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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> AB, R (On the Application Of) v The London Borough of Ealing [2019] EWHC 3351 (Admin) (11 December 2019) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2019/3351.html Cite as: [2019] EWHC 3351 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
(sitting as a Deputy Judge of the High Court)
____________________
THE QUEEN (on the application of AB) |
Claimant |
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- and - |
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THE LONDON BOROUGH OF EALING |
Defendant |
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Joshua Swirsky (instructed by Ealing Council Legal & Democratic Services) for the Defendant
Hearing date: 9th October 2019
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Crown Copyright ©
Deputy Judge Mathew Gullick:
Introduction
Factual Background
i) That the Claimant had reported that she would make herself sick after eating, which she attributed to the anxiety and emotional abuse suffered from her mother. A further safeguarding referral made during the assessment process from the Claimant's General Practitioner confirmed that she was showing signs of depression and anxiety due to emotional abuse from her mother.
ii) That the Claimant had poor mental health due to physical abuse from her father and emotional abuse from her mother. The assessing social worker was concerned that the Claimant had been through "a trauma" as a result of her mother's recent illness. It was recorded that the Claimant did not want to go home due to the trauma surrounding these events and also because she was concerned for her safety in the context of domestic violence and/or abuse. The assessing social worker commented that "some family work would have been beneficial in an attempt to explore the dynamics further", however the Claimant had stated that she did not want to carry out any work with the Defendant's Children's Services Department regarding the family's dynamics. It was recorded that the Claimant had declined the Defendant's offer to take part in "a family meeting with clear expectations".
iii) The strain of the Claimant's home life had caused her to have to re-start her A-Levels at a new school during the then current academic year.
iv) That the Claimant's father had been asked by the Claimant's mother to move back into the family home to help with domestic tasks because the Claimant's mother was too weak to carry these out. The Claimant stated that she was very upset at this and that she did not want to go home. The Claimant reported that she was scared for her safety in the family home. The Claimant reported that her relationship with her father had broken down as he had assaulted her one year previously when she tried to leave home to be with her boyfriend. The Claimant reported that her mother had asked the Claimant not to call the police. The Claimant stated that her relationship with her younger siblings had also broken down as a result of this, because they had taken the parents' "side".
v) The history of domestic violence was noted, as were the Claimant's allegations that her father had assaulted her. The assessment acknowledged that as the Claimant had left the family home then the risk of harm to her, whether emotional or physical, had diminished. The assessment noted there was a risk that the Claimant's father could become violent towards her mother, which could affect the children, however the Claimant's mother had unique care needs and was in need of support because she was so unwell.
"This referral came due to the hospital being concerned as [the Claimant's mother] has been admitted to hospital. Further referrals were received for [the Claimant] (but not her siblings) via [the Claimant's] GP and the NSPCC with concerns that [the Claimant] was being emotionally abused by her mother and there was a history of physical abuse by her father.
[The Claimant] presented as emotional and reporting that she wanted help with housing and she did not feel as if she wanted to return home from her boyfriend's home.
[The Claimant] self-referred to the Womens and Girls Network and despite Children's Services wanting to work with the family on appropriate expectations and the emotional impact of her mother [sic] illness, the IDVA [Independent Domestic Violence Advisor] very quickly placed [the Claimant] out of borough into a refuge.
It is in [sic] my professional opinion that it is a missed opportunity to work with [the Claimant] and build relationships with her family after the traumatic illness. There is a concern that the divisions in the family could now be increased, leaving [the Claimant] more isolated from her family and friends.
The case will close to Children's Services for [the Claimant] as she does not want the family support, this decision I feel may have been swayed by the IDVA during t [sic] time of heightened vulnerability for this young person."
"This young person's case is closed to us. We completed an assessment and we did not identify that there was a significant risk of harm which would mean that the young person could not return home… We were somewhat disappointed that steps are taken so quickly by your service to move [the Claimant] into separate accommodation, when there could have been an opportunity for work to be done to… reintegrate her back to the family. Given her age, it is ultimately her choice if she wishes to consider moving home…"
"What [the Claimant] said was taken seriously and therefore it was acknowledged that there is a risk however, it is felt that this was a risk that we could work with and manage safely without having to accommodate [the Claimant]. There was a long history of the father complying with the plan of moving in to support the family and then moving out. There was nothing to suggest that he would not work with the Local Authority and even the [sic] following the incident in 2017, the mother had asked him to move out and he did…"
"However, [the Claimant] was not open to the proposed work to be undertaken with her family. [The Claimant] was clear and consistent in saying that she did not want this support. [The Claimant] had been articulate that she did not want to engage with this plan. Her stance was that she needed accommodation."
The letter concluded:
"On the basis of the above, it had appeared to the Local Authority that [the Claimant] did not require accommodation as a result of her mother being prevented (whether or not permanently, and for whatever reason) from providing her with suitable accommodation or care, when in fact her mother was not prevented from doing so. [The Claimant] returning home with LA support and the mother's co-operation with the proposed plan was an option that was open to her – the mother was willing to ask the father to leave and she even discharged herself from hospital to return home – in all likelihood, the father would have vacated the family home – therefore the mother was not prevented from providing [the Claimant] with suitable accommodation or care."
Statutory provisions
"(1) It shall be the general duty of every local authority (in addition to the other duties imposed on them by this Part)—
(a) to safeguard and promote the welfare of children within their area who are in need; and
(b) so far as is consistent with that duty, to promote the upbringing of such children by their families,
by providing a range and level of services appropriate to those children's needs.
…
(4A) Before determining what (if any) services to provide for a particular child in need in the exercise of functions conferred on them by this section, a local authority shall, so far as is reasonably practicable and consistent with the child's welfare–
(a) ascertain the child's wishes and feelings regarding the provision of those services; and
(b) give due consideration (having regard to his age and understanding) to such wishes and feelings of the child as they have been able to ascertain.
…
(6) The services provided by a local authority in the exercise of functions conferred on them by this section may include providing accommodation and giving assistance in kind or in cash.
…
(10) For the purposes of this Part a child shall be taken to be in need if—
(a) he is unlikely to achieve or maintain, or to have the opportunity of achieving or maintaining, a reasonable standard of health or development without the provision for him of services by a local authority under this Part;
(b) his health or development is likely to be significantly impaired, or further impaired, without the provision for him of such services; or
(c) he is disabled,
and "family", in relation to such a child, includes any person who has parental responsibility for the child and any other person with whom he has been living.
…
(11) For the purposes of this Part, a child is disabled if he is blind, deaf or dumb or suffers from mental disorder of any kind or is substantially and permanently handicapped by illness, injury or congenital deformity or such other disability as may be prescribed; and in this Part—
"development" means physical, intellectual, emotional, social or behavioural development; and
"health" means physical or mental health…"
"(1) A local authority must assess whether a young carer within their area has needs for support and, if so, what those needs are, if—
(a) it appears to the authority that the young carer may have needs for support, or
(b) the authority receive a request from the young carer or a parent of the young carer to assess the young carer's needs for support.
(2) An assessment under subsection (1) is referred to in this Part as a "young carer's needs assessment".
(3) In this Part "young carer" means a person under 18 who provides or intends to provide care for another person…
…
(7) A young carer's needs assessment must include an assessment of whether it is appropriate for the young carer to provide, or continue to provide, care for the person in question, in the light of the young carer's needs for support, other needs and wishes.
(8) A local authority, in carrying out a young carer's needs assessment, must have regard to—
(a) the extent to which the young carer is participating in or wishes to participate in education, training or recreation, and
(b) the extent to which the young carer works or wishes to work.
(9) A local authority, in carrying out a young carer's needs assessment, must involve—
(a) the young carer,
(b) the young carer's parents, and
(c) any person who the young carer or a parent of the young carer requests the authority to involve.
(10) A local authority that have carried out a young carer's needs assessment must give a written record of the assessment to—
(a) the young carer,
(b) the young carer's parents, and
(c) any person to whom the young carer or a parent of the young carer requests the authority to give a copy.
(11) Where the person cared for is under 18, the written record must state whether the local authority consider him or her to be a child in need…"
"(1) Every local authority shall provide accommodation for any child in need within their area who appears to them to require accommodation as a result of—
(a) there being no person who has parental responsibility for him;
(b) his being lost or having been abandoned; or
(c) the person who has been caring for him being prevented (whether or not permanently, and for whatever reason) from providing him with suitable accommodation or care.
…
(7) A local authority may not provide accommodation under this section for any child if any person who—
(a) has parental responsibility for him; and
(b) is willing and able to—
(i) provide accommodation for him; or
(ii) arrange for accommodation to be provided for him,
objects.
…
(11) Subsections (7) and (8) do not apply where a child who has reached the age of sixteen agrees to being provided with accommodation under this section."
"(1) Each local authority shall have the duties provided for in this section towards—
(a) a person who has been a relevant child for the purposes of section 23A (and would be one if he were under eighteen), and in relation to whom they were the last responsible authority; and
(b) a person who was being looked after by them when he attained the age of eighteen, and immediately before ceasing to be looked after was an eligible child,
and in this section such a person is referred to as a "former relevant child".
(2) It is the duty of the local authority to take reasonable steps—
(a) to keep in touch with a former relevant child whether he is within their area or not; and
(b) if they lose touch with him, to re-establish contact.
(3) It is the duty of the local authority—
(a) to continue the appointment of a personal adviser for a former relevant child; and
(b) to continue to keep his pathway plan under regular review.
(4) It is the duty of the local authority to give a former relevant child—
(a) assistance of the kind referred to in section 24B(1), to the extent that his welfare requires it;
(b) assistance of the kind referred to in section 24B(2), to the extent that his welfare and his educational or training needs require it;
(c) other assistance, to the extent that his welfare requires it.
…"
The reference to "eligible child" in section 23C(1)(b) is to a child who has been looked after for a cumulative total of at least 13 weeks between their 14th and 18th birthdays (see paragraph 19B of Schedule 2 to the Act and Regulations made thereunder). In R (on the application of G) v Southwark LBC [2009] UKHL 26, [2009] 1 WLR 1299 at [8], Lady Hale said that, "The general aim of these new responsibilities [i.e. under sections 23A, 23B and 23C] was to provide a child or young person with the sort of parental guidance and support which most young people growing up in their own families can take for granted but which those who are separated or estranged from their families cannot."
"(1) The relevant local authority may give assistance to any person who qualifies for advice and assistance by virtue of section 24(1A) or section 24(2)(a) by contributing to expenses incurred by him in living near the place where he is, or will be, employed or seeking employment.
(2) The relevant local authority may give assistance to a person to whom subsection (3) applies by—
(a) contributing to expenses incurred by the person in question in living near the place where he is, or will be, receiving education or training; or
(b) making a grant to enable him to meet expenses connected with his education or training.
(3) This subsection applies to any person who—
(a) is under twenty-five; and
(b) qualifies for advice and assistance by virtue of section 24(1A) or section 24(2)(a), or would have done so if he were under twenty-one.
(4) Where a local authority are assisting a person under subsection (2) they may disregard any interruption in his attendance on the course if he resumes it as soon as is reasonably practicable.
(5) Where the local authority are satisfied that a person to whom subsection (3) applies who is in full-time further or higher education needs accommodation during a vacation because his term-time accommodation is not available to him then, they shall give him assistance by—
(a) providing him with suitable accommodation during the vacation; or
(b) paying him enough to enable him to secure such accommodation himself.
(6) The Secretary of State may prescribe the meaning of "full-time", "further education", "higher education" and "vacation" for the purposes of subsection (5)."
"(1) On the application of any local authority or authorised person, the court may make an order—
(a) placing the child with respect to whom the application is made in the care of a designated local authority; or
(b) putting him under the supervision of a designated local authority.
(2) A court may only make a care order or supervision order if it is satisfied—
(a) that the child concerned is suffering, or is likely to suffer, significant harm; and
(b) that the harm, or likelihood of harm, is attributable to—
(i) the care given to the child, or likely to be given to him if the order were not made, not being what it would be reasonable to expect a parent to give to him; or
(ii) the child's being beyond parental control.
(3) No care order or supervision order may be made with respect to a child who has reached the age of seventeen (or sixteen, in the case of a child who is married)…"
"(1) Where a local authority –
…
(b) have reasonable cause to suspect that a child who lives, or is found, in their area is suffering, or is likely to suffer significant harm,
the authority shall make, or cause to be made, such enquiries as they consider necessary to enable them to decide whether they should take any action to safeguard or promote the child's welfare.
…
(8) Where, as a result of complying with this section, a local authority conclude that they should take action to safeguard or promote the child's welfare they shall take that action (so far as it is both within their power and reasonably practicable to do so)."
Statutory Guidance
"3.28 Where a young person seeks help because of homelessness, the assessment must necessarily reach a decision as to whether or not the young person is a child in need and requires accommodation as a result of one the scenarios set out in section 20(1)(a) to (c) or section 20(3).
3.29 In some cases, it may not be necessary for the young person to be accommodated by children's services because the young person's needs can be met by providing other services, for example, support to enable the young person to return to the care of their family or other responsible adults in the young person's network. If children's services conclude that the young person does not require accommodation for this reason, they should consider whether they should provide services for the young person under section 17 of the 1989 Act, as a child in need. Where the local authority decides to provide services, a multi-agency child in need plan should be developed which sets out which agencies will provide which services to the child and family. The plan could include, for example, regular visits from children's services, access to family mediation or family group conferencing, or financial support under section 17(6) to sustain any plan for the young person to live with members of their family."
"Where the outcome of the assessment is continued local authority children's social care involvement, the social worker should agree a plan of action with other practitioners and discuss this with the child and their family. The plan should set out what services are to be delivered, and what actions are to be undertaken, by whom and for what purposes."
Applicable Case Law
"… has to be given a wide construction, if children are not to suffer for the shortcomings of their parents or carers. It is not disputed that this covers a child who has been excluded from home even though this is the deliberate decision of the parent…"
The House of Lords approved the approach to section 20(1) that was set out by Ward LJ in R (on the application of A) v Croydon LBC [2008] EWCA Civ 1445, [2009] PTSR 1011 at [45]:
"To answer the question whether decisions under section 20 of the Children Act should be entrusted to social workers, one must consider the legislative scheme as a whole. Confining myself for a moment to section 20 alone, it is immediately obvious that the decision involves a judgment being formed about a range of facts and matters such as:
(1) Is the applicant a child?
(2) Is the applicant a child in need?
(3) Is he within the local authority's area?
(4) Does he appear to the local authority to require accommodation?
(5) Is that need the result of:
(a) there being no person who has parental responsibility for him;
(b) his being lost or having been abandoned; or
(c) the person who has been caring for him being prevented from providing him with suitable accommodation or care?
(6) What are the child's wishes regarding the provision of accommodation for him?
(7) What consideration (having regard to his age and understanding) is duly to be given to those wishes?
(8) Does any person with parental responsibility who is willing to provide accommodation for him object to the local authority's intervention?
(9) If there is objection, does the person in whose favour a residence order is in force agree to the child being looked after by the local authority?
"It is paradigmatic that many children who are at risk or "in need" live with parents or carers who themselves present the risk or, as here, are unable to protect from it. That such parents continue to offer a home to their children is often, again as here, understandable but frequently irrelevant. The defendants have created a false logic: (i) the parents offer a home; (ii) the child is not homeless; and therefore (iii) the child is not "in need" (per s.17). The flaw in this reasoning, which I am satisfied was the false equation constructed by the defendants, is manifestly irrational."
"Hackney has also sought to place some reliance on a witness statement made by Mr Brown which gives an account of his decision-making process. However, I consider that little or no weight should be given to that evidence. Not only has the statement been prepared many months after the decision was made for the purpose of this litigation, with all the obvious dangers of ex post facto rationalisation which that involves but, more fundamentally, it seems to me that what a public authority decided should in principle be ascertained objectively by considering how the document communicating the decision would reasonably be understood, and not by enquiring into what the author of the document meant to say or what was privately in his mind at the time when he wrote the document."
Discussion
i) if the judge hearing the permission application has expressly so indicated; or
ii) if new and relevant material is introduced at the trial; or
iii) if, exceptionally, the issues developed at the full hearing put a different aspect on the question of promptness; or
iv) if the first judge has plainly overlooked some relevant matter or reached a decision per incuriam.
Ground 1 – whether the Defendant applied the correct legal test
i) There is nothing on the face of the assessment itself which indicates that the correct approach was applied to the issue of whether there was a duty to accommodate the Claimant under section 20(1)(c) of the 1989 Act. There is, moreover, no language within the assessment that even approximates to the question that arises under section 20(1)(c). This is particularly surprising given that, as the assessing social worker was well aware, the Claimant had expressly requested the Defendant's assistance with accommodation.
ii) Section 20(1)(c) of the 1989 Act required that the Defendant consider whether the person who had been caring for the Claimant was being prevented "for any reason" from providing her with "suitable" accommodation or care, whether or not permanently. There is however on the face of the assessment no consideration of, or conclusion reached about, the suitability for the Claimant of continued accommodation in the family home. The assessment focused on the Claimant's placement in the refuge and considered that it represented a missed opportunity to rebuild relationships between the Claimant and her family members. That may have been the case – but the issue for the Defendant to address under section 20(1)(c) was whether, going forward, the accommodation that would be provided to the Claimant in the family home would be "suitable" or not. Paragraph 3.28 of the Government's statutory guidance (see paragraph 31 above) states that a decision must "necessarily" be reached on that issue. Ms Hafesji pointed out, correctly in my view, that throughout the assessment the assessing social worker repeatedly pointed out that the Claimant had stated that she did not want to engage with the local authority's efforts to support her return to the family home (including in the conclusion to the analysis section of the assessment, set out at paragraph 14 above) – but the primary issue was not what the Claimant's wishes were in this regard but whether she required accommodation because the accommodation that was available to her was not "suitable". Mr Swirsky submitted that it was understandable that, in those circumstances (i.e. the Claimant's expressed wish not to return to the family home), more detailed reasoning on the suitability of the accommodation had not been provided in the assessment. In my judgment, however, it is not just that there is an insufficiency of reasons for the decision in the assessment. The assessment does not disclose that the Defendant undertook the evaluative judgment that it was required to undertake by section 20(1)(c) of the 1989 Act. That the Claimant may have expressed her wishes in a particular way does not obviate the need for that assessment to be undertaken.
iii) Any assessment of the continued suitability, from the Claimant's perspective, of accommodation in the family home would necessarily have had to consider the proposed role of the Claimant's father, against whom the Claimant had made an allegation of physical abuse. There was on the face of the records and as related by the Claimant herself, a significant history of allegations of domestic violence against the Claimant's father. The assessment does not assess the suitability of the family home as accommodation for the Claimant in this context, either with or without the involvement of the Claimant's father in supporting the Claimant's mother and the children. It is clear from the assessment that the Claimant's father was providing significant support to the family at this time; I should note that there is reference to the Claimant having been told on 15th October 2018 that the Defendant could "carry out safety planning", but no explanation of any such safety planning is given on the face of the assessment. In her witness statement, Ms Mathew gives a description of a proposed safety plan which is not apparent either from the assessment itself or from any of the contemporaneous documents. I place little weight on that evidence, or the more detailed reasoning in the Defendant's letter of 19th February 2019, for the reasons given by Leggatt J in MN and KN (see paragraph 37 above). In any event, Ms Mathew's evidence does not address the question of whether (either with or without the involvement of the Claimant's father) accommodation in the family home was or was not "suitable" in the context of the Claimant's mother's well-documented history of difficulties with caring for her three children.
iv) Whilst Ms Davies' email of 2nd November 2018 is not part of the assessment itself, which was conducted by Ms Barter, Ms Davies was the manager who approved the assessment. The email was also sent very shortly after the assessment had been carried out. Further, and importantly, the email was copied to Ms Barter. There is no record of her having responded to that email either at all or in terms that indicated that she had not, when conducting the assessment, addressed the issue of whether the Claimant was at "significant risk of harm", which is not the statutory test under section 20(1)(c) of the 1989 Act.
v) Ms Barter gave evidence for the Defendant in this Claim, but her witness statement was restricted to the events in February, March and April 2019 and did not refer at all to the assessment that she had conducted in October 2018 or to Ms Davies' email of 2nd November 2018. Whilst I do not draw any adverse inference in this regard, there is no positive evidence from Ms Barter regarding the approach that she applied when conducting that assessment, insofar as it is not disclosed on the face of the assessment itself. I might have been able to give such evidence some weight. In the event, there is no such evidence.
Ground 2 – whether the Defendant's decision was irrational
"At this point, the children's father intervened and stated he does not wish to speak to any social worker and wish [sic] to be left alone to continue caring for the children. Father added that he is the carer for his ex-wife and the children, ensures the children's all round needs are met. In addition to this he has also stated that he finds social workers intrusive into the family's live's [sic] and that previous social workers have not helped at all."
Ground 3 – whether the Defendant took into account irrelevant considerations and failed to take into account relevant considerations
Ground 4 – whether there was only one lawful outcome
Conclusion
Costs