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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Al M (Children) [2020] EWCA Civ 283 (28 February 2020) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2020/283.html Cite as: [2020] EMLR 15, [2020] EWCA Civ 283, [2020] 2 FCR 530, [2020] 2 FLR 493 |
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ON APPEAL FROM the Family Division
Sir Andrew McFarlane, President of the Family Division
Strand, London, WC2A 2LL |
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B e f o r e :
(Vice-President of the Court of Appeal (Civil Division))
LORD JUSTICE BEAN
and
LADY JUSTICE KING
____________________
HIS HIGHNESS SHEIKH MOHAMMED BIN RASHID AL MAKTOUM |
Appellant /Father |
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- and - |
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HER ROYAL HIGHNESS PRINCESS HAYA BINT AL HUSSEIN |
First Respondent /Mother |
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AL JALILA BINT MOHAMMED BIN RASHID AL MAKTOUM ZAYED BIN MOHAMMED BIN RASHID AL MAKTOUM (By their Guardian) |
Second Respondent/Guardian |
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ASSOCIATED NEWSPAPERS LTD BRITISH BROADCASTING CORPORATION THE FINANCIAL TIMES LTD GUARDIAN NEWS & MEDIA TELEGRAPH MEDIA GROUP LTD SKY PLC TIMES NEWSPAPERS LIMITED PRESS ASSOCIATION THOMSON REUTERS |
Media Respondents |
____________________
Mr Justin Rushbrooke QC, Mr Charles Geekie QC, Mr Tim Otty QC, Ms Sharon Segal and Ms Kate Wilson (instructed by Payne Hicks Beach) for the Mother
Ms Deirdre Fottrell QC, Ms Marlene Cayoun and Mr Thomas Wilson (instructed by CAFCASS Legal Department) for the Guardian
Mr Andrew Caldecott QC and Ms Sarah Palin (instructed by Legal Department Associated Newspapers Ltd) for the Media
Hearing date: 26th February 2020
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Crown Copyright ©
Lord Justice Underhill :
INTRODUCTION
THE PREVIOUS JUDGMENTS
The Fact-Finding Judgment
"Firstly, that in August 2000 the father ordered and orchestrated the unlawful abduction of his daughter Shamsa from the United Kingdom to Dubai.
Secondly, that, on two occasions in June 2002 and February 2018, the father ordered and orchestrated the forcible return of his daughter Latifa to the family home in Dubai. In 2002 the return was from the border of Dubai with Oman, and in 2018 it was by an armed commando assault at sea near the coast of India.
With respect to both Shamsa and Latifa it is asserted that following their return to the custody of the father's family they have been deprived of their liberty.
Thirdly, the mother makes a number of allegations to the effect that the father has conducted a campaign, by various means, with the aim of harassing, intimidating or otherwise putting the mother in great fear both in early 2019 when she was still in Dubai and at all times since her move to England in April 2019."
The Assurances and Waiver Judgment
THE PUBLICATION JUDGMENT
The Legal Context
"The case law establishes that, where a court is asked to lift or to extend reporting restrictions in a case such as this, a balancing exercise is required between ECHR, Articles 6, 8 and 10 (or, where applicable, other rights)."
The focus in this case is on the rights conferred by articles 8 (private life) and 10 (freedom of expression) of the ECHR: they are too well-known for us to need to set them out here.
"The court has power both to relax and to add to the 'automatic restraints.' In exercising this jurisdiction the court must conduct the 'balancing exercise' described in [S], and in [W]. This necessitates what Lord Steyn in [S], para [17], called 'an intense focus on the comparative importance of the specific rights being claimed in the individual case'. There are, typically, a number of competing interests engaged, protected by Articles 6, 8 and 10 of the Convention. … As Lord Steyn pointed out in [S], para [25], it is 'necessary to measure the nature of the impact … on the child' of what is in prospect. Indeed, the interests of the child, although not paramount, must be a primary consideration, that is, they must be considered first though they can, of course, be outweighed by the cumulative effect of other considerations: ZH (Tanzania) v Secretary of State for the Home Department [2011] UKSC 4,
[2011] 2 AC 166, para [33]."
The passage which he quoted from the speech of Lord Steyn in S reads:
"First, neither article has as such precedence over the other. Secondly, where the values under the two articles are in conflict, an intense focus on the comparative importance of the specific rights being claimed in the individual case is necessary. Thirdly, the justifications for interfering with or restricting each right must be taken into account. Finally, the proportionality test must be applied to each. For convenience I will call this the ultimate balancing test."
The passage from the judgment of Sir Mark Potter P in W reads:
"The exercise to be performed is one of parallel analysis in which the starting point is presumptive parity, in that neither article has precedence over or 'trumps' the other. The exercise of parallel analysis requires the court to examine the justification for interfering with each right and the issue of proportionality is to be considered in respect of each. It is not a mechanical exercise to be decided upon the basis of rival generalities. An intense focus on the comparative importance of the specific rights being claimed in the individual cases is necessary before the ultimate balancing test in terms of proportionality is carried out. Having so stated, Lord Steyn [in S] strongly emphasised the interest in open justice as a factor to be accorded great weight in both the parallel analysis and the ultimate balancing test…"
"29. It is plain that the interests of any children are not afforded
'paramount consideration' in the balancing exercise. However, as Baroness Hale warned in PJS v News Group Newspapers
[2016] UKSC 26, the fact that the interests of a child may not be 'a trump card' does not mean that those interests should be dismissed.
30. In the present case, a good deal of information about this internationally prominent family is already in the public domain. HRA 1998, s 12(4)(a)(i) expressly requires the court to have regard to the extent to which the material has become available to the public. In recent times, in particular in the Supreme Court decision in PJS v News Group Newspapers, the court has identified the need to consider unwanted intrusion into aspects of a person's private life as being a separate matter deserving of protection under Article 8 which is distinct from the more traditional element of 'confidentiality'. The fact that confidentiality has already been breached to some extent, does not necessarily justify further intrusion."
The Parties' Submissions
He saw them again for the purpose of the report. Although he had at an earlier stage expressed caution about publication in advance of the final welfare hearing, his recommendation, after conducting a careful review of all the considerations, was that such publication would be in the best interests of the children. He believed that the absence of an authoritative account of the father's past conduct towards Shamsa and Latifa, and the dissemination of a distorted narrative of the reasons why the mother had left Dubai, was causing the mother what the President (summarising the Guardian's evidence) called "clear and stark psychological, social and emotional pressure", which in turn had a direct impact on the welfare of the children. The Guardian acknowledged that publication would be potentially harmful to the children by exposing their family history and their parents' relationship to public scrutiny but that that was outweighed by the advantage of there being what he called "an established narrative of their family history or life story". He believed that publication should occur now "so that contact can be re-established, supported and encouraged against a 'clean slate' rather than have any progress being derailed later". ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦
The Guardian was not cross-examined on behalf of the father.
Discussion
"On that analysis, and in the wholly unusual circumstances of this case, I consider that widespread media publicity with the aim of presenting the facts as found by a judge in a court of law is a necessary step in order to meet the private and family life needs of the mother and the children. The purpose of publication is to correct the false narrative that has been generated and currently surrounds their ability to have any form of family, private or social life outside the immediate confines of their home."
"80. Drawing matters together, it will be plain from the conclusions that I have now described that I regard the case in favour of publication as being strong to the extent of being almost overwhelming despite the weight that rightly attaches to the
father's position ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ The Article 10 analysis, which is not challenged, goes way beyond the private interests of these family members and includes matters of genuine international public interest. In addition and at the same time the mother's Article 8 case in favour of publication is also extremely strong. Publication of the detailed findings of the court in a judgment which describes with clarity the evidence upon which those findings are made, offers some real prospect that those with whom the mother and children may mix, and, particularly, her family will have the material available to them to form a wholly different view of her than the one which apparently presently obtains.
81. In short, I consider that publication of the judgments is not merely desirable, it is necessary to meet the requirements not only of ECHR Article 10, but also Article 8."
It is important to note that this was not a case of the more usual kind where the article 10 and article 8 considerations were competing; on the President's findings, they pointed in the same direction.
"82. On the question of timing it is impossible to contemplate, upon the analysis that I have now undertaken, that the fact-finding judgment would remain confidential for all time. The case for publication under Article 10 is in the strongest terms. Further, it is not possible to contemplate that the mother's position under Article 8 is likely to change at any stage.
83. The father's case on timing is that publication now would unleash a media storm precisely at the moment when the children's overall welfare is to be assessed and further attempts at re-establishing contact are to be made. He is, of course, factually correct in that regard. However, the same factors will be in play if publication is delayed for, say, eight weeks until the conclusion of the welfare hearing. If the lives of the children are to be upset by publicity, that upset will happen at a stage during the process of considering contact and attempting to reintroduce it because that very process is bound to occupy the next six months or more, if not longer.
84. I have previously voiced the tentative opinion that it may well be right for the question of publicity to be evaluated along with all the other welfare issues and only determined at the final hearing. That view is one to which the father adheres and, through counsel, firmly submits to this court should be the outcome. I, however, no longer hold to that view for three principal reasons. Firstly, it is clear that, whatever the other welfare determinations the court may make, publication of these judgments in the course of the next two or three months is inevitable. On that basis, nothing is to be gained by awaiting an overall welfare evaluation and a full report from the children's guardian. Secondly, I accept the submission of Ms Palin that, with respect to Princess Shamsa and Princess Latifa and the implications that flow from the court's findings, the need for publication can be said to be urgent. Thirdly, the strength of the evidence in the mother's recent witness statement indicates that the need for publication in order to correct the negative narrative that surrounds the everyday existence of this mother and these children is also urgent and pressing. I repeat my observation that the baseline here is not of a family living in obscurity about whom nothing is known. Doing nothing, or postponing publication, allows for the continuation of the highly negative and harmful experience of living in circumstances in which all those with whom they have contact are likely to have been influenced by a largely false account of the mother's actions."
THE GROUNDS OF APPEAL
the judgment prior to the welfare hearing: Lord Pannick, who again appeared for the father before us, referred to this as "the prematurity ground". The second contends that, even if he was entitled to take that course, he was wrong to find that the outcome of the balancing exercise was in favour of publication. There is a good deal of overlap between the points relied on in support of the two grounds, and Lord Pannick in fact confined his oral submissions to the first, relying on his skeleton argument as regards the second.
"The task the judge had to carry out was an evaluative one, akin to the exercise of discretion. This court will not interfere unless the judge erred in principle or reached a conclusion which was plainly wrong, that is, one outside the ambit of conclusions which a judge could reasonably reach".
Likewise, in JIH v News Group Newspapers Ltd [2011] EWCA Civ 42, [2011] 1 WLR
1645, this court had to consider the test applicable to an appeal against the order of a judge granting the claimant anonymity. Lord Neuberger MR said at para. 26:
"While that decision did not involve the exercise of a discretion, it involved a balancing exercise, with which, at least as a matter of general principle, an appellate court should be slow to interfere. When considering an appeal against such a decision, an appellate court is normally exercising a reviewing function, and should not allow the appeal unless satisfied that the judge was wrong. As I said in Flood v Times Newspapers Ltd [2010] EWCA Civ 804, para 49, '[w]here the determination is a matter of balance and proportionality, it is, generally speaking, difficult for an appellant to establish that the judge has gone wrong'. All the more so, where, as here, the judge is very respected and highly experienced in the particular area of practice, and has given the issue very careful consideration."
"[T]o limit intervention to a 'significant error of principle' is too narrow an approach, at least if it is taken as implying that the appellate court has to point to a specific principle - whether of law, policy or practice - which has been infringed by the judgment of the court below. The decision may be wrong, not because of some specific error of principle in that narrow sense, but because of an identifiable flaw in the judge's reasoning, such as a gap in logic, a lack of consistency, or a failure to take account of some material factor, which undermines the cogency of the conclusion. However, it is equally clear that, for the decision to be 'wrong' under CPR 52.11(3), it is not enough that the appellate court might have arrived at a different evaluation. As Elias LJ said (R (C) v Secretary of State for Work and Pensions [2016] EWCA Civ 47; [2016] PTSR 1344, para 34):
"… the appeal court does not second guess the first instance judge. It does not carry out the balancing task afresh as though it were rehearing the case but must adopt a traditional function of review, asking whether the decision of the judge below was wrong."
That is not in any way inconsistent with the authorities to which we have referred above.
GROUND 1: PREMATURITY
"30. I have considered intensely whether publication might sabotage any progress in contact ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦ ¦¦¦¦¦
31. I take the view it would be better to address publication now so that contact can be re-established, supported and encouraged against a 'clean slate' rather than have any progress being derailed later. However, the issues about how contact can be safely be progressed will be addressed in a future report."
GROUND 2: ERROR IN STRIKING THE BALANCE
THE APPLICATION TO AMEND
"Under CPR 52.17, an order (if necessary) permitting the amendment of the appeal notice hearing to include a new Ground 1A in the following terms: 'Both (a) in deciding whether to embark on a determination in advance of the final welfare hearing of the issue of whether to allow publication of the two earlier judgments of the Court and the other forms of publicity permitted by the Order dated 28 January 2020 and (b) in then determining that issue as it did the Court erred in law by not proceeding on the basis that the welfare of the children was the paramount and determinative consideration'."
"The balancing exercise where Convention rights are in conflict is by now so well established that it is not necessary to teach the court to suck eggs."
He went on to say that
"… in measuring the nature of the impact on the child of what is in issue, the interests of the child are a primary consideration. They are very important and a major factor."
He adopted what had been said on that topic by Ms Deirdre Fottrell QC, representing the Guardian, at a previous hearing.
"The legal context within which issues of this nature fall to be determined is now well settled and well understood. It is of note that there is no issue at all as to the law taken by any one of the strong and extremely experienced legal teams who have appeared before this court. I will not, therefore, do more in this judgment than describe the underlying statutory position together with the balancing exercise which all agree the court must undertake."
Those acting for the father at the hearing about publication were indeed a "strong and extremely experienced legal team", consisting as they did of Lord Pannick QC, Alex Verdan QC, Desmond Browne QC, Lewis Marks QC and Adam Speker of counsel and instructing solicitors of great experience.
"The mother's skeleton argument says we failed to provide an explanation for the change of position, paragraph 67 of her skeleton argument. I'm not sure it matters, but if your Lordships are interested, we've looked at the matter again with the benefit of new counsel, my co-counsel in this case who were not previously instructed, in particular Mr Spearman, Mr Busuttil, Mr Jarmain, and new solicitors, Harbottle & Lewis.
My submission is that this new point raises an issue of pure law. We're either right on this point or we're wrong. And as the media say at paragraph 17 of their skeleton argument, they have set out their answers to the point of law. They do not suggest that they are prejudiced in any way if we are now allowed to take this point. On the contrary they say, very fairly, at paragraph 17 of their skeleton argument, they leave it to the court to decide whether to allow the point to be argued.
Nor does the mother suggest in her skeleton argument any prejudice to her in being allowed to argue the point. Her position in her skeleton argument, is the point has no legal merit on its substance. I also point out before briefly addressing the substance of the point that this question, that is should we now be allowed to argue this new point, arises in a context, that is the welfare of the children, where the court should, we suggest, be especially slow to rule out a point of law where there is no prejudice to any of the parties."
166, an appeal by an unsuccessful asylum-seeker against a decision that she should be removed from the United Kingdom. The leading judgment was given by Lady Hale, with whom Lord Brown and Lord Mance agreed. Having stated at the outset that "the over-arching issue in this case is the weight to be given to the best interests of children who are affected by the decision to remove or deport one or both of their parents from this country", Lady Hale continued:
"25. Further, it is clear from the recent jurisprudence that the Strasbourg Court will expect national authorities to apply article 3(1) of UNCRC and treat the best interests of a child as 'a primary consideration'. Of course, despite the looseness with which these terms are sometimes used, 'a primary consideration' is not the same as 'the primary consideration', still less as 'the paramount consideration'. Miss Joanna Dodson QC, to whom we are grateful for representing the separate interests of the children in this case, boldly argued that immigration and removal decisions might be covered by section 1(1) of the Children Act 1989:
'When a court determines any question with respect to –
(a) the upbringing of a child; or
(b) the administration of a child's property or the application of any income arising from it,
the child's welfare shall be the court's paramount consideration.'
However, questions with respect to the upbringing of a child must be distinguished from other decisions which may affect them. The UNHCR, in its Guidelines on Determining the Best Interests of the Child (May 2008), explains the matter neatly, at para 1.1:
'The term "best interests" broadly describes the well-being of a child. . . . The CRC neither offers a precise definition, nor explicitly outlines common factors of the best interests of the child, but stipulates that:
- the best interests must be the determining factor for specific actions, notably adoption (Article 21) and separation of a child from parents against their will (Article 9);
- the best interests must be a primary (but not the sole) consideration for all other actions affecting children, whether undertaken by public or private social welfare institutions, courts of law, administrative authorities or legislative bodies (Article 3)."
This seems to me accurately to distinguish between decisions which directly affect the child's upbringing, such as the parent or other person with whom she is to live, and decisions which may affect her more indirectly, such as decisions about where one or both of her parents are to live. Article 9 of UNCRC, for example, draws a distinction between the compulsory separation of a child from her parents, which must be necessary in her best interests, and the separation of a parent from his child, for example, by detention, imprisonment, exile, deportation or even death.
26. Nevertheless, even in those decisions, the best interests of the child must be a primary consideration…"
"37. In the present case, Jackson J used the power available to him to move from the default position so as to allow a controlled degree of publicity. This was a matter for the judge's discretion. It was common ground before this court that that discretion must be exercised by conducting a balancing exercise between the rights to privacy and a private life which are encompassed within ECHR Art 8, on the one hand, and the right to freedom of expression reflected in Art 10. The parties in this appeal each accepted that the exercise of judicial discretion whether to relax, or increase, the default restrictions upon publication of information from CA 1989 proceedings is not one in which paramount consideration must be afforded to the welfare of the child who is the subject of the proceedings. That acceptance was based upon a number of first instance decisions, together with the President's Guidance on the publication of judgments.
…
A point not argued: Is the child's welfare paramount?
41. During the hearing of the appeal we accepted the jointly argued approach of counsel and that, in turn, was the basis upon which we came to the decision on the appeal which we announced at the conclusion of the oral hearing. In the process of preparing this written judgment, however, I have come to the preliminary view that there may be a conflict, or at least a tension, between the apparently accepted view that welfare is not the paramount consideration on an issue such as this, on the one hand, and Court of Appeal authority to the contrary on the other hand. As this present judgment is a record of the reasons for our decision announced on 23rd November 2015 and that decision was based upon the children's welfare not being the paramount consideration, I do no more than flag up this potential point which, if it is arguable, must fall for determination by this court on another occasion.
42. The key authorities to which I am referring are a criminal case in the House of Lords, Re S (Identification: Restrictions on Publication) [2004] UKHL 47; [2005] 1 AC 593, a private law family case in the Court of Appeal, Clayton v Clayton [2006] EWCA Civ 878; [2007] 1 FLR 11 and a public law child case in the High Court, Re Webster; Norfolk County Council v Webster and Others [2006] EWHC 2733 (Fam); [2007] 1 FLR 1146.
43. Although, in my view, a reading of those cases may give rise to a potential point relating to the paramountcy of the child's welfare, which, as I have stated, must fall for determination on another occasion, it is not necessary to go further in this judgment and consider the matter in any detail."
THE FORM OF ORDER: REPORTING OF ARGUMENT IN COURT
CONCLUSION