holidays to deal with any urgent matters. According to a
certificate issued by the President of the Centru District Court,
that court had put in place a duty roster of this kind.
B. Case-law of the International Court of Justice
- In its judgment in LaGrand (judgment of 27 June
2001, ICJ Reports 2001, §§ 111-115)), the International
Court of Justice decided that:
“111. As regards the question whether the United
States has complied with the obligation incumbent upon it as a result
of the Order of 3 March 1999, the Court observes that the Order
indicated two provisional measures, the first of which states that
'[t]he United States of America should take al1 measures
at its disposal to ensure that Walter LaGrand is not executed pending
the final decision in these proceedings, and should inform the Court
of al1 the measures which it has taken in implementation of this
Order'.
The second measure required the Government of the United
States to 'transmit this Order to the Governor of the State of
Arizona'. ... the State Department had transmitted to the Governor of
Arizona a copy of the Court's Order. ...
The United States authorities have thus limited
themselves to the mere transmission of the text of the Order to the
Governor of Arizona. This certainly met the requirement of the second
of the two measures indicated. As to the first measure, the Court
notes that it did not create an obligation of result, but that the
United States was asked to 'take al1 measures at its disposal to
ensure that Walter LaGrand is not executed pending the final decision
in these proceedings'. The Court agrees that due to the extremely
late presentation of the request for provisional measures, there was
certainly very little time for the United States authorities to act.
112. The Court observes, nevertheless, that the mere
transmission of its Order to the Governor of Arizona without any
comment, particularly without even so much as a plea for a temporary
stay and an explanation that there is no general agreement on the
position of the United States that orders of the International Court
of Justice on provisional measures are non-binding, was certainly
less than could have been done even in the short time available. ...
113. It is also noteworthy that the Governor of Arizona,
to whom the Court's Order had been transmitted, decided not to give
effect to it, even though the Arizona Clemency Board had recommended
a stay of execution for Walter LaGrand.
114. Finally, the United States Supreme Court rejected a
separate application by Germany for a stay of execution, '[g]iven the
tardiness of the pleas and the jurisdictional barriers they
implicate'. Yet it would have been open to the Supreme Court, as one
of its members urged, to grant a preliminary stay, which would have
given it 'time to consider, after briefing from al1 interested
parties, the jurisdictional and international legal issues involved .
. .' (Federal
Republic of Germany et al. v. United States et al.,
United States Supreme Court, 3 March 1999).
115. The review of the above steps taken by the
authorities of the United States with regard to the Order of the
International Court of Justice of 3 March 1999 indicates that the
various competent United States authorities failed to take al1 the
steps they could have taken to give effect to the Court's Order. The
Order did not require the United States to exercise powers it did not
have: but it did impose the obligation to 'take al1 measures at its
disposal to ensure that Walter LaGrand is not executed pending the
final decision in these proceedings ...'.
The Court finds that the United States did not
discharge this obligation.
Under these circumstances the Court concludes that the
United States has not complied with the Order of 3 March 1999.”
THE LAW
- The
applicant complained of a violation of his rights guaranteed by
Article 3 of the Convention, as a result of the inadequate
medical assistance he received while in detention. Article 3 reads as
follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
- The
applicant also considered that his detention had been contrary to
Article 5 § 1 of the Convention as there had been no legal
basis for his detention pending trial and he had been arrested in the
absence of a reasonable suspicion that he had committed a crime.
Article 5 § 1, in so far as relevant, reads as follows:
“Everyone has the right to liberty and security
of person. No one shall be deprived of his liberty save in the
following cases and in accordance with a procedure prescribed by law:
...
(c) the lawful arrest or detention of a
person effected for the purpose of bringing him before the competent
legal authority on reasonable suspicion of having committed an
offence or when it is reasonably considered necessary to prevent his
committing an offence or fleeing after having done so;”
- The
applicant complained under Article 5 § 3 of the Convention that
his detention pending trial had not been based on “relevant and
sufficient” reasons. He also complained about the decision to
suspend examination of his case until his return to health. The
relevant part of Article 5 § 3 reads:
“Everyone arrested or detained in accordance with
the provisions of paragraph 1 (c) of this Article shall be
... entitled to trial within a reasonable time or to release pending
trial. Release may be conditioned by guarantees to appear for trial.”
- The applicant also asserted that the length of time
taken to examine a habeas corpus request made by him, the
refusal to examine his appeal against the rejection of that request
and the rejection of a further habeas corpus request based on
new circumstances each amounted to a breach of Article 5 § 4 of
the Convention, which reads:
“Everyone who is deprived of his liberty by arrest
or detention shall be entitled to take proceedings by which the
lawfulness of his detention shall be decided speedily by a court and
his release ordered if the detention is not lawful.”
- Finally, the applicant complained of the failure to
comply with the interim measure indicated by the Court. He considered
that this amounted to a violation of Article 34 of the Convention,
which reads:
“The Court may receive applications from any
person, non-governmental organisation or group of individuals
claiming to be the victim of a violation by one of the High
Contracting Parties of the rights set forth in the Convention or the
Protocols thereto. The High Contracting Parties undertake not to
hinder in any way the effective exercise of this right.”
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
A. The Chamber judgment
- The
Chamber unanimously found a violation of Article 3 of the Convention
in view of the applicant's undisputed need for constant specialised
medical assistance and the absence or limited extent of such
assistance during his detention (see paragraphs 73 to 85 of the
Chamber judgment).
B. The parties' submissions
1. The Government
- The
Government submitted that the applicant had not been suffering from
any illness incompatible with his detention. He had been given all
the medical care recommended during his detention, with the exception
of hyperbaric oxygen (HBO) treatment. However, the latter was only an
additional treatment that had not been proven in clinical trials to
have any discernible effect on patients with medical conditions
similar to the applicant's. The applicant had been seen by a number
of doctors during his detention and had subsequently been placed
under the medical supervision of prison hospital doctors, who had
followed all the treatment prescribed to him by specialist doctors.
His conditions of detention and treatment had not therefore amounted
to treatment contrary to Article 3 of the Convention.
2. The applicant
- The
applicant submitted that he had not received adequate medical
assistance while in detention, as found by the Chamber. He submitted
documents which had not been in the case file examined by the
Chamber, according to which he had been taken seriously ill soon
after the authorities' refusal to ensure his continued treatment in a
neurological unit. Half a year later he had been officially
recognised as having a second-degree disability related to illnesses
which had been inadequately treated during his detention.
C. The Grand Chamber's assessment
- The
Court reiterates that “the State must ensure that a person is
detained in conditions which are compatible with respect for his
human dignity, that the manner and method of the execution of the
measure do not subject him to distress or hardship of an intensity
exceeding the unavoidable level of suffering inherent in detention
and that, given the practical demands of imprisonment, his health and
well-being are adequately secured by, among other things, providing
him with the requisite medical assistance” (see Kudła
v. Poland [GC], no. 30210/96, § 94, ECHR 2000 XI).
- The
Grand Chamber notes that the applicant had a serious medical
condition which was confirmed by a number of medical specialists (see
paragraphs 22-43 above). It is also clear from the facts of the case
that the applicant was not provided with the level of medical
assistance required by his condition, as detailed in the Chamber's
judgment (see Chamber judgment, §§ 76-85). The Grand
Chamber agrees with the Chamber that, in view of the applicant's
medical condition and the overall level of medical assistance he
received while in detention, the treatment to which he was subjected
was contrary to Article 3 of the Convention.
II. ALLEGED VIOLATION OF ARTICLE 5 § 1 OF THE
CONVENTION
- The
Chamber unanimously found a violation of Article 5 § 1 of the
Convention, relying on well-established case-law concerning the
domestic authorities' practice of detaining an accused pending trial
without at the same time extending the court order providing a legal
basis for such detention (see, for instance, Boicenco v. Moldova,
no. 41088/05, § 154, 11 July 2006, and Holomiov
v. Moldova, no. 30649/05, § 130, 7 November 2006).
- The
Court reiterates that “where deprivation of liberty is
concerned it is particularly important that the general principle of
legal certainty be satisfied. It is therefore essential that the
conditions for deprivation of liberty under domestic law be clearly
defined and that the law itself be foreseeable in its application, so
that it meets the standard of 'lawfulness' set by the Convention, a
standard which requires that all law be sufficiently precise to allow
the person – if need be, with appropriate advice – to
foresee, to a degree that is reasonable in the circumstances, the
consequences which a given action may entail” (see Baranowski
v. Poland, no. 28358/95, § 52, ECHR 2000 III,
and Steel and Others v. the United Kingdom, 23 September
1998, § 54, Reports of Judgments and Decisions
1998-VII).
- The
parties did not object to the Chamber's finding in their submissions
to the Grand Chamber. The Grand Chamber sees no reason to reach a
different conclusion on this point.
III. ALLEGED VIOLATION OF ARTICLE 5 §§ 3 AND 4
OF THE CONVENTION
- The
Chamber unanimously found that, given that the applicant's detention
lacked any legal basis as of 22 October 2004, there was no need to
examine separately the applicant's complaints under Article 5 §§
3 and 4.
- The
parties did not comment. The Grand Chamber agrees with the Chamber's
approach in respect of these two complaints.
IV. ALLEGED VIOLATION OF ARTICLE 34 OF THE CONVENTION
- Article 34 of the Convention reads as follows:
“The Court may receive applications from any
person, non-governmental organisation or group of individuals
claiming to be the victim of a violation by one of the High
Contracting Parties of the rights set forth in the Convention or the
Protocols thereto. The High Contracting Parties undertake not to
hinder in any way the effective exercise of this right.”
A. The Chamber judgment
- The
Chamber found, by six votes to one, that there had been a violation
of Article 34 of the Convention in the present case. It stated, in
particular, as follows (§§ 97-100):
“97. The Court notes the sequence of
events after it had indicated interim measures to the Government ...
It is apparent that there were serious deficiencies at each stage of
the process of complying with the interim measures, starting with the
absence, in the Government Agent's Office, of officials to answer
urgent calls from the Registry and continuing with the lack of action
taken by that office between the morning of 11 November 2005 and
the afternoon of 14 November 2005..., coupled with the Centru
District Court's failure to deal urgently with the issue when it was
asked to do so on 11 November 2005 by the applicant's lawyer.
Finally, the refusal for six hours to admit the applicant to the RNC
despite the Court's interim measures and the domestic court's
decision is also a matter of concern.
98. The Court notes that the applicant was in
a serious condition which, as appeared from the documents available
at the relevant time, put his health at immediate and irremediable
risk. That risk was the very reason for the Court's decision to
indicate the interim measure. By good fortune no adverse consequences
for the applicant's life or health resulted from the delay in
implementing that measure. However, the Court cannot accept that a
State's responsibility for failing to comply with their
obligations undertaken under the Convention should depend on
unpredictable circumstances such as the (non-)occurrence of a medical
emergency during the period of non-compliance with interim measures.
It would be contrary to the object and purpose of the Convention for
the Court to require evidence not only of a risk of irremediable
damage to one of the core Convention rights (such as those protected
by Article 3, see for instance Aoulmi v. France, no.
50278/99, § 103, ECHR 2006 I (extracts)), but also of
actual damage before it was empowered to find a State in breach of
its obligation to comply with interim measures.
99. The Court considers that the failure of
the domestic authorities to comply as a matter of urgency with the
interim measure indicated by the Court in itself jeopardised the
applicant's ability to pursue his application before the Court and
was thus contrary to the requirements of Article 34 of the
Convention. This was compounded, firstly, by the apparent lack in the
domestic law and practice of clear provisions requiring a domestic
court to deal urgently with an interim measure; and, secondly, the
deficiencies in organising the activity of the Government Agent's
Office, resulting in its failure to react promptly to the interim
measure and to ensure that the hospital authorities had at their
disposal all the necessary medical documents...
100. In the light of the very serious risk to
which the applicant was exposed as a result of the delay in complying
with the interim measure and notwithstanding the relatively short
period of such delay, the Court finds that there has been a violation
of Article 34 of the Convention in the present case.”
B. The parties' submissions
1. The applicant
- The
applicant asked the Grand Chamber to uphold the Chamber's judgment,
which had found a violation of Article 34 of the Convention. He
considered that by transferring him to the prison hospital, the
respondent Government had failed to comply with the interim measure
indicated by the Court. The Government Agent and the trial court had
“deliberately disregarded the interim measure”, as had
the medical authorities. There was sufficient evidence of the untruth
of the Agent's assertion that he had taken action aimed at complying
with the interim measure as early as Friday 11 November 2005.
- The
applicant argued that his transfer from the RNC, in manifest
disregard of the interim measure indicated by the Court, had caused
him particular feelings of distress and contributed to a worsening of
his health, as proved by subsequent medical evidence. As a result, he
had experienced “anxiety and inferiority, a state of
desperation and of fear that not even the interim measure indicated
by the Court could help him obtain the medical assistance required to
treat his illnesses”. This had hindered the exercise of his
rights under Article 34 of the Convention.
2. The Government
- The
Government submitted that they had complied with the interim measure
indicated by the Court. The short delay of three days in implementing
the measure, which included a weekend, had been due to circumstances
beyond the Government's control. In particular, the Court had not
sent the relevant letter by electronic mail as well as by fax as
agreed earlier in respect of all correspondence with the Government.
In addition, it had been impossible for the trial court to gather all
the interested parties on Friday 11 November 2005, and this had been
done on the next working day, following the Government Agent's urgent
request of 11 November 2005 to the trial court. Moreover,
transferring the applicant from the RNC had not resulted in the
automatic interruption of his HBO treatment, which had been carried
out at another medical centre to which he could be escorted. The
nature and essence of the interim measure did not concern the
applicant's immediate admission to hospital, but rather his continued
HBO treatment. The three-day delay in providing such treatment could
not and did not cause any irreparable damage to the applicant's
health.
- The
Government added that they had had no intention of disregarding the
interim measure, and had indeed taken all the necessary steps to
ensure compliance as a matter of urgency. Moreover, the short delay
in complying with the interim measure had not in any way impeded the
applicant in pursuing his application before the Court or
communicating with the latter. Neither had there been a risk of
irreparable damage to his health capable of depriving the proceedings
before the Court of their object. The existence of such a risk was,
however, a mandatory condition for finding a violation of Article 34
of the Convention. The Government relied on an order of the
International Court of Justice (Pulp Mills on the River Uruguay
(Argentina v. Uruguay), Order of 13 July 2006 on a request for
the indication of provisional measures), submitting that that court
had also taken the existence of a risk of irremediable damage to the
interests of the parties as the basis for its decisions concerning
compliance with interim measures.
C. The Grand Chamber's assessment
1. General principles
- Article
34 of the Convention requires Member States not to hinder in any way
the effective exercise of an applicant's right of access to the
Court. As the Court held in Mamatkulov and Askarov v. Turkey [GC]
(nos. 46827/99 and 46951/99, § 100, ECHR 2005 I):
“... the provision concerning the right of
individual application (Article 34, formerly Article 25 of the
Convention before Protocol No. 11 came into force) is one of the
fundamental guarantees of the effectiveness of the Convention system
of human rights protection. In interpreting such a key provision, the
Court must have regard to the special character of the Convention as
a treaty for the collective enforcement of human rights and
fundamental freedoms. Unlike international treaties of the classic
kind, the Convention comprises more than mere reciprocal engagements
between Contracting States. It creates, over and above a network of
mutual, bilateral undertakings, objective obligations which, in the
words of the Preamble, benefit from a 'collective enforcement' (see,
mutatis mutandis, Loizidou v. Turkey (preliminary
objections), judgment of 23 March 1995, Series A no. 310, p. 26, §
70).”
- The
Court has held that “[t]he obligation in Article 34 not to
interfere with an individual's effective exercise of the right to
submit and pursue a complaint before the Court confers upon an
applicant a right of a procedural nature – which can be
asserted in Convention proceedings – distinguishable from the
substantive rights set out under Section I of the Convention or its
Protocols” (see, for instance, Shamayev and Others
v. Georgia and Russia, no. 36378/02, § 470,
ECHR 2005 III).
- In Mamatkulov (cited above), the Court held
that failure to comply with an interim measure indicated under Rule
39 of the Rules of Court could give rise to a violation of Article 34
of the Convention:
“104. Interim measures have been
indicated only in limited spheres. Although it does receive a number
of requests for interim measures, in practice the Court applies Rule
39 only if there is an imminent risk of irreparable damage. While
there is no specific provision in the Convention concerning the
domains in which Rule 39 will apply, requests for its application
usually concern the right to life (Article 2), the right not to be
subjected to torture or inhuman treatment (Article 3) and,
exceptionally, the right to respect for private and family life
(Article 8) or other rights guaranteed by the Convention. The vast
majority of cases in which interim measures have been indicated
concern deportation and extradition proceedings.
...
125. ... under the Convention system, interim
measures, as they have consistently been applied in practice ...,
play a vital role in avoiding irreversible situations that would
prevent the Court from properly examining the application and,
where appropriate, securing to the applicant the practical and
effective benefit of the Convention rights asserted. Accordingly, in
these conditions a failure by a respondent State to comply with
interim measures will undermine the effectiveness of the right
of individual application guaranteed by Article 34 and the State's
formal undertaking in Article 1 to protect the rights and freedoms
set forth in the Convention.
Indications of interim measures given by the Court, as
in the present case, permit it not only to carry out an effective
examination of the application but also to ensure that the protection
afforded to the applicant by the Convention is effective; such
indications also subsequently allow the Committee of Ministers to
supervise execution of the final judgment. Such measures thus enable
the State concerned to discharge its obligation to comply with the
final judgment of the Court, which is legally binding by virtue of
Article 46 of the Convention.
...
128. ... A failure by a Contracting State to
comply with interim measures is to be regarded as preventing the
Court from effectively examining the applicant's complaint and as
hindering the effective exercise of his or her right and,
accordingly, as a violation of Article 34.”
- The
Court reiterates that the obligation laid down in Article 34 in
fine requires the Contracting States to refrain not only from
exerting pressure on applicants, but also from any act or omission
which, by destroying or removing the subject matter of an
application, would make it pointless or otherwise prevent the Court
from considering it under its normal procedure (ibid., § 102).
It is clear from the purpose of this rule, which is to ensure the
effectiveness of the right of individual petition (see paragraph 86
above), that the intentions or reasons underlying the acts or
omissions in question are of little relevance when assessing whether
Article 34 of the Convention was complied with (see paragraph
78 above). What matters is whether the situation created as a result
of the authorities' act or omission conforms to Article 34.
- The
same holds true as regards compliance with interim measures as
provided for by Rule 39, since such measures are indicated by the
Court for the purpose of ensuring the effectiveness of the right of
individual petition (see paragraph 86 above). It follows that Article
34 will be breached if the authorities of a Contracting State fail to
take all steps which could reasonably have been taken in order to
comply with the measure indicated by the Court.
- Furthermore, the Court would stress that where there
is plausibly asserted to be a risk of irreparable damage to the
enjoyment by the applicant of one of the core rights under the
Convention, the object of an interim measure is to preserve and
protect the rights and interests of the parties in a dispute before
the Court, pending the final decision. It follows from the very
nature of interim measures that a decision on whether they should be
indicated in a given case will often have to be made within a very
short lapse of time, with a view to preventing imminent potential
harm from being done. Consequently, the full facts of the case will
often remain undetermined until the Court's judgment on the merits of
the complaint to which the measure is related. It is precisely for
the purpose of preserving the Court's ability to render such a
judgment after an effective examination of the complaint that such
measures are indicated. Until that time, it may be unavoidable for
the Court to indicate interim measures on the basis of facts which,
despite making a prima facie case in favour of such measures,
are subsequently added to or challenged to the point of calling into
question the measures' justification.
For
the same reasons, the fact that the damage which an interim measure
was designed to prevent subsequently turns out not to have occurred
despite a State's failure to act in full compliance with the interim
measure is equally irrelevant for the assessment of whether this
State has fulfilled its obligations under Article 34.
- Consequently, it is not open to a Contracting State to
substitute its own judgment for that of the Court in verifying
whether or not there existed a real risk of immediate and irreparable
damage to an applicant at the time when the interim measure was
indicated. Neither is it for the domestic authorities to decide on
the time-limits for complying with an interim measure or on the
extent to which it should be complied with. It is for the Court to
verify compliance with the interim measure, while a State which
considers that it is in possession of materials capable of convincing
the Court to annul the interim measure should inform the Court
accordingly (see, mutatis mutandis, Olaechea Cahuas v.
Spain, no. 24668/03, § 70, ECHR 2006 X;
Tanrıkulu v. Turkey [GC], no. 23763/94, § 131,
ECHR 1999 IV; and Orhan v. Turkey, no. 25656/94,
§ 409, 18 June 2002).
- The
point of departure for verifying whether the respondent State has
complied with the measure is the formulation of the interim measure
itself (see, mutatis mutandis, the International Court of
Justice's analysis of the formulation of its interim measure and
actual compliance with it in LaGrand, cited in paragraph 62
above). The Court will therefore examine whether the respondent State
complied with the letter and the spirit of the interim measure
indicated to it.
- In
examining a complaint under Article 34 concerning the alleged failure
of a Contracting State to comply with an interim measure, the Court
will therefore not re-examine whether its decision to apply interim
measures was correct. It is for the respondent Government to
demonstrate to the Court that the interim measure was complied with
or, in an exceptional case, that there was an objective impediment
which prevented compliance and that the Government took all
reasonable steps to remove the impediment and to keep the Court
informed about the situation.
2. Application of the above principles to the present
case
- The
Court notes that in the present case, the Government did not dispute
their obligation, under Article 34 of the Convention, to comply with
the measure indicated by the Court. Rather, they contended that the
competent authorities had done everything in their power to comply
with that measure. The delay which occurred in doing so had been
limited and entirely due to a number of unfortunate and objective
circumstances beyond the authorities' control. In any case, the delay
had not caused irreparable damage to the applicant's health and had
not prevented him from pursuing his application before the Court; for
those reasons, it could not amount to a breach of Article 34 of the
Convention.
The
Court will now examine whether the domestic authorities complied with
their obligations under Article 34.
(a) Whether there was a failure to comply
with the interim measure
- The
Court notes that the interim measure, issued on Thursday 10 November
2005, included instructions to the authorities to refrain from an
act, namely from transferring the applicant from the neurological
centre. However, despite becoming aware of the interim measure at the
latest on the morning of Friday 11 November 2005 (see paragraph
54 above), the authorities did not prevent the applicant's transfer
on that day. It should be noted that the applicant's lawyer's
request, submitted to the trial court on the morning of 11 November
2005, expressly noted that the applicant could be transferred at any
moment from the neurological centre and asked for an urgent
injunction to prevent such a move, on the basis of the interim
measure indicated by the Court (see paragraphs 55 and 56
above). Despite their submission that the applicant had been
transferred from the neurological centre on 10 November 2005,
the Government provided no evidence to that effect. At the same time,
the Government submitted a document attesting that the applicant's
treatment at the prison hospital began on 11 November 2005. Given the
strict requirements concerning the recording of admissions to the
institution, which is a prison hospital, the exact date of the
applicant's arrival should necessarily have been recorded. However,
the Government chose not to submit any such record in support of
their assertion that the applicant had been transferred on the
earlier date. The Court therefore cannot find it established that the
applicant had been transferred to the prison hospital before the
Government found out about the interim measure indicated by the
Court.
It
follows that the interim measure was not complied with.
(b) Whether there were objective
impediments to compliance with the interim measure
- The
Government also submitted that it had been impossible to comply with
the interim measure until late on Monday 14 November 2005, when the
measure was in fact implemented. A decision concerning the
applicant's place of detention pending trial could only be taken by
the trial court, and the Government Agent's Office had written to
that court on Friday 11 November 2005, the day when they became
aware of the interim measure. The court had attempted to summon all
the parties on that day and when that had proved impossible at such
short notice it had held a meeting on the next working day, 14
November 2005. Finally, the Government contended that their Agent's
Office had taken immediate action to ensure compliance with the
interim measure by writing to the trial court on 11 November
2005.
- The
Court notes the reply of the Supreme Council of the Judiciary to the
applicant's lawyer (see paragraph 59 above), from which it emerges
that the letter did not reach the trial court until the afternoon of
Monday 14 November 2005. Since it was sent by facsimile, it can
hardly have been sent on Friday 11 November 2005, as demonstrated by
the letter itself, which bears an entry stamp of the Centru District
Court dated 14 November 2005. According to the decision taken by the
court on that date, a request to comply with the interim measure had
been submitted to the court by the Government Agent on the same day.
Even assuming that the letter was indeed signed on 11 November 2005
but not sent until 14 November 2005, or that it was dispatched
on 11 November 2005 by surface mail and was thus subject to a
delay in reaching the trial court, this would amount to negligence
incompatible with the requirement to take all reasonable steps to
ensure immediate compliance with the interim measure.
- Such negligence is also apparent in the fact that on
Friday 11 November 2005, a working day in Moldova, nobody in the
Government Agent's Office was available to answer the urgent calls
from the Registry. The Court finds this troubling, since regardless
of the urgency and seriousness of any matter that could have been the
subject of interim measures on Thursday 10 November 2005, the
domestic authorities displayed a lack of commitment to assisting the
Court in preventing the commission of irreparable damage.
Deficiencies of this kind are incompatible with the duties incumbent
on the Contracting States under Article 34 with regard to their
capacity to comply with interim measures with the required
promptness.
- As
to the domestic court's actions, the Court reiterates that interim
measures are to be complied with as a matter of urgency (paragraph 86
above). In this connection it observes that there is nothing in the
file to support the Government's contention that the trial court
attempted to summon the parties to the proceedings against the
applicant on Friday 11 November 2005. In fact, there were only
two parties to those proceedings: the applicant and the prosecution.
The applicant and his lawyer were obviously willing to participate.
The Court doubts that it was impossible for the prosecutor's office
to send a prosecutor to an urgent hearing called by the trial court.
The hearing did not concern the merits of the criminal case against
the applicant, but a procedural issue as to whether to continue
detaining him in the medical institution where he was already being
detained. There was no claim that the applicant's continued treatment
at the neurological centre posed any threat to the course of the
investigation or public order. It was thus hardly necessary to ensure
the presence of the prosecutor dealing with the applicant's criminal
case, and any other prosecutor could have been summoned.
- In
any event, even assuming that the court considered that the presence
of a specific prosecutor was necessary and that that prosecutor could
not be found, or that there was some other impediment to holding the
hearing, the trial court was under an obligation, under Article 246
of the Code of Criminal Procedure (see paragraph 60 above), to adopt
a decision explaining its reasons. However, the court did not adopt
any decision on Friday 11 November 2005 and failed to react in
any manner to the applicant's lawyer's request made that day.
The
Court notes that, in contrast with these events, on Monday
14 November 2005 the same trial court was able to decide within
a few hours on a request for a change in the place where the
applicant was to receive his medical treatment (see paragraph 41
above). A similar situation occurred on 29 November 2005 (see
paragraph 57 above). This shows that it was possible for the court to
react swiftly to important developments. However, for some
unexplained reason, the trial court did not react in the same manner
to the request to comply with the interim measure.
- Even
assuming that the trial court was prevented in some way from
examining the applicant's lawyer's request on Friday 11 November
2005, it could have examined the request much sooner than it
eventually did. According to established practice (see paragraph 61
above), first-instance courts are obliged to designate judges for a
duty roster, to respond to any urgent requests made during weekends
and public holidays. The judge dealing with the applicant's case, to
whom the complaint of 11 November 2005 was personally addressed,
was the President of the Centru District Court. She could not
therefore have been unaware of the fact that a judge was on duty and
that, accordingly, the interim measure indicated by the Court could
have been examined during the weekend.
- It
is for the domestic courts to assess the evidence before them,
including unilateral evidence from an applicant or his representative
concerning the existence of an interim measure indicated by the
Court. In doing so, they will often need an official notification
from the competent State authority, such as the Government Agent. In
the present case, when the Centru District Court received a copy of
the Court's letter sent by facsimile to the applicant's lawyer, it
did not express any doubts as to the letter's authenticity. Nor did
it call an urgent hearing so as to verify the authenticity of the
interim measure in the light of the parties' submissions. Finally,
the trial court reacted only after receiving the letter from the
Government Agent by facsimile (see paragraph 59 above) on Monday
14 November 2005 at 2.19 p.m.
- In
the light of all of the above, the Court concludes that the
Government have not shown that there was any objective impediment to
compliance with the interim measure indicated to the respondent State
in the present case.
(c) Whether the applicant's medical
condition should be taken into account in assessing compliance with
Article 34 of the Convention
- In
their observations before the Grand Chamber, the Government for the
first time submitted arguments and medical evidence to show that the
risk to the applicant had not been as serious as previously thought
and, in particular, that hyperbaric oxygen therapy was not essential
for treating any of the applicant's illnesses. Hence, they argued,
the fact that the authorities had complied with the interim measure
three days after being informed of it had not affected the
applicant's ability to pursue his application before the Court and
had not exposed him to a risk of irreparable damage. Accordingly,
Article 34 had not been breached.
- However,
the Court has found a violation of Article 34 on a number of
occasions having established that the domestic authorities had taken
steps aimed at dissuading an applicant or preventing the Court from
properly examining the case, even if, ultimately, such efforts were
unsuccessful (see, mutatis mutandis, Ilaşcu and Others
v. Moldova and Russia [GC], no. 48787/99, § 482,
ECHR 2004 VII, and Shtukaturov v. Russia, no. 44009/05,
§ 148, 27 March 2008). It appears from the file in the
present case that the Moldovan authorities were unaware of the
alleged absence of a risk to the applicant's life and health at the
time of the events and even much later. They did not inform the Court
of any evidence they may have had raising doubts as to the
applicant's state of health or the necessity of one treatment or
another. In such circumstances, there was no explanation whatsoever
at that moment in time for their failure to take immediate action
aimed at complying with the interim measure and at reducing the
presumed risk to the applicant. Such failure to comply is to be
regarded as at least negligently allowing a situation to continue
which, as far as was known at the material time, could have led to
irreparable damage to the applicant and could thus have deprived the
proceedings of their object. The fact that, ultimately, the risk did
not materialise and that information obtained subsequently suggests
that the risk may have been exaggerated does not alter the fact that
the attitude and lack of action on the part of the authorities were
incompatible with their obligations under Article 34 of the
Convention.
(d) Conclusion
- The
Court concludes that the domestic authorities did not fulfil their
obligation to comply with the interim measure at issue and that in
the circumstances of the present case there was nothing to absolve
them from that obligation.
- Accordingly, there has been a violation of Article 34
of the Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicant did not claim any damages in addition to those awarded by
the Chamber, namely 2,080 euros (EUR) in respect of pecuniary damage
and EUR 15,000 in respect of non-pecuniary damage.
- The
Government asked the Court to reduce the amount awarded by the
Chamber for non-pecuniary damage if it found no violation of
Article 34 of the Convention in the present case.
- The
Court refers to its finding of a violation of Article 34 (see
paragraph 106 above) and to its endorsement of all the other findings
of the Chamber in the present case. It does not consider it necessary
to amend in any way the amount awarded by the Chamber for
non-pecuniary damage.
B. Costs and expenses
- The
applicant claimed EUR 3,759 for costs and expenses related to the
participation of his representatives in the proceedings and the
hearing before the Grand Chamber, in addition to the EUR 4,000
already awarded by the Chamber.
- The
Government considered this claim exaggerated. The applicant's
representative had largely reiterated his previous submissions made
before the Chamber. Moreover, if the Grand Chamber found no violation
of Article 34 in the present case, no compensation would be payable
in respect of the applicant's representation before either the
Chamber or the Grand Chamber concerning this issue. Finally,
regarding the travel and accommodation expenses related to the
hearing before the Grand Chamber, the applicant had failed to ask the
Court to grant him legal aid. He was therefore prevented from
claiming it from the Government.
- The
Court recalls that it has upheld the Chamber's judgment in its
entirety. It also upholds the award made by the Chamber, which is to
be increased on account of the additional costs and expenses related
to the proceedings before the Grand Chamber. In view of the above and
deciding on an equitable basis, the Court awards the applicant EUR
7,000 for costs and expenses.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
- Holds by fifteen votes to two that there
has been a violation of Article 3 of the Convention;
- Holds by sixteen votes to one that there
has been a violation of Article 5 § 1 of the Convention;
- Holds unanimously that it is not necessary to
examine separately the applicant's complaints under Article 5 §§
3 and 4 of the Convention;
- Holds by nine votes to eight that there
has been a violation of Article 34 of the Convention;
- Holds by fifteen votes to two
(a) that
the respondent State is to pay the applicant, within three months,
the following amounts, to be converted into the national currency of
the respondent State at the rate applicable at the date of
settlement:
(i) EUR
2,080 (two thousand and eighty euros) in respect of pecuniary damage,
plus any tax that may be chargeable;
(ii) EUR
15,000 (fifteen thousand euros) in respect of non-pecuniary damage,
plus any tax that may be chargeable;
(iii) EUR
7,000 (seven thousand euros) in respect of costs and expenses, plus
any tax that may be chargeable to the applicant;
(b) that from the expiry of the above-mentioned three
months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European
Central Bank during the default period plus three percentage points;
- Dismisses unanimously the remainder of the
applicant's claim for just satisfaction.
Done in English and in French, and delivered at a public hearing in
the Human Rights Building, Strasbourg, on 10 March 2009.
Vincent
Berger Jean-Paul Costa
Jurisconsult President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following separate opinions are
annexed to this judgment:
(a) Partly dissenting opinion of Judge Costa;
(b) Partly dissenting opinion of Judge
Šikuta;
(c) Partly dissenting opinion of Judge Malinverni,
joined by Judges Costa, Jungwiert, Myjer, Sajó, Lazarova
Trajkovska and Kakakaş;
(d) Joint dissenting
opinion of Judges Myjer and Sajó;
(e) Dissenting
opinion of Judge Sajó.
J.-P.C.
V.B.
PARTLY DISSENTING OPINION OF JUDGE COSTA
(Translation)
I do
not consider Moldova to have been in breach of Article 34 of the
Convention in the instant case, as it did not hinder the effective
exercise of Mr Paladi's right of individual petition. Admittedly, it
would have been preferable for the authorities to have complied even
more promptly with the interim measure indicated by our Court.
However, an overly rigid attitude seems to me to go too far and to
fail to take account of the full circumstances of each case. I am not
convinced by such an approach.
For
more detailed reasons as to why I voted this way, I would refer to
the remarks made by Judge Malinverni in his opinion, in which he has
been joined by several of our colleagues and with which I concur.
PARTLY DISSENTING OPINION OF JUDGE ŠIKUTA
To my
great regret I cannot share the opinion of the majority in finding a
violation of Article 34 of the Convention. I wish to explain briefly
my main reasons for not concurring.
As I
understand it, in the instant case there was a clash of timing
between the execution of the Centru District Court decision of 10
November 2005 ordering the transfer of the applicant from the RNC to
the prison hospital and the interim measure issued by our Court on
the evening of the same day. The latter, for practical purposes,
reached the Government on the morning of the next day, 11 November
2005, by which time the decision ordering the transfer of the
applicant from the RNC had most likely already been executed. In that
case the only way to remedy the situation was for the national trial
court to issue a new order for the applicant to be readmitted to the
RNC. This clash of timing between two different communications,
compounded by the lack of precise communication and coordination
between the different actors involved, led to a slight delay in
implementation of the interim measure.
1. As the Court stated in Mamatkulov: “...by
virtue of Article 34 of the Convention Contracting States undertake
to refrain from any act or omission that may hinder the effective
exercise of an individual applicant's right of application. A failure
by a Contracting State to comply with interim measures
is to be regarded as preventing the Court from effectively examining
the applicant's complaint and as hindering the effective
exercise of his or her right and, accordingly, as a violation
of Article 34” (see Mamatkulov and Askarov v. Turkey [GC],
nos. 46827/99 and 46951/99, § 128, ECHR 2005 I).
I am
not of the opinion that in the instant case all the conditions and
criteria laid down in Article 34 of the Convention were met, and in
particular that (a) the Government failed to comply
with the interim measure of the Court and (b) the Government hindered
the effective exercise of the applicant's individual right.
(a) The
Government acknowledged reception of two letters from the Court by
facsimile on the evening of 10 November 2005 (Thursday), but stressed
that the Court's Registry had not sent the relevant letters also by
electronic mail, as previously agreed in respect of general
correspondence. Having received the fax on the morning of 11 November
2005 (Friday), the Government Agent, Mr V. Pârlog,
took immediate steps to comply with the interim measure indicated. He
was not entitled to make a decision in this matter by himself, and in
order to implement the interim measure indicated by the Court had to
cooperate with the national judiciary. In particular, the Agent wrote
a letter to the President of the trial court on the same day
(Friday). The national judiciary had the responsibility to guarantee
and ensure observance of the right to a fair trial by ensuring that
all the parties
involved were present. In this context it was questionable whether
the trial court would be able, in practical terms, to summon all the
parties to the case for the Friday afternoon since this process,
which includes complying with the procedural provisions, can be
reasonably expected to take a certain amount of time. Since it was
impossible to convene all the parties for a hearing on the same day,
the court summoned them for the next working day, 14 November 2005
(Monday). On that day the applicant was transferred back to the RNC.
Therefore,
I am of the opinion that, in overall terms, and in view of the time
available and the circumstances, all reasonable steps were taken to
comply with the interim measure.
(b) Although
there were some problems in communication between the institutions
involved at the national level as well as certain delays, for
instance in admitting the applicant to the hospital on 14 November
2005, in my view it is not automatically the case that a delay of
whatever kind amounts to disregard of the interim measure; in my
opinion there was no disregard of the interim measure, nor any
intention to disregard it on the part of the national
authorities, who, once they became aware that Rule 39 had been
applied, sought to comply with the Court's directions by returning
the applicant to the RNC.
I do
not therefore see any hindrance of the effective exercise of the
right of individual petition within the meaning of Article 34 of
the Convention. In this respect the case is very different from those
where the removal of an applicant from a country has inevitable
consequences for the life or treatment of the person in question.
- The
very purpose of applying interim measures is to avoid a risk
of irreparable damage being caused to the physical or mental
integrity or health of an applicant as the result of a proposed
course of action.
The
following are also important elements or indicators in assessing
whether there was irreparable damage or risk of damage:
(a) the
RNC's letter dated 9 November 2005, according to which the
applicant's condition had stabilised;
(b) the
findings of the medical commission set up by the Ministry of
Health on 11 March 2008 for the purpose of determining the
applicant's state of health during the period from 21 September to 30
November 2005, which established that the applicant had been given
all the treatment prescribed by the RNC while in detention in the
prison hospital. The interruption of the applicant's HBO treatment
had not affected his state of health, as proved by his stable
blood-sugar levels before and after interruption.
(c) the
HBO treatment was not prescribed but merely recommended by the
doctor, as confirmed by the applicant's representative at the Grand
Chamber hearing held on 14 May 2008.
Bearing that in mind, I am not of the opinion that this short delay
could have caused a reasonable risk of irreparable damage to the
applicant and put him at severe risk to his life or health.
On
the basis of all the above considerations I have come to the
conclusion that the Government did not act in a manner contrary to
the purpose of Article 34 of the Convention, and therefore that there
has been no breach of Article 34 of the Convention.
PARTLY DISSENTING OPINION OF JUDGE MALINVERNI JOINED BY
JUDGES COSTA, JUNGWIERT, MYJER, SAJÓ, LAZAROVA TRAJKOVSKA AND
KARAKAŞ
To my
great regret I cannot share the opinion of the majority that there
has been a violation of Article 34 of the Convention in this case,
for the following three reasons.
Firstly,
in my opinion, the applicant was not in a situation in which he
suffered irreparable damage, nor was the Court prevented from
examining the case.
Secondly,
there is nothing to suggest that the domestic authorities were
unwilling to comply with the interim measure indicated to them or
that they acted in bad faith.
Thirdly,
compliance with the interim measure was merely delayed for three
days. Such a delay cannot be said to have hindered the effective
exercise of the applicant's right of individual petition (Article 34
of the Convention).
-
The very purpose of applying interim measures is the prevention of an
imminent risk of irreparable damage to applicants' physical or mental
integrity or health while their complaints of a violation of core
Convention rights are examined by the Court (see Mamatkulov and
Askarov v. Turkey [GC], nos. 46827/99 and 46951/99, §§ 104
and 108, ECHR 2005 I).
Of course, the Court could find a violation of Article 34 of the
Convention if it were shown that during the period of non-compliance
the applicant had been subject to a risk of irreparable damage to his
life or health capable of depriving the proceedings of their object.
However, in my view, the applicant's state of health, although
serious, was not put at risk as the result of his transfer to the
prison hospital, where qualified medical personnel could administer
all the treatment which had been prescribed for him. In these
circumstances I conclude that the applicant was not exposed to a risk
of irreparable damage capable of depriving the proceedings of their
object and that the Court was not prevented from examining the case.
-
Secondly, in my view, the respondent Government took – with
some delay, it is true – all steps to ensure compliance, in
good faith, with the interim measure indicated by the Court. When the
Government's Agent asked the trial court to take all necessary
measures to ensure compliance with the interim measure, the court
examined that request as soon as possible, ordering the applicant's
immediate transfer back to the neurological centre on 14 November
2005. There is nothing to suggest that the domestic authorities were
unwilling to comply with the interim measure indicated to them. While
an initial misunderstanding between the various
domestic authorities and
a certain lack of organisation in the work of the Agent's office
resulted in a regrettable delay in ensuring the applicant's continued
treatment at the neurological centre, all the necessary steps were
taken during the next working day, by the end of which he was
admitted back to the centre.
-
The applicant was transferred from the neurological centre to a
prison hospital on Friday 11 November 2005. On Monday 14 November
2005, the next working day, he was transferred back to the
neurological centre. It follows that compliance with the interim
measure was merely delayed for three days. On the particular facts of
the present case, I am unable to find that the delay in implementing
the interim measure can be said to have hindered the effective
exercise of the applicant's right of individual petition within the
meaning of Article 34 of the Convention. In this respect the case is
very different from those where the removal of an applicant from a
country in disregard of the terms of a Rule 39 indication has the
inevitable consequence of rendering nugatory the exercise of the
right by preventing the Court from conducting an effective
examination of the Convention complaint and, ultimately, from
protecting the applicant against potential violations of the
Convention rights invoked.
I
agree with the majority that a delay in complying with an interim
measure may in some cases expose the applicant to a real risk and
amount to hindrance to the effective exercise of Convention rights.
However, in the circumstances of the present case and having regard,
in particular, to the fact that the applicant's condition was found
to have stabilised before he was discharged from the neurological
centre on 10 November 2005 and transferred to the prison hospital, I
consider that the relatively short delay before the applicant was
returned to that centre and was able to complete his course of HBO
therapy did not expose him to an immediate or particularly severe
risk to his life or health.
JOINT DISSENTING OPINION OF JUDGES
MYJER AND SAJÓ
IN RESPECT OF THE COMPLAINT UNDER ARTICLE 3 OF THE CONVENTION
We
voted against finding a violation of Article 3.
There
is no doubt that the applicant had a serious medical condition.
We
just do not agree that – while deprived of his liberty –
the applicant was not provided with the medical assistance required
by his condition.
From
the facts (paragraphs 22-43) it is clear that during his detention he
was seen on a number of occasions by various doctors and that he was
given all kinds of specialised medical assistance. He was not only
transferred to the prison hospital when that was considered necessary
from a medical point of view, but was even allowed to undergo the
recommended 'hyperbaric oxygen' (HBO) treatment in a specialised
neurological unit outside the prison.
It is
not within our competence to pronounce on the medical necessity of
this special treatment.
Since
we also voted against finding a violation of Article 34 – and,
in Judge Sajó's case, against a violation of Article 5 §
1 – we did not vote in favour of awarding any compensation to
the applicant.
DISSENTING OPINION OF JUDGE SAJÓ IN RESPECT OF
THE COMPLAINT UNDER ARTICLE 5 § 1 OF THE CONVENTION
There
can be no doubt that the Court's finding regarding the violation of
Article 5 § 1 is correct. The reason I did not vote with the
majority was to underline how abusive many of the applicant's claims
are, bordering in some respects on the situation contemplated in
Article 17 of the Convention. In that regard see also my dissent
concerning the applicant's Article 3 claims.