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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> The Enfield London Borough Council, R (on the application of) v Barnet Clinical Commissioning Group & Ors [2013] EWHC 3496 (Admin) (12 November 2013) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2013/3496.html Cite as: [2013] EWHC 3496 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
R (on the application of the ENFIELD LONDON BOROUGH COUNCIL) |
Claimant |
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- and - |
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(1) BARNET CLINICAL COMMISSIONING GROUP (2) ENFIELD CLINICAL COMMISSIONING GROUP (3) HARINGEY CLINICAL COMMISSIONING GROUP (4) BARNET AND CHASE FARM HOSPITALS NHS TRUST (5) THE SECRETARY OF STATE FOR HEALTH |
Defendants |
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Rory Dunlop (instructed by the Treasury Solicitor) for the Fifth Defendant
Hearing dates: 5-6 November 2013
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Crown Copyright ©
Mr Justice Bean :
"… that his direction of September 3, 2008, confirmed on September 12, 2011, imposed on the Barnet, Enfield and Haringey PCTs a condition that the A&E at Chase Farm could only be closed when necessary improvements to primary care had been made in Enfield, comprising either those improvements which were to be the subject of consultation and which were subsequently identified in the Enfield Primary Care Strategy 2009, save as subsequently varied either by agreement or by further consultation or decision, or a level of improvement commensurate with them."
"(i) The CCGs do not have the power to cease use of Chase Farm A&E as there has not been compliance with the Secretary of State's precondition.
(ii) Alternatively, the CCGS (by themselves and/or by the predecessor NHS bodies, the Barnet, Enfield and Haringey Primary Care Trusts) have created a substantive expectation either as to the actual primary care services to be in place before closure, or (at the lowest) as to an identifiable level of such services, from which expectation it would be an abuse of power for the CCGs to depart.
(iii) Alternatively, that any such departure comprises a proposal for a substantial variation in the provision of the health service in the Claimants' area, such that the Enfield CCG must consult the Claimant under Local Authority (Public Health, Health and Wellbeing Boards and Health Scrutiny) Regulations 2013, S.I.2013/218, Reg.23 before acting on it, which it has not done.
(iv) Alternatively,
(a) the proposals of the CCGs predecessor NHS bodies which were subject to statutory consultation (under the then relevant statutory provisions) in 2007 were on the basis of the improvements to primary care in Enfield being in place before closure, and/or
(b) the proposals of the Enfield CCG's predecessor NHS body which were subject to statutory consultation (under the then relevant statutory provisions) in 2009 were on the basis of the improvements to primary care in Enfield being in place before closure, and/or
(c) the 2012 Strategy and its prior statutory consultation (under the then relevant statutory provisions) in 2012 were on the basis of the improvements to primary care in Enfield as under the BEH Clinical Strategy, which meant they needed to be in place before closure, and/or
(d) the decisions taken by the PCT Boards and/or the Enfield PCT Board pursuant to such consultations were subject to making the primary care improvements before closure which were fundamentally different proposals and decisions from those which the CCGs and the Trust have now decided to implement (i.e. the difference between closure preceded by, and closure without, the improvements to primary care) so that it is necessary in law for them to re-consult before deciding to implement their current proposals;
(v) The CCGs and the Trust misdirected themselves in law and/or failed to take account of relevant considerations, in that
(a) they took the closure decision without giving any or any proper consideration to the issue of whether the Secretary of State's precondition as to primary care in Enfield had been met; and/or
(b) they applied instead a test of whether closure would be clinically safe, which test, while material was insufficient in law to allow closure; and
(c) in any event, they did not have sufficient information on the basis of which they could lawfully have made a decision that the Secretary of State's pre-condition was fulfilled.
Putting the principal points at their most succinct, the Claimants contend that the Secretary of State had given a direction the effect of which was, and the relevant NHS bodies had given assurances giving rise to an expectation, that there would be no closure of Chase Farm A&E without an identifiable body or level of improvements (part of an "offer" or "trade off" for closure); closure is now proposed with so few improvements that it cannot be (and is not) contended that this body or level has been implemented; closure with, and closure without, such improvements comprises a significant change (in statutory language, substantial variation) both to the service currently being provided and to that already authorised by the 2008/2011 decisions as well as that which was promised; at no time have the Claimants been consulted on that change (so as to give rise – if they consider it necessary – to the exercise of statutory rights of referral to the Secretary of State) or agreed to it; accordingly the Claimants still did not know (until September 25, 2013) how change would impact relative to when Chase Farm would close, sufficient to form a view as to whether or not there would be any departure or substantial variation from what had formerly been promised."
"A remarkable feature of the Claimant's case is that it is not able confidently to articulate the "identifiable body or level of improvements" that was allegedly promised. The best that the Claimant is able to do is say that "even if there are some parts of what has been promised that are unclear, so that they could not be enforced in law…, it does not follow that there is nothing to enforce". Equally fluid is the description of the assurance allegedly given. The Grounds alternate between describing the assurances as being that (a) the A&E move would be preceded by specific improvements and (b) an identifiable level of improvements to primary services was offered as a "trade off" for the Clinical Strategy. These are two different promises: only the first would – if true - support the Claimant's challenge, and in any event neither accurately reflects the facts."
Duties of the relevant NHS bodies
Legitimate expectation
"The initial burden lies on an applicant to prove the legitimacy of his expectation. This means that in a claim based on a promise, the applicant must prove the promise and that it was clear and unambiguous and devoid of relevant qualification. If he wishes to reinforce his case by saying that he relied on the promise to his detriment, then obviously he must prove that too. Once these elements have been proved by the applicant, however, the onus shifts to the authority to justify the frustration of the legitimate expectation. It is for the authority to identify any overriding interest on which it relies to justify the frustration of the expectation. It will then be a matter for the court to weigh the requirements of fairness against that interest." [emphasis added]
Ground 1: precondition
"Put starkly, it is evident that safe, high quality modern care cannot be provided for all specialities in all three acute hospitals in the area."
He recommended that Chase Farm should maintain a local accident and emergency service with daytime assessment services for children and elderly patients.
"Changes to A&E services at Chase Farm Hospital will take place when the PCTs are satisfied that there is capacity at Barnet Hospital and at North Middlesex University Hospital and also that community and primary care services will be able to accommodate changes in patient flows."
"10. The Panel supports Enfield PCT's intention to move to a public consultation exercise in respect of its primary care proposals as soon as possible…."
14. The Panel endorses all of the "next steps" stipulated by the three PCTs on 11th December 2007."
"The three PCT Boards have specifically agreed (11 December 2007) that the planned developments in primary care must be in place before any services are moved out of a hospital setting."
"Having taken the JSC's concerns into account and having carefully considered the advice of the IRP, I am satisfied that the proposals are in the interests of the local health service and service users.
However, the IRP has made a number of recommendations in regard to the proposed reconfiguration, all of which I fully support and I expect the local NHS to follow them. The recommendations are attached to this letter at Annex A.
…
I am pleased to note that the three PCT Boards have agreed (para 4.2.1 of the IRP report) that the planned developments in primary care must be in place before any services are moved out of the hospital setting.
…
I fully support recommendation 14 where the panel agrees with all the "next steps" stipulated by the three PCTs on 11th December 2007.
Conclusion
On balance, after full analysis of the arguments raised by the JSC and the IRP's report on the matter, I am satisfied that the proposals related to changes in the distribution of services between Barnet, Chase Farm and North Middlesex hospitals and the associated development of community and primary care services are in the interests of the local health service and health service user and I am therefore content they should be implemented on condition that the Panel's recommendations are fully taken into account."
"The IRP does not consider that a full review would add any value in this instance. There are no new substantive proposals for decisions to be reviewed. Concerns raised by Enfield HSP, such as its wish to see appropriate primary care services in place and working before changes are made to services at Chase farm Hospital, were covered in the IRP's recommendations in 2008 along with other actions that were required. They remain as relevant now as then."
"(a) developed and implemented a strategy for improving primary care services in Enfield and satisfied themselves that those improved care services were working properly; and"
(b) undertaken fresh consultation and engagement services in relation to the Secretary of State four tests in the light of their primary care improvement strategy; and
(c) following the consultation referred to in (b) above, made a fresh decision as to whether the four tests are met; and whether to reconfigure the current services and, if so, on what basis to do so."
"It follows from what we have said above about the position in relation to primary care services that any claim for judicial review is premature and misconceived as no decisions have been made to go ahead with implementation of the proposals irrespective of the primary care provision that is in place. Rather, any decision to implement the proposals in the clinical strategy is contingent on appropriate primary care provision being in place."
Ground 1: failure to comply with a precondition
"(vii) It is accepted that on the wording of Recommendation 10 in isolation, this called for no more than consultation. It was, however, clear from the position taken by the PCT itself during the process (in the light of its consultation, i.e. the "trade off" point at (v), above), from the body of the IRP report and from the Secretary of State's decision that what it required was that primary care plans actually be delivered before closure of Chase Farm A&E. This is not only a well-founded and documented explanation of Recommendation 10, but how it was at all times until recently perceived and treated."
"Changes to A&E services at Chase Farm Hospital will [only] take place when the PCTs are satisfied that there is [sufficient A&E] capacity at Barnet Hospital and at North Middlesex University, and also that community and primary care services will be able to accommodate changes in patient flows."
Ground 2: legitimate expectation
"Legitimate expectation is relevant to and underlies both Grounds (ii) and (iii). Upon reflection, Ground (ii) may be an inappropriate way to put the claim. It has at no time been the Claimants' case that the NHS bodies cannot close without providing the improvements to which the Claimants contend that they have a legitimate expectation: rather, it has at all times been their case that if the NHS bodies are not going to do so, they have first to agree changes or consult (the outcome of which may be referred to the 5th Defendant), pursuant [to the Regulations in force at the time]. The fact that compliance remains an option open to the NHS bodies does not make the claim one to enforce a substantive expectation: compliance would mean that there was no claim, as in every expectation case. Thus, no order requiring the improvements in question to be implemented before closure has been sought, because it would be met by the response that the 1-4th Defendants remain entitled to consult on closure without improvements. The relief sought is to quash the closure decision and declarations which, in substance, say either improve or consult."
Ground 3: substantial variation
Ground 4: Common law obligation to reconsult
Ground 5: failing to have regard to material considerations
The claim against the Secretary of State
"the reasons for seeking relief against the Secretary of State are as follows:
(i) Unless a party, the Secretary of State is not bound by the outcome nor required to act in accordance with it.
(ii) The Secretary of State has power under s.13Z2, National Health Service Act 2006, as amended, to give directions to NHS England, which in turn has power to give directions to the CCGs.
(iii) The Secretary of State also has power to give directions to the 4th Defendant, under s.8, 2006 Act.
(iv) If aware of the proper interpretation of the 2008/2011 decisions, the Secretary of State may exercise one or other or those powers and, at the lowest, needs to consider doing so, on the basis of that interpretation, i.e. on the basis that the 1-4th Defendants are acting in breach of the earlier decisions.
(v) The practical reality is that, if aware of the proper interpretation, the Secretary of State has sufficient influence to obviate the need for any further proceedings as the 1-4th Defendants are highly unlikely to take a course that conflicts with his wishes.
(vi) If there is consultation on variation, it is possible (and not remotely so) that there will be a further referral to the Secretary of State; when reaching his decision on it, the ambit of the previous decisions will likewise be germane when deciding what action to take and/or when deciding whether or not to make a direction to NHS England under the 2013 Regulations."
Conclusion