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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Docherty, R v [2014] EWCA Crim 1197 (18 June 2014) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2014/1197.html Cite as: [2014] 2 Cr App R 76, [2014] EWCA Crim 1197 |
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ON APPEAL FROM Shrewsbury Crown Court
HHJ Onions
T20127081
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE KENNETH PARKER
and
THE RECORDER OF CARDIFF (HER HONOUR JUDGE REES)(SITTING AS A JUDGE OF THE COURT OF APPEAL CRIMINAL DIVISION)
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Regina |
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- and - |
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Shaun Kevin Docherty |
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Mr Simon Heptonstall (instructed by Crown Prosecution Service) for the Respondent
Hearing date: 7th May 2014
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Crown Copyright ©
Lord Justice Treacy:
"No one shall be held guilty of any criminal offence on account of any act or omission which did not constitute a criminal offence under national or international law at the time when it was committed. Nor shall a heavier penalty be imposed than one that was applicable at the time the criminal offence was committed."
"(1) No one shall be held guilty of any criminal offence on account of any act or omission which did not constitute a criminal offence, under national or international law, at the time when it was committed. Nor shall a heavier penalty be imposed than the one that was applicable at the time when the criminal offence was committed. If subsequent to the commission of an offence, provision is made by law for the imposition of a lighter penalty, the offender shall benefit thereby."(our italics)
"106. The Court therefore concludes that since the X v Germany decision a consensus has gradually emerged in Europe and internationally around the view that application of a criminal law providing for a more lenient penalty, even one enacted after the commission of the offence, has become a fundamental principle of criminal law. It is also significant that the legislation of the respondent State had recognised that principle since 1930 (see Article 2 and 3 of the Criminal Code, cited in paragraph 32 above).
107. Admittedly, Article 7 of the Convention does not expressly mention an obligation for Contracting States to grant an accused the benefit of a change in the law subsequent to the commission of the offence. It was precisely on that basis of that argument relating to the wording of the Convention that the Commission rejected the applicant's complaint in the case of X v Germany. However, taking into account the developments mentioned above, the Court cannot regard that argument as decisive. Moreover, it observes that in prohibiting the imposition of "a heavier penalty… than the one that was applicable at the time the criminal offence was committed", paragraph 1 in fine of Article 7 does not exclude granting the accused the benefit of a more lenient sentence, prescribed by legislation subsequent to the offence.
108. In the Court's opinion, it is consistent with the principle of the rule of law, of which Article 7 forms an essential part, to expect a trial court to apply to each punishable act the penalty which the legislator considers appropriate. Inflicting a heavier penalty for the sole reason that it was prescribed at the time of the commission of the offence would mean applying to the defendant's detriment the rules governing the succession of criminal laws in time. In addition, it would amount to disregarding any legislative change favourable to the accused which might have come in before the conviction and continuing to impose penalties which the State – and the community it represents – now consider excessive. The Court notes that the obligation to apply, from among several criminal laws, the one whose provisions are the most favourable to the accused is a clarification of the rules on the succession of criminal laws, which is in accord with another essential element of Article 7, namely the foreseeability of penalties.
109. In the light of the foregoing considerations, the Court takes the view that it is necessary to depart from the case-law established by the Commission in the case of X v Germany and affirm that Article 7(1) of the Convention guarantees not only the principle of non-retrospectiveness of more stringent criminal laws but also, and implicitly, the principle of retrospectiveness of the more lenient criminal law. That principle is embodied in the rule that where there are differences between the criminal law in force at the time of the commission of the offence and subsequent criminal laws enacted before a final judgment is rendered, the courts must apply the law whose provisions are most favourable to the defendant."
a) The lesser sentence sought cannot be the one provided for by the new legislation (LASPO) since the new style extended sentence can only be imposed in post 3 December 2012 cases. What Mr Rule sought to obtain is the imposition of the old style extended sentence under the 2008 Act which was repealed by LASPO from 3 December 2012, as were the provisions relating to the sentence of IPP, and retaining both sentences as available to a court where a conviction had occurred before that date. Thus, while it is sought to consign the IPP to history in advance of the date provided for by Parliament, it is sought to retain the benefit of a closely-related provision which was repealed in the same way. To do so is not impossible, if Scoppola were applied, but there is an anomalous feel to it.
b) There is a tension between the phrases "it would amount to disregarding any legislative change favourable to the accused which might have come in before the conviction" (paragraph 108), and "differences between the criminal law in force at the time of the commission of the offence and subsequent criminal laws enacted before a final judgment is rendered" (paragraph 109). The latter phrase is repeated at paragraph 119. The difference between conviction and sentence was irrelevant in Scoppola: it is central in this case. The applicant's conviction was recorded prior to the commencement date for the relevant provisions LASPO, and prior to the making of the relevant commencement order.
c) The reference in paragraph 108 to "foreseeability of penalties" as an essential element of Article 7 is hard to follow in the present context. The available penalties for the appellant's crimes were clear and certain at the date of his offence. Uncertainty is only a function of retrospectivity which is prohibited by Article 7. If anything the possibility of some later, more lenient legislation applying retrospectively introduces uncertainty instead of applying foreseeability of penalties.
d) The decision in Scoppola was by a majority of 11 votes to 6 with a strong dissenting judgment in relation to Article 7. The Article 6 violation was clear and was found unanimously. The case could have been decided on that basis alone. The Article 7 decision required the setting aside of longstanding authority.
e) In Scoppola, there had been in place since the 1930s a provision of the Italian Criminal Code which contained the lex mitior principle.
"80. What conclusions can be drawn from this domestic case law on how English courts should deal with Strasbourg decisions on the interpretation of the ambit of a provision of the Convention itself, as opposed to an ECtHR decision on how a provision in the Convention is to apply to particular factual circumstances? We think that the following principles are clear:
(1) It is the duty of the national courts to enforce domestically enacted Convention rights.
(2) The ECtHR is the court that, ultimately, must interpret the meaning of the Convention.
(3) The UK courts will be bound to follow an interpretation of a provision of the Convention if given by the Grand Chamber as authoritative, unless it is apparent that it has misunderstood or overlooked some significant feature of English law or practice which, properly explained, would lead to that interpretation being reviewed by the ECtHR when its interpretation was being applied to English circumstances.
(4) The same principle and qualification applies to a "clear and constant" line of decisions of the ECtHR other than one of the Grand Chamber.
(5) Convention rights have to be given effect in the light of the domestic law which implements in detail the "high level" rights set out in the ECtHR.
(6) Where there are "mixed messages" in the existing Strasbourg case law, a "real judicial choice" will have to be made about the scope and application of the relevant provision of the Convention."