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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> M (A Child) [2020] EWCA Civ 922 (17 July 2020) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2020/922.html Cite as: [2020] 3 WLR 1175, [2020] WLR(D) 419, [2021] 1 FLR 415, [2021] Fam 163, [2020] EWCA Civ 922, [2020] 3 FCR 735 |
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ON APPEAL FROM THE FAMILY DIVISON
OF THE HIGH COURT
HHJ MORADIFAR SITTING AS A
DEPUTY HIGH COURT JUDGE
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE MOYLAN
and
LORD JUSTICE BAKER
____________________
RE: M (A Child) |
____________________
Miss Ruth Kirby and Mr M Edwards (instructed by Dawson Cornwell Solicitors) for the Respondent
Hearing date: 28th April 2020
____________________
Crown Copyright ©
Covid-19 Protocol: This judgment was handed down remotely by circulation to the parties' representatives by email, release to BAILII and publication on the Courts and Tribunals Judiciary website. The date and time for hand-down is deemed to be 10:30am 17th July 2020.
Lord Justice Moylan:
Background
"The mother has not seen A and, until recently, Z since November 2009. Her contact has been limited to some infrequent contact via text and social media apps. The father asserts that the mother has had the means to contact the children and to visit them but has chosen not to. The mother complains that she has been prevented by the father from having a meaningful relationship with her children who have been retained in Algeria without her agreement."
The judge then sets out the more recent history:
"[21] In 2018 the parents began discussions about A and Z visiting the mother in the UK and agreed that both should obtain British passports. In January 2018, the father sent the mother an invitation to assist her with gaining a visa to enter Algeria. The father's ambition had been and continued to be to move his family to the UK. However, he was faced with difficulties with his wife's immigration issues. After obtaining their British passports, the father had a change of heart about A travelling to see her mother but allowed Z to come to the UK. Z came to the UK in August 2018. Regrettably, Z's reunification with his mother has been less than successful. His behaviour has been challenging and this has at points culminated in physical assaults upon his mother with the last being on the 22 November 2019. The father came to the UK within days of Z's arrival. Save for living with his mother initially and later a very short period living with his father in February or March 2019, Z has been voluntarily accommodated by the local authority."
Proceedings and Judgment
"[36] … In summary, the relevant parts of the transcript record the father to ask his wife to hit one of the younger children with a cable in front of him so that he can see, invite his wife to ask A to 'hit' the children, state that he will ask his brother to hit the children, his children will "pee their pants" if he looks at them and finally suggest that he would heat a serving spoon on the hob and "burn their backside with it". The father denied referring to a cable and stated that he would use a 'flip flop' to chastise the children. He also denied that he had ever carried out the threat of burning the children with a hot spoon. He stated that sometimes he would threaten the children by not buying 'them sweets'. He was pressed as to why he said during the conversation that the children would "pee their pants" if he looked at them. The father explained that, as the head of the family, he sets the rules that must be followed. He denied that such a reaction suggests that his children fear him. He explained this to be not a 'high degree' of fear but respect for their father. When questioned further about the mother's concerns that saw her go to the Algerian Embassy on two occasions, he dismissed those as "nonsense" and it seemed to him to be a "set up"."
"The FCO's Social Work Adviser specialised in child safeguarding agreed with the consular staff who spoke with A that the visit did not raise concerns about A's health or welfare."
A was told that she could contact consular staff if she needed help with anything.
"[45] The father was very expressive and candid about his role in the family. I found his lack of concern for Z and the contents of his text messages to the mother revealing. He was dismissive of the contents of those messages. He sought to unrealistically explain his son's difficulties without displaying any curiosity about his welfare. I found his evidence about the recorded conversation honest but most concerning. He was given many opportunities to soften his views or to distance himself from the contents of that conversation. He resolutely refused to do so. The father displayed a most concerning lack of awareness of the impact of his threats on his children. He did not recognise anything wrong in encouraging A to physically chastise her younger siblings. Most concerning was his profound lack of any insight into the impact of the level of his children's fears of their father that would cause them to urinate when he looks at them. His explanation that this was out of respect and not fear did nothing to lessen my concerns about the environment of violence and fear that the children have become accustomed to living in. In this context, the father's evidence corroborated Z's allegations of ill-treatment. Having considered the totality of the evidence before me, I find that A has lived and continues to live in a household where fear and violence has become an acceptable and integral part of her family life."
"[50] For reasons that I have set out above A has suffered significant harm in the care of her father where she has lived and continues to live in a household where fear and violence has become an acceptable and integral part of her family life. Consequently, A's rights pursuant to Art. 3 of the European Convention for the Protection of Human Rights and Fundamental Freedoms (1950) have been breached. A is a British national and there can be no doubt that the court's Inherent Jurisdiction is engaged. A's welfare is my paramount consideration and having considered all of the welfare considerations, I have concluded that A does require the court's protection. In my judgment there are no applicable jurisdictional schemes that would conflict with my decision. Furthermore, there is no evidence before me that would suggest that there is any risk of a conflicting decision being taken in Algeria. The evidence of [the expert] does not raise this as an issue. Finally, there is no suggestion that orders of this court may be unenforceable in Algeria. Accordingly, I will make A a ward of the court and exercise the parens patriae jurisdiction of the court by ordering her return to England forthwith. I am not making any determinations about the duration of A's visit to the UK. Such a determination will be made at subsequent hearings when further appropriate evidence will be available to the court."
Law
"an order made by a court in England and Wales in the exercise of the inherent jurisdiction of the High Court with respect to children –
(i) so far as it gives care of a child to any person or provides for contact with, or the education of, a child; but
(ii) excluding an order varying or revoking such an order."
"(1) A court in England and Wales shall not make a section 1(1)(a) order with respect to a child unless –
(a) it has jurisdiction under the Council Regulation or the Hague Convention, or
(b) neither the Council Regulation nor the Hague Convention applies but –
(i) the question of making the order arises in or in connection with matrimonial proceedings or civil partnership proceedings and the condition in section 2A of this Act is satisfied, or
(ii) the condition in section 3 of this Act is satisfied."
Section 2(3) provides when an order can be made under s.1(1)(d):
"A court in England and Wales shall not make a section 1(1)(d) order unless
(a) it has jurisdiction under the Council Regulation or the Hague Convention, or
(b) neither the Council Regulation nor the Hague Convention applies but –
(i) the condition in section 3 of this Act is satisfied, or
(ii) the child concerned is present in England and Wales on the relevant date and the court considers that the immediate exercise of its powers is necessary for his protection."
"(1) The condition referred to in section 2(1)(b)(ii) of this Act is that on the relevant date the child concerned –
(a) is habitually resident in England and Wales, or
(b) is present in England and Wales and is not habitually resident in any part of the United Kingdom …",
As Lady Hale pointed out in A v A, at [19], the "omission of a reference to section 2(3)(b)(i) from section 3(1) appears to be an oversight [but it] does not alter the sense of the provisions".
"Child arrangements orders and other orders with respect to children.
(1) In this Act –
"child arrangements order" means an order regulating arrangements relating to any of the following –
(a) with whom a child is to live, spend time or otherwise have contact, and
(b) when a child is to live, spend time or otherwise have contact with any person;
"a prohibited steps order" means an order that no step which could be taken by a parent in meeting his parental responsibility for a child, and which is of a kind specified in the order, shall be taken by any person without the consent of the court;
"a specific issue order" means an order giving directions for the purpose of determining a specific question which has arisen, or which may arise, in connection with any aspect of parental responsibility for a child."
"The terms of such orders may, in particular, relate to –
(a) conduct outside England and Wales as well as (or instead of) conduct within England and Wales;
(b) respondents who are, or may become, involved in other respects as well as (or instead of) respondents who force or attempt to force, or may force or attempt to force, a person to enter into a marriage;
(c) other persons who are, or may become, involved in other respects as well as respondents of any kind."
"[26] The court has power to make any section 8 order of its own motion in any "family proceedings" in which a question arises with respect to the welfare of any child: see section 10(1)(b). Proceedings under the inherent jurisdiction of the High Court are family proceedings for this purpose: see section 8(3)(a). So, assuming for the moment that an order to return or bring a child to this jurisdiction falls within the definition of a specific issue order, the judge might have made such an order even though this was not what the mother applied for. But that is not what he did. There are many orders relating to children which may be made either under the Children Act 1989 or under the inherent jurisdiction of the High Court: an order authorising a blood transfusion for a Jehovah's Witness child is a good example. There is no mention of the Children Act 1989 in the order made by Peter Jackson J, which specifically refers to the inherent jurisdiction and moreover also makes the children wards of court, which is not an order available under the Children Act 1989"
"If proceedings in wardship were instituted, but, unlike the plaintiff in this case, no application was made for care or control or for access, and where, by definition, no custody order was being sought, it could be argued that the habitual residence basis of jurisdiction did not apply. That would leave the court in wardship free to order the minor's return to the jurisdiction; once returned to the jurisdiction, the plaintiff could then apply for a custody order. Arguably, in that event, jurisdiction could arise on the ground provided by s. 2(2)(b), namely that the ward is present in England or Wales on the relevant date – the date of the new application – and the court considers that the immediate exercise of its powers is necessary for his protection. By this procedural device, the court might then make the custody order. But should that be permitted? Whilst this ancient prerogative jurisdiction survives, I shall scrupulously and rigorously enforce it where I can. Nevertheless, despite this reluctance to curtail my jurisdiction, I consider that to exercise these powers would be wrong, and that I cannot justify what could be a devious entry to the court by the back door where Parliament has so firmly shut the front door to custody orders being made in these circumstances."
Black LJ considered, at [38], that; "One corollary of this is that, whatever may have been the position before the Family Law Act 1986, the focus nowadays must be on the protective rather than the custodial aspect of the inherent jurisdiction".
"[45] In our judgment, the use of the inherent jurisdiction in cases where the child is outside the jurisdiction remains subject to the long established and consistent jurisprudence. Various words have been used down the years to describe the kind of circumstances in which it may be appropriate to make an order: "only under extraordinary circumstances", "the rarest possible thing", "very unusual", "really exceptional", "dire and exceptional", "at the very extreme end of the spectrum". The jurisdiction, it has been said, must be exercised "sparingly", with "great caution" (the phrase used by Lord Hughes JSC in A v A (Children: Habitual Residence) [2014] AC 1, para 70(v)) and with "extreme circumspection." We quote these words not because they or any of them are definitive—they are not—but because, taken together, they indicate very clearly just how limited the occasions will be when there can properly be recourse to the jurisdiction.
[46] Moreover, and as we have already explained, those occasions will in modern times be even more limited than previously, given, first, the effect of the Family Law Act 1986 and, secondly, the other recent developments noted by Thorpe LJ and Baroness Hale DPSC. The importance of the 1986 Act in limiting recourse to the inherent jurisdiction is plain. In our judgment, the analysis of Ward J in F v S (Wardship: Jurisdiction) [1991] 2 FLR 349, and his warning against using a return order as an artificial device to found jurisdiction, are as valid now as then, and remain unaffected by anything said in A v A (Children: Habitual Residence)."
"To my mind the most problematic question arises out of the likelihood that, once B was present again in England pursuant to an order for her return, the appellant would have issued an application for orders relating to care of her or contact with her. The question would be whether in such circumstances an order for her return would improperly have subverted Parliament's intention in enacting the prohibitions comprised in sections 1(1)(d), 2(3) and 3(1) of the 1986 Act. Or, in such circumstances, should the interests of the child prevail and indeed would Parliament have so intended?"
"[58] Lord Wilson JSC's conclusion on the issue of habitual residence makes it unnecessary to reach a decision on the hypothetical question whether it would have been right for the court to exercise its jurisdiction founded on B's nationality if she had no habitual residence at the time when these proceedings began. It is not in doubt that the restrictions on the use of the inherent or parens patriae jurisdiction of the High Court in the Family Law Act 1986 do not exclude its use so as to order the return of a British child to this country: this court so held in A v A (Children: Habitual Residence) (Reunite International Child Abduction Centre intervening) [2014] AC 1. The Court of Appeal, ante, p 614, devoted a large proportion of their judgment to this aspect of the case. Their approach is summed up in para 45:
'Various words have been used down the years to describe the kind of circumstances in which it may be appropriate to make an order: 'only under extraordinary circumstances', 'the rarest possible thing', 'very unusual', 'really exceptional', 'dire and exceptional' 'at the very extreme end of the spectrum'. The jurisdiction, it has been said must be exercised 'sparingly', with 'great caution' … and with 'extreme circumspection'. We quote these words not because they or any of them are definitive—they are not—but because, taken together, they indicate very clearly just how limited the occasions will be when there can properly be recourse to the jurisdiction.'
[59] Lord Wilson JSC has listed a number of important issues to which that question would have given rise and which must wait for another day. It is, however, one thing to approach the use of the jurisdiction with great caution or circumspection. It is another thing to conclude that the circumstances justifying its use must always be "dire and exceptional" or "at the very extreme end of the spectrum". There are three main reasons for caution when deciding whether to exercise the jurisdiction: first, that to do so may conflict with the jurisdictional scheme applicable between the countries in question; second, that it may result in conflicting decisions in those two countries; and third, that it may result in unenforceable orders. It is, to say the least, arguable that none of those objections has much force in this case: there is no applicable Treaty between the UK and Pakistan; it is highly unlikely that the courts in Pakistan would entertain an application from the appellant; and it is possible that there are steps which an English court could take to persuade the respondent to obey the order.
[60] The basis of the jurisdiction, as was pointed out by Pearson LJ in In re P (GE) (An Infant) [1965] Ch 568, 587, is that "an infant of British nationality, whether he is in or outside this country, owes a duty of allegiance to the Sovereign and so is entitled to protection". The real question is whether the circumstances are such that this British child requires that protection. For our part we do not consider that the inherent jurisdiction is to be confined by a classification which limits its exercise to "cases which are at the extreme end of the spectrum", per McFarlane LJ in In re N (Abduction: Appeal) [2013] 1 FLR 457, para 29. The judgment was ex tempore and it was not necessary to lay down a rule of general application, if indeed that was intended. It may be that McFarlane LJ did not so intend, because he did not attempt to define what he meant or to explain why an inherent jurisdiction to protect a child's welfare should be confined to extreme cases. The judge observed that "niceties as to quite where the existing extremity of the jurisdiction under the inherent jurisdiction may be do not come into the equation in this case": para 31.
[61] There is strong reason to approach the exercise of the jurisdiction with great caution, because the very nature of the subject involves international problems for which there is an international legal framework (or frameworks) to which this country has subscribed. Exercising a nationality-based inherent jurisdiction may run counter to the concept of comity, using that expression in the sense described by US Supreme Court Justice Breyer in his book The Court and the World (2015), pp 91–92:
"the court must increasingly consider foreign and domestic law together, as if they constituted parts of a broadly interconnected legal web. In this sense, the old legal concept of 'comity' has assumed an expansive meaning. 'Comity' once referred simply to the need to ensure that domestic and foreign laws did not impose contradictory duties upon the same individual; it used to prevent the laws of different nations from stepping on one another's toes. Today it means something more. In applying it, our court has increasingly sought interpretations of domestic law that would allow it to work in harmony with related foreign laws, so that together they can more effectively achieve common objectives."
[62] If a child has a habitual residence, questions of jurisdiction are governed by the framework of international and domestic law described by Lord Wilson JSC in paras 27–29. Conversely, Lord Wilson JSC has identified the problems which would arise in this case if B had no habitual residence. The very object of the international framework is to protect the best interests of the child, as the CJEU stressed in the Mercredi case [2012] Fam 22. Considerations of comity cannot be divorced from that objective. If the court were to consider that the exercise of its inherent jurisdiction were necessary to avoid B's welfare being beyond all judicial oversight (to adopt Lord Wilson JSC's expression in para 26), we do not see that its exercise would conflict with the principle of comity or should be trammelled by some a priori classification of cases according to their extremity."
"The real object of exercising it would be to bring the child within the jurisdiction of the English courts (i) so that the court could exercise the wider statutory powers which it is prevented by statute from exercising while she is in Pakistan, and (ii) so that they could do so on different and perhaps better principles than those which would apply in a Court of family jurisdiction in Pakistan. Thirdly, this last point is reinforced by the consideration that the appellant's application in the English courts is for contact and shared residence. This is not relief which the statute permits to be ordered under the inherent jurisdiction, in a case where there is no jurisdiction under the Council Regulation or the 1996 Hague Convention. I do not accept that the inherent jurisdiction can be used to circumvent principled limitations which Parliament has placed upon the jurisdiction of the court. For these reasons, in addition to those given by the judge and the Court of Appeal, I do not think that an order for the child's return could be a proper exercise of the court's powers."
"the Law Lords did not agree with the majority of the Court of Appeal which had decided, obiter, that a barrister enjoyed a blanket immunity against any claim in negligence in respect of all paper work. It was indubitably plain to this House that the obiter dictum of the majority of the Court of Appeal, although not binding, would carry great weight. Indeed it was extremely doubtful that any judge of first instance or any division of the Court of Appeal would depart from that obiter dictum unless this House disagreed with it. Accordingly, this House had no real choice but to deal with it."
Submissions
Determination
Lord Justice Baker:
Lord Justice Henderson: