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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Abbas v The Nursing and Midwifery Council [2019] EWHC 971 (Admin) (16 April 2019) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2019/971.html Cite as: [2019] EWHC 971 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
NASRIN ABBAS |
Appellant |
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- and - |
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THE NURSING AND MIDWIFERY COUNCIL |
Respondent |
____________________
Matthew Cassells (instructed by The Nursing and Midwifery Council) for the Respondent
Hearing date: 27 March 2019
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Crown Copyright ©
Mrs Justice Lang:
Facts
"That you, whilst employed by North West London Hospitals NHS Trust working within Northwick Park Hospital Intensive Therapy Unit (ITU):
1. Failed to demonstrate the standards of knowledge, skill and judgement required to practise without supervision as a Band 5 Registered Nurse, from June 2008 to January 2009, more particularly on one or more occasion:
i. You did not interpret the output of clinical equipment and relate this to the condition of your patient;
ii. You did not demonstrate that you understood the theory and practice in relation to the use of a ventilator;
iii. You did not demonstrate that you understood the theory and practice in relation to Advanced Life Support;
iv. You did not demonstrate that you understood the theory and practice in relation to inotropic therapy
v. You did not demonstrate that you understood the theory and practice in relation to the renal system;
vi. You did not listen effectively to instructions;
vii. You did not manage your time effectively;
viii. You did not relate theory to practice;
ix. You did not retain theoretical information as required;
x. You did not retain clinical information as required;
xi. You did not communicate clinical information to your colleague(s) as required;
xii. You communicated incorrect information to your colleague(s);
xiii. You did not make full and complete clinical notes at the end of a shift;
xiv. You were unable to complete simple calculations correctly;"
Previous reviews
The challenged review decision
"The panel next considered whether to extend the current conditions of practice order. It noted that you have been subject to a conditions of practice order for six-and-a-half years, and have been working as a nurse continuously whilst under conditions for over two years. It had regard to the decision of the previous reviewing panel, which stated that, in imposing the current order for nine months, such a period would "allow you sufficient time to remedy the deficiencies in your practice and complete your assertiveness training". The panel noted that you have completed your assertiveness training, but the issues in your practice remain outstanding. The panel considered that these issues relate to basic and fundamental areas across all aspects of nursing; even when working in what appears to be a supportive environment, you have not managed to successfully remediate them over a period of over two years.
Accordingly, the panel concluded that extending a conditions of practice order would not, in the long term, serve a useful purpose. Although the public would be protected were you to remain subject to a conditions of practice order, the public interest would not be upheld due to the length of time you have been subject to such an order, and the lack of progress you have made in that time.
The Panel next considered imposing a suspension order. However, it concluded that such sanction would not serve a useful purpose. Although the public would be protected by such a sanction, in that you would not be able to provide nursing services to patients, it would not enable you to improve your competence, which remains lacking. The panel also considered that such a sanction would not uphold the public interest.
In considering whether to impose a striking-off order, the panel had regard to the SG. Given the length of time you have been subject to restrictions on your practice, as well as the lack of progress you have made in that time, the panel considered that public confidence in the nursing profession and the NMC would not be maintained if you remained on the register. The panel accepted that you have made efforts to improve your nursing competence, but was not satisfied that you would ever reach a point where you would be able to practise unrestricted.
It therefore concluded, with regret, that the appropriate and proportionate sanction in this case is that of a striking-off order. The panel therefore directs the registrar to strike your name off the register."
Grounds of appeal
i) the Panel was wrong to decide that a striking-off order was the appropriate and proportionate sanction;ii) the Panel was wrong to conclude that the Appellant would never reach a point where she would be able to practise unrestricted; and
iii) the decision of the Panel was unjust because of serious irregularity in the proceedings, namely the failure to give adequate coherent reasons justifying its decision.
Legal framework
Regulatory functions
Appeals
"(3) The appeal court will allow an appeal where the decision of the lower court was –
(a) wrong; or
(b) unjust because of a serious procedural or other irregularity in the proceedings in the lower court.
(4) The appeal court may draw any inference of fact which it considers justified on the evidence."
"33. Practitioners have a statutory right of appeal to the Board under section 40 of the Medical Act 1983, which does not limit or qualify the right of the appeal or the jurisdiction of Board in any respect. The Board's jurisdiction is appellate, not supervisory. The appeal is by way of a rehearing in which the Board is fully entitled to substitute its own decision for that of the Committee. The fact that the appeal is on paper and that witnesses are not recalled makes it incumbent upon the appellant to demonstrate that some error has occurred in the proceedings before the Committee or in its decision, but this is true of most appellate processes.
34. It is true that the Board's powers of intervention may be circumscribed by the circumstances in which they are invoked, particularly in the case of appeals against sentence. But their Lordships wish to emphasise that their powers are not as limited as may be suggested by some of the observations which have been made in the past. In Evans v General Medical Council (unreported) Appeal No 40 of 1984 at p. 3 the Board said:
"The principles upon which this Board acts in reviewing sentences passed by the Professional Conduct Committee are well settled. It has been said time and again that a disciplinary committee are the best possible people for weighing the seriousness of professional misconduct, and that the Board will be very slow to interfere with the exercise of the discretion of such a committee. … The Committee are familiar with the whole gradation of seriousness of the cases of various types which come before them, and are peculiarly well qualified to say at what point on that gradation erasure becomes the appropriate sentence. This Board does not have that advantage nor can it have the same capacity for judging what measures are from time to time required for the purpose of maintaining professional standards."
For these reasons the Board will accord an appropriate measure of respect to the judgment of the Committee whether the practitioner's failings amount to serious professional misconduct and on the measures necessary to maintain professional standards and provide adequate protection to the public. But the Board will not defer to the Committee's judgment more than is warranted by the circumstances. The Council conceded, and their Lordships accept, that it is open to them to consider all the matters raised by Dr Ghosh in her appeal; to decide whether the sanction of erasure was appropriate and necessary in the public interest or was excessive and disproportionate; and in the latter event either to substitute some other penalty or to remit the case to the Committee for reconsideration."
"On an appeal from a determination by the GMC, acting formerly and in this case through the FPP, or now under the new statutory regime, whatever label is given to the section 40 test, it is plain from the authorities that the court must have in mind and give such weight as is appropriate in the circumstances to the following factors. (i) The body from whom the appeal lies is a specialist tribunal whose understanding of what the medical profession expects of its members in matters of medical practice deserve respect. (ii) The tribunal had the benefit, which the court normally does not, of hearing and seeing the witnesses on both sides. (iii) The questions of primary and secondary fact and the overall value judgment to be made by the tribunal, especially the last, are akin to jury questions to which there may reasonably be different answers."
"19. …. the fact that a principal purpose of the panel's jurisdiction in relation to sanctions is the preservation and maintenance of public confidence in the profession rather than the administration of retributive justice, particular force is given to the need to accord special respect to the judgment of the professional decision-making body in the shape of the panel. That I think is reflected in the last citation I need give. It consists in Lord Millett's observations in Ghosh v General Medical Council [2001] 1 WLR 1915, 1923, para 34:"
"The Board will afford an appropriate measure of respect to the judgment of the committee whether the practitioner's failings amount to serious professional misconduct and on the measures necessary to maintain professional standards and provide adequate protection to the public. But the Board will not defer to the committee's judgment more than is warranted by the circumstances."
20. These strands in the learning then, as it seems to me, constitute the essential approach to be applied by the High Court on a section 40 appeal. The approach they commend does not emasculate the High Court's role in section 40 appeals: the High Court will correct material errors of fact and of course of law and it will exercise a judgment, though distinctly and firmly a secondary judgment, as to the application of the principles to the facts of the case."
"In my view the approaches in Meadow and Raschid are readily reconcilable. The test on appeal is whether the decision of the Fitness to Practise Panel can be said to be wrong. That to my mind follows because this is an appeal by way of rehearing, not review. In any event grave issues are at stake and it is not sufficient for intervention to turn on the more confined grounds of public law review such as irrationality. However, in considering whether the decision of a Fitness to Practise Panel is wrong the focus must be calibrated to the matters under consideration. With professional disciplinary tribunals issues of professional judgment may be at the heart of the case. Raschid was an appeal on sanction and in my view professional judgment is especially important in that type of case. As to findings of fact, however, I cannot see any difference from the court's role in this as compared with other appellate contexts. As with any appellate body there will be reluctance to characterise findings of facts as wrong. That follows because findings of fact may turn on the credibility or reliability of a witness, an assessment of which may be derived from his or her demeanour and from the subtleties of expression which are only evident to someone at the hearing. Decisions on fitness to practise, such as assessing the seriousness of any misconduct, may turn on an exercise of professional judgment. In this regard respect must be accorded to a professional disciplinary tribunal like a Fitness to Practise Panel."
"An appellate court must approach a challenge to the sanction imposed by a professional disciplinary committee with diffidence. In a case such as the present, the committee's concern is for the damage …. done to the reputation of the profession and it is best qualified to judge the measures required to address it: Marinovich v General Medical Council [2002] UKPC 36 at [28]. Mr Khan is, however, entitled to point out that (a) the exercise of appellate powers to quash a committee's direction or to substitute a different direction is somewhat less inhibited than previously: Ghosh … para 34; (b) on an appeal against the sanction of removal, the question is whether it was "was appropriate and necessary in the public interest or was excessive and disproportionate" the Ghosh case, again para 34 …. "
"40. In summary:
i) Proceedings under section 40A of the 1983 Act are appeals and are governed by CPR Part 52. A court will allow an appeal under CPR Part 52.21(3) if it is 'wrong' or 'unjust because of a serious procedural or other irregularity in the proceedings in the lower court'.
ii) It is not appropriate to add any qualification to the test in CPR Part 52 that decisions are 'clearly wrong': see Fatnani at paragraph 21 and Meadow at paragraphs 125 to 128.
iii) The court will correct material errors of fact and of law: see Fatnani at paragraph 20. Any appeal court must however be extremely cautious about upsetting a conclusion of primary fact, particularly where the findings depend upon the assessment of the credibility of the witnesses, who the Tribunal, unlike the appellate court, has had the advantage of seeing and hearing (see Assicurazioni Generali SpA v Arab Insurance Group (Practice Note) [2002] EWCA Civ 1642; [2003] 1 WLR 577, at paragraphs 15 to 17, cited with approval in Datec Electronics Holdings Ltd v United Parcels Service Ltd [2007] UKHL 23, [2007] 1 WLR 1325 at paragraph 46, and Southall at paragraph 47).
iv) When the question is what inferences are to be drawn from specific facts, an appellate court is under less of a disadvantage. The court may draw any inferences of fact which it considers are justified on the evidence: see CPR Part 52.11(4).
v) In regulatory proceedings the appellate court will not have the professional expertise of the Tribunal of fact. As a consequence, the appellate court will approach Tribunal determinations about whether conduct is serious misconduct or impairs a person's fitness to practise, and what is necessary to maintain public confidence and proper standards in the profession and sanctions, with diffidence: see Fatnani at paragraph 16; and Khan v General Pharmaceutical Council [2016] UKSC 64; [2017] 1 WLR 169, at paragraph 36.
vi) However there may be matters, such as dishonesty or sexual misconduct, where the court "is likely to feel that it can assess what is needed to protect the public or maintain the reputation of the profession more easily for itself and thus attach less weight to the expertise of the Tribunal …": see Council for the Regulation of Healthcare Professionals v GMC and Southall [2005] EWHC 579 (Admin); [2005] Lloyd's Rep Med 365 at paragraph 11, and Khan at paragraph 36(c). As Lord Millett observed in Ghosh v GMC [2001] UKPC 29; [2001] 1 WLR 1915 and 1923G, the appellate court "will afford an appropriate measure of respect of the judgment in the committee … but the [appellate court] will not defer to the committee's judgment more than is warranted by the circumstances".
vii) Matters of mitigation are likely to be of considerably less significance in regulatory proceedings than to a court imposing retributive justice, because the overarching concern of the professional regulator is the protection of the public.
viii) A failure to provide adequate reasons may constitute a serious procedural irregularity which renders the Tribunal's decision unjust (see Southall at paragraphs 55 to 56)."
NMC Guidance
(a) Do the regulatory concerns about the nurse raise fundamental questions about their professionalism?
(b) Can public confidence in nurses be maintained if the nurse is not removed from the register?
(c) Is striking-off the only sanction which will be sufficient to protect patients, members of the public, or maintain professional standards?
Conclusions
i) When working with other team members, in particular the Health Care Assistants, she needs to be more assertive and take the lead.
ii) Continuing to perfect her drug administration.
iii) When confronted with acute situations, she does not always know how to prioritise her work. She should liaise with the nurse in charge who can help her.
iv) Adhering to the routine of safety checks prior to starting her duties on each shift.
"The four points outlined above have remained. It was emphasised to Nasrin that when she is not transparent with her duties then it becomes difficult for the ward to know where she needs extra help and how she can be assisted to achieve her optimum.
Nasrin has been in the same clinical area for 2 years and 2 months now. It is unfortunate that during this time, she still has the same outstanding issues…."
"I believe the Assertiveness course that I am currently doing will give me ability to put accurate and appropriate action in place i.e. to alert senior or inform doctor when my patient condition start to deteriorates [sic]. I have a step to go but I am confident that I will overcome this and I will be fit for to [sic] practice [sic]."
In the light of this evidence, the March 2018 panel made a condition of practice order for a further 9 months to give her "sufficient time to ….complete your assertiveness training." So in my view the Panel was entitled to conclude that, despite the assertiveness training which she was undertaking in March 2018, and the additional assertiveness training she had undertaken since then, the issues in her practice remained outstanding.
Conclusion