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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> The Assisted Reproduction And Gynaecology Centre, R (On the Application Of) v The Human Fertilisation And Embryology Authority [2017] EWHC 659 (Admin) (30 March 2017) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2017/659.html Cite as: [2017] EWHC 659 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
THE QUEEN On the application of THE ASSISTED REPRODUCTION AND GYNAECOLOGY CENTRE |
Claimant |
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- and – |
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THE HUMAN FERTILISATION AND EMBRYOLOGY AUTHORITY |
Defendant |
____________________
Kate Gallafent QC (instructed by Fieldfisher) for the Defendant
Hearing dates: 19th December 2016, 20th December 2016, 10th January 2017
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Crown Copyright ©
Mrs Justice O'Farrell :
Introduction
i) the current success rates for IVF births are expressed as (a) live births per cycle started, (b) live births per embryo transferred and (c) multiple births;
the new success rates will be expressed as (a) live births per embryo transferred, (b) live births per egg collection and (c) multiple births;
ii) the current headline IVF birth rate on each clinic profile page is expressed as a comparison with the national average for (a) patients aged under 35 years and (b) patients aged 35-37 years;
the new headline IVF birth rate will be based on all patients aged under 38 years;
iii) the current success rates for IVF births are divided into six different age bands: (a) under 35, (b) 35-37, (c) 38-39, (d) 40-42, (e) 43-44 and (f) over 44;
the new success rates for IVF births will be given for (a) patients aged under 38 years, (b) patients aged over 38 years and (c) all patients.
i) the proposed presentation of data using the CaFC App is illogical, potentially misleading and unreasonable;
ii) the proposed changes to the presentation of data are contrary to the HFEA's obligations to provide information, advice and transparency under the Act;
iii) the HFEA's decisions are not justified by reference to relevant considerations;
iv) the HFEA failed to consult and/or consider consultation responses adequately or at all in respect of its decisions.
i) the proposed presentation of data using the CaFC App is within the range of reasonable decisions open to the HFEA and it is not for the court to substitute its own decisions;
ii) there has been no breach of the HFEA's obligations under the Act;
iii) the HFEA had regard to all legally relevant considerations when reaching its decisions;
iv) the HFEA complied with its obligations to consult, including a formal consultation exercise, workshops, beta testing and conscientious consideration of the consultation responses.
Assisted reproduction
i) Stage 1 is the start of the cycle. In most cases, this involves stimulation of the ovaries using hormones, such as clomifene citrate or human chorionic gonadotrophin ("hCG"), to produce an increased number of eggs (usually between 8 and 12 eggs).
ii) Stage 2 is the collection of the eggs. In most cases a hormone such as hCG is administered to help the eggs to mature. The eggs are collected from the follicles on each ovary using ultrasound guidance, usually whilst the patient is sedated.
iii) Stage 3 is embryo transfer. When the eggs have been fertilised and grown (between 2 and 6 days after collection), one, two or three of the embryos are transferred into the uterus. At this stage some or all of the embryos may be frozen for future use.
Statutory Framework
i) to license and monitor clinics carrying out IVF and donor insemination;
ii) to license and monitor establishments undertaking human embryo research;
iii) to maintain a register of licences held by clinics, research establishments and storage centres;
iv) to regulate storage of gametes (eggs and sperm) and embryos; and
v) to implement the requirements of the European Union Tissue and Cells Directive to re-license IVF clinics and to license intrauterine insemination ("IUI"), gamete intrafallopian transfer ("GIFT") and other services.
"The Authority shall –
(a) keep under review information about embryos and any subsequent development of embryos and about the provision of treatment services and activities governed by this Act, and advise the Secretary of State, if he asks it to do so, about those matters;
(b) publicise the services provided to the public by the Authority or provided in pursuance of licences;
(c) provide, to such extent as it considers appropriate, advice and information for persons to whom licences apply or who are receiving treatment services or providing gametes or embryos for use for the purposes of activities governed by this Act, or may wish to do so."
"In carrying out its functions, the Authority must, so far as relevant, have regard to the principles of best regulatory practice (including the principles under which regulatory activities should be transparent, accountable, proportionate, consistent and targeted only at cases in which action is needed)."
Statistical presentation of success rates in assisted reproduction
HFEA publication of information
i) 'live births per treatment cycle started',
ii) 'live births per embryo transferred' and
iii) proportion of single births for different embryo sources (fresh embryo from own eggs, frozen embryo from own eggs, fresh embryo from donor eggs, frozen embryo from donor eggs).
The figures in each table are broken down into the above six age groups.
Consultation Process
"The Advisory Group has concluded the current headline success rate of births per treatment cycle started is not a sufficiently clear indicator of a clinic's performance. We plan to replace the headline figure for clinic success rates to 'births per embryo transferred' (births means a birth event, so that twins are counted as one birth).
"Using this metric will show how good a clinic is at creating good embryos and choosing the best ones to transfer. It will also benefit clinics which carry out a 'freeze all' cycle where no embryos were transferred, either by choice or because the patient was not well enough to continue following egg collection. It will also not disadvantage the presentation of outcome data for cycles in which single embryo transfer is the best option for the patient. It has however, been suggested that using this metric will encourage clinics to culture embryos to blastocyst (an embryo that has developed in the laboratory for five days after fertilisation before it is transferred to the womb) which some stakeholders are concerned about due to risks of extended culture..."
"Should we use births per embryo transferred as the headline figure for the clinic success rate?"
"Do you agree that cumulative birth rate should be the second headline figure for clinic success rates and, what would be the ideal duration over which it should be reported?"
"2. The group noted that a slight majority of stakeholders were not supportive of using either live birth per embryo transferred or cumulative birth rate as headline figures. This was partially due to disadvantages with using either measure, and the desire to avoid using headline figures at all.
"3. The group considered some of the comments provided by respondents. They agreed that encouraging single embryo transfers was a positive outcome of using live birth per embryo transferred and that the metric should continue to record birth events, rather than the number of births. Members also noted that this would not 'hide' those cycles that failed before embryo creation as this information would still be available albeit on the second page within a clinic's Choose a Fertility Clinic (CaFC) profile.
"4. Members noted that some stakeholders did not support using headline figures and preferred allowing users to generate their own success rate information based on a number of other metrics. The group agreed that this position was understandable, but noted the findings of the user research, which highlighted that users often wanted to be able to compare clinics like for like, thus the HFEA needed to provide a consistent metric across all clinics. Other metrics of success would still be available on the second page of a clinic's CaFC profile.
"5. Members noted that the findings also showed some concern over the meaning and definition of cumulative birth rate. They agreed there was no international consensus on how to use this metric, but considered it to be useful information for patients, a position which they noted was supported by several professional stakeholder organisations…
"7. Members noted that the findings showed that 3 years was the preferred duration over which cumulative birth rate should be reported. It was agreed that a fixed duration was required to ensure success rate data was up to date and accurate. However, following discussion, members agreed that 2 years was a more suitable time period as it would be unlikely that there are women having two births from one egg collection within this time period…
"10. Members recommended that live births per embryo transferred and cumulative live birth rate (reported over two years) should be the headline success rate figures on CaFC. They noted that the findings showed there was support for this, and that other information would still be available on the second page of a clinic's CaFC profile."
"From the online consultation, a small majority of respondents disagreed with this proposal, with a larger majority when only looking at lay people (patients, donors, parents of donor-conceived children). Some respondents felt that per embryo transferred figure will hide failures prior to reaching embryo transfer stage. The EG acknowledges these comments and confirmed that the current births per cycle figures would still be available, on a second page.
"The EG also acknowledged that some respondents suggested that there should be no headline figure, but multiple metrics available to choose from, but felt that this went against what the user testing from Fluent Interactive reported – that the large numbers of statistics visible was confusing. It will be useful to have one figure which has consistent numerator and denominator, if patients were to compare clinics…"
i) the first headline figure should be 'live birth per embryo transferred';
ii) the second headline figure should be 'cumulative live birth rate per egg collection', reported over a two year period;
iii) the headline figures should include all types of treatment.
"8.2 Our user research showed that patients can struggle with success rate data on Choose a Fertility Clinic. The amount of data, over several tables and pages, can be overwhelming and complicated. We also know that some stakeholders think that the current metric for 'success' is not the most appropriate. We wanted to provide a success metric for patients that is easy to understand, whilst still allowing users to dig deeper into the data if they so wished. Therefore, we sought views on whether Live Births per embryo transferred should be the headline figure for each clinic, with a second headline figure of Cumulative live birth rate – we additionally asked over what time period this should be reported…"
A pie chart showed that 47% of the respondents were in favour of the proposed new headline metric and 53% were against.
"Reasons to agree
"8.3 As the pie chart above shows, it was fairly split on whether to accept this proposal. Respondents noted that live births per embryo transferred had some benefits such as excluding scenarios of failed to fertilise, creating a more level playing field by showing the quality of labs and their clinicians, and using a more helpful success rate figure than is currently presented. Whilst not providing further information, some simply stated that this was the most appropriate measure…
"8.6 Of the respondents who identified themselves as being a member of clinic staff, we found that a slight majority (56%) supported using this as the headline figure. Our discussions with clinic staff at the workshops highlighted that they were also fairly supportive of this proposal, particularly as it encouraged single embryo transfer. Responses from several professional organisations were also in favour, including BFS, Association of Clinical Embryologist (ACE), SING, Infertility Network UK (INUK) and Royal college of Nurses Fertility Nursing Forum (RCN).
"Reasons to disagree
"8.7 However, there were just as many respondents who disagreed with presenting births per embryo transferred as the headline figure. It was suggested that this is a complicated metric for patients to understand, but also that it was slightly misleading as a large proportion of patients will not even reach embryo transfer stage.
"8.8 When we analysed by respondent type, we saw that a large proportion of those who identified themselves as a patient, donor, donor conceived person or their parent disagreed with this proposal. The majority did not provide a rationale to explain why, or a suggestion of what would be better, however we received a handful of comments which can be summarised below:
- It conceals the rate of failure prior to embryo transfer.
- It does not show clinics which are good at creating embryos as the ones that fail are not included.
- It could cause clinics to transfer less embryos even though in some cases double embryo transfer may be more effective.
- It is too confusing; patients want to know the odds of success from starting a treatment cycle at a clinic.
…
"Conclusions
- Both live births per embryo transferred and cumulative live birth rate have a number of advantages and disadvantages.
- Some respondents support having multiple metrics to measure success, although going down this path would be contrary to the findings of user research – and such information can still be available but not as the headline figure.
- Assuming we want to highlight which clinics are good at producing high quality embryos resulting in a birth (the primary aim of Choose a Fertility Clinic), then live births per embryo transferred is the most appropriate headline figure.
- The definition of cumulative birth rate is not well understood, but is seen as a useful second headline figure to provide. If chosen, further work is needed to define what it is measuring and conveying this in an accurate and understandable way."
i) top level data focussing on consistency with national average;
ii) second level data containing births per embryo transferred, births per egg collection and multiple births;
iii) third level data containing the details currently published.
"The new headline rate for IVF (including ICSI) is births per embryo transferred, with each clinic's overall rate presented alongside the national rate. This will be followed by a new cumulative rate, based on births per egg collection, and the multiple birth rate."
i) In answer to question Q10 (regarding the inspection, patient rating and IVF birth rate headline): "Do you think it's right to have this headline information at the top of the page?" 127 out of 163 respondents replied: "No" (77.9%).
ii) In answer to question Q12: "We present a headline statistic representing patients of all ages, grouped together. Do you think it's right to group all ages together for the headline figures?" 154 out of 164 respondents replied: "No" (93.9%).
iii) In answer to question Q15: "At this point we split the data into two age categories, to give patients more relevant information whilst keeping the presentation simple. We have chosen age 38 as the cut off because the rate is significantly lower after this age. Data split by six age categories can be found on the detailed statistics page. Do you think we have got the right balance of age detail between this page and the detailed statistics page?" 137 out of 159 respondents replied: "No" (86%).
iv) In answer to question Q16: "Because we use births per embryo transferred as one of our three headline measures, we don't think it's relevant to separate the different treatment types. That's because, once you have an embryo ready for transfer, how it was created is less important. So, we have included IVF, ICSI, PGS and PGD. Do you think it's right to group treatment types together in this way?" 147 out of 159 respondents replied: "No" (91.8%).
v) One of the respondents, a statistician researching IVF outcomes, indicated opposition to the proposed changes, stating that it reduced clarity and transparency, and that the 'live birth per embryo transferred' metric did not provide patients with an informative or useful measure of success.
i) The headline IVF birth rate should be based on 'birth events per embryo transferred' because it reflects good embryology skills and promotes single embryo transfer.
ii) The headline IVF birth rate should only indicate whether a clinic is consistent with, above or below the national average in respect of all patients under 38 years.
iii) The HFEA should use only fresh IVF and ICSI cycles with the patient's own eggs for the headline calculation.
iv) The HFEA should continue to calculate the cumulative rate of births per egg collection for a two-year period.
v) The HFEA should continue to use three age bands (all ages, under 38 years and over 38 years) on the clinic profile page. Other more detailed age bands should be available on the detailed statistics pages.
- it is a more complex measure than live births per cycle started and is harder for patients to understand;
- it relates to a smaller subset of patients who reach the embryo transfer stage;
- it can be confusing for patients if a multiple embryo transfer results in the birth of twins or triplets; and
- it makes it difficult for patients to identify a successful clinic which uses double embryo transfers when clinically indicated.
- it promotes good clinical practice around embryo transfer, namely the transfer of one good quality embryo with the aim of producing a birth event, preferably a singleton baby;
- as such, it reinforces the HFEA policy to minimise multiple births following IVF, thereby reducing significant risks to IVF mothers and their babies;
- it is possible to explain the rate and the reasons for using it to patients;
- births per embryo transferred is supported by a majority of professionals in the field and by the British Fertility Society.
HFEA Decisions
i) Births per embryo transferred – arguments for and against this measure:
Against
- It acts as a disincentive to replace the clinically indicated number of embryos
- It makes it difficult to identify a successful clinic which transfers two embryos
- It is difficult for patients to understand and only shows those who reach transfer
- It does not reflect safe stimulation practices
For
- It promotes good practice around embryo transfer
- It reinforces our policy to reduce multiple births
- It is understandable to patients, if explained well
- It is supported by the majority of professionals, the Advisory Group and the BFS
- Other measures are available elsewhere on CaFC
ii) Presenting the headline statistic at the top of the page
Thoughts about a headline measure at the top of the page:
- Most people at the workshop supported a headline measure, so long as it is less aggregated
- It should be something which enables comparison between clinics
- A few suggested showing more than one age group at this point
- The Advisory Group thought that a simple 'consistent with the national average' tick would be more meaningful
iii) What should be included in the headline birth rate calculation?
Points to consider:
- Age aggregation and treatment aggregation as done in beta CaFC are very unpopular
- Because of the impact of age on success, grouping all ages may disadvantage some clinics treating more older patients
- Some treatments are used for different reasons to standard IVF, maybe also on different patients
- Both may make the birth rate less meaningful to patients.
i) it promotes good practice around embryo transfer;
ii) it reinforces the HFEA's policy to reduce multiple births;
iii) it is understandable to patients if explained well; and
iv) it is supported by the majority of professionals, the advisory group and the BFS.
Accordingly, all members of the board agreed to retain 'live births per embryo transferred' as the headline IVF birth rate on the CaFC App.
The Issues
i) whether the decision promotes the policy and objects of the Act;
ii) whether the HFEA carried out a sufficient inquiry in reaching its decision and had regard to all legally relevant considerations;
iii) whether the HFEA carried out adequate consultation and/or conscientiously considered the responses of those consulted before reaching its decision;
iv) whether the decision was rational and within the range of reasonable decisions open to the HFEA.
Principles applicable
"This is an area of rapidly developing scientific knowledge and debate, in which the Authority, as the licensing body established by Parliament, makes decisions and gives advice. It is not the function of the court to enter the scientific debate, nor is it the function of the court to adjudicate on the merits of the Board's decisions or any advice it gives. Like any public authority, the board is open to challenge by way of judicial review, but only if it exceeds or abuses the powers and responsibilities given to it by Parliament."
Metric Decision
Clinic's case
i) fails to reflect all relevant factors which contribute to a clinic's performance;
ii) does not achieve the policy objectives of the HFEA;
iii) fails to take into account and/or is directly contrary to the views of the patients; and
iv) the competing arguments were not provided to the board in a fair and balanced way.
HFEA's case
Discussion
i) it promotes good practice around embryo transfer;
ii) it reinforces the HFEA's policy to reduce multiple births;
iii) it is understandable to patients if explained well; and
iv) it is supported by the majority of professionals, the advisory group and the BFS.
Headline Decision
The Clinic's case
HFEA's Case
Discussion
Age Group Decision
Clinic's case
HFEA's case
Discussion
Conclusion
i) The decisions made by the HFEA are not contrary to the policy and objects of the Act.
ii) The HFEA carried out a sufficient inquiry in reaching its decisions and had regard to all legally relevant considerations.
iii) The HFEA carried out adequate consultation and conscientiously considered the responses of those consulted before reaching its decisions.
iv) The decisions were rational and within the range of reasonable decisions open to the HFEA.