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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Goodwin, R v [2018] EWCA Crim 2287 (5 October 2018) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2018/2287.html Cite as: [2018] WLR(D) 667, [2018] EWCA Crim 2287, [2018] 4 WLR 165 |
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CRIMINAL DIVISION
Royal Courts of Justice Strand London, WC2A 2LL |
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B e f o r e :
MR JUSTICE KING
MRS JUSTICE MAY DBE
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R E G I N A | ||
v | ||
ANTHONY GERARD GOODWIN |
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Mr P Bennetts QC appeared on behalf of the Crown
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Crown Copyright ©
Introduction
This is an appeal, brought by leave of the single judge, which seeks to challenge a conviction for murder. The sole ground of appeal advanced is not an unfamiliar one in this context. It is that the trial judge failed to leave to the jury a defence which it is said ought properly to have been left to the jury. In the present case the postulated defence is that of loss of control, by reference to section 54 of the Coroners and Justice Act 2009. It had been unsuccessfully sought at trial for that defence to be left as an alternative to the principal case of self-defence: which, in fact, had been the only defence expressly advanced in the defence case statement.
Statutory Provisions
"54 Partial defence to murder: loss of control
(1) Where a person ('D') kills or is a party to the killing of another ('V'), D is not to be convicted of murder if—
(a) D's acts and omissions in doing or being a party to the killing resulted from D's loss of self-control
(b)the loss of self-control had a qualifying trigger, and
(c) a person of D's sex and age, with a normal degree of tolerance and self-restraint and in the circumstances of D, might have reacted in the same or in a similar way to D.
(2) For the purposes of subsection (1)(a), it does not matter whether or not the loss of control was sudden.
(3) In subsection (1)(c) the reference to 'the circumstances of D' is a reference to all of D's circumstances other than those whose only relevance to D's conduct is that they bear on D's general capacity for tolerance or self-restraint.
(4) Subsection (1) does not apply if, in doing or being a party to the killing, D acted in a considered desire for revenge.
(5) On a charge of murder, if sufficient evidence is adduced to raise an issue with respect to the defence under subsection (1), the jury must assume that the defence is satisfied unless the prosecution proves beyond reasonable doubt that it is not.
(6) For the purposes of subsection (5), sufficient evidence is adduced to raise an issue with respect to the defence if evidence is adduced on which, in the opinion of the trial judge, a jury, properly directed, could reasonably conclude that the defence might apply.
(7) A person who, but for this section, would be liable to be convicted of murder is liable instead to be convicted of manslaughter.
(8) The fact that one party to a killing is by virtue of this section not liable to be convicted of murder does not affect the question whether the killing amounted to murder in the case of any other party to it.
55 Meaning of 'qualifying trigger'
(1) This section applies for the purposes of section 54.
(2) A loss of self-control had a qualifying trigger if subsection (3), (4) or (5) applies.
(3) This subsection applies if D's loss of self-control was attributable to D's fear of serious violence from V against D or another identified person.
(4) This subsection applies if D's loss of self-control was attributable to a thing or things done or said (or both) which—
(a) constituted circumstances of an extremely grave character, and
(b) caused D to have a justifiable sense of being seriously wronged.
(5) This subsection applies if D's loss of self-control was attributable to a combination of the matters mentioned in subsections (3) and (4).
(6) In determining whether a loss of self-control had a qualifying trigger—
(a) D's fear of serious violence is to be disregarded to the extent that it was caused by a thing which D incited to be done or said for the purpose of providing an excuse to use violence;
(b) a sense of being seriously wronged by a thing done or said is not justifiable if D incited the thing to be done or said for the purpose of providing an excuse to use violence;
(c) the fact that a thing done or said constituted sexual infidelity is to be disregarded.
(7) In this section references to 'D' and 'V' are to be construed in accordance with section 54."
Background Facts
"As I was getting up, I retrieved the hammer from Harry. I pulled it from him. Harry was coming at me like a mad dog and it got very frightening. I was petrified for my life and I said to Harry, 'What's the matter with you?' He didn't reply.
'We were both standing at that point. I was at the door to the hallway and I wanted to get out. I was in the hallway facing the dining room. He was facing me and charging at me. I told him to leave off, to pack it in.
'I struck him in the head. I didn't hit him that hard. I warned him, 'Back off'. He grabbed the hammer and was pulling it. The hammer was moving and hitting his chest. I knew he was inflicting wounds on himself with the hammer. The claw was pointing at him.
'If he had got hold of the hammer' said Mr Goodwin, 'He would have hit me with it. I told him to, 'Pack it in'. He charged at me, so I couldn't get out of the front door. I pushed him back with my hand and then hit him again - not a heavy blow - with the hammer. I thought he would reach for a sword in the bedroom.
'We were struggling with the hammer. It was a fierce struggle. He came charging at me again and I hit him a third blow, enough to stop him. He went back on the floor, on his back. I thought, 'He's never gonna stay down. That's it. Lights out. Game over'. That's all I remember."
In addition, the appellant was to describe how he had taken the pulse of the deceased when he was on the ground. He explained his subsequent conduct and reactions as due to his being in a state of shock and in effect not knowing what he was doing. He said that he had been afraid and had not attempted to clean up to escape detection. He said that he had been unsure whether he had killed the deceased.
Submissions at the trial
"'We were struggling with the hammer. It was a fierce struggle. He came charging at me again and I hit him a third blow, enough to stop him. He went back on the floor, on his back. I thought, 'He's never gonna stay down. That's it. Lights out. Game over'. That's all I remember'. I don't remember how he got the other injuries ..."
The judge went on to say this, having recited the evidence:
"On the defendant's evidence. therefore, he remained in control of his actions in very frightening circumstances."
The judge also noted the forensic evidence to the effect that all of the blood splatter was consistent only with the deceased having been struck with the hammer whilst on the ground, whilst noting that the defendant himself had sustained some injuries.
"In my judgment the defendant has given no evidence capable of raising the possibility of loss of self control on his part nor has any such evidence been adduced on his behalf. If the court was not required to look further than the defence evidence then my decision would be an easy one."
"... he asks rhetorically, if that is not the clearest evidence of an attack by someone out of control then what is? Putting it another way, he argues that the jury can properly infer from the prosecution pathology and forensic science evidence that the defendant might have been out of control when he struck Mr Messenger with the hammer at least 18 times."
The judge then in paragraph 6 of his ruling summarised the submissions of Mr Bennetts QC. He also referred to two recent authorities. Having done that, the judge then at paragraph 7 shortly said this:
"7. Having given careful consideration to these competing arguments it suffices for me to say that, if the jury reject self defence, there is in my judgement sufficient evidence, based on inferences which the jury are entitled to draw from the pathology and forensic science evidence, to raise an issue that the defendant lost his self control."
"8. The second component: the two qualifying trigger provisions are contained in section 55. There must be sufficient evidence capable of raising an issue in relation to one or other trigger or a combination of both. In this case I conclude that the potentially relevant qualifying trigger is that set out in section 55(3). This subsection applies if the defendant's loss of self-control is attributable to the defendant's fear of serious (my emphasis) violence from the deceased against the defendant. As was said in Clinton (supra) by contrast with the former law of provocation, in which the approach was less prescriptive, these statutory provisions have raised the bar. Bearing in mind that the partial defence of loss of control will only 'come into play' if self defence is rejected, I must consider the evidence most favourable to the defendant as to the possible circumstances in which he was confronted by the deceased before he inflicted fatal violence upon him. The prosecution case, based upon the pathology and forensic science evidence, is that the defendant first hit the deceased with the hammer when the deceased was on the ground, at which point the deceased had no weapon and the defendant was not under attack. From that evidence I conclude that the jury could not properly infer that the defendant's loss of self-control was due or might have been due to his fear of serious violence from Mr Messenger. The defendant asserted in evidence that he inflicted all three hammer blows when the deceased was coming at him like a bull. On the basis that, for these purposes, the jury will have rejected the possibility of lawful self defence, is there evidence from which the jury could properly conclude that the defendant might have lost self-control through fear of serious violence from Mr Messenger? An affirmative response depends upon there being a possible factual scenario somewhere between the prosecution evidence and that of the defendant - for example that the jury find that Mr Messenger might have hit the defendant a glancing blow with the hammer, and that the defendant, fearing serious violence, lost control and killed Mr Messenger in the way described by the pathologist. Yet that would require some evidence, either direct evidence or by inference, and in my view there is none or alternatively insufficient evidence to raise an issue with respect to section 54(1)."
"10. The third component: In these circumstances it is not necessary for me to make a finding at to the third component, which is concerned with the way in which the defendant has reacted in the circumstances and lost control but had it been necessary to do so, I would have reached the conclusion, having heard and considered all the evidence in this case, that there was insufficient evidence that this 64 year old male defendant, whom I have seen and heard giving evidence, who was very well acquainted with Mr Messenger a man some 10 years his senior, overweight and in poor health, if superimposed upon a person with a normal degree of tolerance and self restraint, might have reacted in the same or in a similar way as the defendant."
Submissions on appeal
Discussion and disposal
(i) The required opinion is to be formed as a common sense judgment based on an analysis of all the evidence.(ii) If there is sufficient evidence to raise an issue with respect to the defence of loss of control, then it is to be left the jury whether or not the issue had been expressly advanced as part of the defence case at trial.
(3) The appellate court will give due weight to the evaluation ("the opinion") of the trial judge, who will have had the considerable advantage of conducting the trial and hearing all the evidence and having the feel of the case. As has been said, the appellate court "will not readily interfere with that judgment".
(4) However, that evaluation is not to be equated with an exercise of discretion such that the appellant court is only concerned with whether the decision was within a reasonable range of responses on the part of the trial judge. Rather, the judge's evaluation has to be appraised as either being right or wrong: it is a "yes" or "no" matter.
(5) The 2009 Act is specific by section 54(5) and (6) that the evidence must be "sufficient" to raise an issue. It is not enough if there is simply some evidence falling short of sufficient evidence.
(6) The existence of a qualifying trigger does not necessarily connote that there will have been a loss of control.
(7) For the purpose of forming his or her opinion, the trial judge, whilst of course entitled to assess the quality and weight of the evidence, ordinarily should not reject evidence which the jury could reasonably accept. It must be recognised that a jury may accept the evidence which is most favourable to a defendant.
(8) The statutory defence of loss of control is significantly differently from and more restrictive than the previous defence of provocation which it has entirely superseded.
(9) Perhaps in consequence of all the foregoing, "a much more rigorous evaluation" on the part of the trial judge is called for than might have been the case under the previous law of provocation.
(10) The statutory components of the defence are to be appraised sequentially and separately; and
(11) And not least, each case is to be assessed by reference to its own particular facts and circumstances.
"12. We therefore accept the submission of the appellants that a judge needs to proceed on the premise that the jury may take a different view of the evidence to that which the judge may have found. The judge must therefore approach the analysis of the evidence on that basis, as is emphasized in the passage from Clinton which we have set out. However as the Act refers to 'sufficient evidence', it is clearly the judge's task to analyse the evidence closely and be satisfied that there is, taking into account the whole of the evidence, sufficient evidence in respect of each of the three components of the defence. The judge is bound to consider the weight and quality of the evidence in coming to a conclusion: see R v Jewell [2014] EWCA Crim 414 at paragraphs 51–54."
In that case, the Lord Chief Justice went on to express agreement with the view that a trial judge must:
"... undertake a much more rigorous evaluation of the evidence before the defence could be left to the jury than was required under the former law of provocation."
The Lord Chief Justice also made clear in that case that the rigorous evaluation and the need for "sufficient evidence" applied equally to all three statutory components of the defence. Thus there was, for example, no lesser approach applicable to the third component. The suggestion made in that case that the third component was not of itself a substantial obstacle was expressly rejected - see paragraph 22 of the judgment.
Conclusion
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