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FIRST
SECTION
CASE OF GLADKIY v. RUSSIA
(Application
no. 3242/03)
JUDGMENT
STRASBOURG
21
December 2010
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Gladkiy v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos Rozakis, President,
Nina
Vajić,
Anatoly Kovler,
Elisabeth
Steiner,
Khanlar Hajiyev,
Giorgio
Malinverni,
George Nicolaou, judges,
and Søren
Nielsen, Section
Registrar,
Having
deliberated in private on 2 December 2010,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 3242/03) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr Nikolay Nikolayevich
Gladkiy (“the applicant”), on 17 January 2003.
- The
applicant, who had been granted legal aid, was represented by Mrs O.
Preobrazhenskaya, a lawyer practising in Moscow. The Russian
Government (“the Government”) were represented Mrs V.
Milinchuk, former Representative of the Russian Federation at the
European Court of Human Rights.
- The
applicant alleged, in particular, that he had been denied adequate
medical assistance in detention, that the conditions of his detention
had been extremely poor, that he had not had an effective domestic
remedy for his complaint about contracting tuberculosis and that he
had not been afforded the possibility to attend an appeal hearing in
civil proceedings.
- On
23 May 2007 the President of the First Section decided to give notice
of the application to the Government. It was also decided to examine
the merits of the application at the same time as its admissibility.
- The
Government objected to the joint examination of the admissibility and
merits of the application. Having examined the Government’s
objection, the Court dismissed it.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicant was born in 1966 and lived before his arrest in
Kaliningrad, Kaliningrad Region.
A. Medical assistance during imprisonment
- On
13 December 1999 the applicant was arrested and two days later he was
placed in detention facility no. IZ-39/1 in Kaliningrad. On his
admission to the facility he received a fluorography examination
which revealed no signs of tuberculosis. On 20 June 2000 the
applicant underwent another fluorography test which also showed no
symptoms of the illness.
- On
16 January 2001 the applicant was once again subjected to a
fluorography examination which detected tuberculosis changes in his
left lung. On the basis of that examination the applicant was
diagnosed with infiltrative tuberculosis (“TB”) of the
upper lobe of the left lung and transferred to the pulmonary
tuberculosis ward of the medical department of the detention
facility, where he remained until 28 January 2002.
- Despite
the Court’s request for them to produce the applicant’s
complete medical record, the Government only submitted medical
documents drawn up after 28 January 2002. Relying on a certificate
issued by the head of the medical department of the Kaliningrad
Regional Department of Execution of Sentences, the Government argued
that in facility no. IZ-39/1 the applicant had undergone an intensive
course of anti-tuberculosis chemotherapy comprising two unidentified
drugs. As follows from that certificate, in May 2001 a positive
dynamic in the treatment of the illness was registered. However, on
5 August 2001 the applicant’s state of health seriously
deteriorated. A medical examination by a tuberculosis specialist on
16 August 2001 led to the applicant being diagnosed with acute
viral respiratory infection. He was prescribed “symptomatic
treatment”. A fluorography examination performed on 3 September
2001 revealed a negative dynamic of the tuberculosis process showing
an increase in the number of disintegration cavities. The doctor’s
diagnosis was “infiltrative tuberculosis of the upper lobe of
the left lung in the disintegration phase, [presence of mycobacterium
tuberculosis (“MBT”)], progress of the tuberculosis
process and 1-2 stage hypotrophy”. According to the same
certificate, the regimen of anti-tuberculosis treatment received by
the applicant was amended to take the deterioration of his health
into account. The applicant was prescribed “infusion
chemotherapy”, including a number of drugs (izoniazid,
ethambutol, and rifampicin) and detoxication therapy.
- An extract from the applicant’s medical record
drawn up on 26 June 2003 shows that the deterioration of the
applicant’s health in August 2001 was linked to “irregular
medication”.
- On 28 January 2002 the applicant was discharged from
the medical department of the detention facility with a final
diagnosis of infiltrative tuberculosis of the upper lobe of the left
lung in the disintegration phase, and sent for subsequent treatment
to tuberculosis hospital no. 5 in Kaliningrad. On the applicant’s
admission to the hospital the attending doctor made an entry in his
medical record noting that the applicant was calm and collected,
exhibiting strong determination to continue anti-tuberculosis
treatment. The applicant did not make any complaints about the
quality of the treatment provided to him in the tuberculosis
hospital.
- On
11 November 2002, following a series of examinations by a forensic
medical commission, the applicant was assigned second degree
disability status because of his tuberculosis. In July 2004 he
underwent stabilising thoracoplasty followed by an intensive course
of anti-tuberculosis chemotherapy. The applicant was recommended
further surgery following his release from detention.
B. Conditions of the applicant’s detention in
facility no. IZ-39/1
- From
15 December 1999 to 28 January 2002 the applicant was detained in
facility no. IZ-39/1. According to the applicant, that detention
facility was built in 1929 and no renovation work has been done on
the cells since.
- According
to certificates issued on 12 July 2007 by the director of the
facility and produced by the Government, the applicant was kept in
nine different cells which measured 7.8, 16.7, 17.4, 18.4 and 21
square metres. The smaller cells had two sleeping places, the three
larger cells were equipped with four bunks and the largest cell had
five sleeping places. The Government submitted that the information
on the exact number of inmates detained together with the applicant
was not available. They further noted that at all times the applicant
had had an individual bunk and bedding.
- Relying on the information provided by the director of
the facility, the Government further argued that the sanitary
conditions in the cells were satisfactory. In
particular, the Government submitted that the cells received natural
light and ventilation through a window measuring 1.2 square metres.
The cells had no artificial ventilation. Each cell was equipped with
a lavatory pan, a sink, a tap with running water, wooden benches and
a table. Inmates were allowed to take a shower once every seven to
ten days for no less than fifteen minutes. Clean bedding was also
provided once a week. The cells were disinfected. Inmates were
afforded an hour of outdoor recreation per day in twelve-square-metre
yards equipped with wooden benches and covered by a shed roof against
rain and snow. The Government, relying on the information provided by
the director of the facility, further stated that the applicant was
given food “in accordance with the established norms”.
- The
applicant did not dispute the cell measurements. However, relying
on submissions by his former fellow inmates whose complaints about
the conditions of detention in facility no. IZ-39/1 had already been
examined by the Court (see, among other authorities, Artyomov
v. Russia, no. 14146/02, §§
123-133, 27 May 2010, and
Shilbergs v. Russia,
no. 20075/03, §§ 89-99, 17 December 2009), he
alleged that the cell which measured 21 square metres had had eight
sleeping places and had usually housed 24 inmates. The smallest
cells, which measured 7.8 square metres, had either four or six
sleeping places and accommodated from 8 to 12 detainees. The
remaining three cells were equipped with eight sleeping places and
housed 16 inmates. Given the lack of beds, inmates had slept in
shifts. They were not provided with bedding.
- The
applicant further submitted that the sanitary conditions had been
appalling. The cells were infested with insects but the management
did not provide any insecticide. The walls in the cells were covered
with a thick layer of mould. Pieces of plaster were falling from the
walls. The applicant submitted that the windows were covered with
metal blinds which blocked access to natural light and air. It was
not before 25 November 2002, that is long after his transfer to
another detention facility, that the metal blinds were removed in
compliance with the recommendations of the Russian Ministry of
Justice. It was impossible to take a shower as inmates were given
only fifteen minutes and two to three men had to use one shower head
at the same time. That situation was further aggravated by the fact
that inmates could only take a shower once every two weeks. Inmates
had to wash and dry their laundry indoors, creating excessive
humidity in the cells. They were also allowed to smoke in the cells.
The toilet was a filthy hole in the floor, separated from the living
area by a small partition, and spread an unpleasant odour in the
cell. At no time did inmates have complete privacy. Anything they
happened to be doing – using the toilet, sleeping – was
in view of the guard or fellow inmates. No toiletries were provided.
The food was of poor quality and in scarce supply.
- The
applicant complained to various Russian authorities, including the
Kaliningrad Regional Ombudsman, about the poor conditions of his
detention. On 28 June 2001 the applicant received a letter from the
Ombudsman which, in so far as relevant, read as follows:
“An inspection, performed by the Kaliningrad
Regional Ombudsman on 25 April 2001 in the detention facility
established that [each inmate] has less than one square metre of
personal space while the required norm is 4 square metres for each
detainee, thus the constitutional rights of detained individuals are
being violated. Other violations of sanitary norms and [norms]
related to medical assistance were discovered and the Ombudsman
recommended the head of detention facility no. IZ 39/1 to
eliminate [those violations].”
C. Tort proceedings
- On
12 July 2001 the applicant lodged an action against detention
facility no. IZ-39/1 and the Ministry of Finance seeking compensation
for damage caused to his health because he had contracted
tuberculosis in detention, had been denied access to adequate medical
services and had been detained in appalling conditions for almost two
years after his arrest.
- On 19 November 2001 the Tsentralniy District Court of
Kaliningrad dismissed the action, reasoning that as the applicant had
been medically examined on his admission to facility no. IZ-39/1, had
remained under constant medical supervision and had shared cells with
healthy inmates, there was no evidence of fault on the part of the
facility administration for the damage caused to his health. In
addressing the applicant’s complaint about the poor conditions
of his detention and a possible link between the detention conditions
and his having been infected with tuberculosis, the District Court
found as follows:
“[The applicant’s] arguments that sanitary
requirements were not complied with in the detention facility are
unsubstantiated, as the representative of the detention facility
refuted those arguments ... despite the fact that the facility
premises need reconstruction, all sanitary measures are taken in the
facility; tuberculosis patients take showers separately from healthy
inmates, then the premises are disinfected. There are separate
premises for outdoor walks for tuberculosis patients. Those premises
are also disinfected.
It was established in the course of the hearing that
[the applicant] had not had tuberculosis before or been registered as
a tuberculosis patient, and that his tuberculosis had been detected
for the first time in the detention facility.
However, that circumstance cannot serve as a ground for
upholding the plaintiff’s claims, because the cause of the
illness was not established and the prison authorities were not at
fault; furthermore, there was no action/inaction on the part of the
prison administration which could have created the conditions for the
development of the plaintiff’s illness.
The overcrowding in the cells of the detention facility
is an objective circumstance which was not caused by the facility
administration and, moreover, the court did not establish a direct
causal link between the overcrowding in the cells where [the
applicant] was detained and his illness.”
The
applicant participated in the hearings before the District Court.
- The
applicant appealed, and sought leave to attend the appeal hearing.
- On
27 February 2002, in the absence of the applicant, who had not been
notified of the hearing, the Kaliningrad Regional Court upheld the
judgment of 19 November 2001. The Regional Court concluded that the
fact that the applicant had contracted tuberculosis in the detention
facility “could not serve as evidence of the defendant’s
fault in having caused the illness” because the cause of the
tuberculosis had not been and could not be established.
- On
22 April 2002 the President of the Kaliningrad Regional Court lodged
an application for supervisory review of the judgment of 27 February
2002, arguing as follows:
“In violation of the requirements of Article 299
of the RSFSR Code of Civil Procedure the [Regional] Court examined
the case upon [the applicant’s] action although there was no
evidence that the plaintiff had been notified of the date and place
of the court hearing.
[The applicant] is in detention and was not brought to
the court, however, he has the right to submit his arguments, [or]
participate in the proceedings through his representative ... and,
thus, he has to be promptly notified of the day of the examination of
the case.”
- On
16 May 2002 the Presidium of the Kaliningrad Regional Court accepted
the application for supervisory review, quashed the judgment of
27 February 2002, having endorsed the arguments of the Regional
Court President, and sent the case for fresh examination by the
appeal court.
- In
March 2002 the applicant lodged an additional statement of appeal,
informing the Regional Court that he had appointed two lawyers to
represent him during the appeal proceedings. He also noted that in
the event of the lawyers’ failure to appear, the Regional Court
should issue the judgment in their absence. No request for leave for
the applicant to appear before the Regional Court was filed.
- By
a letter of 27 May 2002 the Regional Court informed the applicant’s
lawyers and the applicant that a hearing had been scheduled for 19
June 2002.
- On 19 June 2002 the Kaliningrad Regional Court, having
examined the case on the basis of the parties’ written
submissions as the applicant’s representatives and the
respondent party failed to appear, upheld the judgment of 19 November
2001. The Regional Court confirmed the District Court’s
findings that the applicant had been healthy before his placement in
custody, and that tuberculosis had only been detected more than a
year after his admission to the detention facility. It further
endorsed the District Court’s conclusion that it was impossible
to establish the cause of the illness and that there was no fault on
the part of the facility administration in the deterioration of the
applicant’s health. Without providing any details, the Regional
Court further stressed that the applicant had been subjected to
regular medical check-ups during his detention and that he had
received the necessary medical assistance. It also noted that the
fact that the cells in the detention facility had housed 1.5 times
more detainees than they had been designed to accommodate could not
be the cause of the applicant’s illness.
- The
applicant was served with a copy of the judgment on 16 August 2002.
II. RELEVANT DOMESTIC LAW
A. Health care of detainees
1. Federal Law of 18 June 2001 no. 77-FZ “On
Prevention of Dissemination of Tuberculosis in the Russian
Federation”
Section 7. Organisation of
anti-tuberculosis aid
“1. Provision of anti-tuberculosis aid
to individuals suffering from tuberculosis is guaranteed by the State
and is performed on the basis of the principles of legality,
compliance with the rights of the individual and citizen, [and]
general accessibility in the amount determined by the Programme of
State guarantees for provision of medical assistance to citizens of
the Russian Federation, free of charge.
2. Anti-tuberculosis aid shall be provided to
citizens when they voluntarily apply [for such aid] or when they
consent [to such aid], save for cases indicated in Sections 9
and 10 of the present Federal law and other federal laws ...”
Section 8. Provision of anti-tuberculosis
aid
“1. Individuals suffering from
tuberculosis who are in need of anti-tuberculosis aid shall receive
such aid in medical anti-tuberculosis facilities licensed to provide
[it].
2. Individuals who are or have been in
contact with an individual suffering from tuberculosis shall undergo
an examination for the detection of tuberculosis in compliance with
the laws of the Russian Federation...”
Section 9. Regular medical examinations
1. Regular medical examinations of persons
suffering from tuberculosis shall be performed in compliance with the
procedure laid down by a competent federal executive body ...
2. Regular medical examinations of persons
suffering from tuberculosis shall be performed irrespective of the
patients’ or their representatives’ consent.
3. A medical commission appointed by the head
of a medical anti-tuberculosis facility ... shall take decisions
authorising regular medical examinations or terminating them and
record such decisions in medical documents ...; an individual in
respect of whom such a decision has been issued, shall be informed in
writing about the decision taken.”
Section 10. Mandatory examinations and
treatment of persons suffering from tuberculosis
“2. Individuals suffering from
contagious forms of tuberculosis who... intentionally avoid medical
examinations aimed at detecting tuberculosis, or avoid treating it,
shall be admitted, by court decision, to specialised medical
anti-tuberculosis establishments for mandatory examinations and
treatment.”
Section 12. Rights of individuals ....
suffering from tuberculosis
“2. Individuals admitted to medical
anti-tuberculosis facilities for examinations and (or) treatment,
shall have a right to:
receive information from the administration of the
medical anti-tuberculosis facilities on the progress of treatment,
examinations...
have meetings with lawyers and clergy in private;
take part in religious ceremonies, if they do not have
a damaging impact on the state of their health;
continue their education...
3. Individuals ... suffering from tuberculosis
shall have other rights provided for by the laws of the Russian
Federation on health care ...”
Section 13. Obligations of individuals ...
suffering from tuberculosis
“Individuals ... suffering from tuberculosis
shall;
submit to medical procedures authorised by medical
personnel;
comply with the internal regulations of medical
anti-tuberculosis facilities when they stay at those facilities;
comply with sanitary and hygiene conditions established
for public places when persons not suffering from tuberculosis [visit
them].”
Section 14. Social support for
individuals... suffering from tuberculosis
“4. Individuals... suffering from
tuberculosis shall be provided with medication free of charge for
out-patient treatment of tuberculosis by federal specialised medical
facilities in compliance with the procedure established by the
Government of the Russian Federation...”
2. Regulation on Medical Assistance to Detainees
- Russian
law gives detailed guidelines for the provision of medical assistance
to detained individuals. These guidelines, found in joint
Decree no. 640/190 of the Ministry of Health and Social Development
and the Ministry of Justice, on Organisation of Medical Assistance to
Individuals Serving Sentences or Detained (“the Regulation”),
enacted on 17 October 2005, are applicable to
all detainees without exception. In particular, section III of the
Regulation sets out the procedure for initial steps to be taken by
medical personnel of a detention facility on admission of a detainee.
On arrival at a temporary detention facility all detainees must be
subjected to preliminary medical examination before they are placed
in cells shared by other inmates. The examination is performed with
the aim of identifying individuals suffering from contagious diseases
or in need of urgent medical assistance. Particular attention must be
paid to individuals suffering from contagious conditions. No later
than three days after the detainee’s arrival at the detention
facility, he should receive an in-depth medical examination,
including fluorography. During the in-depth examination a prison
doctor should record the detainee’s complaints, study his
medical and personal history, record injuries if present, and recent
tattoos, and schedule additional medical procedures if necessary. A
prison doctor should also authorise laboratory analyses to identify
sexually transmitted diseases, HIV, tuberculosis and other illnesses.
- Subsequent
medical examinations of detainees are performed at least twice a year
or at detainees’ request. If a detainee’s state of health
has deteriorated, medical examinations and assistance should be
provided by medical personnel of the detention facility. In such
cases a medical examination should include a general medical check-up
and additional methods of testing, if necessary, with the
participation of particular medical specialists. The results of the
examinations should be recorded in the detainee’s medical
history. The detainee should be fully informed of the results of the
medical examinations.
- Section
III of the Regulation also sets the procedure for cases of refusals
by detainees to undergo medical examination or treatment. In each
case of refusal, a corresponding entry should be made in the
detainees’ medical record. A prison doctor should fully explain
to the detainee the consequences of his refusal to undergo the
medical procedure.
- Detainees
take prescribed medicines in the presence of a doctor. In a limited
number of cases the head of the medical department of the detention
facility may authorise his medical personnel to hand over a daily
dose of medicines to the detainee for unobserved intake.
- Section
X of the Regulation regulates medical
examinations, monitoring and treatment of detainees suffering from
tuberculosis. It lays down a detailed account of medical procedures
to be employed, establishes their frequency, and regulates courses of
treatment for new tuberculosis patients and previously treated ones
(relapsing or defaulting detainees). In particular, it provides that
when a detainee exhibits signs of a relapse of tuberculosis, he or
she should immediately be removed to designated premises (infectious
unit of the medical department of the facility) and should be sent
for treatment to an anti-tuberculosis establishment. The prophylactic
and anti-relapse treatment of tuberculosis patients should be
performed by a tuberculosis specialist. Rigorous checking of the
intake of anti-tuberculosis drugs by the detainee should be put in
place. Each dose should be recorded in the detainee’s medical
history. A refusal to take anti-tuberculosis medicine should also be
noted in the medical record. A discussion of the negative
effects of the refusal should follow. Detainees suffering from
tuberculosis should also be put on a special dietary ration.
3. Anti-Tuberculosis Decree
- On 21 March 2003 the Ministry of Health adopted Decree
no. 109 on Improvement of Anti-Tuberculosis Measures in the Russian
Federation (“the Anti-Tuberculosis Decree” or “Decree”).
Having acknowledged a difficult epidemic situation in the Russian
Federation in connection with a drastic increase in the number of
individuals suffering from tuberculosis, particularly among children
and detainees, and a substantial rise in the number of
tuberculosis-related deaths, the Decree laid down guidelines and
recommendations for country-wide prevention, detection and therapy of
tuberculosis which conform to international standards, identifying
forms and types of tuberculosis and categories of patients suffering
from them, establishing types of necessary medical examinations,
analyses and testing to be performed in each case and giving
extremely detailed instructions on their performance and assessment;
it also laid down rules on vaccination, determined courses and
regimens of therapy for particular categories of patients, and so on.
- In particular, Addendum 6 to the Decree contains an
Instruction on chemotherapy for tuberculosis patients. The aims of
treatment, essential anti-tuberculosis drugs and their dose
combinations, as well as standard regimens of chemotherapy laid down
by the Instruction for Russian tuberculosis patients conformed to
those recommended by the World Health Organisation in Treatment of
Tuberculosis: Guidelines for National Programs (see below).
B. Conditions of detention
1. Detention of Suspects Act
- Section
22 of the Detention of Suspects Act (Federal Law no. 103 FZ
of 15 July 1995) provides that detainees should be given free food
sufficient to maintain them in good health according to standards
established by the Government of the Russian Federation. Section 23
provides that detainees should be kept in conditions which satisfy
health and hygiene requirements. They should be provided with an
individual sleeping place and given bedding, tableware and
toiletries. Each inmate should have no less than four square metres
of personal space in his or her cell.
2. Report of the Kaliningrad Regional Ombudsman
- In 2002, following the inspection in 2001 of
penitentiary facilities in the Kaliningrad Region, the Regional
Ombudsman published his report which, in so far as relevant, read as
follows:
“One of the most acute problems continues to be
the problem of medical and sanitary assistance [provided to]
detainees. The medical [and] sanitary assistance provided in the
prison system does not ensure the preservation and improvement of
[detainees’] health, and the financial resources available are
insufficient to meet the detainees’ needs in terms of medical
and sanitary assistance. In fact, penitentiary institutions and
temporary detention facilities are frequently left without any
financial resources to purchase medical equipment or medicines, in
serious violation of the right to health and medical assistance
guaranteed by the Constitution of the Russian Federation.
A particular concern is the contraction of tuberculosis
in those institutions ...
In 2001 [the Kaliningrad Regional Department of the
Russian Ministry of Justice] received 849 complaints (including 32
collective complaints) from detainees, 382 of which concerned medical
assistance ...
According to information supplied by [the Kaliningrad
Regional Department of the Russian Ministry of Justice], 1,386
persons are detained in [facility no. IZ-39/1] ...
The Kaliningrad Regional Ombudsman received 75
complaints from persons detained in facility no. IZ-39/1 ...
In 2001 the Ombudsman visited the detention facility.
During the visit the Ombudsman identified the following violations:
overpopulation [of the facility] (more than three instances);
shortage of bedding; absence of radio in certain cells; complete
absence of TV sets or refrigerators; limitation of the time for
outside walks ...; insufficient medical assistance.
...
[Facility no. IZ-39/1] was built before the war; it
requires complete reconstruction. During the last seven years the
detention facility has always been overpopulated, housing three times
more inmates than it should; management are therefore unable to
comply with the minimum space requirement per inmate. While the rule
is 4 square metres of living space per inmate, inmates in the
detention facility have less than one square metre each. Persons
whose guilt [in having committed crimes] has not yet been established
by a court are detained in conditions which diminish their human
dignity and frequently cause harm to their health.”
C. Civil-law remedies against illegal acts by public
officials
- Article 1064 § 1 of the Civil Code of the Russian
Federation provides that damage caused to the person or property of a
citizen shall be compensated in full by the tortfeasor. Pursuant
to Article 1069, State agencies and State officials are liable for
damage caused to an individual by their unlawful actions or failure
to act. Such damage is to be compensated at the expense of the
federal or regional treasury. Articles 151 and 1099-1101 of the Civil
Code provide for compensation for non-pecuniary damage. Article 1099
states, in particular, that non-pecuniary damage shall be compensated
irrespective of any award for pecuniary damage.
D. Provisions on attendance at hearings
- The Code of Civil Procedure of the Russian Federation
provides that individuals may appear before a court in person or act
through a representative (Article 48 § 1). The court may appoint
an advocate to represent a defendant whose place of residence is not
known (Article 50). The Advocates Act (Law no. 63-FZ of 31 May 2002)
provides that free legal assistance may be provided to indigent
plaintiffs in civil disputes concerning alimony or pension payments
or claims concerning damage to health (section 26 § 1).
- The Penitentiary Code provides that convicted persons
may be transferred from a correctional colony to an investigative
unit if their participation is required as witnesses, victims or
suspects in connection with certain investigative measures (Article
77 § 1). The Code does not mention any possibility for a
convicted person to take part in civil proceedings, whether as a
plaintiff or a defendant.
- On several occasions the Constitutional Court has
examined complaints by convicted persons whose requests for leave to
appear in civil proceedings were refused by the courts. It has
consistently declared the complaints inadmissible, finding that the
impugned provisions of the Code of Civil Procedure and the
Penitentiary Code did not, as such, restrict the convicted person’s
access to court. It has emphasised, nonetheless, that the convicted
person should be able to make submissions to the civil court, either
through a representative or in any other way provided for by law. If
necessary, the hearing may be held at the location where the
convicted person is serving his or her sentence, or the court hearing
the case may instruct the court with territorial jurisdiction over
the correctional colony to obtain the applicant’s submissions
or carry out any other procedural steps (decisions no. 478-O of 16
October 2003, no. 335-O of 14 October 2004 and no. 94-O of 21
February 2008).
- By virtue of Articles 58 and 184 of the Code of Civil
Procedure, a court may hold a session outside the courthouse if, for
instance, it is necessary to examine evidence which cannot be brought
to the courthouse.
III. RELEVANT INTERNATIONAL REPORTS AND DOCUMENTS
A. General health care issues
1. Recommendation Rec(2006)2 of the Committee of
Ministers to member states on the European Prison Rules, adopted on
11 January 2006 at the 952nd meeting of the Ministers’
Deputies (“the European Prison Rules”)
- The
European Prison Rules provide a framework of guiding principles for
health services. The relevant extracts from the Rules read as
follows:
“Health care
39. Prison authorities shall safeguard the
health of all prisoners in their care.
Organisation of prison health care
40.1 Medical services in prison shall be
organised in close relation with the general health administration of
the community or nation.
40.2 Health policy in prisons shall be
integrated into, and compatible with, national health policy.
40.3 Prisoners shall have access to the
health services available in the country without discrimination on
the grounds of their legal situation.
40.4 Medical services in prison shall seek to
detect and treat physical or mental illnesses or defects from which
prisoners may suffer.
40.5 All necessary medical, surgical and
psychiatric services including those available in the community shall
be provided to the prisoner for that purpose.
Medical and health care personnel
41.1 Every prison shall have the services of
at least one qualified general medical practitioner.
41.2 Arrangements shall be made to ensure at
all times that a qualified medical practitioner is available without
delay in cases of urgency.
...
41.4 Every prison shall have personnel
suitably trained in health care.
Duties of the medical practitioner
42.1 The medical practitioner or a qualified
nurse reporting to such a medical practitioner shall see every
prisoner as soon as possible after admission, and shall examine them
unless this is obviously unnecessary.
...
42.3 When examining a prisoner the medical
practitioner or a qualified nurse reporting to such a medical
practitioner shall pay particular attention to:
...;
b. diagnosing physical or mental
illness and taking all measures necessary for its treatment and for
the continuation of existing medical treatment;
...
f. isolating prisoners suspected of
infectious or contagious conditions for the period of infection and
providing them with proper treatment;
...
43.1 The medical practitioner shall have the
care of the physical and mental health of the prisoners and shall
see, under the conditions and with a frequency consistent with health
care standards in the community, all sick prisoners, all who report
illness or injury and any prisoner to whom attention is specially
directed.
...
Health care provision
46.1 Sick prisoners who require specialist
treatment shall be transferred to specialised institutions or to
civil hospitals when such treatment is not available in prison.
46.2 Where a prison service has its own
hospital facilities, they shall be adequately staffed and equipped to
provide the prisoners referred to them with appropriate care and
treatment.”
2. 3rd General Report of the European
Committee for the Prevention of Torture (“the CPT Report”)
- The complexity and importance of health care services
in detention facilities was discussed by the European Committee for
the Prevention of Torture in its 3rd
General Report (CPT/Inf (93) 12 - Publication Date: 4 June
1993). The following are the extracts from the Report:
“33. When entering prison, all
prisoners should without delay be seen by a member of the
establishment’s health care service. In its reports to date the
CPT has recommended that every newly arrived prisoner be properly
interviewed and, if necessary, physically examined by a medical
doctor as soon as possible after his admission. It should be added
that in some countries, medical screening on arrival is carried out
by a fully qualified nurse, who reports to a doctor. This latter
approach could be considered as a more efficient use of available
resources.
It is also desirable that a leaflet or booklet be handed
to prisoners on their arrival, informing them of the existence and
operation of the health care service and reminding them of basic
measures of hygiene.
34. While in custody, prisoners should be
able to have access to a doctor at any time, irrespective of their
detention regime... The health care service should be so organised as
to enable requests to consult a doctor to be met without undue delay
...
35. A prison’s health care service
should at least be able to provide regular out patient
consultations and emergency treatment (of course, in addition there
may often be a hospital-type unit with beds)... Further, prison
doctors should be able to call upon the services of specialists.
As regards emergency treatment, a doctor should always
be on call. Further, someone competent to provide first aid should
always be present on prison premises, preferably someone with a
recognised nursing qualification.
Out-patient treatment should be supervised, as
appropriate, by health care staff; in many cases it is not sufficient
for the provision of follow-up care to depend upon the initiative
being taken by the prisoner.
36. The direct support of a fully-equipped
hospital service should be available, in either a civil or prison
hospital...
38. A prison health care service should be
able to provide medical treatment and nursing care, as well as
appropriate diets, physiotherapy, rehabilitation or any other
necessary special facility, in conditions comparable to those enjoyed
by patients in the outside community. Provision in terms of medical,
nursing and technical staff, as well as premises, installations and
equipment, should be geared accordingly.
There should be appropriate supervision of the pharmacy
and of the distribution of medicines. Further, the preparation of
medicines should always be entrusted to qualified staff
(pharmacist/nurse, etc.). ...
39. A medical file should be compiled for
each patient, containing diagnostic information as well as an ongoing
record of the patient’s evolution and of any special
examinations he has undergone. In the event of a transfer, the file
should be forwarded to the doctors in the receiving establishment.
Further, daily registers should be kept by health care
teams, in which particular incidents relating to the patients should
be mentioned. Such registers are useful in that they provide an
overall view of the health care situation in the prison, at the same
time as highlighting specific problems which may arise.
40. The smooth operation of a health care
service presupposes that doctors and nursing staff are able to meet
regularly and to form a working team under the authority of a senior
doctor in charge of the service. ...
...
54. A
prison health care service should ensure that information about
transmittable diseases (in particular hepatitis, AIDS, tuberculosis,
dermatological infections) is regularly circulated, both to prisoners
and to prison staff. Where appropriate, medical control of those with
whom a particular prisoner has regular contact (fellow prisoners,
prison staff, frequent visitors) should be carried out.”
3. Committee of Ministers Recommendation No. R (98) 7
on Health care in Prisons
- A further elaboration of European expectations towards
health care in prisons is found in the appendix to Recommendation no.
R (98) 7 of the Committee of Ministers to Member States on the
ethical and organisational aspects of health care in prison (adopted
on 8 April 1998 at the 627th meeting of the Ministers’
Deputies). Primarily restating the European Prison Rules and CPT
standards, the Recommendation went beyond reiteration of the
principles in some aspects to include more specific discussion of the
management of certain common problems including transmissible
diseases. In particular, in respect of cases of tuberculosis, the
Committee of Ministers stressed that all necessary measures should be
applied to prevent the propagation of this infection, in accordance
with relevant legislation in this area. Therapeutic intervention
should be of a standard equal to that outside prison. The medical
services of the local chest physician should be requested in order to
obtain the long-term advice that is required for this condition, as
is practised in the community, in accordance with relevant
legislation (Section 41).
B. Health care issues related to transmissible diseases
1. Committee of Ministers Recommendation no. R (93) 6
on Control of Transmissible Diseases in Prisons
- The fact that transmissible diseases in European
prisons have become an issue of considerable concern prompted a
recommendation of the Committee of Ministers to Member States
concerning prison and criminological aspects of the control of
transmissible diseases and related health problems in prison (adopted
on 18 October 1993 at the 500th meeting of the
Ministers’ Deputies). The relevant extracts from the
Recommendation read as follows:
“2. The systematic medical examination
carried out on entry into prison should include measures to detect
intercurrent diseases, including treatable infectious diseases, in
particular tuberculosis. The examination also gives the opportunity
to provide health education and to give prisoners a greater sense of
responsibility for their own health ....
15. Adequate financial and human resources
should be made available within the prison health system to meet not
only the problems of transmissible diseases and HIV/Aids but also all
health problems affecting prisoners.”
2. 11th General Report of activities of the
European Committee for the Prevention of Torture
- An
expanded coverage of the issue related to transmissible diseases in
detention facilities was given by the European Committee for the
Prevention of Torture in its 11th General
Report (CPT/INF (2001) 16 published on 3 September 2001), a
discussion prompted by findings of serious inadequacies in health
provision and poor material conditions of detention which were
exacerbating the transmission of the diseases. Addressing the issue,
the CPT reported as follows:
“31. The spread of transmissible
diseases and, in particular, of tuberculosis, hepatitis and HIV/AIDS
has become a major public health concern in a number of European
countries. Although affecting the population at large, these diseases
have emerged as a dramatic problem in certain prison systems. In this
connection the CPT has, on a number of occasions, been obliged to
express serious concerns about the inadequacy of the measures taken
to tackle this problem. Further, material conditions under which
prisoners are held have often been found to be such that they can
only favour the spread of these diseases.
The CPT is aware that in periods of economic
difficulties - such as those encountered today in many countries
visited by the CPT - sacrifices have to be made, including in
penitentiary establishments. However, regardless of the difficulties
faced at any given time, the act of depriving a person of his liberty
always entails a duty of care which calls for effective methods of
prevention, screening, and treatment. Compliance with this duty by
public authorities is all the more important when it is a question of
care required to treat life-threatening diseases.
The use of up-to date methods for screening, the regular
supply of medication and related materials, the availability of staff
ensuring that prisoners take the prescribed medicines in the right
doses and at the right intervals, and the provision when appropriate
of special diets, constitute essential elements of an effective
strategy to combat the above-mentioned diseases and to provide
appropriate care to the prisoners concerned. Similarly, material
conditions in accommodation for prisoners with transmissible diseases
must be conducive to the improvement of their health; in addition to
natural light and good ventilation, there must be satisfactory
hygiene as well as an absence of overcrowding.
Further, the prisoners concerned should not be
segregated from the rest of the prison population unless this is
strictly necessary on medical or other grounds ...
In order to dispel misconceptions on these matters, it
is incumbent on national authorities to ensure that there is a full
educational programme about transmissible diseases for both prisoners
and prison staff. Such a programme should address methods of
transmission and means of protection as well as the application of
adequate preventive measures.
It must also be stressed that appropriate information
and counselling should be provided before and - in the case of a
positive result - after any screening test. Further, it is axiomatic
that patient-related information should be protected by medical
confidentiality. As a matter of principle, any interventions in this
area should be based on the informed consent of the persons
concerned.
Moreover, for control of the above-mentioned diseases to
be effective, all the ministries and agencies working in this field
in a given country must ensure that they co-ordinate their efforts in
the best possible way. In this respect the CPT wishes to stress that
the continuation of treatment after release from prison must be
guaranteed.”
C. Health care reports on the Russian Federation
1. The CPT Report on Russia
- The CPT report on the visit to the Russian Federation
carried out from 2 to 17 December 2001 (CPT/INF (2003) 30) provides
as follows:
“102. The CPT is also seriously concerned by the
practice of transferring back from SIZO [temporary detention
facility] to IVS [temporary detention ward in police departments]
facilities prisoners diagnosed to have BK+ tuberculosis (and hence
highly contagious), as well as by the interruption of TB treatment
while at the IVS. An interruption of the treatment also appeared to
occur during transfers between penitentiary establishments.
In the interest of combating the spread of tuberculosis
within the law-enforcement and penitentiary system and in society in
general, the CPT recommends that immediate measures be taken to put
an end to the above-mentioned practice.”
2. The World Bank Report on Tuberculosis and Aids
Control Project in Russia
- On 23 December 2009 the World Bank published the
Implementation Completion and Results Report (Report no.
ICR00001281, Volume I) on a loan granted to the Russian Federation
for its Tuberculosis and Aids Control Project. The relevant part of
the Report read as follows:
“According to the World Health Organization (WHO),
Russia was one of the 22 high-burden countries for TB in the
world (WHO, Global Tuberculosis control: Surveillance, Planning,
Financing, Geneva, 2002). The incidence of TB increased throughout
the 1990s. This was due to a combination of factors, including:
(i) increased poverty, (ii) under-funding of TB services and
health services in general, (iii) diagnostic and therapeutic
approaches that were designed for a centralized command-and-control
TB system, but were unable to cope with the social mobility and
relative freedom of the post-Soviet era, and (iv) technical
inadequacies and outdated equipment. Migration of populations from
ex-Soviet republics with high TB burdens also increased the problem.
Prevalence rates were many times higher in the prison system than in
the general population. Treatment included lengthy hospitalizations,
variations among clinicians and patients in the therapeutic regimen,
and frequent recourse to surgery. A shrinking health budget resulted
in an erratic supply of anti-TB drugs and laboratory supplies,
reduced quality control in TB dispensaries and laboratories, and
inadequate treatment. The social conditions favouring the spread of
TB, combined with inadequate systems for diagnosis, treatment, and
surveillance, as well as increased drug resistance, produced a
serious public health problem.
TB control in the former Union of Soviet Socialist
Republics (USSR) and in most of Russia in the 1990s was heavily
centralized, with separate hospitals (TB dispensaries), TB
sanatoriums, TB research institutes and TB specialists. The system
was designed in the 1920s to address the challenges of the TB
epidemic. Case detection relied strongly on active mass screening by
X-ray (fluorography). Specificity, sensitivity, and
cost-effectiveness considerations were not features of this approach.
Bacille Calmette-Guerin (BCG) immunization was a key feature of the
TB control system...
By 2000, there was more than a two-fold increase in TB
incidence, and mortality from TB increased 3 times, compared with
1990. The lowered treatment effectiveness of the recent years
resulted in an increase in the number of TB chronic patients,
creating a permanent ‘breeding ground’ for the infection.
At that moment, the share of pulmonary TB cases confirmed by
bacterioscopy did not exceed 25%, and the share of such cases
confirmed by culture testing was no more than 41% due to suboptimal
effectiveness of laboratory diagnosis, which led to poor detection of
smear-positive TB cases. Being a social disease, TB affected the most
socially and economically marginalized populations in Russia.”
D. General guidelines for tuberculosis therapy
- The following are the extracts from Treatment of
Tuberculosis: Guidelines for National Programmes, World Health
Organisation, 1997, pp. 27, 33 and 41:
“Treatment regimens have an initial (intensive)
phase lasting 2 months and a continuation phase usually lasting 4-6
months. During the initial phase, consisting usually of 4 drugs,
there is rapid killing of tubercle bacilli. Infectious patients
become non-infectious within about 2 weeks. Symptoms improve. The
vast majority of patients with sputum smear-positive TB become
smear-negative within 2 months. In the continuation phase fewer drugs
are necessary but for a longer time. The sterilizing effect of the
drugs eliminates remaining bacilli and prevents subsequent relapse.
In patients with smear positive pulmonary TB, there is a
risk of selecting resistant bacilli, since these patients harbour and
excrete a large number of bacilli. Short-course chemotherapy regimens
consisting of 4 drugs during the initial phase, and 2 drugs during
the continuation phase, reduce this risk of selecting resistant
bacilli. These regimens are practically as effective in patients with
initially resistant organisms as in those with sensitive organisms.
In patients with smear negative pulmonary or
extra-pulmonary TB there is little risk of selecting resistant
bacilli since these patients harbour fewer bacilli in their lesions.
Short-course chemotherapy regimens with three drugs during the
initial phase, and two drugs in the continuation phase, are of proven
efficacy...
Patients with sputum smear-positive pulmonary TB should
be monitored by sputum smear examination. This is the only group of
TB patients for whom bacteriological monitoring is possible. It is
unnecessary and wasteful of resources to monitor the patient by chest
radiography. For patients with sputum smear-negative pulmonary TB and
extra-pulmonary TB, clinical monitoring is the usual way of assessing
response to treatment. Under programme conditions in high TB
incidence countries, routine monitoring by sputum culture is not
feasible or recommended. Where facilities are available, culture
surveys can be useful as part of quality control of diagnosis by
smear microscopy...
Directly observed treatment is one element of the DOTS
strategy, i.e. the WHO recommended policy package for TB control.
Direct observation of treatment means that a supervisor watches the
patient swallowing the tablets. This ensures that a TB patient takes
the right drugs, in the right doses, at the right intervals ...
Many patients receiving self-administered treatment will
not adhere to treatment. It is impossible to predict who will or will
not comply, therefore directly observed treatment is necessary at
least in the initial phase to ensure adherence. If a TB patient
misses one attendance to receive treatment, it is necessary to find
that patient and continue treatment.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF THE CONDITIONS OF DETENTION IN FACILITY NO. IZ-39/1
- The
applicant complained that the conditions of his detention in facility
no. IZ-39/1 in Kaliningrad had been in breach of Article 3 of the
Convention, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. Submissions by the parties
- In
their first line of argument, the Government submitted that the
applicant had failed to exhaust domestic remedies. In particular,
they stressed that the applicant could have lodged an application for
a supervisory review of the judgment of 19 June 2002. In the
alternative, the Government argued that the applicant’s
complaint was manifestly ill founded in view of the latter’s
failure to produce any evidence in support of his allegations of poor
detention conditions. Referring to the destruction of the facility
registration logs, they acknowledged that there was no information
about the exact number of inmates detained together with the
applicant in facility no. IZ-39/1. However, the Government stressed
that the applicant could have provided statements by his fellow
inmates in support of his allegations. They
noted that the Court’s findings in respect of other individuals
who had been detained in facility no. IZ-39/1 and had complained to
the Court under Article 3 of the Convention about the conditions of
their detention in that facility (for instance, Mr Artyomov,
application no. 14146/02, or Mr Shilbergs, application no. 20075/03)
were inapplicable to the circumstances of the applicant’s case
because neither Mr Artyomov nor Mr Shilbergs had been detained
in the same cells as the applicant. The Government also found it
peculiar that the applicant, despite the lapse of time between the
end of his detention and his submissions to the Court, had been able
to remember how many individuals had been detained in his cells in
facility no. IZ-39/1.
- The
Government further submitted that the applicant had had an individual
sleeping place and bedding at all times. They noted that the
remaining features of the conditions of the applicant’s
detention (lighting, sanitary conditions, privacy, etc.) had also
complied with domestic legal requirements and the guarantees of
Article 3 of the Convention.
- Citing
the report of the Ombudsman of the Kaliningrad Region (see paragraph
37 above), the domestic courts’ judgments (see paragraphs 20
and 27 above) and the Court’s findings in the cases of Artyomov
v. Russia (see no. 14146/02, judgment
of 27 May 2010), Shilbergs v. Russia
(no. 20075/03, judgment of 17 December 2009), and
Skorobogatykh v. Russia
(no. 4871/03, judgment of 22 December 2009), the applicant
insisted that the conditions of his detention had been inhuman and
degrading. He steadfastly maintained his description of the detention
conditions, alleging severe overcrowding, poor sanitary conditions,
insufficient lighting, inadequate food, and so on. The applicant also
relied on statements by another inmate, Mr Karasyov, whose
application is pending before the Court and who had been detained in
facility no. IZ-39/1 at the same time and in the same cells as the
applicant.
B. The Court’s assessment
1. Admissibility
(a) Exhaustion issue
- As to the Government’s
argument pertaining to the applicant’s failure to institute
supervisory-review proceedings, the Court reiterates that it has
already found in a number of cases against Russia that
supervisory review proceedings are not an effective remedy for
the purpose of Article 35 § 1 of the Convention (see, among
other authorities, Berdzenishvilli v.
Russia (dec.), no. 31697/03,
29 January 2009). The Court also
reiterates its finding made in the context of a complaint under
Article 13 of the Convention that in Russia there have been no
domestic remedies whereby an applicant could effectively complain
about the conditions of his or her detention (see Benediktov
v. Russia, no. 106/02, § 30,
10 May 2007). In addition, noting that the applicant in the present
case lodged an action for damages against the administration of
detention facility no. IZ-39/1 complaining about the conditions of
his detention in that facility, the Court considers it necessary to
stress that on numerous occasions it has previously found that an
application to a court with a view of obtaining redress for allegedly
inhuman and degrading conditions of detention cannot be regarded as
an effective domestic remedy. In the case of Artyomov v.
Russia (no. 14146/02, §§ 111-112, 27 May 2010) the
Court, in particular, held:
“In the light of the information before it, the
Court observes that Article 1069 of the Russian Civil Code provides
for compensation for any unlawful act or omission by State
authorities ... which could in principle provide a remedy in respect
of the applicant’s allegations of appalling conditions of his
detention. However, in the instant case, having established, among
other things, that the applicant had been detained in overcrowded
cells, the domestic courts dismissed his action and refused
compensation on the sole ground that the domestic authorities, in
particular, the facility administration, had not been liable for
damage arising out of the conditions of his detention ... The courts’
finding was apparently based on the underlying proposition that the
authorities were only accountable for damage caused by culpable
conduct or omission. In the particular case, they considered that the
lack of financial resources excluded the liability of the domestic
authorities for unsatisfactory conditions of the applicant’s
detention, which were amply proven. They did not consider that it was
not open to the State authorities to cite lack of funds or limited
capacity of the detention facility as an excuse for not honouring
their obligation to ensure satisfactory conditions of detention.
Bearing in mind the Government’s argument that the
problem of overcrowding in Russian detention facilities is derived
from, inter alia,
the lack of financial resources ... which rendered the overcrowding a
structural problem, and having regard to the subject matter of the
applicant’s claim, the approach adopted by the Russian courts
is unacceptable. It allows a large number of cases, such as the
applicant’s, where the unsatisfactory conditions of detention
result from lack of funds or limited capacity of detention
facilities, to be dismissed. Thus, as a result of that stance of the
courts, the remedy under the Russian Civil Code offers no prospect of
success and could be considered theoretical and illusory rather than
adequate and effective in the sense of Article 35 § 1 of the
Convention. The Court is not satisfied that in the present state of
the Russian law of tort claimants could reasonably expect to recover
damages on proof of their allegations unless there were to be a
change or at least a material development in the existing
interpretation of the domestic legal provisions on tort by the
Russian courts (see Aleksandr Makarov v. Russia, no. 15217/07,
§§ 82-91, 12 March 2009).” (see also for similar
reasoning Skorobogatykh v. Russia, no. 4871/03, §§
31-33, 22 December 2009)
- The Court sees no reason to
depart from that finding in the present case and, considering that
the applicant did not have any effective remedy to complain about the
conditions of his detention, rejects the Government’s
non-exhaustion objection.
(b) Six-month issue
- In
light of the Court’s finding in paragraph 56 above and having
regard to the fact that the applicant’s detention in facility
no. IZ-39/1 ended more than six months before the application was
lodged with the Court, the issue arises whether the applicant
complied with the six-month requirement imposed by Article 35 of the
Convention.
- The Court notes in the first place that the purpose of
the six months’ rule is to promote security of law and to
ensure that cases raising issues under the Convention are dealt with
within a reasonable time. Furthermore it ought to protect the
authorities and other persons concerned from being under any
uncertainty for a prolonged period of time. It marks out the temporal
limits of supervision carried out by the Court and signals to both
individuals and State authorities the period beyond which such
supervision is no longer possible (see Varnava and Others v.
Turkey [GC], nos. 16064/90, 16065/90,
16066/90, 16068/90, 16069/90, 16070/90, 16071/90, 16072/90 and
16073/90, § 156, ECHR 2009 ...). The rule also
affords the prospective applicant time to consider whether to lodge
an application and, if so, to decide on the specific complaints and
arguments to be raised (see, for example, Worm v. Austria, 29
August 1997, §§ 32-33, Reports of Judgments and
Decisions 1997 V). Finally, the rule should ensure that it
is possible to ascertain the facts of the case before that
possibility fades away, making a fair examination of the question at
issue next to impossible (see Kelly v. the United Kingdom, no.
10626/83, Commission decision of 7 May 1985, Decisions and
Reports (DR) 42, p. 205, and Baybora and Others v. Cyprus
(dec.), no. 77116/01, 22 October 2002).
- Normally,
the six-month period runs from the final decision in the process of
exhaustion of domestic remedies. Where it is clear from the outset
however that no effective remedy is available to the applicant, the
period runs from the date of the acts or measures complained of.
Nevertheless, where an applicant avails himself of an apparently
existing remedy and only subsequently becomes aware of circumstances
which render the remedy ineffective, the Court considers that it may
be appropriate for the purposes of Article 35 § 1 to take the
start of the six month period from the date when the applicant first
became or ought to have become aware of those circumstances (see
Varnava, cited above, § 157).
- Turning
to the circumstances of the present case, having found that the tort
action brought by the applicant is not a remedy within the meaning of
Article 35 § 1 of the Convention (see paragraph 56 above) and
therefore cannot, as such, be taken into account for the purpose of
the six-month rule, the Court has now to decide when the applicant
first became or ought to have become aware that the action for
damages was not an effective remedy, with the effect that the
six-month period started running from that moment in time.
- The
Court reiterates that the applicant alleged appalling conditions of
his detention during the period which ended on 28 January 2002. On
17 January 2003, that is almost a year later, he introduced his
application to the Court.
- It
is apparent that since December 1999, when the applicant found
himself for the first time in the allegedly unsatisfactory conditions
of detention, at least in theory an action lay under the Russian
Civil Code for compensation for damages for pain and suffering
experienced by him during his detention (see paragraph 38 above). The
applicant made use of that judicial avenue in July 2001 when he
lodged his action with the Tsentralniy District Court seeking
compensation for damage arising out of the conditions of his
detention. While it is true that it was not until the domestic tort
proceedings came to an end on 19 June 2002 and the applicant received
a copy of the final judgment on 16 August 2002 that he complained to
the Court for the first time, the Court, however, cannot overlook its
finding that, were it not for the domestic courts’ arbitrary
and unlawful interpretation of Article 1069 of the Russian Civil Code
(see paragraph 55 above), a tort action might have provided a remedy
in respect of the applicant’s allegations of appalling
conditions of his detention. The Court discerns nothing in the
parties’ submissions to suggest that while the tort proceedings
were still pending the applicant was aware or should have become
aware of the futility of his action for damages arising from the
conditions of his detention. Thus, the Court finds it reasonable that
the applicant awaited the outcome of the proceedings and only after
his action was dismissed in the final instance by the Kaliningrad
Regional Court did he bring the complaint to the Court’s
attention on 17 January 2003.
- To
sum up, the Court considers that in the particular circumstances of
the present case the non-availability of any effective remedy finally
became apparent to the applicant on 16 August 2002, when he was
served with the final judgment of the Kaliningrad Regional Court
dismissing his tort action, and that this date must therefore be
regarded as the final decision for the purposes of Article 35 §
1 of the Convention (see, for similar reasoning, Skorobogatykh,
cited above, §§ 33-34). The complaint about the
conditions of the applicant’s detention lodged on 17 January
2003 was therefore introduced within the requisite six months and
cannot be rejected pursuant to Article 35 § 4 of the Convention.
(c) Conclusion
- The
Court further observes that the complaint is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention and that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
2. Merits
- The
Court observes that the parties have disputed certain aspects of the
conditions of the applicant’s detention in facility no. IZ-39/1
in Kaliningrad. However, there is no need for the Court to establish
the veracity of each and every allegation, because it finds a
violation of Article 3 on the basis of facts which have been
presented to it and which the respondent Government did not refute.
- The
focal point for the Court’s assessment is the living space
afforded to the applicant in the detention facility. The main
characteristic which the parties did agree upon was the size of the
cells in which the applicant had been detained. The applicant claimed
that the number of detainees in the cells had considerably exceeded
their intended capacity. The Government, without providing any
information on the exact number of inmates, disputed the applicant’s
assertion, claiming that the applicant had been provided with an
individual sleeping place at all times. In this respect, the Court
notes that the Government did not refer to any source of information
on the basis of which that assertion could be verified. It was open
to the Government to submit copies of registration logs showing names
of inmates detained with the applicant. However, no such documents
were presented.
- At
the same time the Court observes that the applicant’s assertion
of severe overcrowding was supported by the report of a high-ranking
State official, the Kaliningrad Regional Ombudsman, who, following a
visit to detention facility no. IZ-39/1 in 2001, had reported that
the number of inmates detained in the facility had been three times
more than that which the facility was designed to accommodate,
leading to a situation where individuals had been afforded less than
one square metre of personal space (see paragraph 37 above).
Furthermore, a similar finding of overcrowding, albeit of a lesser
degree than that established by the Ombudsman, was made by the
domestic courts in the tort proceedings (see paragraphs 20 and 27
above).
- In these circumstances, having regard to the evidence
presented by the applicant in support of his submissions, together
with the fact that the Government did not submit any convincing
relevant information, the Court finds it established that the cells
in facility no. IZ-39/1 were overcrowded. The Court also accepts the
applicant’s submissions that, owing to the overpopulation in
the cells and the resulting lack of sleeping places, he had to take
turns with other inmates to rest. Given the size of the cells, the
number of inmates detained in them at the same time and the parties’
submission that the cells had been equipped with bunks, a table,
wooden benches and a cubicle in which a lavatory pan was
situated, the Court entertains doubt that there
was sufficient floor space even to pace out the cell. In this
respect, the Court notes that irrespective of
the reasons for the overcrowding, it is incumbent on the respondent
Government to organise its penitentiary system in such a way as to
ensure respect for the dignity of detainees, regardless of financial
or logistical difficulties (see Mamedova
v. Russia, no. 7064/05, §
63, 1 June 2006).
- The
applicant’s situation was further exacerbated by the fact that
the opportunity for outdoor exercise was limited to one hour a day in
the small facility courtyard, leaving him with twenty-three hours to
endure every day without any kind of freedom of movement. The Court
further observes, and it was not disputed by the parties, that the
windows in the cells in which the applicant was held were small and
covered with metal shutters. This arrangement significantly reduced
the amount of daylight that could penetrate into the cell, and cut
off fresh air. In addition, as was confirmed by the Government (see
paragraph 15 above), the cells lacked artificial ventilation. It
therefore appears that for more than two years the applicant had to
spend a considerable part of each day in a cramped cell with poor
ventilation and no window in the proper sense of the word (compare
Peers v. Greece, no. 28524/95, § 75, ECHR 2001 III).
- In this connection, the Court does not overlook the
fact that the applicant was suffering from tuberculosis and thus
required sufficient circulation of clean air (see, for similar
reasoning, Pitalev v. Russia,
no. 34393/03, § 46, 30 July 2009, and Pokhlebin
v. Ukraine, no. 35581/06, §
51, 20 May 2010). Although the issue of the applicant’s
infection with tuberculosis will be discussed later, the Court would
already like to stress at this juncture that the lack of access to
fresh air as well as the obligation to stand for hours with no
possibility of lying down could have been among the factors causing a
serious deterioration in the applicant’s health.
- To
sum up, the Court has frequently found a violation of Article 3 of
the Convention on account of lack of personal space afforded to
detainees (see Khudoyorov v. Russia, no. 6847/02, §§
104 et seq., ECHR 2005-... (extracts); Labzov v. Russia, no.
62208/00, §§ 44 et seq., 16 June 2005; Novoselov v.
Russia, no. 66460/01, §§ 41 et seq., 2 June 2005;
Mayzit v. Russia, no. 63378/00, §§ 39 et seq.,
20 January 2005; Kalashnikov v. Russia, no. 47095/99, §§
97 et seq., ECHR 2002-VI; and Peers v. Greece, no. 28524/95,
§§ 69 et seq., ECHR 2001-III). More
specifically, the Court reiterates that it has already found a
violation of Article 3 on account of the detention of applicants in
overcrowded conditions in detention facility no. IZ-39/1 at the
time when the applicant in the present case was detained there (see
Artyomov v. Russia, no.
14146/02, §§ 123-133, 27 May 2010; Kositsyn v.
Russia, no. 69535/01, §§
21-31, 12 May 2010; and Shilbergs
v. Russia, §§ 89-99, no.
20075/03, 17 December 2009).
- Having
regard to its case-law on the subject and the material submitted by
the parties, the Court notes that the Government have not put forward
any fact or argument capable of persuading it to reach a different
conclusion in the present case. Although in the present case there is
no indication that there was a positive intention to humiliate or
debase the applicant, the Court finds that the very fact that the
applicant was obliged to live, sleep and use the toilet in a
particularly limited space with so many other inmates, combined with
the lack of access to fresh air, was sufficient to cause distress or
hardship of an intensity exceeding the unavoidable level of suffering
inherent in detention, and to arouse in him feelings of fear, anguish
and inferiority capable of humiliating and debasing him.
- The Court finds, accordingly, that there has been a
violation of Article 3 of the Convention because the applicant was
subjected to inhuman and degrading treatment on account of the
conditions of his detention in facility no. IZ-39/1 in Kaliningrad.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF MEDICAL ASSISTANCE
- The
applicant complained under Article 3 of the Convention that he had
contracted tuberculosis during his detention in facility no. IZ-39/1
and that the prison authorities had not taken steps to safeguard his
health and well-being, but had failed to provide him with adequate
medical assistance in respect of his tuberculosis. Article 3 is cited
above.
A. Submissions by the parties
- The
Government firstly argued that it was impossible to establish “beyond
reasonable doubt” that the applicant had contracted
tuberculosis in detention. They reasoned that according to medical
specialists and research, the majority of the Russian adult
population and, consequently, the majority of individuals entering
the Russian penitentiary system, are already infected with
mycobacterium tuberculosis (“MBT”). The Government
stressed that a period of several years may pass between the date
when a person contracts the illness and the date when the illness
fully develops. They admitted that at some point during detention in
facility no. IZ-39/1 the applicant had shared a cell with a person
who had suffered from tuberculosis but had been clinically cured.
Therefore, the applicant’s contact with that person could not
have been a factor in the development of the illness.
- The
Government further submitted that the Russian authorities had taken
all appropriate measures to safeguard the applicant’s health.
On admission to detention facility no. IZ-39/1 he had been examined
by a prison doctor and given a fluorography examination which
revealed no signs of infection. From 15 December 1999 to 28 January
2002 the applicant had had no contact with individuals suffering from
infectious diseases. The Government observed that the applicant had
received medical assistance in full compliance with the domestic
legal norms. The medical department of the detention facility had had
the necessary equipment and medication and employed real
professionals. Without providing any further explanation or
submitting medical documents related to the period of the applicant’s
detention in facility no IZ/39/1, the Government argued that after a
fluorography examination of 16 January 2001 had revealed tuberculosis
changes in his left lung, the applicant had been admitted to the
pulmonary tuberculosis ward of the facility medical department where
he had received an intensive course of anti-tuberculosis treatment.
The subsequent stages of the applicant’s treatment in prison
hospitals after 28 January 2002 had also complied with
established requirements.
- The
applicant provided the Court with copies of medical certificates
drawn up prior to his arrest and showing that he had undergone full
medical examinations twice a year and had been considered healthy. He
argued that he had not suffered from tuberculosis before his arrest
in December 1999 and that he had acquired his illness in detention.
Furthermore, the first two fluorography tests performed in facility
no. IZ-39/1 did not show any symptoms of tuberculosis. It was more
than a year later that his illness was discovered. The applicant
insisted that the Government had provided no evidence in support of
their assertion that the applicant had already been infected with MBT
before his arrest or, for that matter, that he had received the
necessary medical assistance in facility no. IZ-39/1. He argued that
he had not been given all the medicines required for the treatment of
tuberculosis, which was confirmed by the fact that his health had
seriously deteriorated on 5 August 2001. The detention facility
did not have the financial resources to purchase the
anti-tuberculosis drugs and, as a consequence, inmates were
prescribed treatment only with drugs that the facility had, without
any personal assessment and irrespective of the correct diagnosis.
The treatment was also interrupted when the facility ran out of the
drugs. Despite the fact that prison medical personnel were aware of
his illness, it was not until 16 August 2001 that he was examined by
a tuberculosis specialist and given treatment for acute viral
respiratory infection. Furthermore, he had to wait another two weeks
before a fluorography examination was performed on 3 September 2001,
showing the negative dynamic of the tuberculosis process. The
applicant concluded that the medical assistance he was given had been
insufficient, sporadic and ineffective.
B. The Court’s assessment
1. Admissibility
- The
Court observes that in July 2001 the applicant sued the
administration of detention facility no. IZ-39/1 and the Ministry of
Finance in tort, arguing, inter alia, that he had contracted
tuberculosis in detention and had not received effective medical
assistance. The proceedings terminated with the final judgment of the
Kaliningrad Regional Court of 19 June 2002, establishing no
fault of the domestic authorities in the deterioration of the
applicant’s health. The applicant was served with a copy of the
judgment on 16 August 2002. Given the fact that the applicant lodged
his application with the Court on 17 January 2003, the Court
considers that he complied with the six-month requirement established
by Article 35 § 1 of the Convention (see Buzychkin v. Russia,
no. 68337/01, § 74, 14 October 2008).
- The
Court further notes that this complaint is not manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention and that
it is not inadmissible on any other grounds. It must therefore be
declared admissible.
2. Merits
(a) General principles
- The
Court reiterates that Article 3 of the Convention enshrines one of
the most fundamental values of democratic society. It prohibits in
absolute terms torture or inhuman or degrading treatment or
punishment, irrespective of the circumstances and the victim’s
behaviour (see, for example, Labita v. Italy [GC], no.
26772/95, § 119, ECHR 2000-IV). Ill treatment must attain a
minimum level of severity if it is to fall within the scope of
Article 3. The assessment of this minimum is relative; it depends on
all the circumstances of the case, such as the duration of the
treatment, its physical and mental effects and, in some cases, the
sex, age and state of health of the victim (see, among other
authorities, Ireland v. the United Kingdom, 18
January 1978, § 162, Series A no. 25).
- Ill-treatment
that attains such a minimum level of severity usually involves actual
bodily injury or intense physical or mental suffering. However, even
in the absence of these, where treatment humiliates or debases an
individual, showing a lack of respect for or diminishing his or her
human dignity, or arouses feelings of fear, anguish or inferiority
capable of breaking an individual’s moral and physical
resistance, it may be characterised as degrading and also fall within
the prohibition of Article 3 (see Pretty v. the United Kingdom,
no. 2346/02, § 52, ECHR 2002-III, with further references).
- In
the context of deprivation of liberty the Court has consistently
stressed that, to fall under Article 3, the suffering and humiliation
involved must in any event go beyond that inevitable element of
suffering and humiliation connected with the detention (see, mutatis
mutandis, Tyrer v. the United Kingdom, 25 April 1978,
§ 30, Series A no. 26, and Soering v. the United
Kingdom, 7 July 1989, § 100, Series A no. 161).
-
The State must ensure that a person is detained in conditions which
are compatible with respect for human dignity, that the manner and
method of the execution of the measure do not subject him to distress
or hardship of an intensity exceeding the unavoidable level of
suffering inherent in detention and that, given the practical demands
of imprisonment, his health and well-being are adequately secured
(see Kudła v. Poland [GC], no. 30210/96, §§
92-94, ECHR 2000-XI, and Popov v. Russia, no. 26853/04, §
208, 13 July 2006). In most of the cases concerning the detention of
people who are ill, the Court has examined whether or not the
applicant received adequate medical assistance in prison. The Court
reiterates in this respect that even if Article 3 does not entitle a
detainee to be released “on compassionate grounds”, it
has always interpreted the requirement to secure the health and
well-being of detainees, among other things, as an obligation on the
part of the State to provide detainees with the requisite medical
assistance (see Kudła, cited above, § 94;
Kalashnikov v. Russia, no. 47095/99, §§
95 and 100, ECHR 2002-VI; and Khudobin v. Russia,
no. 59696/00, § 96, ECHR 2006-XII (extracts)).
- The
“adequacy” of medical assistance remains the most
difficult element to determine. The CPT proclaimed the principle of
the equivalence of health care in prison with that in the outside
community (see paragraph 44 above). However, the Court does not
always adhere to this standard, at least when it comes to medical
assistance for convicted prisoners (as opposed to those in pre-trial
detention). While acknowledging that authorities must ensure that the
diagnosis and care are prompt and accurate (see Hummatov v.
Azerbaijan, nos. 9852/03 and 13413/04, § 115, 29 November
2007; Melnik, cited above, §§ 104-106; and, mutatis
mutandis, Holomiov v. Moldova, no. 30649/05, § 121, 7
November 2006), and that where necessitated by the nature of a
medical condition, supervision is regular and systematic and involves
a comprehensive therapeutic strategy aimed at curing the detainee’s
health problems or preventing their aggravation (see Hummatov,
cited above, §§ 109, 114; Sarban v. Moldova, no.
3456/05, § 79, 4 October 2005; and Popov v. Russia,
cited above, § 211), the Court has also held that Article 3 of
the Convention cannot be interpreted as securing for every detained
person medical assistance at the same level as “in the best
civilian clinics” (see Mirilashivili v. Russia (dec.),
no. 6293/04, 10 July 2007). In another case the Court went further,
holding that it was “prepared to accept that in principle the
resources of medical facilities within the penitentiary system are
limited compared to those of civil[ian] clinics” (see Grishin
v. Russia, no. 30983/02, § 76, 15 November 2007).
- On
the whole, the Court reserves sufficient flexibility in defining the
required standard of health care, deciding it on a case-by-case
basis. That standard should be “compatible with the human
dignity” of a detainee, but should also take into account “the
practical demands of imprisonment” (see Aleksanyan v.
Russia, no. 46468/06, § 140, 22 December 2008).
(b) Application of the above principles to
the present case
- Turning
to the circumstances of the present case, the Court observes that
following a fluorography test on 16 January 2001, more than a year
after the arrest in December 1999, the applicant was diagnosed as
having tuberculosis which, according to him, he had not suffered from
prior to his arrest. In fact, the medical certificates submitted by
the applicant show that he had no history of tuberculosis before his
placement in detention facility no. IZ-39/1 in Kaliningrad. Likewise,
no symptoms of tuberculosis were discovered in the period from 13
December 1999 when the applicant was arrested to 16 January 2001 when
the disease was diagnosed. The two fluorography tests performed
during that period revealed no signs of infection.
- In this respect, the Court shares the Government’s
opinion that Mycobacterium tuberculosis, also known as Koch’s
bacillus, may lie dormant in the body for some time without
exhibiting any clinical signs of the illness. However, for the
Government to effectively argue that the applicant was infected with
Koch’s bacillus even before his arrest, it would have been
necessary for the authorities to perform the Mantoux test on the
applicant upon his admission to the detention facility and in
addition to a fluorography examination, or a special tuberculosis
blood test which would have indicated the presence of the latent
infection. However, as follows from the parties’ submissions,
apart from fluorography examinations, the Russian penitentiary
institutions did not employ any other methods to check for TB at the
moment of detainees’ admission to detention facilities. It is
therefore impossible to exclude that the applicant was never exposed
to the infection prior to his arrest and that he only contracted
tuberculosis in detention, particularly taking into account that the
severe overcrowding, unsatisfactory ventilation and poor sanitary
conditions in which the applicant found himself in facility no.
IZ-39/1 (see paragraphs 68-73 above) are a recognised setting for the
transmission of tuberculosis (see Ghavtadze v. Georgia, no.
23204/07, § 86, 3 March 2009). The Court also does not
lose sight of the statistical estimations that place Russia among one
of the twenty-two highest-burden countries for tuberculosis in the
world, recording a drastic increase in the incidence of tuberculosis
in 1990s, with some reports indicating that TB is twenty times more
prevalent in Russian prisons than in civilian life (see paragraph 49
above). With all these considerations in mind and also adding to them
the fact that the first two fluorography tests performed in December
1999 and June 2000 showed no pathology in the applicant’s
lungs, the Court considers it most probable that the applicant
contracted tuberculosis in detention facility no. IZ-39/1 (see
Staykov v. Bulgaria, no. 49438/99, § 81, 12 October
2006; Yakovenko v. Ukraine, no. 15825/06, §§ 28 and
95, 25 October 2007; Hummatov, cited above, §§ 108
and 111; and Ghavtadze, cited above, § 86).
- While finding it particularly disturbing that the
applicant’s infection with tuberculosis occurred in a
penitentiary institution within the State’s control, as an
apparent consequence of the authorities’ failure to eradicate
or prevent the spread of the disease, the Court reiterates its
constant approach that even if an applicant had contracted
tuberculosis while in detention, this in itself would not imply a
violation of Article 3, provided that he received treatment for it
(see Alver v. Estonia, no. 64812/01, § 54, 8 November
2005, and Pitalev v. Russia,
no. 34393/03, § 53, 30 July 2009, with further
references). However, the State does have a responsibility to ensure
treatment for prisoners in its charge and a lack of adequate medical
assistance for serious health problems not suffered from prior to
detention may amount to a violation of Article 3 (see Hummatov,
cited above, § 108 et seq.). Absent or inadequate treatment for
tuberculosis, particularly when the disease has been contracted in
detention, is most certainly a subject of the Court’s concern.
It is therefore bound to assess the quality of medical services
rendered to the applicant in the present case and to determine
whether he was deprived of adequate medical assistance as he claims
and, if so, whether this amounted to inhuman and degrading treatment
contrary to Article 3 of the Convention (see Sarban v. Moldova,
no. 3456/05, § 78, 4 October 2005).
- The
Court observes that following the discovery of tuberculosis changes
in the left lung in January 2001 the applicant was placed in the
pulmonary tuberculosis ward of facility no. IZ-39/1, where he
remained until his transfer to the tuberculosis hospital in January
2002. The Court accepts the Government’s argument, as it was
not disputed by the applicant, that certain medical treatment was
provided to him in the ward. However, the mere fact that a detainee
is seen by a doctor and prescribed a certain form of treatment cannot
automatically lead to the conclusion that the medical assistance was
adequate (see Pokhlebin v.
Ukraine, no. 35581/06, § 62, 20 May
2010, with further references).
90. Instead
of producing a copy of the applicant’s complete medical record,
the Government furnished an extract which relates only to the period
after January 2002. In the absence of any explanation from the
Government, the Court is unable to establish whether their failure to
comply with the Court’s request is, in its turn, a product of
the domestic authorities’ failure to keep a comprehensive
record concerning the applicant’s state of health and the
treatment he underwent (see, for example, Khudobin v.
Russia, no. 59696/00, § 83, ECHR 2006 XII
(extracts)) or a result of the Government’s
omission to enclose, in their submissions to the Court, that part of
the applicant’s medical record which may be considered
vital evidence necessary for the examination of the complaint in so
far as it contains information capable of corroborating or refuting
the violation alleged by the applicant. However,
irrespective of the reasons, the Court is prepared to draw inferences
as to the well-foundedness of the applicants’
allegations and the Government’s conduct in the instant case
(see Bekirski v. Bulgaria,
no. 71420/01, § 115, 2 September 2010,
with further references, and Imakayeva v. Russia, no.
7615/02, § 124, ECHR 2006 XIII (extracts)).
91. Keeping
this in mind and, at the same time, remaining free to make its
own assessment in the light of all the material before it (see Batı
and Others v. Turkey, nos. 33097/96 and 57834/00, § 113,
ECHR 2004-IV (extracts)), the Court makes the following findings as
to the quality of the treatment provided to the applicant in facility
no. IZ-39/1 following the detection of tuberculosis. According to the
Government the applicant was subjected to an intensive chemotherapy
regimen comprising two medicines. Apart from the fact that the
medicines in question were not identified by the Government, the
Court notes that neither standardised treatment regimen recommended
by the WHO for new TB patients consists of only two drugs (see
paragraph 50 above). In fact, the initial two-month phase of the
tuberculosis treatment recommended by the WHO should include at least
three drugs aimed at rapidly killing tubercle bacilli. At the same
time, as follows from the certificate issued by the head of the
medical department of the Kaliningrad Regional Department of
Execution of Sentences, it was not before September 2001, that is
almost nine months after the infection had been discovered, that the
applicant was prescribed a course of three anti-tuberculosis drugs
recommended by the WHO. Furthermore, the Government have not argued
that the initial phase of the treatment was followed up by the
four-month or six-month continuation phase during which the
chemotherapy regimen should have been amended for the purpose of
eliminating the remaining bacilli and preventing subsequent relapse.
- The
Court is of the view that the fact that the disease was still active
more than nine months after the initial diagnosis is the major sign
of inadequate management of the applicant’s case by the Russian
medical authorities.
- The
evidence put before the Court also shows that the applicant’s
treatment was unregulated and erratic. In particular, the Court
observes that in August 2001 the applicant’s health
deteriorated significantly. However, it was more than ten days later
that a tuberculosis specialist examined him for the first time and
prescribed “symptomatic treatment” for acute viral
respiratory infection. The Court finds it particularly striking that
despite the applicant’s history of tuberculosis the first chest
fluorography examination was given to him almost a month after the
deterioration of his condition. At the same time, there is no
indication that the medical authorities performed any other tests,
such as sputum culture testing and sputum smear bacterioscopy, drug
susceptibility testing, blood analysis, liver examinations, and so
on, which form part of the comprehensive therapeutic strategy
required in the course of the treatment of TB patients and aimed at
curing the disease. In fact, there is no evidence that the applicant
was subjected even to systematic radiological assessment or that his
condition was regularly checked by the facility medical personnel. In
the Court’s view, this cannot be deemed to be adequate and
reasonable medical attention, given the disease from which the
applicant was suffering.
- Moreover,
not only is the Court unconvinced that the applicant was attended by
doctors on a regular and systematic basis and prescribed an adequate
course of anti-tuberculosis medication, but it is of the opinion that
the facility administration also failed to create the necessary
conditions for the prescribed treatment to be actually followed
through (see Hummatov, cited above, § 116). For instance,
the Government did not argue that the intake of medicines by the
applicant had been supervised and directly observed by the facility
medical personnel throughout the whole treatment regime as required
by the DOTS strategy (see paragraph 50 above). In addition, as
follows from an extract from the applicant’s medial record
drawn up on 26 June 2006, the deterioration of his health in
August 2001 was attributed to “irregular medication” (see
paragraph 10 above). In the absence of the Government’s
argument that the applicant refused to cooperate with the domestic
authorities and resisted the treatment and having regard to the
observations of the attending doctor in the tuberculosis hospital
recording the strong determination on the applicant’s part to
go through with anti-tuberculosis treatment (see paragraph 11 above),
the Court cannot but accept the applicant’s argument concerning
the authorities’ failure to administer him with
anti-tuberculosis drugs in the requisite dosage and at the right
intervals. This conclusion is also supported by the report of the
Kaliningrad Regional Ombudsman who, having visited detention facility
no. IZ-39/1 in 2001, found that inmates did not have access to
sufficient medical assistance in view of the facility’s lack of
financial resources to purchase medical equipment or medicines (see
paragraph 37 above). In this respect the Court observes that the
authorities’ inability to assure a regular, uninterrupted
supply of essential anti-tuberculosis drugs to patients is a key
factor in tuberculosis treatment failure (see, for similar reasoning,
Yakovenko v. Ukraine, no. 15825/06, §§ 98-102, 25
October 2007). It also notes that special attention, obviously
lacking in the applicant’s case, should always be given to
patients whose treatment was interrupted, including specific clinical
and radiological assessment and adjustment of treatment regimen in
the light of the results of the assessment.
- Lastly,
the evidence before the Court shows that no provision for a special
dietary ration necessary for the applicant to improve his health was
made by the facility administration (see Gorodnitchev v. Russia,
no. 52058/99, § 91, 24 May 2007, and, by contrast,
Pakhomov, cited above, § 68).
- To
sum up, the Court considers that the Government did not provide
sufficient evidence to enable it to conclude that the applicant
received comprehensive, effective and transparent medical assistance
in respect of his tuberculosis during detention in facility no.
IZ-39/1. The Court is particularly mindful of the fact that following
his transfer from facility no. IZ-39/1 the applicant was forced to
undergo long-term treatment for his tuberculosis, becoming a chronic
patient and being assigned second-degree disability. In addition, he
was subjected to surgery in relation to his tuberculosis and is in
need of another operation. The Court believes that, for lack of
adequate medical treatment, the applicant was exposed to prolonged
mental and physical suffering diminishing his human dignity. The
authorities’ failure to provide the applicant with the
requisite medical care amounted to inhuman and degrading treatment
with the meaning of Article 3 of the Convention.
- Accordingly,
there has been a violation of Article 3 of the Convention on account
of the authorities’ failure to comply with their responsibility
to ensure adequate medical assistance to the applicant during his
detention in facility no. IZ-39/1.
III. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
- The
applicant complained that he had not had an equal and effective
opportunity to present his case before the appeal court at the
hearing on 19 June 2002 because the domestic authorities had
failed to secure his attendance at that hearing. He relied on Article
6 § 1 which provided in so far as relevant as follows:
“In the determination of his civil rights and
obligations ... everyone is entitled to a fair and public ... hearing
... by [a] ... tribunal ...”
A. Submissions by the parties
- The
Government argued that on 16 May 2002 the Presidium of the Regional
Court had corrected all the procedural defects committed by the
Regional Court on 27 February 2002, by quashing the Regional Court’s
judgment and authorising the re-examination of the applicant’s
case on appeal. The Presidium had explicitly acknowledged a violation
of the applicant’s right to participate effectively in the
appeal hearing on 27 February 2002. The Government further
stressed that having been afforded an opportunity to present his case
for the second time before the appeal court the applicant had
appointed two representatives. In addition, while not filing for
leave to appear in person the applicant had also authorised the
appeal court to examine the case in the absence of his
representatives should the latter fail to appear. The Government
asserted that the applicant’s representatives, who had been
properly summoned to the appeal hearing, had defaulted. No
explanation for their absence had been provided. The Government
concluded that, in the circumstances, the applicant’s “fair
trial” rights had been fully respected during the hearing on 19
June 2002, when neither the applicant’s representatives nor the
respondent had attended the appeal hearing and the domestic court had
based its ruling on the parties’ written submissions.
- The
applicant maintained his complaints, arguing that the hearing on 19
June 2002 had been held in violation of his Article 6 rights. Without
disputing the fact that his representatives had been duly summoned to
the hearing on 19 June 2002, the applicant submitted that the appeal
court had committed a gross violation by failing to investigate the
reasons for the lawyers’ absence and by rendering the judgment
on the basis of the parties’ written submissions.
B. The Court’s assessment
1. Admissibility
- The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
2. Merits
- The
Court reiterates that the principle of adversarial proceedings and
equality of arms, which is one of the elements of the broader concept
of a fair hearing, requires that each party be given a reasonable
opportunity to have knowledge of and comment on the observations made
or evidence adduced by the other party and to present his case under
conditions that do not place him or her at a substantial disadvantage
vis-à-vis his or her opponent (see Krčmář
and Others v. the Czech Republic, no. 35376/97, § 39, 3
March 2000, and Dombo Beheer B.V. v. the Netherlands, 27
October 1993, § 33, Series A no. 274). The Court has previously
found a violation of the right to a “public and fair hearing”
in a case where a Russian court, after having refused leave to appear
to the imprisoned applicants, who had wished to make oral submissions
on their defamation claim, failed to consider other legal
possibilities for securing their effective participation in the
proceedings (see Khuzhin and Others v. Russia, no. 13470/02,
§§ 53 et seq., 23 October 2008). It also found a violation
of Article 6 in a case where a Russian court refused leave to appear
to an imprisoned applicant who had wished to make oral submissions on
his claim that he had been ill-treated by the police. Despite the
fact that the applicant in that case was represented by his wife, the
Court considered it relevant that his claim had been largely based on
his personal experience and that his submissions would therefore have
been “an important part of the plaintiff’s presentation
of the case and virtually the only way to ensure adversarial
proceedings” (see Kovalev v. Russia, no. 78145/01,
§ 37, 10 May 2007).
- The
Court observes that the Russian Code of Civil Procedure provides for
the plaintiff’s right to appear in person before a civil court
hearing his claim (see paragraph 39). However, neither the Code of
Civil Procedure nor the Penitentiary Code makes special provision for
the exercise of that right by individuals who are in custody, whether
they are in pre-trial detention or are serving a sentence. At the
same time the Court reiterates that Article 6 of the Convention does
not guarantee the right to personal presence before a civil court but
rather a more general right to present one’s case effectively
before the court and to enjoy equality of arms with the opposing
side. Article 6 § 1 leaves to the State a free choice of the
means to be used in guaranteeing litigants these rights (see Steel
and Morris v. the United Kingdom, no. 68416/01, §§
59-60, ECHR 2005-II).
- Turning
to the circumstances of the present case, the Court notes that on 19
November 2001 the Tsentralniy District Court dismissed the
applicant’s action. On 27 February 2002 the Kaliningrad
Regional Court, acting on appeal, upheld the District Court’s
ruling. The appeal judgment was taken in the absence of the
applicant, who had neither been brought to the hearing nor been
afforded an opportunity to seek representation because of the
Regional Court’s failure to inform him of the hearing. On 16
May 2002 the Presidium of the Regional Court, by way of supervisory
review, quashed that judgment, finding that the Regional Court had
violated the applicant’s right to present his case in person or
with the assistance of a representative. The case was sent back to
the Regional Court for fresh examination. On 19 June 2002 the
Kaliningrad Regional Court upheld the judgment of 19 November 2001.
The appeal judgment was issued on the basis of the parties’
written submissions as neither the applicant’s representatives
nor the respondent attended the appeal hearing.
- The
Government argued that, having appointed two representatives and
having authorised the Regional Court to examine the case in their
absence should they fail to appear, the applicant had clearly waived
his right to attend the hearing. The applicant, however, disagreed.
He averred that after the Regional Court had learnt that his
representatives had defaulted, it should have ensured the applicant’s
presence at the hearing. The Regional Court, however, had proceeded
with the examination of the case without even considering the
possibility of bringing the applicant to the hearing.
- The
Court observes that in March 2002, when lodging an amendment to his
statement of appeal, the applicant notified the Regional Court that
he had entrusted two lawyers with the task of representing him before
the appeal court. Having provided the Regional Court with the
representatives’ personal data, including their contact
information, the applicant authorised it to examine the case in the
absence of his representatives should the latter default. He did not
seek leave to appear.
- The
Court reiterates that neither the letter nor the spirit of Article 6
of the Convention prevents a person from waiving of his own free
will, either expressly or tacitly, the entitlement to the guarantees
of a fair trial (see Hermi v. Italy [GC], no. 18114/02, §
73, ECHR 2006-XII). However, such a waiver must, if it is to be
effective for Convention purposes, be established in an unequivocal
manner and be attended by minimum safeguards commensurate with its
importance (ibid).
- The
Court considers that the applicant in the instant case
voluntarily and unequivocally chose to defend his interests at the
appeal stage through the services of legal representatives. It
has not been disputed, and the Court finds it established, that the
applicant was sufficiently aware of his procedural rights, including
the right to seek leave to appear before the Regional Court. In fact,
he effectively exercised that right before the Tsentralniy District
Court, which held every hearing in his presence (see, by contrast,
Shilbergs v. Russia,
no. 20075/03, §§ 108-110, 17 December 2009).
However, the Court does not find it surprising that the applicant
opted for legal representation on appeal, as his personal attendance
was no longer crucial at that stage of the proceedings. The Court is
convinced that the applicant made informed decisions in appointing
representatives and asking the Regional Court to examine the action
in their absence if they failed to appear. It was open to him to make
an additional provision for his personal attendance when he
instructed the Regional Court regarding the consequences of his
representatives’ failure to attend. Furthermore, having been
apprised of the date of the appeal hearing in May 2002, the applicant
could have responded by lodging a separate application for leave to
attend. However, he did not make use of either of those avenues. The
Court does not doubt that the applicant fully understood that, in the
absence of an explicit request to attend on his part, his choice of
legal representation, and his consent to the examination of the
action should his representatives fail to appear, implied the waiver
of his right to attend the appeal hearing.
- Consequently,
the Court concludes that the applicant, through his conduct,
implicitly waived his right of personal attendance. In the
circumstances of the case, there is no reason to consider that the
applicant was not sufficiently aware of the consequences of his
decision not to seek leave to appear. Furthermore, the materials
before the Court do not disclose any circumstance which would lead it
to consider that the Regional Court, on its own initiative, should
have taken steps to ensure the applicant’s presence.
- The latter conclusion is based
on the following considerations. The Court reiterates that having
discovered that both parties had not appeared in court, the
Kaliningrad Regional Court dispensed with the hearing and issued the
judgment on the basis of the parties’ written submissions and
the case file materials. In this connection, the Court observes that
in proceedings before a court of first and only instance there is
normally a right to a hearing (see, among other authorities,
Håkansson and Sturesson v. Sweden, 21 February
1990, § 64, Series A no. 171 A).
However, the absence of a hearing before a second or third instance
may be justified by the special features of the proceedings at issue,
provided a hearing has been held at first instance (see, for
instance, Helmers v. Sweden, 29 October 1991, §
36, Series A no. 212 A).
- The
Court notes that it has already established that the applicant waived
his right to be present at the appeal hearing of his own free will.
It acknowledges that, in the interests of the proper administration
of justice, it is normally more expedient that the plaintiff is heard
at first instance rather than before the appellate court. Depending
on the circumstances of the case, it might even be acceptable to
reject a request for a hearing upon appeal when no such hearing has
been held at first instance (see Döry v. Sweden,
no. 28394/95, § 40, 12 November 2002).
- In
the present case, the Court observes that the applicant was given an
oral hearing before the District Court, where he fully exercised his
right to make oral submissions to the court, present his evidence and
raise any arguments in defence of his interests.
The applicant’s presence was sufficient to ensure that the
proceedings before the District Court were adversarial and the
principle of equality of arms was respected. There is no evidence
that the applicant’s position had changed since the hearings
before the District Court or that he intended to present to the
Regional Court any new arguments in support of his claims for
compensation. The Court further takes
into account that the applicant did not request the Kaliningrad
Regional Court to call any witnesses on his behalf. The task of the
appeal court was therefore limited to verifying whether the relevant
provisions of the domestic law conferred on the applicant the right
to compensation for damage caused by his having contracted
tuberculosis as a result of inadequate conditions of detention. The
Court recognises that the Regional Court’s task was rather
technical and accordingly perhaps best dealt with in writing rather
than in oral argument. Furthermore, it cannot overlook the demands of
efficiency and economy that are to be met by the national authorities
in the administration of justice (see, for similar reasons, Belan
v. Russia (dec.), no. 56786/00,
2 September 2004).
-
Having regard to the foregoing, the Court concludes that in the
circumstances of the present case the national authorities cannot be
blamed for not securing the applicant’s presence before the
appeal court and that the appeal court
was able adequately to resolve the issues before it on the basis of
the case file and the applicant’s written submissions.
- It
follows that there has been no violation of Article 6 of the
Convention.
IV. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
- The
applicant also complained that he did not have an effective domestic
remedy for his complaint concerning the contraction of tuberculosis
in detention, in breach of Article 13 of the Convention, which
provides as follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
A. Submissions by the parties
- The
Government argued that the applicant’s complaint was manifestly
ill-founded, being linked to the manifestly ill-founded complaint
under Article 3 of the Convention. In any event, it had been open to
the applicant to lodge a tort action with the Tsentralniy District
Court of Kaliningrad and he had explored that avenue. The fact that
the applicant was unsuccessful did not strip that avenue of its
effectiveness.
- The
applicant maintained his complaint.
B. The Court’s assessment
- The Court reiterates that Article 13 of the
Convention guarantees the availability at the national level of a
remedy to enforce the substance of the Convention rights and freedoms
in whatever form they might happen to be secured in the domestic
legal order. The effect of Article 13 is thus to require the
provision of a domestic remedy to deal with the substance of the
relevant Convention complaint and to grant appropriate relief,
although Contracting States are afforded some discretion as to the
manner in which they conform to their Convention obligations under
this provision. The scope of the obligation under Article 13 varies
depending on the nature of the applicant’s complaint under the
Convention. Nevertheless, the remedy required by Article 13 must be
“effective” in practice as well as in law, in particular
in the sense that its exercise must not be unjustifiably hindered by
the acts or the omissions of the authorities of the respondent State
(see Menteş and Others v. Turkey, 28 November 1997, §
89, Reports 1997 VIII).
- Turning
to the circumstances of the present case the Court observes that the
applicant lodged an action in tort against State officials arguing
their liability for damage caused to his health by his contracting
tuberculosis. In his application to the Court the applicant argued
that the tort action was not sufficiently effective to comply with
Article 13 of the Convention, as it did not provide any redress. It
is apparent from the above that the Court must examine whether the
judicial avenue for obtaining compensation for the damage sustained
by the applicant represented an effective, adequate and accessible
remedy capable of satisfying the requirements of Article 13 of the
Convention.
- The
Court reiterates that the applicant introduced an action, seeking
compensation for damage resulting from the authorities’ alleged
failure to safeguard his health. Following the examination of the
action by the domestic courts of the three levels of jurisdiction, it
was dismissed for absence of cause. In this respect the Court
observes that Russian law undoubtedly afforded the applicant the
possibility of bringing judicial proceedings to claim compensation
for the damage flowing from actions/inactions of State officials (see
paragraph 38 above). The Court reiterates that the applicant availed
himself of that possibility by bringing an action against the State
agencies seeking compensation for the damage he had sustained on
account of his contracting tuberculosis. The domestic courts examined
the applicant’s claims, having found them to be manifestly
ill-founded in view of the absence of any evidence of the
authorities’ fault in infecting the applicant with
tuberculosis. The applicant’s dissatisfaction with the outcome
of the proceedings does not in itself demonstrate that a tort action
was an ineffective remedy for airing such complaints (see Buzychkin,
cited above, § 74). In this connection the Court notes that
the “effectiveness” of a “remedy” within the
meaning of Article 13 does not depend on the certainty of a
favourable outcome for the applicant (see Čonka v. Belgium,
no. 51564/99, § 75, ECHR 2002 I).
- The
Court therefore concludes that the remedy available to the applicant
satisfied the conditions laid down in paragraph 118 above. As it has
already pointed out, the applicant’s failure to succeed in the
light of the particular circumstances of his case does not detract
from the “effectiveness” of the remedy for the purpose of
Article 13 (see, for similar reasoning, Murray v. the United
Kingdom, 28 October 1994, § 100, Series A no. 300 A).
It follows that the complaint under Article 13 is manifestly
ill founded within the meaning of Article 35 § 3 of the
Convention, and that it must be rejected pursuant to Article 35 §
4.
V. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
- Lastly,
the Court has examined the other complaints
submitted by the applicant. However, having regard to all the
material in its possession, and in so far as these complaints fall
within the Court’s competence, it finds that they do not
disclose any appearance of a violation of the rights and freedoms set
out in the Convention or its Protocols. It follows that this part of
the application must be rejected as being manifestly ill-founded,
pursuant to Article 35 §§ 3 and 4 of the Convention.
VI. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicant claimed 50,000 euros (EUR) in respect of non-pecuniary
damage.
- The
Government submitted that no compensation should be awarded as the
applicant had not submitted any claims.
- The
Court notes that it has found two very grave violations in the
present case. In these circumstances, the Court considers that the
applicant’s suffering and frustration, caused by the inhuman
conditions of his detention and the fact that he did not receive
adequate medical assistance in detention, cannot be compensated for
by a mere finding of a violation. Making its assessment on an
equitable basis, it awards the applicant EUR 27,000 in respect of
non-pecuniary damage, plus any tax that may be chargeable on that
amount.
B. Costs and expenses
- The
applicant also asked the Court to award an unspecified amount in
compensation for his legal representation before the Court.
- The
Government submitted that the applicant had not provided any evidence
in support of the expenses incurred.
- According
to the Court’s case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. In the present case,
the amount of EUR 850 has already been paid to the applicant by way
of legal aid. Taking into account that the applicant failed to
provide any documents in support of his claim for compensation of
additional expenses for legal representation
or even indicate the sum claimed, the Court
does not consider it necessary to make an award under this head.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Declares the complaint concerning the inadequate
medical care and conditions of detention during the applicant’s
imprisonment in facility no. IZ-39/1 in Kaliningrad and the alleged
failure of the domestic authorities to secure his presence before the
Kaliningrad Regional Court on 19 June 2002 admissible and the
remainder of the application inadmissible;
- Holds that there has been a violation of Article
3 of the Convention on account of the conditions of the applicant’s
detention in facility no. IZ 39/1 in Kaliningrad from 15
December 1998 to 28 January 2002;
- Holds that there has been a violation of Article
3 of the Convention on account of the authorities’ failure to
provide the applicant with the requisite medical care in facility no.
IZ-39/1 in Kaliningrad;
- Holds that there has been no violation of
Article 6 § 1 of the Convention;
- Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 27,000
(twenty-seven thousand euros) in respect of non-pecuniary damage, to
be converted into Russian roubles at the rate applicable at the date
of the settlement, plus any tax that may be chargeable;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 21 December 2010,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President