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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> The Chief Constable of South Yorkshire Police v The Information Commissioner [2011] EWHC 44 (Admin) (21 January 2011) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2011/44.html Cite as: [2011] ACD 28, [2011] EWHC 44 (Admin), [2011] 1 WLR 1387, [2011] WLR 1387 |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
The Chief Constable of South Yorkshire Police |
Appellant |
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- and - |
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The Information Commissioner |
Respondent |
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WordWave International Limited
A Merrill Communications Company
165 Fleet Street, London EC4A 2DY
Tel No: 020 7404 1400, Fax No: 020 7404 1424
Official Shorthand Writers to the Court)
Ms Holly Stout (instructed by the Office of the Information Commissioner) for the Respondent
Hearing date: 19 November 2010
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Crown Copyright ©
Mr Justice Keith:
Introduction
The relevant facts
Two peripheral issues
The statutory framework
"Any person making a request for information to a public authority is entitled –
(a) to be informed in writing by the public authority whether it holds information of the description specified in the request, and
(b) if that is the case, to have that information communicated to him."
A public authority's duty to comply with section 1(1)(a) is referred to in the Act as "the duty to confirm or deny". Section 1(2) lists the sections of the Act which section 1(1) is to have effect subject to, and these sections include sections 2 and 12.
"(1) Where any provision of Part II states that the duty to confirm or deny does not arise in relation to any information, the effect of the provision is that where either –
(a) the provision confers absolute exemption, or
(b) in all the circumstances of the case, the public interest in maintaining the exclusion of the duty to confirm or deny outweighs the public interest in disclosing whether the public authority holds the information,
section 1(1)(a) does not apply.
(2) In respect of any information which is exempt information by virtue of any provision of Part II, section 1(1)(b) does not apply if or to the extent that –
(a) the information is exempt information by virtue of a provision conferring absolute exemption, or
(b) in all the circumstances of the case, the public interest in maintaining the exemption outweighs the public interest in disclosing the information."
"(1) Section 1(1) does not oblige a public authority to comply with a request for information if the authority estimates that the cost of complying with the request would exceed the appropriate limit.
(2) Subsection (1) does not exempt the public authority from its obligation to comply with paragraph (a) of section 1(1) unless the estimated cost of complying with that paragraph alone would exceed the appropriate limit.
(3) In subsections (1) and (2) 'the appropriate limit' means such amount as may be prescribed, and different amounts may be prescribed in relation to different cases.
…
(5) The Secretary of State may by regulations make provision for the purposes of this section as to the costs to be estimated and as to the manner in which they are to be estimated."
"(1) This regulation has effect in any case in which a public authority proposes to estimate whether the cost of complying with a relevant request would exceed the appropriate limit.
(2) A relevant request is any request to the extent that it is a request … [for] information to which section 1(1) of the … Act would, apart from the appropriate limit, to any extent apply.
(3) In a case in which this regulation has effect, a public authority may, for the purpose of its estimate, take account only of the costs it reasonably expects to incur in relation to the request in –
(a) determining whether it holds the information,
(b) locating the information, or a document which may contain the information,
(c) retrieving the information, or a document which may contain the information, and
(d) extracting the information from a document containing it.
(4) To the extent to which any of the costs which a public authority takes into account are attributable to the time which persons undertaking any of the activities mentioned in paragraph (3) on behalf of the authority are expected to spend on those activities, those costs are to be estimated at a rate of £25 per person per hour."
The combined effect of regs. 3 and 4(4) was to limit the maximum number of hours which South Yorkshire Police was required to spend in responding to Mr Waugh's request for information: expenditure of £450.00 would have been incurred after 18 hours on the basis that the estimated time spent on complying with the request was to be costed at £25.00 an hour. Since redacting the remaining part of document 2 would have taken the time spent on complying with Mr Waugh's request beyond 18 hours, the critical question which the appeal raises is whether redacting the documents was included in any of the tasks referred to in reg. 4(3).
Previous decisions
"The Fees Regulations are silent on whether redacting exempt information is an allowable cost when calculating the appropriate limit. The Ministry of Justice's position is that redacting exempt information is permitted (as it is necessary in order to 'extract' the information that must be provided). The Tribunal expressed some doubt about this in the case of Jenkins, but the issue was not central to their decision and the decision was not appealed. The Tribunal agreed that redacting information that is not within the scope of the request is permitted."
The Tribunal's reasons
"It is reasonable to conclude from the absence of the readily available wordings 'include, but are not limited to' used elsewhere in the Fees Regulations, that it was intended not to include any task unless specifically listed in regulation 4(3)."
"Such wordings may be appropriate where there might otherwise be doubt as to whether the costs of a particular task are or are not to be included. Regulation 6 allows a public authority to charge a fee for informing a requester whether it holds the information requested and for communicating the information to the requester. Regulation 6(3) sets out the costs which can be taken into account for this purpose. Regulation 6(4) says that a public authority cannot take into account any time costs for undertaking the specified activities. This qualification is necessary because without it, such time costs may, quite properly, be taken to be included, particularly because regulation 6(3) is not stated to be exhaustive. This is quite a different situation from regulation 4, both because the list in [regulation] 4(3) is stated to be exhaustive thereby limiting its scope, and also because on the face of it, there is nothing in regulation 4(3) that would imply that the time cost of redactions is included such that it would be necessary to specifically state that it is not included."
I should add that the effect of reg. 6(4) is that the time spent in redacting information which is exempt from disclosure cannot be charged for under reg. 6, and to that extent I disagree with what the Tribunal in Jenkins said about reg. 6.
"If it was intended to include any and all costs associated with complying with a request, there would have been no need to specify, as regulation 4(3) clearly does, what costs can be included – and by implication, what costs cannot be included."
"If it was intended that [the time spent in redacting information which was exempt from disclosure] should be included within the scope of the Fees Regulation[s], we find it most unlikely that there would not be both guidance in the legislation as to how such an estimate should be made, as well as safeguards to ensure that it did not significantly undermine the access rights which are at the heart of [the Act]. It is also clear from the time limits in the Fees Regulations (18 hours and 24 hours depending on the public authority), that if it covered the time cost of redactions, in addition to the tasks listed in regulation 4(3), many, if not most, requests involving exemptions, particularly multiple exemptions, could be refused. This too, in our view, could not have been the legislative intent."
I regard the first of these points as less telling than the Tribunal did. The reality is that it cuts both ways. If the Regulations could have been expected to specify how a public authority might estimate the cost of the time spent in redacting information which is exempt from disclosure, the Regulations could have been expected to specify how a public authority might estimate the cost of the time spent in separating the information which was requested from the information which was not. But the other point which the Tribunal made is persuasive. If the time spent redacting information which is exempt from disclosure is included in the calculation, I suspect that the appropriate limit would be exceeded very much sooner than anyone could have intended.
The central argument on this appeal
(i) deciding whether the duty to confirm or deny is outweighed by the public interest in not disclosing whether the public authority holds any information of the kind which has been requested,
(ii) in the event that it is, issuing the appropriate notice to the person who made the request,
(iii) in the event that it is not, informing the person who made the request that it holds the information which has been requested,
(iv) determining whether any of the information which has been requested is covered by an exemption in Part II,
(v) in the event that it is, but that it is a qualified (and not an absolute) exemption, determining whether the public interest in maintaining the exemption outweighs the public interest in disclosing the information,
(vi) in the event that the information is not to be disclosed, issuing the appropriate notice to the person who made the request, and
(vii) in the event that the information is to be disclosed, disclosing the information to the person who made the request.
If it had been intended that all the costs of complying with the request for information – including the costs of redacting information from that which had been requested on the basis that it was exempt from disclosure – should be included in the authority's estimate of the cost of complying with the request, why were all these tasks not included in the list of tasks referred to in reg. 4(3)? The answer can only be that reg. 4 applies only to those tasks specifically referred to in reg. 4(3).
Conclusion