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England and Wales Court of Protection Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Protection Decisions >> Office of the Public Guardian v Stalter (Rev 1) [2018] EWCOP 27 (19 September 2018) URL: http://www.bailii.org/ew/cases/EWCOP/2018/27.html Cite as: [2018] EWCOP 27 |
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Royal Courts of Justice |
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B e f o r e :
____________________
OFFICE OF THE PUBLIC GUARDIAN | Applicant | |
- and - | ||
IMRE STALTER | Respondent | |
ANONYMISATION APPLIES |
____________________
MR C. HAMES QC (instructed by Miles & Partners Solicitors) appeared on behalf of the Respondent.
____________________
Crown Copyright ©
MR JUSTICE WILLIAMS:
Contempt: Substantive Law
a) London Borough of Southwark v B [1993] 2 FLR 55
b) Mubarak v Mubarak [2001]1 FLR 698
c) Re A (Abduction: Contempt) [2008] EWCA Civ 1138, [2009] 1 FLR 1
d) Re S-C (Contempt) [2010] EWCA Civ 21, [2010] 1 FLR 1478
e) Re L-W [2010] EWCA Civ 1253, [2011] 1 FLR 1095.
f) Re J (Children) [2015] EWCA Civ 1019
g) Y v Z [2016] EWHC 3987 (Fam)
a) The contempt which has to be established lies in the disobedience to the order.
b) To have penal consequences, an order needs to be clear on its face as to precisely what it means and precisely what it prohibits or requires to be done. Contempt will not be established where the breach is of an order which is ambiguous, or which does not require or forbid the performance of a particular act within a specified timeframe. The person or persons affected must know with complete precision what it is that they are required to do or abstain from doing. It is not possible to imply terms into an injunction. The first task for the judge hearing an application for committal for alleged breach of a mandatory (positive) order is to identify, by reference to the express language of the order, precisely what it is that the order required the defendant to do. That is a question of construction and, thus, a question of law.
c) Committal proceedings are essentially criminal in nature, even if not classified in our national law as such (see Benham v United Kingdom (1996) 22 EHRR 293 at [56], Ravnsborg v. Sweden (1994), Series A no. 283-B);
d) The burden of proof lies at all times on the applicant. The presumption of innocence applies (Article 6(2) ECHR)
e) Contempt of court involves a contumelious that is to say a deliberate, disobedience to the order. If it be the case that the accused cannot comply with order then he is not in contempt of court. It is not enough to suspect recalcitrance. It is for the applicant to establish that it was within the power of the defendant to do what the order required. It is not for the defendant to establish that it was not within his power to do it. That burden remains on the applicant throughout but it does not require the applicant to adduce evidence of a particular means of compliance which was available to the accused provided the applicant can satisfy the judge so that he is sure that compliance was possible.
f) Contempt of court must be proved to the criminal standard: that is to say, so that the judge is sure. The judge must determine whether he is sure that the defendant has not done what he was required to do and, if he has not, whether it was within his power to do it. Could he do it? Was he able to do it? These are questions of fact.
g) It is necessary that there be a clear finding to the criminal standard of proof of what it is that the alleged contemnor has done that he should not have done or in this case what it is that he has failed to do when he had the ability to do it. The judge must determine whether the defendant has done what he was required to do and, if he has not, whether it was within his power to do it.
h) If the judge finds the defendant guilty the judgment must set out plainly and clearly (a) the judge's finding of what it is that the defendant has failed to do and (b) the judge's finding that he had the ability to do it.
Committal for Contempt of Court: Procedural Issues
a) L (A Child) [2016] EWCA Civ 173 in particular the judgment of Theis J,
b) Cherwayko v Cherwayko (No 2) (Contempt, contents of application notice) [2015] EWHC 2436 (Fam) Parker J.
a) A person needs to know in advance of committing an act or omitting to do an act that there are potentially penal consequences in acting or omitting to act and,
b) A person accused of contempt of court is entitled to a fair hearing both under the European Convention and in domestic law.
As well as the court's own duty counsel and solicitors have their own independent duty to assist the court, particularly when considering procedural matters where a person's liberty is at stake.
a) There must be complete clarity at the start of the proceedings as to precisely what the foundation of the alleged contempt is: contempt in the face of the court, or breach of an order.
b) Prior to the hearing the alleged contempt should be set out clearly in a document or application that complies with the relevant Rule and which the person accused of contempt has been served with. The question is 'would the alleged contemnor, having regard to the background against which the application is launched, be in any doubt as to the substance of the breached alleged'? Provision of particularisation of allegations in an attached affidavit is insufficient, and the application itself must include the pleaded assertions. There is an important distinction between the charges made and the facts supporting them.
c) Autrefois acquit and convict applies.
d) If the alleged contempt is founded on breach of a previous court order, the court must be satisfied that the person accused had been served with that order, and that it contained a penal notice in the required form and place in the order.
e) Whether the person accused of contempt has been given the opportunity to secure legal representation, as they are entitled to. By virtue of the quasi-criminal nature of committal process, Article 6(1) and Article 6(3) ECHR are actively engaged (see Re K (Contact: Committal Order) [2002] EWCA Civ 1559, [2003] 1 FLR 277 and Begum v Anam [2004] EWCA Civ 578); Article 6(1) entitles the respondent to a "a fair and public hearing"; that hearing is to be "within a reasonable time". Article 6(3) specifically provides for someone in the position of an alleged contemnor "to defend himself in person or through legal assistance of his own choosing", The accused is also entitled to "have adequate time and the facilities for the preparation of his defence" (Article 6(3)(b)).
f) In respect of contempt in the face of the court whether that judge should hear the committal application should do so, or whether it should be heard by another judge.
g) Following the conclusion of the applicant's evidence, the respondent is entitled to make a submission of 'no case to answer'.
h) Immediately prior to the commencement of the Defence case the person accused of contempt must be advised of the right to remain silent. The court must inform the accused of the possibility of adverse inferences being drawn against them if they choose not to give evidence.
i) If the person accused of contempt chooses to give evidence, the court must warn them about self-incrimination and their right not to incriminate themselves. The court must inform the accused of the possibility of adverse inferences being drawn against them if they choose not to answer any questions.
See section 35 of the Criminal Justice and Public Order Act 1994) and Khwaja v Popat [2016] EWCA Civ 362 per McCombe LJ and paragraph 81.28.4 of Civil Procedure 2015 Vol. 1 (p.2460) as follows:
A person accused of contempt, like the defendant in a criminal trial, has the right to remain silent (Comet Products UK Ltd. v Hawkex Plastics Ltd. [1971] 2 QB 67, CA). It is the duty of the court to ensure that the accused person is made aware of that right and also of the risk that adverse inferences may be drawn from his silence (Interplayer Ltd. v Thorogood [2014] EWCA Civ 1511, CA…
j) Before the court moves to sentencing the contemnor must be given an opportunity to mitigate or to purge his contempt.
"Unless the court dispenses with service under rule 21.8 a judgment or order may not be enforced under rule 21.4 unless a copy of it has been served on the person required... not to do the act in question..."
Rule 21.6 specifies that the order must be served personally. Rule 21.8 provides that:
" In the case of a judgment or order requiring a person not to do an act, the court may dispense with service of a copy of the judgment or order... if it is satisfied that the person has had notice of it by—
(a) being present when the judgment or order was given or made; or
...
(c) being notified of its terms by telephone, email or otherwise."
"The material and information (the information) covered by this injunctive order is:
(i) any material or information that identifies or is likely to identify that (a) KR and members of KR's family are respectively the subject (and so AP as defined in the Court of Protection Rules 2007) of these proceedings..."
I think there is a typo in the June order.
"... or that (b) KR and IS are parties to these proceedings or that (c) DS, NT and IB has taken a part in or been referred to in these proceedings; and
(ii) any material or information that identifies or is likely to identify where any person listed above lives, or is being cared for, or their contact details.
(c) Subject to further order of the court and save as provided by subparagraph (d) the persons bound by this injunctive order shall not by any means directly or indirectly: (1) publish the information or any parts of it, or (2) cause, enable, assist in or encourage the publication of the information or any part or parts of it."
FOLLOWING FURTHER SUBMISSIONS THE COURT DETERMINED THAT NO ORDER NEEDED TO BE MADE IN RESPECT OF THE 25 FINDINGS OF CONTEMPT HAVING REGARD TO THE FACT THAT MR STALTER HAD CONFIRMED HE WOULD ABIDE BY THE ORDER AND THAT THE PURPOSE OF THE COMMITTAL HAD BEEN ACHIEVED AND NO PUNISHMENT WAS APPROPRIATE HAVING REGARD TO THE EXTENT TO WHICH MR STALTER HAD ALREADY SUFFERED AS RESULT OF THE SITUATION.