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England and Wales Court of Protection Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Protection Decisions >> A Local Authority v C & Ors [2021] EWCOP 25 (26 April 2021) URL: http://www.bailii.org/ew/cases/EWCOP/2021/25.html Cite as: [2021] 1 WLR 5689, [2021] WLR 5689, [2021] EWCOP 25, [2021] WLR(D) 289 |
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Strand, London, WC2A 2LL |
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B e f o r e :
VICE PRESIDENT OF THE COURT OF PROTECTION
____________________
A LOCAL AUTHORITY |
Applicant |
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- and - |
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C (By his litigation friend, AB) - and – A CLINICAL COMMISSIONING GROUP - and - SECRETARY OF STATE FOR JUSTICE |
1st Respondent 2nd Respondent 3rd Respondent |
____________________
Ms Victoria Butler-Cole QC and Mr Ben McCormack (instructed by O' Donnells Solicitors) for the 1st Respondent
Mr Sam Karim QC and Miss Aisling Campbell (instructed by Hill Dickinson LLP) for the 2nd Respondent
Ms Fiona Paterson (instructed by Government Legal Department) for the 3rd Respondent
Hearing dates: 1st and 2nd December 2020
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Crown Copyright ©
Mr Justice Hayden :
i. Whether a care plan to facilitate C's contact with a sex worker could be implemented without the commission of an offence under the Sexual Offences Act 2003;
ii. If not, whether the Sexual Offences Act 2003 can be read compatibly with the European Convention of Human Rights, or whether the Court should make a declaration of incompatibility;
iii. If a care plan facilitating such contact is lawful, whether such a plan would be in C's best interests.
All the parties agree that the above accurately identifies the issues before this court.
i. conduct these proceedings;
ii. decide where to live;
iii. decide what care and treatment to receive;
iv. decide to use the internet and social media;
v. decide his financial affairs.
i. our members have experience of their clients seeking sexual services;
ii. a variety of capacity assessments have been sought or commissioned by financial deputies, including capacity to engage in sexual relationships, capacity to engage the services of an escort and capacity to access and use dating websites;
iii. payment for such services has been made in a variety of ways, including from the deputyship bank account. Payment is made to the service provider, usually by the support worker or case management company;
iv. the payments are usually recorded as an activity/leisure/entertainment budget and reported as part of the Office of the Public Guardian's annual report on this basis;
v. the client would often be accompanied by a parent or support worker;
vi. such services are commonly requested by male clients in their mid to late twenties who have experienced a brain injury;
vii. difficulties have been highlighted where clients were also living with an element of physical impairment, particularly regarding their mobility as they require additional support to access services, such as being driven to an appointment;
viii. it has been noted by deputies that such services have proved beneficial for clients and their support teams, particularly where difficult behaviour has been previously exhibited. This may be more prevalent for young male clients, particularly if they are living with a brain injury;
ix. concerns were raised that if support to access services was unlawful and/or inappropriate, the client may seek to obtain such services for themselves and may use social media to assist with this. One member reported clients who have done this which have "resulted in (unwanted) pregnancies and "falling in love" with unscrupulous characters";
x. for some clients, they are given a personal allowance and their financial independence is encouraged (particularly where P has capacity to manage small amounts of money). They may use such funds to access sexual services;
xi. other arrangements which have been facilitated to support sexual empowerment include purchasing of a private temporary outhouse in the care home for P to use as a place to safely masturbate. Whilst this does not relate to engaging in sexual services with another person, it is an example of the deputy promoting individual sexual empowerment.
i. There may be circumstances when P has capacity to engage in sexual relations and/or contact but has a mental disorder. As such, would a care worker still commit an offence pursuant to sections 39, 42 and 53A of the Sexual Offences Act 2003?
ii. A care worker who causes or incites sexual activity by an individual (who has a mental disorder) with another person for payment, commits a criminal offence, pursuant to sections 39, 42 and 53A of the Sexual Offences Act 2003. It is not clear if this applies to carers who are providing care to P in their own home, whether employed and funded directly by P (through their deputy) or by a third party, such as a local authority.
iii. It is not clear whether there are any similar offences which would apply to professional deputies who are providing the funds for payment of such services or to family members, who may be assisting P to access such services and/or acting as an intermediary between the deputy and the sex worker in the payment of services.
iv. It is not clear if any offences would apply only to a deputy acting in a professional capacity.
v. P may have capacity to consent to sex but does not have capacity to determine contact, for example, with sex workers. This may cause difficulties in practice – how does the deputy proceed if P has capacity to have sexual relations (and wants them) but does not have capacity to decide contact? In any case, a deputy cannot consent to P having sexual relations if they lack capacity (section 27(1)(b) Mental Capacity Act 2005) but can make a best interests decision about contact.
vi. It is not clear if any similar issues arise where the professional deputy is assisting P to access services such as escort or online dating where a future outcome may well include a sexual relationship and without which, P would not be likely to meet a potential sexual partner.
vii. It is not clear if there is any differentiation in potential liability between a personal welfare deputy (or attorney) and a property and affairs deputy (or attorney). Would the position be any different if the property and affairs deputy only paid for the service but the welfare deputy (or a third party) arranged the services and physically assisted P to access.
The framework of the domestic legislation
"39 Care workers: causing or inciting sexual activity
(1)A person (A) commits an offence if—
(a) he intentionally causes or incites another person (B) to engage in an activity,
(b) the activity is sexual,
(c) B has a mental disorder,
(d) A knows or could reasonably be expected to know that B has a mental disorder, and
(e) A is involved in B's care in a way that falls within section 42.
(2)Where in proceedings for an offence under this section it is proved that the other person had a mental disorder, it is to be taken that the defendant knew or could reasonably have been expected to know that that person had a mental disorder unless sufficient evidence is adduced to raise an issue as to whether he knew or could reasonably have been expected to know it.
(3)A person guilty of an offence under this section, if the activity caused or incited involved—
(a)penetration of B's anus or vagina,
(b)penetration of B's mouth with a person's penis,
(c)penetration of a person's anus or vagina with a part of B's body or by B with anything else, or
(d)penetration of a person's mouth with B's penis, is liable, on conviction on indictment, to imprisonment for a term not exceeding 14 years.
(4)Unless subsection (3) applies, a person guilty of an offence under this section is liable—
(a)on summary conviction, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum or both;
(b)on conviction on indictment, to imprisonment for a term not exceeding 10 years."
"42. Care workers: interpretation
(1) For the purposes of sections 38 to 41, a person (A) is involved in the care of another person (B) in a way that falls within this section if any of subsections (2) to (4) applies.
(2) This subsection applies if—
(a) B is accommodated and cared for in a care home, community home, voluntary home, children's home, or premises in Wales at which a secure accommodation service is provided, and
(b) A has functions to perform... in the course of employment in the home or the premises which have brought him or are likely to bring him into regular face to face contact with B.
(3) This subsection applies if B is a patient for whom services are provided—
(a) by a National Health Service body or an independent medical agency;
(b) in an independent hospital; or
(c) in Wales, in an independent clinic, and A has functions to perform for the body or agency or in the hospital or clinic in the course of employment which have brought A or are likely to bring A into regular face to face contact with B.
(4) This subsection applies if A—
(a) is, whether or not in the course of employment, a provider of care, assistance or services to B in connection with B's mental disorder, and
(b) as such, has had or is likely to have regular face to face contact with B.
(5) In this section—
"care home" means—
(a) an establishment in England which is a care home for the purposes of the Care Standards Act 2000 (c. 14); and
(b) a place in Wales at which a care home service, within the meaning of Part 1 of the Regulation and Inspection of Social Care (Wales) Act 2016 is provided wholly or mainly to persons aged 18 or over;
"children's home"—
(a) has the meaning given by section 1 of the Care Standards Act 2000 in relation to a children's home in England, and
(b) means a place in Wales at which a care home service within the meaning of Part 1 of the Regulation and Inspection of Social Care (Wales) Act 2016 is provided wholly or mainly to persons under the age of 18;
"community home" has the meaning given by section 53 of the Children Act 1989 (c. 41);
"employment" means any employment, whether paid or unpaid and whether under a contract of service or apprenticeship, under a contract for services, or otherwise than under a contract;
"independent clinic" has the meaning given by section 2 of the Care Standards Act 2000;
"independent hospital"—
(a) in England, means—
(i) a hospital as defined by section 275 of the National Health Service Act 2006 that is not a health service hospital as defined by that section; or
(ii) any other establishment in which any of the services listed in section 22(6) are provided and which is not a health service hospital as so defined; and
(b) in Wales, has the meaning given by section 2 of the Care Standards Act 2000;
"independent medical agency" means an undertaking (not being an independent hospital, or in Wales an independent clinic) which consists of or includes the provision of services by medical practitioners;
"National Health Service body" means—
(a) a Local Health Board,
(b) a National Health Service trust,
(ba) the Secretary of State in relation to the exercise of functions under section 2A or 2B of, or paragraph 7C, 8 or 12 of Schedule 1 to, the National Health Service Act 2006,
(bb) a local authority in relation to the exercise of functions under section 2B or 111 of, or any of paragraphs 1 to 7B, or 13 of Schedule 1 to, the National Health Service Act 2006,
(c)...
(d) a Special Health Authority; "secure accommodation service" has the meaning given in Part 1 of the Regulation and Inspection of Social Care (Wales) Act 2016;
"voluntary home" has the meaning given by section 60(3) of the Children Act 1989.
(6) In subsection (5), in the definition of "independent medical agency", "undertaking" includes any business or profession and—
(a) in relation to a public or local authority, includes the exercise of any functions of that authority; and
(b) in relation to any other body of persons, whether corporate or unincorporate, includes any of the activities of that body."
"51A Soliciting
(1)It is an offence for a person in a street or public place to solicit another (B) for the purpose of obtaining B's sexual services as a prostitute.
(2)The reference to a person in a street or public place includes a person in a vehicle in a street or public place.
(3)A person guilty of an offence under this section is liable on summary conviction to a fine not exceeding level 3 on the standard scale.
(4)In this section "street" has the meaning given by section 1(4) of the Street Offences Act 1959."
"I note that a care worker who causes or incites sexual activity by an individual for payment, with another person, commits a criminal offence, pursuant to ss. 39, 42 and 53A of the Sexual Offences Act 2003.
lf care workers who look after and support P were to facilitate such activity, they would be committing a criminal offence and any declaration by me, would not alleviate their liability to be prosecuted.
l am entirely satisfied that it is wholly contrary to his best interests for him to have sexual relations with prostitutes. Still less, is it appropriate for this court to sanction the same. On behalf of P, his litigation friend through counsel, Miss Twist, acknowledged those factors, not least the impact of the criminal law and did not seek to pursue an application for the court to grant such declarations. ln my judgment, that was an entirely right and appropriate decision."
Although Keehan J expresses himself unambiguously, I do not think he would have regarded this ex tempore judgment as comprising an exegesis of the relevant legal framework and applicable case law. Certainly, he did not have the benefit of the extensive argument that has been presented to me.
53A Paying for sexual services of a prostitute subjected to force etc.
(1)A person (A) commits an offence if—
(a)A makes or promises payment for the sexual services of a prostitute (B),
(b)a third person (C) has engaged in exploitative conduct of a kind likely to induce or encourage B to provide the sexual services for which A has made or promised payment, and
(c)C engaged in that conduct for or in the expectation of gain for C or another person (apart from A or B).
(2)The following are irrelevant—
(a)where in the world the sexual services are to be provided and whether those services are provided,
(b)whether A is, or ought to be, aware that C has engaged in exploitative conduct.
(3)C engages in exploitative conduct if—
(a)C uses force, threats (whether or not relating to violence) or any other form of coercion, or
(b)C practises any form of deception.
(4)A person guilty of an offence under this section is liable on summary conviction to a fine not exceeding level 3 on the standard scale
"This offence was introduced to address the demand for sexual services and reduce all forms of commercial sexual exploitation… it is likely that this offence will be considered in relation to off-street prostitution. lf the police apprehend someone who has paid for sexual services with a person involved in street prostitution, charging the buyer with soliciting may be a more appropriate offence as this does not require proof of exploitative conduct. The offence is most likely to arise in police brothel raids where there is enforcement against suspects controlling or exploiting prostitution for gain and where clients are apprehended in the operation. However, the offence is not limited to particular types of premises. lt could therefore apply to premises which may have a legitimate business, for example a nightclub, as well as on-line internet-based services.
ln considering this offence, the previous history of the buyer may be a relevant consideration when applying the public interest test in the Code."
"There are other disability rights charities which will provide advice and some support, and there are plenty of independent sex workers who have experience in working with people with disabilities. However, I am not aware of any other organisations in the UK which are charitable, vet sex workers carefully, and provide anything like such a wide range of support as that available from The Outsiders Trust."
i. Providers
Providers must apply to advertise on the website through a screening process, in which they must provide evidence of their real identity and that they have previous experience of providing sexual services, either through their own website or on an existing adult services platform. They are also asked about their personal and professional experiences of disability and how that might make them suitable for such work. People who contact registered providers are told that any bad experience should be reported back to TLC immediately so that they can take the appropriate action and potentially remove the provider from the site.
ii. Service users
Anyone can see the profiles of vetted sexual service providers on the TLC website, and it is not necessary to become a member in order to make contact with a provider. People with disabilities can also become Members of the TLC Trust and provide each other with support, as well as accessing additional advice. Membership rules are:
'You must have either a disability, disabling illness, learning difficulty, mental illness or be ASD. You can evidence this in a variety of ways including parking permits, receipt of certain benefits and letters from doctors or any other professional. If you are already a member of The Outsiders then this also qualifies you. You might wish to purchase a sexual service, but you don't know what to expect or how to ask for things. Think – plan – then contact to book. Please treat the service providers advertising on this site with the same respect you would any other professional. They experience a lot of people wasting their time and can have a decreased tolerance if they think you are messing them around. Think how you would book a hair appointment and do this the same way. Read their profile thoroughly before making any initial contact. Check that they offer the services that you would like to try and that they are happy to work with the illness/disability/symptoms that you have. Check if they are happy to travel or not. There is no point contacting a provider and asking a load of questions that they have spent time and effort putting into their advert. They will probably consider you a timewaster and not engage. If you do not have a profile, then give the service provider information they need to know such as your living situation, where you would like to meet, your disability/symptoms etc. Do not talk or act in an abusive or threatening manner to service providers or other members. Do not talk sexually to a potential provider until you have met them and paid for a service. They are not there to talk to you for free. There are telephone sex chat or text lines available for that. Tell them which services you would like but do not expect sex talk when making a booking. Do not post, send or share any explicit images. Do not haggle.'
"However, due to the intimate nature of the job and personal issues/experiences of their own, some providers might not be happy to work with certain issues/conditions/disabilities. For example, some providers are happy to deal with incontinence issues, some are not. Some might only offer services at their location and there may be no wheelchair access etc. But equally some come from a background in healthcare, social work or care, and are very relaxed and capable about supporting any disability. It should be noted that there is a very wide range of sexual, intimacy and bodywork services available, not all involving penetrative sex, and the TLC website has a glossary. Some services are regulated professions with insurance, for example sexological bodywork."
"The service user's support needs, and whether someone will be accompanying them, for example a friend, parent or care provider to prepare them beforehand, wait outside then come back to wash and dress them if necessary. Any information about how they may need to adapt their services to suit the client and to ensure compliance with all relevant laws, including any communication issues, physical boundaries, and what to do if the client needs help during a visit."
"I have also worked with various local authorities, agencies and organisations to develop care plans and risk assessments for individuals being supported in their sexual expression, including where a sexual service provider registered on TLC was being hired."
"Where would be TLC's preferred place to meet service users? Would there be additional costs if the sex workers were to visit the service user at home?
These matters can be negotiated individually with the service providers. Some visit, whereas others like to work only in their own place. The services different workers offer also vary. This information will be clearly available on their profile. If the information needed is not there, then ask.
"Would TLC sex workers expect a carer to sit outside a room or wait outside?
This depends on the nature of the disability and the wishes of the client; some service providers explain such issues on their profiles. Others can perform care and support tasks themselves.
What is TLC's policy around ongoing contact from service users – i.e. if they were to call or text?
Some service providers offer a contact service, virtual relationships ('girlfriend experience') or similar services. Clients are asked not to expect an ongoing relationship for free, unless they have been offered further contact.
How do TLC sex workers manage the services users' expectation of the experience and the services contracted for?
They will discuss it in advance of meeting. There is support available from TLC, The Outsiders Trust and its web resources. There is also a phone helpline. I have assisted many agencies in planning and education about expectations and continue to do so.
What information about risk would a TLC sex worker expect to be shared with them before providing services to a service user?
Latex allergies are important, since sexual health is taken very seriously. Anything which requires adaptation/adjustment of services or could affect legal liability, whether or not such liability would be related to the sexual encounter. Anything which puts the service provider at personal risk.
Does TLC have a policy for when a service user is displaying a level of risk?
Yes... There are also whistleblowing services and online registers of 'problem clients' but, essentially, this is discussed on an individual basis as and when necessary.
How do TLC sex workers terminate the contracts for services if they feel that they are at risk?
This can be agreed in advance and discussed in individual cases, with a warning normally given, but also see above at 3 for the policy.
Are the sex workers in fact willing to enter into contracts with service users who have known risk factors?
Yes, some are, and will either indicate such on their profiles or discuss risk and boundaries individually.
Do TLC sex workers have experience of encounters with people who have a level of risk, and what is the policy for mitigating or managing that level of risk?
This can all be discussed on an individual basis and put into writing. Advice and support is available from me, and via TLC and The Outsiders Trust.
How is the money exchanged?
This is decided by each service provider and is often negotiable. Amazon gift cards, bank transfers and cash are all options."
The arguments advanced
"…We thought that it should be possible to identify those relationships of care where any sexual element would be so wrong and inappropriate as to justify a criminal sanction. In a relationship of trust or care with a vulnerable person the relative imbalance of power can be so great that it is difficult to deny sexual demands or protest effectively about their actions. Consent would either be absent or obtained inappropriately." (para 4.8.3)
"4.1.3 We considered that vulnerable adults shared the universal right to a private life which is specifically protected by the ECHR, and that private life can include a sexual life. On the other hand, those who are vulnerable to exploitation have to be protected by the law:
'The law must balance between two competing interests – protecting people with impaired mental functioning from sexual exploitation, and giving maximum recognition to their sexual rights. The difficulty for the legal system in striking a balance between these interests is compounded by the considerable diversity of people with mental impairment in terms of extent of impairment, living circumstances, and sexual interest and knowledge.' (Law Reform Commission of Victoria (1988) Report No. 15 Sexual Offences against People with Impaired Mental Functioning)"
"4.8 Breach of a relationship of care
4.8.1The abuse of vulnerable people in institutions and the community is a real problem, and one that should not be under-estimated. Our conference heard that many learning impaired people regarded sexual abuse as a normal and expected part of life: a devastating concept. There are many loving and dedicated people working in care; others, however, find the provision of care provides a unique opportunity to use those in their charge for their sexual gratification with little chance of discovery or effective redress. The law needs to deal effectively with abuse by service providers, but all the evidence is that such abuse is hard to detect and harder to prosecute.
4.8.2Those with a mental disorder may not able to make rational choices about sexual relationships and are likely to be strongly influenced by those treating them. The Mental Health Act 1959 (MHA) provides a comprehensive restriction to prevent those caring for mentally disordered people from abusing their position. This seems a sensible and potentially effective offence, although at present there are very few prosecutions or convictions – only 2 or 3 a year.
4.8.3As there seemed to be evidence indicating that caring work offered access to very vulnerable people and the potential for abuse, we decided to explore a different approach to protecting mentally impaired, disordered or otherwise vulnerable people. We already have law in place that deals with certain caring relationships – those with mental patients. Many other countries have adopted law that criminalises inappropriate sexual relationships between carers and recipients of care. The Sexual Offences (Amendment) Bill 2000 applies this principle to 16 and 17-year-old children and certain adults in positions of trust and responsibility. In Chapter 5 we suggest that some family relationships should not be sexual. We thought that it should be possible to identify those relationships of care where any sexual element would be so wrong and in appropriate as to justify a criminal sanction. In a relationship of trust or care with a vulnerable person the relative imbalance of power can be so great that it is difficult to deny sexual demands or protest effectively about their actions. Consent would either be absent or obtained inappropriately (my emphasis).
"In practical terms, every person who directly or indirectly assists [C] in any effective way will be "causing" for the purposes of s.39. The only way to avoid the operation of s.39 would be to ensure that all direct and indirect assistance, including specific risk assessments, is provided by persons not falling within the s.42(4)(b) definition of past, present or future regular face to face contact. Remembering that [C's] social worker and his litigation friend would fall within the s.42(4)(b) definition and cannot legally participate in the process acts as a useful reminder of where the line is likely to be drawn."
"It is difficult to conceive how a prosecution in a scenario of a regular care worker assisting [C] to access a sex worker in safeguarded circumstances pursuant to a court order would satisfy either of the two stages in the Code or be lawful. The latter will be addressed when considered [C's] rights pursuant to Article 8 and Article 14 ECHR."
"I have been referred to the ex tempore judgment of Keehan J in Lincolnshire County Council v Mr AB [2019] EWCOP 43. However, it does not consider SOA 2003 in detail and therefore the conclusions in §7 and 8 may be incorrect. In addition Keehan J makes no reference to the importance of the principle of autonomy and the rights of people with mental disorders to live their lives fully. There is no balancing exercise as set out in the recent Court of Appeal decision in A Local Authority v JB (Rev 1) [2020] EWCA Civ 735 Baker LJ"
"Finally, it is important to reflect that SOA 2003 was a progressive piece of legislation; definitively moving the law forward and away from the Sexual Offences Act 1956 where it was an offence for any man to have extra-marital sexual intercourse with a "defective" and where a "defective" man or woman could not give consent to indecent assault. The 1956 Act denied people with severe mental disorders sexual fulfilment; solely on the basis of diagnosis. It also left vulnerable those who were not considered "defective" but who suffered mental disorder and may have lacked capacity to make a choice about sexual activity. The careful exploration of the SOA 2003 offences by the Court of Protection in [C's] case is important. The SOA 2003 offences need to be considered with a clear appreciation of their purpose; including [C's] dignity and rights as person."
The position of the Secretary of State for Justice
"4 Declaration of incompatibility.
(1)Subsection (2) applies in any proceedings in which a court determines whether a provision of primary legislation is compatible with a Convention right.
(2)If the court is satisfied that the provision is incompatible with a Convention right, it may make a declaration of that incompatibility.
(3)Subsection (4) applies in any proceedings in which a court determines whether a provision of subordinate legislation, made in the exercise of a power conferred by primary legislation, is compatible with a Convention right.
(4)If the court is satisfied—
(a)that the provision is incompatible with a Convention right, and
(b)that (disregarding any possibility of revocation) the primary legislation concerned prevents removal of the incompatibility,
it may make a declaration of that incompatibility."
"Given the highly sensitive ethical and moral nature of the issues in play before the Court, it is submitted that this is an instance where the margin of appreciation (afforded by the European Court of Human Rights) would be generous and consequently, a declaration would serve no purpose."
"The Crown Prosecution Service's guidance states that "those who sell sex should not be routinely prosecuted as offenders. The emphasis should be to encourage them to engage with support services and to find routes out of prostitution." Although the guidance is directed towards circumstances in which sex workers have been coerced into providing sexual services, the thrust of the document is clear; prostitution and the activities which surround it are undesirable and are contrary to public policy."
This is an ambitious submission. With respect to Ms Paterson, there is a conflation of two concepts here. Whilst it is no doubt desirable to encourage "routes out of prostitution" as a central tenet of CPS guidance, that is entirely different to asserting that prostitution is contrary to public policy. Parliament has chosen not to criminalise prostitution. In any event, none of this illuminates the proper construction of s. 39 SOA.
Offences by care workers against persons with a mental disorder (sections 38-41)
The purpose of these offences relates to the protection of those who have the capacity to consent, but who, for reasons associated with their mental disorder, may agree to sexual activity solely because they are influenced by their familiarity with and/or dependency upon the carer.
Charging practice
Sections 38 and 39 carry a high maximum penalty because it is designed as a 'catch all' offence. The prosecution is not required to prove (sections 38-4J) that the victim has either 'an inability to refuse' or has been given an inducement, threat or deception. Where these elements cannot be proved or are difficult to prove and the defendant is in a position of care, these offences should be charged.
Code for Crown Prosecutors - considerations
A prosecution will usually take place unless there are public interest factors tending against prosecution which clearly outweigh those tending in favour. Given the seriousness of these offences a prosecution will normally be required.
"2.2 The decision to prosecute or to recommend an out-of-court disposal is a serious step that affects suspects, victims, witnesses and the public at large and must be undertaken with the utmost care.
2.3 It is the duty of prosecutors to make sure that the right person is prosecuted for the right offence and to bring offenders to justice wherever possible. Casework decisions taken fairly, impartially and with integrity help to secure justice for victims, witnesses, suspects, defendants and the public. Prosecutors must ensure that the law is properly applied, that relevant evidence is put before the court and that obligations of disclosure are complied with.
2.4 Although each case must be considered on its own facts and on its own merits, there are general principles that apply in every case.
2.5 When making decisions, prosecutors must be fair and objective. They must not let any personal views about the ethnic or national origin, gender, disability, age, religion or belief, sexual orientation or gender identity of the suspect, defendant, victim or any witness influence their decisions. Neither must they be motivated by political considerations. Prosecutors must always act in the interests of justice and not solely for the purpose of obtaining a conviction.
2.6 The CPS is a public authority for the purposes of current, relevant equality legislation. Prosecutors are bound by the duties set out in this legislation.
2.7 Prosecutors must apply the principles of the European Convention on Human Rights, in accordance with the Human Rights Act 1998, at each stage of a case. They must comply with any guidelines issued by the Attorney General and with the policies and guidance of the CPS issued on behalf of the DPP, unless it is determined that there are exceptional circumstances. CPS guidance contains further evidential and public interest factors for specific offences and offenders and is available for the public to view on the CPS website. Prosecutors must also comply with the Criminal Procedure Rules and Criminal Practice Directions, and have regard to the Sentencing Council Guidelines and the obligations arising from international conventions."
i. Those who sell sex should not be routinely prosecuted as offenders. The emphasis should be to encourage them to engage with support services and to find routes out of prostitution;
ii. Diversionary approaches should be prioritised over enforcement of offences under the Policing and Crime Act 2009, which should only be used as part of a staged approach that includes warnings and cautions;
iii. It will generally be in the public interest to prosecute those who abuse, harm, exploit, or make a living from the earnings of prostitutes;
iv. Generally, the more serious the incident and previous offending history, the more likely it is that a prosecution will be required.
"The CPS focuses on the prosecution of those who force others into prostitution, exploit, abuse and harm them. Our joint approach with the police, with the support of other agencies, is to help those involved in prostitution to develop routes out.
The context is frequently one of abuse of power, used by those that incite and control prostitution – the majority of whom are men - to control the sellers of sex - the majority of whom are women. However, CPS recognises that these offences can be targeted at all victims, regardless of gender.
The CPS charging practice is to tackle those who recruit others into prostitution for their own gain or someone else's, by charging offences of causing, inciting or controlling prostitution for gain, or trafficking for sexual exploitation. In addition to attracting significant sentences, these offences also provide opportunities for seizure of assets through Proceeds of Crime Act orders and the application of Trafficking Prevention Orders.
For those offences which are summary only (loitering and soliciting, kerb crawling, paying for sexual services and advertising prostitution) the police retain the discretion not to arrest or report to the CPS those suspected of committing an offence, or they can charge the offence without reference to a prosecutor, regardless of whether the suspect intends to plead guilty or not guilty."
i. Not to arrest or report to the CPS those suspected of committing an offence;
ii. To charge the offence without reference to a Prosecutor, regardless of whether the suspect intends to plead guilty or not guilty;
iii. To issue a simple caution to a suspect;
iv. To decide that no further action should be taken; or
v. To issue a conditional caution if they consider that the suspect might be suitable.
"The strategic principles for policing prostitution emphasise that those who sell sex should not be treated as offenders but as people who may be or become victims of crime. Prostitution should be tackled in partnership with other organisations and projects offering support services."
Human Rights
'the concept of "private life" is a broad term not susceptible to exhaustive definition…for example, gender identification, name and sexual orientation and sexual life fall within the personal sphere protected by Article 8 … Article 8 also protects a right to personal development, and the right to establish and develop relationships with other human beings and the outside world.'
The Court has, however, previously held that the notion of "private life" within the meaning of Article 8 of the Convention is a broad concept which encompasses, inter alia, the right to establish and develop relationships with other human beings (see Niemietz v. Germany, judgment of 16 December 1992, Series A no. 251-B, p. 33, § 29), the right to "personal development" (see Bensaid v. the United Kingdom, no. 44599/98, § 47, ECHR 2001-I) or the right to self-determination as such (see Pretty v. the United Kingdom, no. 2346/02, § 61, ECHR 2002-III). It encompasses elements such as names (see Burghartz v. Switzerland, judgment of 22 February 1994, Series A no. 280-B, p. 28, § 24), gender identification, sexual orientation and sexual life, which fall within the personal sphere protected by Article 8 (see, for example, Dudgeon v. the United Kingdom, judgment of 22 October 1981, Series A no. 45, pp. 18-19, § 41, and Laskey, Jaggard and Brown v. the United Kingdom, judgment of 19 February 1997, Reports of Judgments and Decisions 1997-I, p. 131, § 36), and the right to respect for both the decisions to have and not to have a child (see Evans v. the United Kingdom [GC], no. 6339/05, § 71, ECHR 2007-...).
1. Everyone has the right to respect for his private and family life, his home and his correspondence.
2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic wellbeing of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others.
"33. In the instant case the applicant complained in substance not of action but of a lack of action by the State. While the essential object of Article 8 is to protect the individual against arbitrary interference by the public authorities, it does not merely compel the State to abstain from such interference: in addition to this negative undertaking, there may be positive obligations inherent in effective respect for private or family life. These obligations may involve the adoption of measures designed to secure respect for private life even in the sphere of the relations of individuals between themselves (see the X and Y v. the Netherlands judgment of 26 March 1985, Series A no. 91, p. 11, § 23, and the Stjerna v. Finland judgment of 25 November 1994, Series A no. 299-B, p. 61, § 38). However, the concept of respect is not precisely defined. In order to determine whether such obligations exist, regard must be had to the fair balance that has to be struck between the general interest and the interests of the individual, while the State has, in any event, a margin of appreciation."
"Prohibition of discrimination
The enjoyment of the rights and freedoms set forth in this Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status."
"8. In order to establish that different treatment amounts to a violation of article 14, it is necessary to establish four elements. First, the circumstances must fall within the ambit of a Convention right. Secondly, the difference in treatment must have been on the ground of one of the characteristics listed in article 14 or "other status". Thirdly, the claimant and the person who has been treated differently must be in analogous situations. Fourthly, objective justification for the different treatment will be lacking. It is not always easy to keep the third and the fourth elements entirely separate, and it is not uncommon to see judgments concentrate upon the question of justification, rather than upon whether the people in question are in analogous situations. Lord Nicholls of Birkenhead captured the point at para 3 of R (Carson) v Secretary of State for Work and Pensions [2005] UKHL 37; [2006] 1 AC 173. He observed that once the first two elements are satisfied:
"the essential question for the court is whether the alleged discrimination, that is, the difference in treatment of which complaint is made, can withstand scrutiny. Sometimes the answer to this question will be plain. There may be such an obvious, relevant difference between the claimant and those with whom he seeks to compare himself that their situations cannot be regarded as analogous. Sometimes, where the position is not so clear, a different approach is called for. Then the court's scrutiny may best be directed at considering whether the differentiation has a legitimate aim and whether the means chosen to achieve the aim is appropriate and not disproportionate in its adverse impact."
24. It will be noted, however, that the classic Strasbourg statements of the law do not place any emphasis on the identification of an exact comparator. They ask whether "differences in otherwise similar situations justify a different treatment". Lord Nicholls put it this way in R (Carson) v Secretary of State for Work and Pensions [2006] 1 AC 173, at para 3:
". . . the essential, question for the court is whether the alleged discrimination, that is, the difference in treatment of which complaint is made, can withstand scrutiny. Sometimes the answer to that question will be plain. There may be such an obvious, relevant difference between the claimant and those with whom he seeks to compare himself that their situations cannot be regarded as analogous. Sometimes, where the position is not so clear, a different approach is called for. Then the court's scrutiny may best be directed at considering whether the differentiation has a legitimate aim and whether the means chosen to achieve the aim is appropriate and not disproportionate in its adverse impact."
25. Nevertheless, as the very helpful analysis of the Strasbourg case law on article 14, carried out on behalf of Mr AL, shows, in only a handful of cases has the Court found that the persons with whom the complainant wishes to compare himself are not in a relevantly similar or analogous position (around 4.5%). This bears out the observation of Professor David Feldman, in Civil Liberties and Human Rights in England and Wales, 2nd ed (2002), p 144, quoted by Lord Walker in the Carson case, at para 65:
"The way the court approaches it is not to look for identity of position between different cases, but to ask whether the applicant and the people who are treated differently are in 'analogous' situations. This will to some extent depend on whether there is an objective and reasonable justification for the difference in treatment, which overlaps with the questions about the acceptability of the ground and the justifiability of the difference in treatment. This is why, as van Dijk and van Hoof observe,… 'in most instances of the Strasbourg case law . . . the comparability test is glossed over, and the emphasis is (almost) completely on the justification test'."
A recent exception, Burden v United Kingdom, app no 13378/05, 29 April 2008, is instructive. Two sisters, who had lived together for many years, complained that when one of them died, the survivor would be required to pay inheritance tax on their home, whereas a surviving spouse or civil partner would not. A Chamber of the Strasbourg Court found, by four votes to three, that the difference in treatment was justified. A Grand Chamber found, by fifteen votes to two, that the siblings were not in an analogous situation to spouses or civil partners, first because consanguinity and affinity are different kinds of relationship, and secondly because of the legal consequences which the latter brings. But Judges Bratza and Björgvinsson, who concurred in the result, would have preferred the approach of the Chamber; and the two dissenting judges thought that the two sorts of couple were in an analogous situation. This suggests that, unless there are very obvious relevant differences between the two situations, it is better to concentrate on the reasons for the difference in treatment and whether they amount to an objective and reasonable justification.
3. Interpretation of legislation.
(1)So far as it is possible to do so, primary legislation and subordinate legislation must be read and given effect in a way which is compatible with the Convention rights.
(2)This section—
(a)applies to primary legislation and subordinate legislation whenever enacted;
(b)does not affect the validity, continuing operation or enforcement of any incompatible primary legislation; and
(c)does not affect the validity, continuing operation or enforcement of any incompatible subordinate legislation if (disregarding any possibility of revocation) primary legislation prevents removal of the incompatibility.
"52. I turn, therefore, to the other limb of this argument, the submission that Middleton is now binding authority on the meaning of section 11 in all circumstances, a conclusion, as already explained, plainly contrary to what the House in Middleton intended. The answer to it in my judgment is to be found, as the intervener argues, in the analogous field of European Community law where, pursuant to Marleasing SA v La Comercial Internacional de Alimentacion SA [1990] ECR I-4135, a similarly strong interpretive obligation is imposed on member states to construe domestic legislation whenever possible so as to produce compatibility with European Community law. The closeness of this analogy has been recognised by the House in Ghaidan v Godin-Mendoza [2004] 2 AC 557—see particularly Lord Steyn's opinion at para 45. Where the Marleasing approach applies, the interpretative effect it produces upon domestic legislation is strictly confined to those cases where, on their particular facts, the application of the domestic legislation in its ordinary meaning would produce a result incompatible with the relevant European Community legislation. In cases where no European Community rights would be infringed, the domestic legislation is to be construed and applied in the ordinary way. Thus in R v Secretary of State for Transport, Ex p Factortame Ltd [1990] 2 AC 85, Part II of the Merchant Shipping Act 1988 was to be disapplied in those cases where its operation would infringe directly effective European Community rights; but not otherwise. Similarly in Imperial Chemical Industries plc v Colmer (Inspector of Taxes)(No 2) [1999] 1 WLR 2035 the House, following a reference to the Court of Justice of the European Communities (Imperial Chemical Industries plc v Colmer [1999] 1 WLR 108), held that ICI remained bound by domestic legislation upon its ordinary meaning notwithstanding that in certain circumstances such a construction would be incompatible with European Community rights. This principle was again applied by the Court of Appeal in Gingi v Secretary of State for Work and Pensions [2002] 1 CMLR 587 where Arden LJ expressly approved the following passage from Bennion, Statutory Interpretation, 4th ed (2002), p1117:
"It is legitimate for the national court, in relation to a particular enactment of the national law, to give it a meaning in cases covered by the Community law which is inconsistent with the meaning it has in cases not covered by the Community law. While it is at first sight odd that the same words should have a different meaning in different cases, we are dealing with a situation which is odd in juristic terms."
Buxton LJ, who gave the leading judgment in Gingi, recognised the relevance of the principle to the present case and, as already stated, rejected this limb of the respondent's argument. He was right to do so."
Conclusions