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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> Lancashire County Council v R & Ors [2008] EWHC 2959 (Fam) (04 December 2008) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2008/2959.html Cite as: [2009] Fam Law 1131, [2008] EWHC 2959 (Fam), [2010] 1 FLR 387 |
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This judgment is being handed down in private on Thursday 4th December 2008. It consists of 48 pages and has been signed and dated by the judge. The judge hereby gives leave for it to be reported.
The judgment is being distributed on the strict understanding that in any report no person other than the advocates or the solicitors instructing them (and other persons identified by name in the judgment itself) may be identified by name or location and that in particular the anonymity of the children and the adult members of their family must be strictly preserved.
FAMILY DIVISION
BLACKBURN DISTRICT REGISTRY
Preston Combined Court Centre Openshaw Place Ringway Preston |
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B e f o r e :
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LANCASHIRE COUNTY COUNCIL |
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and |
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[1] R (a minor acting by his children's guardian, Mrs A-G) [2] S [3] N |
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Miss Singleton QC & Miss Koral (instructed by Messrs Green & Co) for the Mother
Miss Grocott QC & Miss Bowcock (instructed by Messrs Ratcliffe & Bibby) for the Father
Miss Cross (instructed by Marsh & Co) for the Guardian
Hearing dates: 10th October 2008, 13th – 17th October 2008 & 5th – 7th November 2008
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Crown Copyright ©
Mr Justice Ryder :
Introduction
a. On 7 July 2006 R was seen at his GP's surgery with a complaint of excessive crying. The discharge summary was "colic" and advice was given about winding.
b. On 13 July 2006 R was seen at his GP's surgery for his six week check. He was noted to be crying "excessively". Mother was advised to increase his water consumption to avoid constipation. The GP noted that she appeared to be "low in mood at this appointment".
c. On 3 August 2006 R was examined at his GP's surgery. Mother observed that he had been unwell since immunisation (on 27 July 2006) and he was constipated and unhappy. No abnormalities were found.
d. On 8 August 2006 R was seen by the nurse practitioner. He was constipated and Lactulose was prescribed.
a. On radiological scanning on 12 August 2006 (CT) and 16 August 2006 (MRI) R was found to have a chronic subdural haematoma (SDH) which was then at least 2 to 3 weeks old (i.e. arising not later than mid July) over both cerebral hemispheres and which was slightly larger on the right than the left. He also had acute bleeding (an acute SDH) which was between 3 and 7 days old as at 16 August 2006 and which extended over both cerebral hemispheres, particularly in the left sided collection and also in the region of both posterior inter-hemispheric fissures.
b. R had exhibited a mild transient encephalopathy i.e. at the lower end of the spectrum of insult.
c. On ophthalmic investigation by Mr Ian Lloyd, Consultant Ophthalmologist, on 16 August 2006 R was noted to have extensive retinal haemorrhages in both eyes including a large pre-macular haemorrhage in the right eye and a smaller pre-macular haemorrhage in the left eye and multiple fading intra-retinal haemorrhages scattered throughout the retina in both eyes.
The Local Authority's Case
a. He sustained the first head injury on or around 7 July 2006; this caused an acute SDH which became a chronic SDH, which in turn took in fluid, expanded and caused head swelling. At the time of the first head injury, R showed non-specific signs of general malaise, was said by his parents to be crying differently (and according to mother, excessively) and was taken to the doctors.
b. The second head injury was caused on the evening of 11 August 2006. This caused additional i.e. separate subdural bleeding, and more obvious neurological symptoms including fitting. As a consequence of this second traumatic event, R collapsed.
c. At the time of and in the event which caused the second head injury, R also sustained extensive retinal and pre-macular bleeding.
a. The degree of force which would have caused either or both of the head injuries was excessive i.e. outside normal handling such that an observer (an objective bystander) would reasonably believe it would cause harm to the child;
b. The degree of force in the second incident was at least as great as that in the first; and
c. The overall picture of injuries identified as recent on 11 August 2006 has to be considered in that, they say, this was not just a case of a re-bleed into an area affected by chronic SDH; acute subdural blood was found in other areas of the subdural space, and in the posterior fossa. Furthermore, the degree of force applied was also indicated by the extent and type of retinal and pre-macular bleeding and the degree of neurological change.
The Mother's Case
The Father's Case
The Child's Guardian
The Law
The standard of proof
"The law operates a binary system in which the only values are 0 and 1. The fact either happened or it did not. If the tribunal is left in doubt, the doubt is resolved by a rule that one party or the other carries the burden of proof. If the party who bears the burden of proof fails to discharge it, a value of 0 is returned and the fact is treated as not having happened. If he does discharge it, a value of 1 is returned and the fact is treated as having happened."
"In our legal system, if a judge finds it more likely than not that something did take place, then it is treated as having taken place. If he finds it more likely than not that it did not take place, then it is treated as not having taken place. He is not allowed to sit on the fence. He has to find for one side or the other. Sometimes the burden of proof will come to his rescue: the party with the burden of showing that something took place will not have satisfied him that it did. But generally speaking a judge is able to make up his mind where the truth lies without needing to rely upon the burden of proof".
and at para [70]:
"…the standard of proof in finding the facts necessary to establish the threshold under section 31(2) or the welfare considerations under section 1 of the 1989 Act is the simple balance of probabilities, neither more nor less. Neither the seriousness of the allegation nor the seriousness of the consequences should make any difference to the standard of proof to be applied in determining the facts. The inherent probabilities are simply something to be taken into account, where relevant, in deciding where the truth lies."
"Thus far I have concentrated on explaining that a court's conclusion that the threshold conditions are satisfied must have a factual base, and that an alleged but unproven fact, serious or trivial, is not a fact for this purpose. Nor is judicial suspicion, because that is no more than a judicial state of uncertainty about whether or not an event happened.
I must now put this into perspective by noting, and emphasising, the width of the range of facts which may be relevant when the court is considering the threshold conditions. The range of facts which may properly be taken into account is infinite. Facts including the history of members of the family, the state of relationships within a family, parental attitudes and omissions which might not reasonably have been expected, just as much as actual physical assaults. They include threats, and abnormal behaviour by a child, and unsatisfactory parental responses to complaints or allegations. And facts, which are minor or even trivial if considered in isolation, when taken together may suffice to satisfy the court of the likelihood of future harm. The court will attach to all the relevant facts the appropriate weight when coming to an overall conclusion on the crucial issue."
"In this country we do not require documentary proof. We rely heavily on oral evidence, especially from those who were present when the alleged events took place. Day after day, up and down the country, on issues large and small, judges are making up their minds whom to believe. They are guided by many things, including the inherent improbabilities, any contemporaneous documentation or records, any circumstantial evidence tending to support one account rather than the other, and their overall impression of the characters and motivations of the witnesses…"
The identification of perpetrator
"It may be unlikely that any person looking after a baby would take him by the wrist and swing him against the wall, causing multiple fractures and other injuries. But once the evidence is clear that that is indeed what has happened to the child, it ceases to be improbable. Some-one looking after the child at the relevant time must have done it. The inherent improbability of the event has no relevance to deciding who that was. The simple balance of probabilities test should be applied."
"The court must first be satisfied that the harm or likelihood of harm exists. Once that is established, as it was in both the Lancashire and In re O cases, the court has to decide what outcome will be best for the child. It is very much easier to decide upon a solution if the relative responsibility of the child's carers for the harm which she or another child has suffered can also be established. But the court cannot shut its eyes to the undoubted harm which has been suffered simply because it does not know who was responsible"
"…as a matter of legal policy, the position seems to me straightforward. Quite simply, it would be grotesque if such a case had to proceed at the welfare stage on the footing that, because neither parent considered individually, has been proved to be the perpetrator, therefore the child is not at risk from either of them. This would be grotesque because it would mean the court would proceed on the footing that neither parent represents a risk even though one or other of them was the perpetrator of the harm in question."
"it is the important fact, recognised by the judge, that it was highly improbable, although possible, that two separate people would have shaken this baby and caused these injuries within the period of the first 11 weeks of M's life. This has been the view of the local authority and the guardian."
"Rather, in cases of split hearings judges must be astute to express such views as they can at the preliminary hearing to assist social workers and psychiatrists in making their assessments and preparing the draft care plan. For their part social workers, I do not doubt, will have well in mind the need to consider all the circumstances when assessing the risk posed by a carer who is, but who is no more than, a possible perpetrator."
"…it seems to me that the two most likely outcomes in 'uncertain perpetrator' cases are as follows. The first is that there is sufficient evidence for the court positively to identify the perpetrator or perpetrators. Secondly, if there is not sufficient evidence to make such a finding, the court has to apply the test set out by Lord Nicholls of Birkenhead as to whether there is a real possibility or likelihood that one or more of a number of people with access to the child might have caused injury to the child. For this purpose, real possibility and likelihood can be treated as the same test."
"…likely is being used in the sense of a real possibility, a possibility that cannot sensibly be ignored…
…A decision by a court on the likelihood of a future happening must be founded on a basis of present facts and the inferences fairly to be drawn therefrom…
…There must be facts from which the court can properly conclude there is a real possibility"
The approach to expert evidence
"it is the court that is in the position to weigh the expert evidence against its findings on the other evidence, and thus, for example, descriptions of the presentation of a child in the hours or days leading up to his or her collapse, and accounts of events given by carers".
And later at para [44] on the same theme:-
"in cases concerning alleged non-accidental injury to children properly reasoned expert medical evidence carries considerable weight, but in assessing and applying it the judge must always remember that he or she is the person who makes the final decision".
"…in civil cases concerning children it might (a) assist all involved, (b) better reflect the roles of the expert and the judge, and (c) demonstrate that the expert is not the decision-maker as to whether the relevant death, injuries or harm is the result of non-accidental human agency and whether the threshold is satisfied, and does not have all the relevant information, if the medical experts were not asked to express a view as to the cause of the relevant death, injuries or harm on the balance of probabilities but were asked to:
(i) identify possible causes of the relevant death, injuries or harm setting out in respect of each the reasons why it might be a cause and thus why it should be considered;
(ii) state their views as to the likelihood of each possibility being the cause of the relevant death, injuries or harm and the reasons why they include or reject it as a reasonable (as opposed to a fanciful or merely theoretical) possible cause;
(iii) compare the likelihood of the cause (or causes) identified as reasonable possibilities being the actual cause of the relevant injuries or harm;
(iv) state whether they consider that a cause (or causes) is (are) the most likely cause (or causes) of the relevant death, injuries or harm and their reasons for that view; and
(v) state whether they consider that a cause (or causes) is (are) more likely than not to be the cause (or causes) of the relevant death, injuries or harm and their reasons for that view."
"…the opinion evidence of experts is often the consequence of the assessment processes and techniques they use. It will almost certainly be the case that it is not appropriate to characterise (for example) a paediatric or psychiatric risk assessment as being a conclusion to which the civil standard of proof applies in just the same way that a social care assessment, for example in accordance with the Framework for the Assessment of Children in Need and their Families TSO (2000) is neither based upon nor results in a conclusion on the balance of probabilities: Re S (Sexual Abuse Allegations: Local Authority Response) [2001] EWHC Admin 334, [2001] 2 FLR 776 per Scott Baker J. The task of determining facts to a standard of proof is for the court (see also Dingley v. Chief Constable of Strathclyde Police (2000) 55 BMLR (9 March 2000) per Lord Hope of Craighead at 120 and 122)."
"(i) The cause of an injury or an episode that cannot be explained scientifically remains equivocal;
(ii) Recurrence is not in itself probative;
(iii) Particular caution is necessary in any case where the medical experts disagree, one opinion declining to exclude a reasonable possibility of natural cause;
(iv) The court must always be on guard against the over-dogmatic expert, the expert whose reputation or amour propre is at stake, or the expert who has developed a scientific prejudice;
(v) The judge in care proceedings must never forget that today's medical certainty may be discarded by the next generation of experts or that scientific research will throw light into corners that are at present dark."
The approach to subdural and retinal haemorrhages
"the degree of force required to cause subdural haematomas need not be as great as previously believed. It remains however equally clear that the force used must be out of the normal rough and tumble of family life and must be unacceptable and inappropriate and obviously so. Each case of course has to be decided on its own facts. This is likely to be an evolving area of research.
Adding in the same paragraph:
The courts must however continue to deal with medical evidence on the basis of generally recognised medical opinion, giving due weight in the individual case to any advances in medical knowledge."
a. First, a clinically observed coincidence of SDH, retinal haemorrhages and encephalopathy (the 'triad') is a "strong pointer to NAHI" but it should not be treated as leading "automatically and necessarily" to a diagnosis of NAHI. (para [70]);
b. Second, on the question of the degree of force:
(a) where the triad is present – at para [76]:
"generally it is agreed that there is no scientific method of correlating the amount of force used and the severity of the damage caused. To state the obvious, it is not possible to carry out experiments on living children. Further, experience shows that the human frame reacts differently in different infants to the same degree of force."
(b) at para [77]:
"common sense suggests that the more severe the injuries the more probable they will have been caused by greater force than mere 'rough handling'. We note that the most recent Update from the Ophthalmology Child Abuse Working Party; Royal College of Ophthalmologists (2004) concludes:
'It is highly unlikely that the forces required to produce retinal haemorrhage in a child less than 2 years of age would be generated by a reasonable person during the course of (even rough) play or an attempt to arouse a sleeping or apparently unconscious child.'"
(c) at para [78]:
"as Mr Peter Richards, a very experienced neurosurgeon with a speciality in paediatrics, pointed out, if rough handling of an infant or something less than rough handling, commonly caused the sort of injuries which resulted in death, the hospitals would be full of such cases. In our view, this points to the fact that cases of serious injuries caused by very minor force such as might occur in normal handling or rough handling of an infant, are likely to be rare or even extremely rare."
(d) And at para [135]:
"As Mr Richards said when asked a question in the context of the amount of force necessary to cause injuries, he agreed that the assessment of injuries is open to a great deal of further experimentation and information. He assented to the proposition 'We don't know all we should'".
The approach to propensity evidence
"Evidence of propensity … is unlikely to be of any assistance in resolving a purely factual issue
And later
Clearly, the local authority social workers will have been working with and observing the child's parents and family members from the moment the child is received into its care. Nothing in what I have said above is designed to inhibit the local authority from putting in at the first stage factual evidence relating to the history of the case and the background of the parties, or relevant evidence of observation. Such evidence is usually necessary for a proper understanding of the case. Equally, the local authority will, as the case progresses, be carrying out a continuous assessment of the parents and their behaviour."
Expertise and research
a. Dr Stephen Chapman, Consultant Paediatric Radiologist
b. Mr Ian Lloyd, Consultant Ophthalmic Surgeon and Paediatric Ophthalmologist
c. Mr Paul May, Consultant Paediatric Neurosurgeon
d. Mr Peter Richards, Consultant Neurosurgeon
e. Dr Hilary Smith, Consultant Paediatrician in Community Child Health
f. Dr Wellesley St Clair Forbes, Consultant Neuroradiologist
g. Dr Neil Stoodley, Consultant Neuroradiologist
a. Taylor D et al (The Ophthalmology Child Abuse Working Party: Royal College of Ophthalmologists) Child abuse and the eye Eye 1999; 13: 3-10
b. de San Lazaro C et al Shaking infant trauma induced by misuse of a baby chair Arch. Dis. Child 2003; 88: 632-634
c. Whitby EH et al Frequency and natural history of subdural haemorrhages in babies and relation to obstetric factors The Lancet Mar 13, 2004; 362: 846-851
d. Whitby (2) EH et al Clinically silent subdural haemorrhages – NAI or not? Academic Radiology, University of Sheffield undated abstract and update on the 2004 research
e. Adams G et al Update from the ophthalmology child abuse working party: Royal College of Ophthalmologists Eye 2004; 18: 795-798
f. Newman B Inflicted childhood neurotrauma (shaken baby syndrome) Focus, Royal College of Ophthalmologists 2005; 33:
g. Hobbs C et al Subdural haematoma and effusion in infancy: an epidemiological study Arch. Dis. Child 2005 ; 90: 952-955
h. Child Protection Companion (1st ed) Royal College of Paediatrics and Child Health Apr 2006;
i. Looney CB et al Intracranial haemorrhage in asymptomatic neonates: prevalence on MR images and relationship to obstetric and neonatal risk factors Radiology 2007; 242: 535-541
j. Rooks VJ et al Prevalence and evolution of intracranial haemorrhage in asymptomatic term infants AJNR Am J Neuroradiol 2008; 29: 1082-1089
Whitby:
(a) 9 out of 111 babies scanned had suffered subdural haemorrhages at birth;
(b) One of those had suffered a traumatic ventouse delivery;
(c) None of those who had suffered SDH had been born by caesarean section (even the one described who was born by caesarean section after the failed ventouse);
(d) All were scanned after 4 weeks, and all of the haematomas had completely resolved by that time;
(e) The 'interpretation' of the study generally was that the presence of unilateral and bilateral SDH is not necessarily indicative of excessive birth trauma;
(f) All haemorrhages were "small";
(g) The locations of SDH in asymptomatic babies differed from those reported in NAHI; in the Whitby study the SDH was infra-tentorial, whereas the SDH in NAHI cases tend to be supra-tentorial (bilateral or inter-hemispheric);
(h) In most cases, associated findings will lend support to a diagnosis of NAHI: such as bruises, retinal haemorrhages, and cerebral parenchymal changes;
Whitby 2 (abstract)
(i) Clinically silent SDHs resolve spontaneously without detrimental effects and do not appear to re-bleed;
de San Lazaro
(j) The test involved repeated "violent rocking" of the dummy in the baby bouncer giving rise to head accelerations of a similar order to values recorded for shaking in the arms;
(k) Forceful repetitive whiplash injury to the head was possible and that "shaking" trauma could have been induced without picking up the child;
Rooks
(l) Analysis undertaken of 101 asymptomatic babies; 46 had SDH (assessed by MRI within 72 hours); [higher detection than Whitby explained by higher magnetic-field-strength scanner];
(m) All 46 showed haemorrhage in the supra-tentorial region in the posterior cranium;
(n) Most SDHs had resolved by 1 month and all had resolved by 3 months;
(o) SDH was most commonly seen in the posterior inter-hemispheric fissure, with SDH also noted posteriorly along the occipital lobes;
(p) The incidence of SDH was higher in neonates with cephalo haematoma and was also associated with a longer second stage labour;
(q) Most of the infants with SDH delivered by caesarean section had a trial of labour with oxytocin;
Looney
(r) Of the 97 asymptomatic neonates scanned, 17 were found to have suffered SDH; all neonates with SDH were delivered vaginally.
The Parents
"FACTUAL CONCESSIONS BY THE FATHER
1. When R was no more than 10 days old the father, in attempting to pass the child to the mother in bed for a night feed, bumped him slightly too roughly down onto the bed. His handling of the child on that occasion was careless and inappropriate.
2. Whilst being bathed R slipped from his father's hands banging his head on the side of the baby bath. Rt was 2 to 3 weeks old at the time (i.e. this occurred between the 14th and 21st June 2006).
3. At the age of approximately 5 and a half weeks (i.e. between the 5th and 12th July 2006) the father held R facing him with one hand under his bottom and the other behind his head/neck. The father was walking around with the child held in that position. The child's head, not being properly supported, fell forwards making contact with the father's collarbone. This resulted in a small bruise over the child's left cheekbone.
4. On the 5th August 2006 R suffered a further small bruise over his left cheekbone in the same circumstances as are described in paragraph 3 above.
5. Between approximately 14th July 2006 and the 3rd August 2006, as he was carrying the child upstairs, the father slipped and fell on the top stair causing the child to scream for a short time.
6. The father occasionally used his foot to bounce R in a fabric covered baby bouncer. When he did so the child's head and neck would, on occasion, come away from the bouncer before falling back against it. The force used by the father on those occasions was in excess of that which was reasonable given the child's age.
7. The father accepts that in his general handling of the child he did not always support the child's head and neck properly. He accepts that this caused concern on the part of the paternal grandparents and the maternal grandfather.
8. On the 1st August 2006 R suffered a tiny mark on his forehead above his right eye. He does not accept that he caused it.
9. When R was approximately six weeks old he sustained a tiny vertical red mark on the left side of his abdomen. This remained visible for approximately two days. He does not accept that he caused it.
10. On the 11th August 2006 mother was outside caring for ferrets for not more than 15 minutes prior to R's collapse.
11. Father subsequently misled the Local Authority by denying that he had formed a relationship with a woman who had children.
FACTUAL CONCESSIONS BY THE MOTHER
1. The mother accepts that in her general handling of the child she did not always support the child's head and neck properly. She accepts that this caused concern on the part of the paternal grandparents and the maternal grandmother.
2. R sustained a small bruise over his left cheekbone when he was approximately 5 and a half weeks old. Mother does not accept that she caused it and has no independent explanation for it.
3. When R was approximately six weeks old he sustained a tiny vertical red mark on the left side of his abdomen. This remained visible for approximately two days. She does not accept that she caused it and has no independent explanation for it.
4. On the 1st August 2006 R suffered a tiny mark on his forehead above his right eye. She does not accept that she caused it and has no independent explanation for it.
5. On the 5th August 2006 R suffered a further small bruise over his cheekbone. Mother does not accept that she caused it and has no independent explanation for it.
Specific incidents and bruising:
Mother | Father |
Opportunity | Opportunity |
Closely involved in the care of R | Closely involved in the care of R |
Stresses in the parental relationship; this particularly affects M who was thinking of leaving F at about the time when we say it is likely that the first SDH was inflicted | Stresses in the parental relationship |
M's general low mood (which persisted for much of the period through to end-July) | Alleged likely perpetrator of the second injury |
Inept parenting (not supporting head etc – see concessions) | Inept parenting (not supporting head etc – see findings and concessions) |
M's (admitted and observed) tiredness | Possible impact of drink |
R's birth: subdural and retinal haemorrhaging
a. He did not require resuscitation after the delivery and had normal Apgar scores;
b. He breastfed within 75 minutes of his birth;
c. He cried quickly and had normal respiration;
d. He was described as a "well-looking baby";
e. He was described as "appearing hungry" while he was on the ward after his birth and was "feeding well" and "frequently" ;
f. His recovery was described as "uneventful";
g. He had a "satisfactory" baby check after the delivery.
"Normal birth and particularly assisted deliveries commonly produce retinal bleeding (in up to 60% of new born infants)".
"Occasionally large birth related sub-hyaloid haemorrhages can persist for longer than this. However the clinical picture observed on the 16th August 2006 was not of partially resolved sub-hyaloid haemorrhage but of multiple wide spread intra-retinal haemorrhages and relatively fresh sub-hyaloid and vitreous haemorrhage"
"(It is) difficult to be exact and it depends on the type of haemorrhage, but looking at the birth date a blot and dot haemorrhage would take 2 – 6 weeks depending on its size. A pre-macular haemorrhage can hang around for up to three months. A resolving pre-macular haemorrhage looks very different to the ones I observed. It has several edges with white lines showing absorption. The retinal haemorrhages I saw in R did not look like that…
…I am very much aware that we are not infallible and that there are always exceptions to every rule, but the presence of dot and blot haemorrhages and fresh pre-macular haemorrhages point to the recent onset of retinal bleeding."
The chronic subdural haemorrhage
"what we don't see on the scans are a whole series of subdural haematomas. We see one old one or bilateral ones which are old and then the recent ones. We don't see a series of subdural haematomas as a result of episodes of poor handling during this child's life."
"It could possibly occur, but it but it is abnormal, as the brain would not grow."
"I can't completely exclude it on the basis of 'never say never', but we are not seeing these cases. As Rooks says, incidents of birth related subdural haemorrhages are up to 47%. I don't see those cases in my clinical practice, nor my medico legal practice".
"For there to be a re-bleed it has to be on the basis of a sizeable chronic subdural collection, rather than a small one that gets bigger and bigger. You would also see more layers like the rings on a tree stump and that's not what you get in R's case".
"No, it could only happen if R had a blood clotting disorder."
"I would therefore consider it highly unlikely that the process that caused the chronic subdural haematomas was well established by 7 July 2006 and had the acute bleeding been at birth I would have expected the process to be well established by then. I therefore consider it highly unlikely that events at birth led to the development of the chronic subdural haematomas."
Other causes of the chronic SDH:
"It is not likely to be the subdural haemorrhages themselves which cause the signs and symptoms as we know that subdural haemorrhages can be clinically silent and the pattern of subdural bleeding seen in cases of NAHI where the child has relatively few symptoms and who gets better quickly is just the same as the pattern seen in infants who present moribund and go on to die. What differs between these groups is the degree of associated brain injury …"
"on the 7th July he was crying and crying; I held him and that would not settle him; I changed him and that did not settle him; he was trying to tell us something was wrong; we just could not sort it."
The acute subdural haemorrhage
a. posterior fossa,
b. along the posterior falx, and
c. into the posterior inter-hemispheric fissure.
"bleeding into the posterior aspect of the cerebral hemisphere and the posterior inter-hemispheric fissure are very typical distributions in the context of non-accidental head injuries."
"It would be difficult, though not impossible for fresh blood to move to the posterior fossa. I think it likely that acute blood in the posterior fossa originated in the posterior fossa"
He later added:-
"think of the head as a 3-storey house; the cerebral area is the top storey, the posterior fossa is the middle storey and the spinal canal is the lower; there is a very narrow channel between the cerebral area and the posterior fossa".
"I heard a loud scream. I was at the other end of the garden; it was a horrible scream which I had not heard before; it was R. It was just a really loud scream. I think that the window was open. I shoved the ferrets out the way; make them think I was going one way… I went in; walked through double doors; (N) was standing in the living room front room; (N) is holding R and R has his back arched backwards. (N) has one hand at the top and the other at the bottom. His whole back was arched; bottom and middle of back; arched backwards. (N) said that there is something wrong with him. R's face were a greeny grey colour; his lips were straight and his pupils were small. His chin was all up and his lips were all straight. I don't know how he did it. I was stood looking, trying to work out; R started to relax; then he screamed again, and his arm were up like that (demonstrates); I then took him off (N); I thought that he was holding him funny; I sat down with him; he did not relax; (N) went out into the garden to put the ferrets away. I said that I don't know what to do – phone 999 or what."
"(N) said that he needed to do the ferrets; R was gurgling/googling; baby-talk; he was fine; I was pleased when he settled. I held R when (N) had his tea; we were eating on the settee at that time."
"I had R in front of me in the bouncy chair. I remember him crying at the time; he was quite whingey; it did not have the soothing calming effect. More vigorous than a person would see…. Difficult to describe how vigorous it was. I would have called it vigorous. More than normal. Same amount of force; same as before… At the top end of my vigorous rocking. This time (he usually likes the vigorous bouncing) it was not calming him at all."
"On the day of the 11th, whilst (S) was out feeding the ferrets and I was bouncing R he was not calming down. I stopped bouncing him suddenly; his head came forward and bounced on his chest. I picked him out of the chair and 20 seconds later he started screaming."
a. R was 'whingey' all day;
b. Father agreed that 'whinginess' "raises tension" in parental carers;
c. R was still 'whingey' when mother went out to feed the ferrets; R was by that time in his bouncy chair;
d. Father rocked R in the chair in the same way as he had done many times before;
e. The rocking did not seem to pacify R; on the contrary, R became more upset;
f. Father was concentrating on his television programme; he was not paying R much attention;
g. Father lifted his foot off the wire strut which was the one at 45º to the ground;
h. The whole chair moved forward with R;
i. R's head went forward and then back to the "normal place in the chair";
j. There was only one motion forwards (not repeated);
k. There was a period of time between that event, and the scream/arching of back at which F unclipped R from the seat, lifted him out, and walked once or twice around the room;
l. Father was vague about R's presentation in that period, though said that he thought he was still "crying and whingeing" as before; he could not remember if he got more whingey.
m. Father denied having momentarily "lost it"; and
n. He categorically denied shaking or indeed any other event which could have caused these serious injuries.
"forces do appear to be engaged (if the head is lifted off the back of the bouncer) but they are lesser forces. What appears not to be described is what the majority of medical opinion indicates is required which is the repetitive movement of the infant's unsupported head. What most people believe is that the head needs to go down onto the chest, and then go back so that the head is on the infant's back … (demonstrates) which is what we do not have here"
He added:
The description given by the father does not appear to me to have the requisite degree of movement of the unsupported neck as to cause such injury.
"no-one knows the minimum degree of force. I would not say that it is impossible for the injuries to be caused in this way, but based on events in the normal world where babies bounce out of bouncers, and are in car seats in crashes [and do not sustain injuries] I would not say so. There has to be a significant severe memorable event. I would not expect the baby bouncer to cause these injuries though I agree that I could not say that it is impossible."
"I do not accept that the baby bouncer caused these injuries. I say that it is unlikely on the basis of my clinical experience"
"The appropriate or inappropriate use of a baby bouncer has been described in a single case report some years ago in which a very vigorous application resulted in acute bleeding, but I think this is a highly unlikely explanation"
"…the adult placed his foot on the metal bit and catapulted the child across the room".
Dr. Chapman added in his oral evidence that:
"everybody who has had a baby has had a bouncy chair. If it was that easy to make the chair bounce forward, these chairs would carry a health warning and there would be something in the medical literature".
The eye haemorrhages
"It is highly unlikely that the forces required to produce retinal haemorrhage in a child less than 2 years of age would be generated by a reasonable person during the course of (even rough) play or an attempt to arouse a sleeping or apparently unconscious child"
"extensive retinal haemorrhages in both eyes. His right eye fundus had a large pre-macular haemorrhage … and there was a break through of this blood into the vitreous cavity. There were multiple fading intra-retinal haemorrhages scattered throughout the retina – out as far as the equator. There were no superficial nerve fibre layer haemorrhages evident. The left eye fundus also had a smaller pre-macular haemorrhage with some breakthrough of haemorrhaging into the vitreous cavity. Again there were multiple fading intra-retinal haemorrhages scattered throughout the retina. These extended as far as the equator. There were no signs of nerve fibre layer haemorrhages."
"the large pre-macular haemorrhages are markers of severe injury … you do not see this clinical picture after an accidental injury. Pre-macular haemorrhaging is a marker for severe injury."
"This involves something a parent would not forget, for example a parent falling on top of a child, a child being in a significant road traffic accident or being thrown from a buggy."
"It is difficult to date retinal haemorrhages of this type. If you have two episodes of retinal bleeding, it is difficult to separate them out. I would emphasise that the pre macular haemorrhages [seen on 16th August] did not have the appearance of old resolving haemorrhages"
"the most likely cause of R's initial clinical picture is non-accidental inflicted neuro-trauma. There is some evidence to suggest that accidental trauma can occasionally give rise to retinal bleeding. However there is little or no evidence that minor accidental trauma can produce extensive retinal bleeding of this nature"
And he said in oral evidence:
"I examine hundreds of children a month, most of whom are bounced up and down by their dads in a baby bouncer. I don't believe that is the mechanism that causes bleeding. It would have to be a very acute and sudden rise in pressure to cause retinal bleeding. I don't believe that the forces you describe in the baby bouncer explain the force required".
"… on the 16th August when R's eyes were examined that there were no sign of superficial nerve fibre layer haemorrhages. Now normally when children suffer retinal haemorrhages as a result of a shaking or shaking impact injury then haemorrhages of several different types occur but the superficial ones which look flame shaped or splinter shaped disappear pretty rapidly usually within a week. It is quite consistent with the observations that there weren't any haemorrhages on the 16th August of that nature with an injury on the 11th. Often haemorrhages of the superficial type will disappear in a few days so I would say that it is quite possible that the injury occurred on the 11th August".
The causes of the acute SDH and the eye haemorrhages
a. there was bleeding to other areas unaffected by the chronic SDH;
b. R suffered encephalopathic / neurological changes which would not have been caused by bleeding into the chronic spaces;
c. R suffered extensive eye haemorrhages.
Unusual features: parallel features
a. Sub-galeal swelling: Dr. Smith acknowledged that the swelling is unexplained; it was not picked up on any of the CT scans, even in October when people were apparently able to palpate it. Dr. Smith was clear that this is a 'parallel' condition which does not suggest a vulnerability to SDH;
b. Other swelling: Likewise, Dr. Smith could not hypothesise any link between the 'boggy swelling' and the SDH save that the swelling might have affected the measurement of R's head circumference;
c. October 2006 admission: In October 2006, R was admitted with further bleeding into the chronic collection; this was largely asymptomatic although R was reported to be staring which was not thought to be clinically significant. Again R had an increased head circumference which was thought to be entirely predictable in light of the expanding collection inside his skull.
Conclusions
"I was naïve. I didn't see what was happening in front of me. I did not believe that babies got hurt"
Judgment ends.