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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> R (Child Abduction: Parent's Refusal to Accompany) (Rev1) [2024] EWCA Civ 1296 (30 October 2024) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2024/1296.html Cite as: [2024] WLR(D) 474, [2024] EWCA Civ 1296 |
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ON APPEAL FROM THE HIGH COURT OF JUSTICE
FAMILY DIVISION
Mr David Lock KC (sitting as a Deputy High Court Judge)
FD24P00737
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE PETER JACKSON
and
LADY JUSTICE ELISABETH LAING
____________________
R (Child Abduction: Parent's Refusal to Accompany) |
____________________
for the Appellant Father
Jennifer Perrins and Elle Tait (instructed by TV Edwards Solicitors)
for the Respondent Mother
Teertha Gupta KC and Mani Singh Basi (instructed by Brethertons LLP)
for the Intervenor, Reunite International Child Abduction Centre (written submissions only)
Hearing date: 8 October 2024
____________________
Crown Copyright ©
Lord Justice Peter Jackson:
Introduction
The background
The judge's decision
(1) Non-return. In her statement, the mother said that she was not prepared to return to France under any circumstances. She explained in some detail why she had reached that position and she argued that, as she had been the children's main, if not sole, carer it would be intolerable for them to be separated from her.
(2) Father's behaviour. The mother asserted that the father had subjected her to abusive and controlling behaviour in a number of ways. He had very little experience of hands-on parenting, and would be unable to give three distressed girls the care that they would need, individually and collectively. Further, his own emotional needs would take precedence and, based on past behaviour, there would be a risk of him losing his temper with them.
(1) He denied the mother's allegations about his behaviour and parenting capacity. He pointed out that she had agreed to him having the children for a week's holiday in England alone.
(2) The mother's evidence about non-return was disingenuous, but, even if she meant what she said now, it was inconceivable that she would not accompany the children if a return order was made.
Re E (Children) (Abduction: Custody Appeal) [2011] UKSC 27, [2012] 1 AC 144, [2011] 2 WLR 1326 at [14, 32, 34, 36] ('Re E')
Re K (1980 Hague Convention: Lithuania) [2015] EWCA Civ 720 at [53]
In re A (children) (Abduction: Article 13(b)) [2021] EWCA Civ 939, [2021] 4 WLR 99 at [87-88, 92, 95] ('Re A')
In re D (A Child) (Abduction: Rights of Custody) [2006] UKHL 51; [2007] 1 AC 619 at [52]
C v C (Minor: Abduction: Rights of Custody) [1989] 1WLR 654, at p.661D/E ('C v C')
S v B (Abduction: Human Rights) [2005] EWHC 733 (Fam); [2005] 2 FLR 878, at [49] ('S v B')
In re W (Children) [2018] EWCA Civ 664; [2019] Fam 125 at [57] ('Re W')
Re B (Children) [2022] EWCA Civ 1171 [2022] 3 WLR 1315 at [64] ('Re B')
"65. Where allegations of domestic abuse are made, I must conduct an "evaluative assessment of the allegations": see re A at para 92. If, having conducted that assessment, the evidence before the court enables me confidently to discount the possibility that the allegations give rise to an article 13(b) risk, then the defence is not established. However, if I remain satisfied that there is a grave risk, I next have to go on to ask myself whether, on the basis the allegations are true, the children can nonetheless be protected from being exposed to physical or psychological harm or otherwise placed in an intolerable situation as a result of the protective measures that the remaining parent is able to put in place.
66. Applying those principles to the facts of the present case is not entirely straightforward. It seems to me that these cases explore the tension between, on the one hand, not allowing a parent to thwart the policy of the Convention by creating the intolerable situation by the parent's own choices and, on the other hand, recognising that characterising a parent's refusal to return as being a "choice" may be simplifying a far more complex decision which can fall to be taken by a parent who claims to have been a victim of domestic abuse. On the facts of this case, the evidence makes it clear that the Mother's case is that she has made her decision to stay in England for the reasons she has given. Accepting her case at its highest as I am bound to do, it does not appear to me to be appropriate to characterise the Mother's decision as being an entirely free choice or a decision she has made with the purpose of limiting the choices available to the Court. She says that it is a response to the emotional effects on her created by the Father's conduct towards her during the marriage. I make no findings of fact on her motivations but, taking her evidence at its highest as I am bound to do, I have to accept that at least a substantial part of her reasoning underlying her decision to stay in England is connected to her experiences in the marriage and that she is not deliberately seeking to frustrate the policy objectives of the Convention.
67. The final position of the Father was, as I understood it, that I could not confidently discount the possibility that the Mother would carry through her threat to remain in England even if this court made a return order. However, the Father's position was that, even assuming that position, the evidence led by the Mother was insufficient to enable the court to say that, if the children were to return to France without the Mother and were to resume living with the Father, there was a grave risk that they would be exposed to physical or psychological harm or otherwise placed in an intolerable situation. He said that part of the reason I should reach that conclusion is that no mother would permit her children to be placed in circumstances were there was such a grave risk of physical or psychological harm or which would be intolerable to them. That is a factor I have taken into fully into account."
The grounds of appeal
1. Although the Judge identified the correct legal principles relating to a defence under Article 13(b), he applied those principles in a manner which was wrong on the evidence and which would undermine the operation of the Hague Convention in this jurisdiction. He did this by:
a. Wrongly concluding that there was a grave risk of psychological or physical harm to the children if returned to their father's sole care.
b. Wrongly concluding that the mother would not return to France if he ordered that the children return thereby giving rise to an intolerable situation for the children.
c. In undertaking his assessment of the Article 13(b) risk of psychological harm/intolerability, he attributed inappropriate weight to the source of the harm/intolerability, namely the mother's assertion that she would not return to France if the court ordered the children's return.
2a. In the Judge's analysis of Article 13(b), he was wrong to assess that the risk of physical harm to the children was grave or would give rise to an intolerable situation for the children.
2b. In any event, it was procedurally unfair for the judge to indicate to counsel for the father that he was not concerned with this issue and then to make a finding that the children would be at grave risk of physical harm if returned to France.
3. The Judge's approach to the issue of protective measures was wrong. If he had concerns about the protective measures offered by the father, he had available to him less draconian options than dismissal of the father's application including adjournment.
4. The Judge's approach to the issue of the mother's assertion that she would not return to France with the children was procedurally wrong.
5. The Judge was wrong to find that the father had acquiesced in the children living in England with their mother.
6. The Judge failed to give any reasons as to why he would exercise his discretion to refuse the father's application for the summary return of the children.
Acquiescence
Article 13(b)
"THE DEPUTY JUDGE: No, I am concerned purely whether there is a grave risk of psychological harm.
MR SHAMA: Let me take physical harm, first of all. Just to discount that. [continues for 14 lines]
THE DEPUTY JUDGE: I think the case on physical harm is thin if [sc. not] non-existent.
MR SHAMA: Physical harm, the mother's case in my submission falls at its first hurdle because she has allowed the father unsupervised contact for a period of a week. And again, in any case, if you establish the burden, if the mother established the burden of saying that there was a grave risk of harm or intolerable situation arising from any physical harm to the children, in my submission that would be raised before the court in France. And I will go on to the authorities in a moment but there is no evidence to suggest that the father is a physical risk to these children in any sense. No third-party evidence, no social services reports, and a number of these authorities where there is a difficulty in returning child --
THE DEPUTY JUDGE: Mr Shama. I have indicated I am with you on that point so further --
MR SHAMA: I will move on.
THE DEPUTY JUDGE: Further submissions to try and persuade me do not help."
Against that background, the father has good reason to complain that the judge went on to find that the mother's case on physical risk to the children had to be accepted.
"The mother has made in her affidavits various allegations against the father and has given explanations for her action in removing T. from Australia. They are not, in my judgment, relevant to an application under the Act of 1985, save as in so far as they may affect the approach of the Australian authorities to the mother's return."
In relation to the mother's refusal to return, she said this at 661B-E:
"The grave risk of harm arises not from the return of the child, but the refusal of the mother to accompany him. The Convention does not require the court in this country to consider the welfare of the child as paramount, but only to be satisfied as to the grave risk of harm. I am not satisfied that the child would be placed in an intolerable situation, if the mother refused to go back. In weighing up the various factors, I must place in the balance and as of the greatest importance the effect of the court refusing the application under the Convention because of the refusal of the mother to return for her own reasons, not for the sake of the child. Is a parent to create a psychological situation, and then rely upon it? If the grave risk of psychological harm to a child is to be inflicted by the conduct of the parent who abducted him, then it would be relied upon by every mother of a young child who removed him out of the jurisdiction and refused to return. It would drive a coach and four through the Convention, at least in respect of applications relating to young children. I, for my part, cannot believe that this is in the interests of international relations. Nor should the mother, by her own actions, succeed in preventing the return of a child who should be living in his own country and deny him contact with his other parent."
"[48] … In that passage, Butler-Sloss LJ was drawing attention in forcible terms to the undesirability of permitting a situation where the mother, as Thorpe LJ put it: 'is in reality relying upon her own wrongdoing in order to build up the statutory defence.' However, I am satisfied she did not intend that, in relation to the risk of psychological harm or an intolerable situation arising in respect of the child, the court must ignore the effect on the mother's psychological health in a case where it is clear that her health might become such that the mother as primary carer would face real and severe difficulty in providing for the child's needs on return: cf TB v JB (Abduction, Grave Risk of Harm) [2001] 2 FLR 515 at [44] and [95] per Hale LJ. So to hold would be to place a gloss on the words of the Art 13(b) defence which they do not bear.
[49] The principle that it would be wrong to allow the abducting parent to rely upon adverse conditions brought about by a situation which she has herself created by her own conduct is born of the proposition that it would drive a coach and horses through the 1985 Act if that were not accepted as the broad and instinctive approach to a defence raised under Art 13(b) of the Convention. However, it is not a principle articulated in the Convention or the Act and should not be applied to the effective exclusion of the very defence itself, which is in terms directed to the question of risk of harm to the child and not the wrongful conduct of the abducting parent. By reason of the provisions of Arts 3 and 12, such wrongful conduct is a 'given', in the context of which the defence is nonetheless made available if its constituents can be established."
"[59] On the question of whether the judge fell into error by not requiring the mother to give oral evidence, it is clear that there is no reported authority on the point in this context. Hague Convention proceedings are summary and, save where it is necessary to do so on issues of habitual residence or consent and acquiescence, oral evidence is not adduced. In the present case, neither party either applied for, or even suggested, the mother to be called to give oral evidence. Against that background, it is very difficult to understand how the judge can be held to be in error by not himself requiring her to be called.
[60] In addition, I do not accept Mr Gupta's premise that any oral evidence that the mother might have given would have been short. On the contrary, it would seem likely that, if the mother were to be asked 'why?' she would not return to France, her testimony would have opened up and led to her listing all of her complaints about the father's past behaviour. Such a development would be wholly contrary to the approach taken to Hague cases in this jurisdiction.
[61] Whilst, in a case such as this where the issue is one of whether a parent is, or is not, likely to return to the home country with their child if the child is ordered to do so, it may be open to a court to receive oral evidence from that parent on the point, to do so is by no means a requirement. In the present case, the judge is not, therefore, open to criticism for making his determination in the absence of oral evidence."
"79. It seems to me that the Mother has made good her case that, in the particular facts of this matter, a prolonged separation from the Mother is something that these 3 children should not be prepared to tolerate substantially for the reasons that the Mother has explained, which chime with the reasoning in both Re W and Re A. I accept her case is that separating them from their virtual sole carer who has been there for them on a full time basis would be likely to be intolerable for the girls, particularly for the baby who is only 22 months and will have the greatest difficulty understanding what has happened to her mother. I don't consider that the Mother's own decision negates that conclusion."
I accept that this conclusion is based on the contested premise that the mother would not return. However, if the judge had found any reason to doubt the genuineness of her position, he would certainly have expressed it somewhere in the course of this substantial judgment. His recitation of the mother's case at face value and without any adverse comment leads me to the conclusion that, applying the correct test, he would have found that there was a high degree of likelihood that the mother would not return. In the result, his decision would have been the same.
Discretion
Conclusion
Lady Justice Elisabeth Laing:
Lord Justice Moylan: