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England and Wales Court of Protection Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Protection Decisions >> CA, In the Matter Of (Fact Finding - Capacity - Inherent Jurisdiction - Injunctive Relief) [2024] EWCOP 64 (T3) (10 October 2024) URL: http://www.bailii.org/ew/cases/EWCOP/2024/64.html Cite as: [2024] EWCOP 64 (T3) |
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IN THE MATTER OF THE MENTAL CAPACITY ACT 2005
IN THE INHERENT JURISDICTION OF THE HIGH COURT
AND IN THE MATTER OF CA
Bishopgate Norwich NR3 1UR |
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B e f o r e :
____________________
NORFOLK COUNTY COUNCIL |
Applicant |
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- and - |
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CA (by her litigation friend, the Official Solicitor) |
1st Respondent |
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- and - |
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DA |
2nd Respondent |
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- and - |
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EA |
3rd Respondent |
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Malcolm Chisholm (instructed by Irwin Mitchell) for the 1st Respondent
DA (litigant in person) is 2nd Respondent
EA (litigant in person) is 3rd Respondent
Hearing dates: 2nd to 7th October 2024
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Crown Copyright ©
Mrs Justice Arbuthnot DBE:
Introduction
Fact-finding
Law on fact-finding
a. The burden of proof is on the NCC which makes the allegations in this case. It must prove that the events set out in the schedule of allegations took place.
b. The respondents do not have to prove that they did not do what they are said to have done. They do not have to prove an alternative case to the one put forward by NCC.
c. The standard of proof is on the balance of probabilities. If NCC does not prove on the balance of probabilities that a event or he various events described took place then the court will disregard those allegations in the future.
d. Findings must be based on evidence placed in the context of all the evidence. Evidence cannot be assessed in separate compartments. Findings cannot be based on anything less than that. Inferences may be drawn from the evidence, but speculation, suspicion, surmise or assertion are not proof.
e. Findings can be drawn from the account and demeanour of a party or a witness or an assessment of the family, but the court should bear in mind that memories fade and change with time, sometimes matters are remembered that were not remembered initially but the court should be careful that it is not imagination that is becoming more active or memory being affected by strong emotion or mental health challenges.
f. I must bear in mind that a witness may come to honestly believe something happened or did not happen when it bears either no or little relation to the events that occurred at the time.
g. I am reminded that in assessing and weighing the impression which the Court forms of all the witnesses, the Court must also keep in mind the observations of Macur LJ in Re M Children [2013] EWCA Civ 1147 at paragraphs 11 and 12:
"Any judge appraising witnesses in the emotionally charged atmosphere of a contested family dispute should warn themselves to guard against an assessment solely by virtue of their behaviour in the witness box, and to expressly indicate that they have done so".
h. Hearsay evidence is admissible but the weight to be given to that evidence is a matter for the Court. The Court will look to see for example if it is receiving multiple hearsay or whether the evidence is contemporaneous with the events it describes, whether there was a motive for the witness to falsify their evidence or whether from other evidence it is clear that the hearsay is or may be wrong or mistaken. This is a particularly relevant consideration for the Court where a number of allegations are not directly from witnesses but are taken from hospital complaints which were set out in local authority records.
i. When it comes to hearsay, allegations 11, 12, 15, 19 and 20 related to a period before Ms X started caring for CA. The evidence was to be found in local authority notes and a number of allegations were made by hospital staff or the hospital social worker.
j. I did not find it would have been reasonable or practicable to produce the original staff who had made observations about the way DA was treating her mother, some were unnamed. On the whole the hearsay statements were recorded contemporaneously and I could not see that the hospital staff had any motive to misrepresent what they had observed.
They became so concerned about the way DA was treating her mother that they raised three safeguarding alerts over two years. What they told social services was then recorded in a log which was produced by the witness Ms Haverson. I had no reason to think what the log said was untrue, particularly as it showed a pattern of behaviour of DA that has continued for a number of months if not years with the majority of the behaviour accepted by DA.
Lies
'The Court should first determine if the alleged perpetrator has deliberately lied. Then, if such a finding is made, consider why the party lied. The Court should caution itself that the mere fact an alleged perpetrator tells a lie is not evidence that they are culpable of the incident alleged. The Court should remind itself that a person may lie for many reasons, including 'innocent' explanations in the sense that they do not denote culpability of the incident alleged.'
Allegations and findings
Conclusions on fact-finding
Capacity
a. DA shall not install any camera, listening equipment or loudspeaker in CA's property, whether live-feed only, or live-feed plus recording.
b. DA shall not tell or suggest to CA's carers how to meet CA's care needs, or purport to hire or dismiss carers
c. DA shall not lie to, threaten, harass or intimidate CA.
d. DA shall not force CA to exercise.
e. DA shall not force-feed CA.
f. DA shall not mention or threaten to send CA to a care home, or to Switzerland.
g. DA shall not deny CA access to healthcare assessments or interventions.
h. DA shall not take steps to prevent CA from being administered prescribed medication.
i. DA shall not seek to discharge CA from hospital against medical advice.
j. DA shall not take steps to prevent social services and other social care, or healthcare practitioners from visiting or speaking with CA alone.
k. DA shall not take steps to move CA to another place of residence.
Law - Capacity
2 People who lack capacity
(1) For the purposes of this Act, a person lacks capacity in relation to a matter if at the material time he is unable to make a decision for himself in relation to the matter because of an impairment of, or a disturbance in the functioning of, the mind or brain.
(2) It does not matter whether the impairment or disturbance is permanent or temporary.
(3) A lack of capacity cannot be established merely by reference to—
(a) a person's age or appearance, or
(b) a condition of his, or an aspect of his behaviour, which might lead others to make unjustified assumptions about his capacity.
(4) In proceedings under this Act or any other enactment, any question whether a person lacks capacity within the meaning of this Act must be decided on the balance of probabilities.
3 Inability to make decisions
(1) For the purposes of section 2, a person is unable to make a decision for himself if he is unable—
(a) to understand the information relevant to the decision,
(b) to retain that information,
(c) to use or weigh that information as part of the process of making the decision, or
(d) to communicate his decision (whether by talking, using sign language or any other means).
(2) A person is not to be regarded as unable to understand the information relevant to a decision if he is able to understand an explanation of it given to him in a way that is appropriate to his circumstances (using simple language, visual aids or any other means).
(3) The fact that a person is able to retain the information relevant to a decision for a short period only does not prevent him from being regarded as able to make the decision.
(4) The information relevant to a decision includes information about the reasonably foreseeable consequences of—
(a) deciding one way or another, or
(b) failing to make the decision.
a. A person is assumed to have capacity unless it is established that they do not.
b. The burden of proof is on the body asserting the lack of capacity here NCC.
c. The standard of proof is the balance of probabilities.
d. Determination of capacity is always 'decision specific' at the time the decision has to be made, it is not that the person's capacity to make decisions generally that is in question.
e. A person is not to be treated as unable to make a decision unless all practical steps have been taken to help her to do so have been taken unsuccessfully.
f. A person is not to be treated as unable to make a decision merely because she makes a decision which is unwise.
g. A person lacks capacity in relation to a matter if at the relevant time she is unable to make a decision for herself in relation to the matter because of an impairment of, or a disturbance, whether permanent or temporary in the functioning of the mind or brain
h. A person is unable to make a decision for herself if she is unable (a) to understand the information relevant to the decision, (b) to retain that information, (c) to use or weigh that information as part of the process of making the decision or (d) communicate her decisions whether by talking using sign language or any other means. It is (c) which is of particular relevance to the decisions in this case.
i. An inability to undertake any one of these four aspects of the decision making process will be sufficient for a finding of incapacity as long as the inability is because of an impairment of, or a disturbance in the functioning of, the mind or brain. There should be a causal connection between one of the four aspects and the impairment or disturbance.
j. The information relevant to the decision includes information about the "reasonably foreseeable consequences" of deciding one way or another. Mr Chisholm for the Official Solicitor contended this was particularly relevant to the first respondent.
k. The Court should proceed first to identify "the matter" in respect of which the Court must evaluate whether the person can make a decision. Then the Court should move to identify the "information relevant to the decision". That is to be done on the specific facts of the case.
Best interests
4 Best interests
(1) In determining for the purposes of this Act what is in a person's best interests, the person making the determination must not make it merely on the basis of—
(a) the person's age or appearance, or
(b) a condition of his, or an aspect of his behaviour, which might lead others to make unjustified assumptions about what might be in his best interests.
(2) The person making the determination must consider all the relevant circumstances and, in particular, take the following steps.
(3) He must consider—
(a) whether it is likely that the person will at some time have capacity in relation to the matter in question, and
(b) if it appears likely that he will, when that is likely to be.
(4) He must, so far as reasonably practicable, permit and encourage the person to participate, or to improve his ability to participate, as fully as possible in any act done for him and any decision affecting him.
(5) …
(6) He must consider, so far as is reasonably ascertainable—
(a) the person's past and present wishes and feelings (and, in particular, any relevant written statement made by him when he had capacity),
(b) the beliefs and values that would be likely to influence his decision if he had capacity, and
(c) the other factors that he would be likely to consider if he were able to do so.
(7) He must take into account, if it is practicable and appropriate to consult them, the views of—
(a) anyone named by the person as someone to be consulted on the matter in question or on matters of that kind,
(b) anyone engaged in caring for the person or interested in his welfare,
(c) any donee of a lasting power of attorney granted by the person, and
(d) any deputy appointed for the person by the Court,
as to what would be in the person's best interests and, in particular, as to the matters mentioned in subsection (6).
(8) The duties imposed by subsections (1) to (7) also apply in relation to the exercise of any powers which—
(a) are exercisable under a lasting power of attorney, or
(b) are exercisable by a person under this Act where he reasonably believes that another person lacks capacity.
(9) In the case of an act done, or a decision made, by a person other than the Court, there is sufficient compliance with this section if (having complied with the requirements of subsections (1) to (7)) he reasonably believes that what he does or decides is in the best interests of the person concerned.
(10) …
(11) "Relevant circumstances" are those—
(a) of which the person making the determination is aware, and
(b) which it would be reasonable to regard as relevant."
Evidence
Capacity - conclusions
Inherent Jurisdiction
133. "ii) Coercion or undue influence: "What I have in mind here are the kind of vitiating circumstances referred to by the Court of Appeal in In re T (Adult: Refusal of Treatment) [1993] Fam 95, where a vulnerable adult's capacity or will to decide has been sapped and overborne by the improper influence of another. In this connection I would only add … that where the influence is that of a parent or other close and dominating relative, and where the arguments and persuasion are based upon personal affection or duty, religious beliefs, powerful social or cultural conventions, or asserted social, familial or domestic obligations, the influence may, as Butler-Sloss LJ put it, be subtle, insidious, pervasive and powerful. In such cases, moreover, very little pressure may suffice to bring about the desired result."
Conclusion