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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Aziz v First Division Association (FDA) [2010] EWCA Civ 304 (05 March 2010) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2010/304.html Cite as: [2010] EWCA Civ 304 |
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ON APPEAL FROM EMPLOYMENT APPEAL TRIBUNAL
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE RICHARDS
and
LORD JUSTICE JACKSON
____________________
AZIZ |
Appellant |
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- and - |
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FDA |
Respondent |
____________________
WordWave International Limited
A Merrill Communications Company
165 Fleet Street, London EC4A 2DY
Tel No: 020 7404 1400 Fax No: 020 7831 8838
Official Shorthand Writers to the Court )
Ms A Reindorf (instructed by Russell Jones and Walker) appeared on behalf of the Respondent.
____________________
Crown Copyright ©
Lord Justice Jackson:
"1) An employment tribunal shall not consider a complaint under section 54 unless it is presented to the tribunal before the end of --
(a) the period of three months beginning when the act complained of was done;
…………..
6) a court or tribunal may nevertheless consider any such complaint or claim which is out of time if, in all the circumstances of the case, it considers that it is just and equitable to do so.
7) For the purposes of this section –
…………..
(b) any act extending over a period shall be treated as done at the end of that period; and
(c) a deliberate omission shall be treated as done when the person in question decided upon it;
and in the absence of evidence establishing the contrary a person shall be taken for the purposes of this section to decide upon an omission when he does an act inconsistent with doing the omitted act or, if he has done no such inconsistent act, when the period expires within which he might reasonably have been expected to do the omitted act if it was to be done."
After those brief introductory remarks I must now turn to the facts.
"We spoke a number of weeks ago regarding your Employment Tribunal Applications and Disciplinary investigation.
At this time you indicated that you wanted FDA assistance on your case. I explained that as you had submitted Employment Tribunal Applications before seeking advice from FDA, we would not normally support further legal action.
However due to the circumstances of your case and your ill-health, I agreed that I would submit your papers for consideration by our legal advisers."
"As stated on the phone, I am in no position to comment on the merits of your case, either with the CPS or the employment tribunal and can only comment on whether or not CPS appeared to follow procedure.
CPS disciplinary procedure allows for suspension where allegations of gross misconduct have been made. It states that the 'line manager will usually take the following action…….'. The use of the term 'usually' does not of course rule out them not doing so and I am in no position to comment on what usually does or does not happen. Usual action could involve preliminary inquiries 'if necessary' and contacting Personnel before suspension. However, none of this prevents an employer from suspending a member of staff with immediate effect, if the allegation is serious enough, pending an investigation.
Any decision to suspend is likely to be contentious. However, we would only have recourse to action if a suspension fell outside the range of reasonable responses that a reasonable employer could take. In view of the seriousness of the allegations and where they come from, it is my opinion that the CPS action to suspend is likely to be deemed to fall within that reasonable response. Looking back at your file, I note that Thompsons also felt it would fall within that range. This of course is not to say that I agree with that action or that it should have happened, merely that they are allowed to do so.
Their letter to you informing you of your suspension follows the template laid down in the procedure and points out that suspension is a neutral act and not an indication of guilt. You were of course exonerated of all charges in the subsequent investigation.
As stated earlier I am in no position to comment on the merits or details of your case or on any exchanges you have had with the CPS. My comments are purely restricted to whether or not CPS could act in the way they did in suspending you."
"I must apologise for the delay in getting back to you but as the FDA did not originally act for you in this matter I needed to take advice.
I can now confirm that the FDA is prepared to act for you in the Remedies Hearing. However, I must make clear that we do not accept responsibility for any other legal costs you have incurred in pursuing your case. We have considered your request for representation at a Remedies Hearing as a separate request to your original case and have considered that request only.
I must also advise you that if you have already instructed solicitors to act for you we will stand aside and will not be able to refund any costs incurred.
We will ask RJW to act for your. Your FDA contact will be Roland Zollner who is our CPS National Treasurer. Roland will be in contact with you early in the new year to make arrangements. I am not able to act as your contact in this. As you are aware the CPS is conducting an enquiry into your case since the Court of Appeal Hearing and I have been approached by a number of FDA Members in that regard. It would therefore be inappropriate for me to have any input with regard to your Remedies Hearing."
"(A) Against Steve Dent, that on racial grounds –
(1) On 15 March 1999, he wrote a weak letter to the CPS on the claimant's behalf; and
(2) Failed to agree to the claimant's having FDA-funded legal representation
(B) Against David Penman, that on racial grounds, during the period February 2002-June 2005, he –
(3) Delayed in obtaining representation for the claimant,
(4) Failed to write to the CPS challenging its actions,
(5) Refused FDA funding for solicitors save for legal advice on the merits,
(6) Failed to inform the claimant that the FDA would not represent the claimant, and
(7) Required the claimant to choose between the support of the National Black Crown Prosecution Association and that of the FDA.
(C) Against Paul Neilson, that on racial grounds –
(8) After June 2005, he failed to write to the claimant or the CPS to say that the FDA would not represent the claimant.
(9) In or about June 2005, he failed properly to represent the claimant and appeared to support the actions of the CPS as correct,
(10) On 12 July 2005, he wrote a very brief and inaccurate letter on the claimant's behalf;
(11) In or about 6 July 2006, he acted as a Trade Union representative for Neil Frankling and Jean Ashton, who were white and whom the claimant had accused of discriminating against the claimant's, while still he refused to represent the claimant, an Asian member of the FDA
(12) On 14 August 2006, and 22 September 2006 he wrote to the CPS on behalf of Mr Frankling and Ms Ashton to the CPS in terms of strong support and he failed to do the same on the claimant's behalf.
(13) On 30 October 2006 and 7 November 2006, he attended and represented Mr Frankling and Ms Ashton in their investigative interviews while continuing to refuse to offer the claimant any assistance or representation at the claimant's interviews on 30 October 2006 and 16 January 2007 or at the claimant's employment tribunal hearings on 1 September 2006 and 1 May 2007;
(14) He failed to correspond on the claimant's behalf with CPS during 2006/7 and indicating to the claimant that he considered the employment tribunal decision and that of the Court of Appeal to have been wrongly decided
(15) He failed properly to seek comparators and to require the CPS to investigate the claimant's case;
(16) He hindered rather than assisting Mr A Ebuzome and the claimant while on suspension.
(17) On 21 December 2006, he refused further involvement in the claimant's case on the grounds of conflict of interest and referring the claimant to Mr Zollner, who was only an area Trade Union representative rather than representing the claimant himself (Mr Neilson was a fully paid senior FDA official)."
(D) Against Mr Zollner, that on racial grounds –
(18) He delayed in obtaining representation for the claimant between 21 December 2006 and July 2007;
(E) Against the FDA in general, that on racial grounds, --
(19) It permitted its officials to act as set out above; and
(20) He failed to represent the claimant as a black and/or Asian member in the same manner and with equal vigour to that afforded to Mr Frankling and Mr Ashton, both of whom are white members."
"Paragraph 1(E) of the CMD Order amounted to a general allegation against the Respondent union involving the Respondent in permitting its officials to act in the manner complained of by the Claimant and in failing to represent the Claimant in the same manner and with equal vigour to that afforded to named white members of the Respondent union. I consider that Paragraph 1(E) merely swept up and repeated the claimant's allegations under paragraphs 1(A), (B), (C) and (D) of the CMD Order, and did not involve a new allegation"
"The tribunal misunderstood and/or misapplied the principle of 'continuous act', laid down in legislation, especially, Race Relations Act 1976, and case-law, by failing to hold that some of the Appellant's Claims were 'continuous acts' of race discrimination, such as delay in representation, stereotyping, not writing to the CPS in respect of its conduct towards the Appellant, etc: some acts, such as not writing to the CPS, are still continuing"
Ground 1A(viii) reads:
"The tribunal erred in the whole of Paragraph 1E, especially saying that the 31.10.2007 Order was 'sweep all' of the allegations against the individuals: the Appellant's Complaints were against the FDA not against other named Respondents, and individuals were named for clarification as to the persons carrying out the acts. In this respect the tribunal failed to understand the Vicarious Liability of employers for their employees. The fact that the FDA had several individuals dealing with the Appellant's case over a number of years does not prevent the act/s being continuous"
Ground 1B(iv) reads:
"The Tribunal held that the FDA's delay in obtaining legal representation for the Appellant, from 21.12.06 to 4.7.07, to be a 'continuous act', yet perversely did not do the same in respect of the March 1999 and February 2002 approaches to the FDA by the appellant. These were 'continuous acts' as continuous failures to take action is a 'continuous act' as the Chairman acknowledged during the Hearing and confirmed by holding that the 21.12.06-4.7.07 delay was a continuous act"
For simplicity I shall refer to those grounds as ground 1, ground 2 and ground 3 respectively.
"48. On the evidential material before it, the tribunal was entitled to make a preliminary decision that it has jurisdiction to consider the allegations of discrimination made by Miss Hendricks. … She is, in my view, entitled to pursue her claim beyond this preliminary stage on the basis that the burden is on her to prove, either by direct evidence or by inference from primary facts, that the numerous alleged incidents of discrimination are linked to one another and that they are evidence of a continuing discriminatory state of affairs covered by the concept of an 'act extending over a period'. I regard this as a legally more precise way of characterising her case than the use of expressions such as 'institutionalised racism', 'a prevailing way of life', a 'generalised policy of discrimination' or 'climate' or 'culture' of unlawful discrimination"
49. At the end of the day Ms Hendricks may not succeed in proving that the alleged incidents actually occurred or that, if they did, they add up to more than isolated and unconnected acts of less favourable treatment by different people in different places over a long period and that there was no 'act extending over a period' for which the commissioner can be held legally responsible as a result of what he has done, or omitted to do, in the direction and control of the Service in matters of race and sex discrimination. It is, however, too soon to say that the complaints have been brought too late.
…
52 ... the focus should be on the substance of the complaint made that the Commissioner was responsible for an ongoing situation or a continuing state of affairs in which female ethnic minority officers in the service were treated less favourably. The question is whether that is 'an act extending over a period' as distinct from a succession of unconnected or isolated specific acts, for which time would be given to run from the date when each specific act was committed"
"a) Delay in seeing Dave Penman (DP) and the FDA solicitor as a matter of urgency to assist me in the directions hearing
b) FDA's solicitor, Mr James, being ill prepared
c) Given only limited advice on the merits of my case
d) Not noticing the obvious legal errors in the Legal Advice
e) Not being allowed the assistance of the NBCPA
f) Ignoring my communications as DP did not return any of my telephone calls or write
g) Not giving any assistance or representation for the July 2002 PHR Hearing where a number of legal issues, such as time limits, had to be determined
h) Failing to inform me that it would not assist or represent me"
"I did not, at any stage, say that my allegations were a 'sweep all', and I was never asked to comment on view. It is a finding which is contrary to the evidence and inconsistent with my case of naming just the FDA as respondent.
Hence, paragraph 1(E) was not a repetition of the other four paragraphs. on the contrary it was paragraph 1(E) which contained my case, and other 4 paragraphs identified the individuals physically carrying out the acts."
Lord Justice Dyson:
Lord Justice Richards:
Order: Appeal dismissed