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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> R v W Primary Care Trust [2004] EWHC 2085 (Fam) (03 September 2004) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2004/2085.html Cite as: [2004] EWHC 2085 (Fam) |
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FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
SAMUEL R (by his Grandmother and Litigation Friend June Margaret D) |
Applicant |
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- and - |
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W PRIMARY CARE TRUST |
Respondent |
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Mr Anthony (instructed by Mills & Reeve Solicitors) for the Respondent
Hearing dates: 24 June 2004
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Crown Copyright ©
Mr Justice Sumner
Application
Applicant's case
Partial disclosure
Data Protection
Representation
Background
The Law
"Powers of High Court exercisable before commencement of action.
33(1). On the application of any person in accordance with rules of court, the High Court shall, in such circumstances as may be specified in the rules, have power to make an order providing for any one or more of the following matters, that is to say
(a) the inspection, photographing, preservation, custody and detention of property which appears to the court to be property which may become the subject matter of subsequent proceedings in the High Court, or as to which any question may arise in any such proceedings, and
(2). On the application, in accordance with rules of court of a person who appears to the High Court to be likely to be a party to subsequent proceedings in that court [ .], the High Court shall, in such circumstances as may be specified in the rules, have power to order a person who appears to the court to be likely to be a party to the proceedings and to be likely to have or to have had in his possession, custody or power any documents which are relevant to an issue arising or likely to arise out of that claim
(a) to disclose whether those documents are in his possession, custody or power; and
(b) to produce such of those documents as are in his possession, custody or power to the applicant or, on such conditions as may be specified in the order
(i) to the applicant's legal advisers; or
(ii) to the applicant's legal advisers and any medical or other professional adviser of the applicant; or
(iii) if the applicant has no legal adviser, to any medical or other professional adviser of the applicant.
"(1) This rule applies where an application is made to the court under any Act for disclosure before proceedings have started.
(2) The application must be supported by evidence.
(3) The court may make an order under this rule only where
(a) the respondent is likely to be a party to subsequent proceedings;
(b) the applicant is also likely to be a party to those proceedings;
(c) if proceedings had started, the respondent's duty by way of standard disclosure, set out in rule 31.6, would extend to the documents or classes of documents of which the applicant seeks disclosure; and
(d) disclosure before proceedings have started is desirable in order to
(i) dispose fairly of the anticipated proceedings;
(ii) assist the dispute to be resolved without proceedings;
(iii) save costs.
(4) An order under this rule must
(a) specify the documents or the classes of documents which the respondent must disclose; and
(b) require him, when making disclosure, to specify any of those documents
(i) which are no longer in his control; or
(ii) in respect of which he claims a right or duty to withhold inspection.
(5) Such an order may
(a) require the respondent to indicate what has happened to any documents which are no longer in his control; and
(b) specify the time and place for disclosure and inspection."
"(a) CPR 31.16 (like the enabling provision in section 33(2) of the Supreme Court Act 1981) does not require that the proceedings are likely, but rather that the respondent is likely to be a party if proceedings are issued, where "likely" means "may well";
(b) because disclosure will only be ordered in relation to documents which would be the subject of standard disclosure the court must be clear what the issues in the litigation are likely to be;
(c) the court is only permitted to consider a grant of pre-action disclosure where there is a real prospect in principle of such an order being fair to the parties if litigation is commenced, or of assisting the parties to avoid litigation, or of saving costs in any event;
(d) if there is such a real prospect the court should go on to consider the question of discretion which has to be considered on all the facts and not merely in principle but also in detail;
(e) pre-action disclosure should not be ordered as a matter of course, at any rate where the parties at the pre-action stage have been acting reasonably;
(f) the discretionary elements include the clarity and identification of the issues raised by the complaint, the nature of the documents requested, and the opportunity which the complainant has to make its case without pre-action disclosure;
(g) the more focussed the complaint and the more limited the disclosure sought, the easier it is for the court to exercise its discretion in favour of an order on the basis that transparency was what the interests of justice and proportionality most required.
33. An order may be made under CPR 31.17 "only where" the following conditions are fulfilled:
"The court may make an order under this rule only where
(a) the documents of which disclosure is sought are likely to support the case of the applicant or adversely affect the case of one of the other parties to the proceedings; and
(b) disclosure is necessary in order to dispose fairly of the claim or to save costs."
34. It is not necessary that the documents will support the applicant's case or adversely affect the case of another party. It is sufficient that they are likely to do so, in the sense (again) of "may well" (and not "more probable than not"). When applying that test it has to be accepted, and is not material, that some documents which may then appear likely to support the case of the applicant or adversely affect the case of one of the other parties will turn out, in the event, not to do so."
The Respondent's case
The effect on Samuel
"There is no reason for Samuel to be informed the detail of the documents disclosed at this stage. If anything need be said, he can be sensitively told that a court wants to make sure that he is receiving the best possible treatment, as a special child."
Disclosure and Mrs Donna D
Third party rights and the law
"The proper approach where there is a question of public interest immunity is a weighing, on balance, of the 2 public interests, that of the nation or the public service in non-disclosure and that of justice in the production of the documents."
"Some of the information will indeed be confidential to C: the most obvious examples are the medical reports and recommendations but social workers and other professionals also owe him a duty to respect his confidence. Some of the information may be confidential to other people: opinion shared at professionals meetings could fall within this category. But some of it may not be confidential at all: straightforward descriptions of every day life are not normally thought confidential even where information is covered by an obligation of confidence, the breadth of that obligation depends upon the circumstances."
"The court has to comply with the rules of natural justice, which normally require that anything relevant to the court's decision be seen by both sides to the dispute. As Lord Mustill put it in re: D (Minors)(Adoption Reports: Confidentiality) (1996) AC 593, 615: 'It is a fundamental principle of fairness that a party is entitled to the disclosure of all materials which may be taken into account by a court when reaching a decision adverse to that party'. That principle may be qualified if there are competing interests sufficient to outweigh it. In particular, where the proceedings concern the welfare of a child or a patient, it may have to yield to the need to protect that person from harm or the risk of harm. However, that person also has an interest in the fairness of the trial and in having the material properly tested in court .
Hence the right to see all the documents in a case may be outweighed by other considerations, but there must be a clear and proper public objective and the limitation must be proportionate to that objective. There are proper public objectives other than the protection of a child or patient from harm: see the discussion by Munby J. in re: B (Disclosure to Other Parties) (2001) 2 FLR 1017. But no such objective has been put forward in this case, nor are some of the more obvious ones, such as national security or the protection of informants, relevant. In general, therefore, one would expect disclosure of all the information put before the court in proceedings under section 29 for the purpose of establishing that the nearest relative "has exercised without due regard to the welfare of the patient or the interests of the public his power to discharge the patient from guardianship or is likely to do so", unless there was a demonstrable risk of harm to the patient or others in so doing."
"C's interest in protecting the confidentiality of personal information about himself must not be underestimated. It is all too easy for professionals and parents to regard children and incapacitated adults as having no independent interests of their own: as objects rather than subjects. But we are not concerned here with the publication of information to the whole wide world. There is a clear distinction between disclosure to the media with a view to publication to all and sundry and disclosure in confidence to those with a proper interest in having the information in question. We are concerned here only with the latter. The issue is only whether the circle should be widened from those professionals with whom this information has already been shared (possibly without much conscious thought being given to the balance of interests involved) to include the person who is probably closest to him in fact as well as in law and who has a statutory role in his future and to those professionally advising her. C also has an interest in having his own wishes and feelings respected. It would be different in this case if he had the capacity to give or withhold consent to the disclosure: any objection from him would have to be weighed in the balance against the other interests, although as W v Egdell (1990) Ch 359 shows, it would not be decisive. C also has an interest in being protected from a risk of harm to his health or welfare which would stem from disclosure; but it is important not to confuse a possible risk of harm to his health or welfare from being discharged from guardianship with a possible risk of harm from disclosing the information sought. As In re D (Minors) (Adoption Reports: Confidentiality) (1996) AC 593 shows, he also has an interest in decisions about his future being properly informed.
That balance would not lead in every case to the disclosure of all the information a relative might possibly want, still less to a fishing exercise amongst the local authority's files. But in most cases it would lead to the disclosure of the basic statutory guardianship documentation. In this case it must also lead to the particular disclosure sought. There is no suggestion that C has any objection to his mother and her advisers being properly informed about his health and welfare. There is no suggestion of any risk to his health and welfare arising from this. The mother and her advisers have sought access to the information which her own psychiatric and social work experts need in order properly to advise her. That limits both the context and the content of disclosure in a way which strikes a proper balance between the competing interests."
No disclosure to Mrs D
Conclusions
Costs
"Pre-commencement disclosure and orders for disclosure against a person who is not a party.
(1) This paragraph applies where a person applies
(a) for an order under
(i) section 33 of the Supreme Court Act 1981; or
(2) The general rule is that the court will award the person against whom the order is sought his costs
(a) of the application; and
(b) of complying with any order made on the application.
(3) The court may however make a different order, having regard to all the circumstances, including
(a) the extent to which it was reasonable for the person against whom the order was sought to oppose the application; and
(b) whether the parties to the application have complied with any relevant pre-action protocols."
Right to see medical records
"This legislation is essentially concerned with the right of patients to know what is contained in their medical records and to permit the correction of inaccurate records, but it may also be relevant in the context of litigation as one means of discovering what went wrong with the patient's treatment."
i) disclosure of information provided by the child in the expectation that it would not be disclosed to the person making the request or,ii) where it resulted from an examination or investigation where the child consented in the expectation that the information would not be so disclosed or,
iii) the child expressly indicated that it should not be so disclosed.
"But the processing of even sensitive personal data is permitted where it is necessary in order to protect the vital interests of the data subject or another person in a case where consent cannot be given by or on behalf of the data subject (paragraph 3 of Schedule 3); or for the purpose of, or in connection with, any legal proceedings (including prospective legal proceedings) or for the purpose of obtaining legal advice, or where it is otherwise necessary for the purposes of establishing, exercising or defending legal rights (paragraph 6); or where it is necessary for the administration of justice, or for the exercise of any functions conferred on any person by or under an enactment (paragraph 7). It is common ground, therefore, that the 1998 Act does not prevent the local authority disclosing this information. Nor, however, does it require the authority to do so."