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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> N (A Child), Re [2009] EWHC 2096 (Fam) (6 August 2009) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2009/2096.html Cite as: [2010] 1 FLR 454, [2009] Fam Law 1030, [2009] EWHC 2096 (Fam) |
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FAMILY DIVISION
(In Private)
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
In the Matter of N (A Child) A |
Applicant |
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- and - |
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(1) G (2) N (by his guardian, CP) |
Respondents |
____________________
Mr David Holden for the First Respondent (mother) (pursuant to leave of the court granted under section 27(2) of the Courts and Legal Services Act 1990)
Ms Shelagh Farror (instructed by Goodman Ray) [on 5 August 2009 Ms Gwen Williams of Goodman Ray] for the Second Respondent (child)
Hearing dates: 5-6 May 2009, 5 August 2009
____________________
Crown Copyright ©
Mr Justice Munby :
"AND UPON the Applicant's Request being superseded by the coming into force on 27 April 2009 of Part XI of the Family Proceedings Rules 1991 [specially Rules 11.2(1)(c) & 11.4(1)(c)] but the 1st and 2nd Respondents applying for restrictions on the Applicant's right to disclose case documents, pursuant to Rule 11.2(1)(c)
AND UPON the Parties consenting to the Court deciding the issue on the basis of the written submissions of the Parties without the necessity of an oral hearing, and the Court subsequently reading: (1) Counsel for the Guardian's Submission dated 19 May 2009; (2) the 1st Respondent's Submission dated 26 May 2009; and (3) Dr Pelling's Submission for the Applicant dated 5 June 2009
IT IS ORDERED THAT:
1 There be No Order on the Applicant Father's Request for Leave to Disclose.
2 The 1st and 2nd Respondents' applications for restrictions on the Applicant's intended disclosure of documents to the General Medical Council be dismissed.
3 The Applicant … be released forthwith from his Undertaking given on 6 May 2009 not to disclose, or cause to be disclosed by any other person, to the General Medical Council any of the court documents or material which were the subject of his Request for Leave to Disclose."
"IT IS ORDERED THAT:
1 The Applicant's Applications by Request dated 2 October 2008 for Amendment and Declaration as to legal status of the Consent Order herein dated 29 July 2008, be dismissed.
2 The Applicant's Applications by Form C2 issued 24 April 2009 (which included and superseded applications of substance not dealt with elsewhere contained in his List of Orders Sought dated 16 January 2009), excluding Applications relating to Disclosure which are dealt with by a separate Order herein dated 5 August 2009, and excluding Applications dealt with by the Consent Order herein dated 8 July 2009, be all dismissed, save that there be No Order on Items 5 and 8 in Section 2 of the Form C2.
3 The Respondent Mother's 6 substantive Applications (excluding for an order under s.91(14) Children Act 1989) contained in her List of Orders Sought dated 19 January 2009 and further substantive Applications contained in her Position Statement and Skeleton Argument both dated 30 April 2009 (excluding for an order under s.91(14) Children Act 1989), be all dismissed."
Events since judgment
"In relation to both judgments I propose, subject to any suggestions to the contrary, to deal with all costs issues on the basis of brief written submissions (no more than 4 sides of A4).
In relation to the judgment of 8 July 2009, the father has already stated his position. May I suggest that the mother and the guardian both respond with their submissions by no later than Wednesday 22 July and that Dr Pelling replies by no later than Monday 27 July. In the meantime, would Dr Pelling please supply us with a copy of his invoice / account to the father for the fees claimed.
In relation to the judgment of 17 July 2009, it would assist if everyone could indicate by 12 noon on Wednesday 22 July (without necessarily giving any detailed reasons at that stage) what, if any, order(s) for costs they are seeking.
So that all questions of permission to appeal can be considered together, I propose to extend the mother's time for seeking permission to appeal against the judgment of 8 July until 31 July 2009."
"So I would respectfully ask that you fix a very short hearing on or around 31 July 2009 early AM to hand down both Judgments in final approved form in open court, including your decision on costs in both cases. Both Orders could be finalised and dated for the same date. I would wish to attend on behalf of [the father] to ask for Leave to Appeal and to collect printed copies of the Judgments; [the father] would not object to others not attending, or requesting Leave to Appeal in writing (if copied to [him] and myself), but on the basis that any request for Leave to Appeal would be adjudicated upon at the hearing. [The mother] can similarly make any request in writing about the continuation of [the father's] Undertaking, to be adjudicated at the hearing. So nobody need incur costs of attendance if they did not wish to. An advantage of proceeding in this way is that all parties would then have 21 days from 31 July (or around then) to go to the Court of Appeal on any matter they wished to appeal. This would give adequate time to all parties and their advocates in what after all is now the summer holidays and it isn't only [the father] and [the mother] who have children to look after."
"The Guardian has carefully considered the judgment and the comments made about the father's approach to the litigation. Despite the unreasonableness of much of this approach, the Guardian has instructed that she will not pursue an order for costs so as to limit the likelihood of further litigation."
"Costs
In the light of the parties' stated positions, and on the footing that all parties are seemingly agreed that all questions of costs should be dealt with on the basis of brief written submissions (no more than 4 sides of A4) … the judge suggests that the remaining arguments in relation to costs should be dealt with as follows:
(a) [The mother] is to set out no later than Thursday 30 July 2009 her submissions in support of her case that [the father] should pay her costs in relation to both judgments; and
(b) [The father] is to set out his submissions in response to (a) no later than Monday 3 August.
The judge will then give his decision and reasons in relation to costs in a further judgment to be handed down at a very short hearing on, he suggests, Wednesday 5 August 2009.
Permission to appeal
The judge directs that, if any party wishes to seek permission to appeal against any of the matters dealt with in either judgment, they are by Monday 3 August 2009 to serve on the other parties, and at the same time copy to the judge by email, a brief skeleton or written submissions (no more than 4 sides of A4) identifying precisely the issues on which and summarising briefly the grounds on which permission is being sought. Anyone who wishes to amplify these arguments orally can do so briefly at the hearing on Wednesday 5 August 2009.
Hearing on Wednesday 5 August 2009
The directions set out above are intended by the judge to ensure that (1) all submission in relation to costs are dealt with before this hearing, (2) the only issues to be dealt with at the hearing are in relation to permission to appeal, and (3) only those who wish to need attend that hearing (any party content to deal with questions of permission to appeal on the basis of written submissions, without attending at the hearing, is free to do so, provided that those submission have been circulated to all concerned by Monday 3 August 2009). The judge wishes to emphasise that all applications for permission to appeal will be adjudicated upon at the hearing on Wednesday 5 August 2009.
Extension of time for permission
In order to overcome the technical problems identified by Dr Pelling, the judge has today made an order (a) further extending [the mother's] time for applying for permission to appeal in relation to the judgment of 8 July 2009 and (b) extending both [the mother's] and [the father's] time for applying for permission to appeal in relation to the judgment of 17 July 2009, in each case until 4pm on 26 August 2009.
Orders
The judge's intention is that the orders in both matters will be dated 5 August 2009."
"IT IS ORDERED THAT:
(1) Time for the 1st Respondent to file an Appellant's Notice in the Court of Appeal in relation to the Decision of 8 July 2009 on Disclosure of documents to the GMC is extended to 4pm on 26 August 2009;
(2) Time for the Applicant and 1st Respondent to file an Appellant's Notice in the Court of Appeal in relation to the Decision of 17 July 2009 on matters relating to the Consent Order of 29 July 2008 and further applications (excluding re Disclosure) of the Parties
is extended to 4pm on 26 August 2009."
"After consultation with [the father] and on his instruction, and notwithstanding Mr Justice Munby's direction, I decline to give grounds or reasons as to why the Leave is being sought. This is because it is a wasteful exercise in time and costs, there being no expectation that Leave will be granted on any issue and because experience shows that if you set out your detailed reasons for asking Leave – effectively disclosing your intended grounds of appeal – then judges use that as an opportunity in Form N460 to embellish and add to their Judgments and to influence the Court of Appeal against the appellant. It is for the Court of Appeal to determine appeals and applications thereto for Leave to Appeal and in my submission the introduction of Form N460 was wrong because it allows the Judge under appeal to be effectively heard in the Court of Appeal via his response to a leave application in the lower court. In practice some judges use this opportunity to try and scupper the appeal if they have knowledge of the appellant's intended grounds to be put before the Court of Appeal. [The father] will therefore reserve his grounds of appeal and reasons for asking Leave to Appeal to the Court of Appeal.
In any event the Judge in the lower court has no power to compel an appellant to disclose his reasons for asking for Leave to Appeal and cannot deny the appellant's statutory right (indeed duty) to simply ask for Leave to Appeal. Of course, the appellant should identify the order or part or parts of an order against which he is asking for Leave, but beyond that the Judge cannot go."
"As to Leave to Appeal I suggest [she] looks at what the CPR Rules actually say and at what I said. I am asking for Leave to Appeal from the Judge at first instance; I am not giving any reasons; that is in compliance with the CPR."
"It is all too easy for establishments to defend themselves by punitive action against the person who disagrees, especially when largely done in secret. Sometimes the Family Division reminds one of Soviet Russia, when political dissidents were deemed mad and had to be locked away in asylums and drugged into submission."
Costs
Costs – the father's stance
Costs – the guardian's response
i) First, she submits that the guardian's conduct on behalf of the child in contesting the issue of disclosure was wholly reasonable and justified having regard to (a) the possible effect on the welfare of the child if disclosure was ordered and the reaction of the mother were adversely to affect the child and (b) the fact that the subject of the application involved completely new and important legislation as to which there was as yet no authority, or judicial guidance or interpretation.
ii) Secondly, she submits that the amount claimed is excessive in all the circumstances of the case. Observing that under CPR 48.6(4)(b) the amount that can be claimed by a litigant in person for doing work is set at £9.25 per hour, she submits that whilst Dr Pelling is not the litigant in person, neither is he legally qualified as an advocate. So, it is said, the amount claimed is not proportionate.
iii) Thirdly, she submits that it would be inequitable for the guardian to bear 90% of any costs awarded. She points out that it was at the direction of the court that the guardian's counsel filed submissions first, on the basis that it would assist the court and the mother, as the mother was not legally represented. Had the mother been legally represented the guardian would have been in the position of supporting the mother's case, and the submissions of counsel on the guardian's behalf would consequently have been shorter and less time consuming for the father to reply to.
Costs – the mother's stance
i) Loss of wages: four days at £38.25 per day – £153.
ii) Time spent on preparing case: 650 hours at £9.25 per hour – £6,102.50 (in her written submission she claims £6,175 but this would seem to be an arithmetical error). In justification of this figure, she says that as the father was clearly attempting to re-open the case, effectively challenging the validity of the consent order, all the earlier documentation pre the consent order had to be revisited. The amount of time she spent, she says, can only be assessed, as she did not keep time sheets, but she asserts that 14 hours a week on average would be "very conservative", so given the time which has elapsed since the father first began to have second thoughts, the total number of hours spent would be in excess of 650.
iii) Cost of car-parking while attending court: 4 days at £40 per day – £160.
"Whatever he may have brought himself to believe, and whatever advice he may have received or be receiving, the father's behaviour is, if truth be told – and the time has now come when, in the interests of his son, a judge must speak plainly – an abdication of his duties as a father."
Costs – the father's reply
i) First, he submits that it was patently obvious (as, he says, the judgment makes clear) that the welfare of the child was never going to be affected and the 'reaction of the mother' argument was not supported by any medical evidence. It was in truth, he says, "a pathetic argument." Moreover, he submits, the novelty of the point is not something that has ever been accepted as a valid reason not to pay the successful party's costs. "Those who want to fight to make a point of law must still be prepared to pay the costs if they lose."
ii) Secondly, he disputes that the amount claimed is excessive. One has, as he points out, to distinguish, as Parliament has done, between work done by the litigant in person himself (where the pecuniary loss factor, the ?rds rule and the £9.25 per hour rate all apply as appropriate) and disbursements and payments reasonably made for legal services relating to the conduct of the proceedings (where the full cost is claimable). Dr Pelling accepts that he has no formal legal qualifications but says so what? He submits that, unless the court is to indulge in discriminatory practices without any rational foundation, why should not the principle of equal pay for equal work apply? One should rather, he says, examine the merit of the work done, not the paper qualifications. He accepts of course that an advocate's expertise and experience is reasonably taken to be reflected in the merit of his work (QCs are paid more than juniors), which is why, as he puts it, his rate is somewhat lower than Ms Farror's. Likewise he accepts that it is of course open to the court to tax his bill down if the rate is considered too high, but says it should be on proper grounds.
iii) As to Ms Farror's third point, he observes pithily that one has to take the facts as they were, not as they might have been.
i) First, and fundamentally, he disputes that the father has been guilty of the kind of unreasonable conduct in the course of the litigation which alone is relied upon as justifying an order for costs against him. In support of this contention Dr Pelling analyses in turn each of the father's applications with a view to demonstrating that each of them was in fact reasonable and that the mother's characterisation of the father's litigation conduct is unwarranted. He emphasises that the father was not acting mischievously or selfishly, being motivated only, he says, by his genuine concerns for his son's welfare. And he stresses what he says were, from the father's perspective, two key provisions in the consent order: one was the review to take place in the following year; the other, without which, he says, the father would never have consented to it, was the curb on the mother moving to live by herself with N away from her own parents. He submits that it can hardly be said to be unreasonable for the father to object to that key safeguard being removed without a proper investigation.
ii) Secondly, he makes the point that in any event it cannot be said that the father was acting unreasonably in relation to either (a) the matters which in the event were dealt with by consent or (b) the matters where I made no order (rather than an order dismissing the application) or (c) the matters where the father's application, even though in the event unsuccessful, was responsive to the mother's inappropriate actions or (d) the matters which arose out of a shared experience of difficulties in making the consent order work or (e) the matters where the guardian herself recognised that some adjustments to the consent order might be appropriate. So the mother's broad brush approach cannot, he says, be justified. Each of the various applications must be examined carefully in order to determine which were, and which were not, unreasonable.
iii) Thirdly, he disputes that the mother's applications were not pursued and says that, since my approach in relation to them mirrored my approach in relation to the corresponding applications made by the father, it hardly lies in the mother's mouth to accuse the father of being unreasonable: "If the father is guilty of unreasonable conduct of litigation then so equally is the mother. That should reflect in any costs order. Of course, [the father's] position is that neither were unreasonable."
iv) Fourthly, he disputes that there was any need for the mother to undertake all the work she says she did in respect of the earlier documentation.
"This is a case where the proper order for costs is the usual one of 'No Order'. The guardian herself has wisely and reasonably taken that approach and decided not to seek costs. If however the court disagrees, then unless it were to take the extreme view that every single application of [the father] (and consistently of [the mother]) constituted unreasonable conduct of litigation of such gravity as to resound in costs, the court would … have to embark on an analysis of which ones were so unreasonable and which were not, and [the mother] would have to provide some evidence or reasonable calculation of time spent on the unreasonable ones and not just pluck vague guesstimates out of the air. In costs the brush may be broad, but there are some brushes which are just too broad. Further, bearing in mind that Mr Holden has told me he is not charging [the mother] fees, but has clearly had a very major input in the conduct of [her] case and advocacy … it would be necessary for [the mother] to convince the court that time she claims for was really her own and not Mr Holden's.
Further, given the amount that [the mother] could reasonably claim, it seems to me that the whole matter is becoming quite disproportionate, both in terms of time spent by the advocates in making these costs submissions and in terms of judicial time in dealing with them and the consequential further analysis that would probably be necessary in distinguishing the reasonable from the unreasonable.
In all the circumstances therefore I respectfully suggest it would be practically and financially better, and legally correct, to call it a day and make No Order on the costs of the s. 8 review and related proceedings."
Costs – discussion
"Where the debate surrounds the future of a child, the proceedings are partly inquisitorial and the aspiration is that in their outcome the child is the winner and indeed the only winner. The court does not wish the spectre of an order for costs to discourage those with a proper interest in the child from participating in the debate. Nor does it wish to reduce the chance of their co-operation around the future life of the child by casting one as the successful party entitled to his costs and another as the unsuccessful party obliged to pay them."
"the possibility that in effect a costs order will add insult to the injury of having lost in the debate as to what is to happen to the child in the future; it is likely therefore to exacerbate rather than to calm down the existing tensions; and this will not be in the best interests of the child."
Section 91(14)
Leave to appeal
Leave to appeal – the father's application
"[I]t is certainly not a contempt of court to engage in reasoned criticism of the judicial system or of the judiciary, whether that criticism be of an individual judge or of the judiciary as a whole, and even if the criticism is expressed in vigorous, trenchant or outspoken terms. For that which is lawful if expressed in the temperate or scholarly language of a legal periodical or the broadsheet press does not become unlawful simply because expressed in the more robust, colourful or intemperate language of the tabloid press or even in language which is crude, insulting and vulgar. Judges, after all, are expected to be, and I have no doubt are, men and women of fortitude, able to thrive in a hardy climate, and the vehemence of the language used cannot of itself measure the power to punish for contempt. On the contrary, so long as it does not undermine what in Art 10(2) is referred to as 'the authority and impartiality of the judiciary', such criticism is healthy. There is, I think, much to be said for the view that the judges must be kept mindful of their limitations and of their ultimate public responsibility by a vigorous stream of criticism expressed with candour however blunt. Moreover, a much more robust view must, in my judgment, be taken today than previously of what ought rightly to be allowed to pass as permissible criticism. Society is more tolerant today of strong or even offensive language. Society has in large part lost its previous habit of deferential respect. Much of what might well, even in the comparatively recent past, have been considered by the judges to be scurrilous abuse of themselves or their brethren has today, as it seems to me, to be recognised as amounting to no more than acceptable if trenchant criticism."
"Permission to appeal may be given only where –
(a) the court considers that the appeal would have a real prospect of success; or
(b) there is some other compelling reason why the appeal should be heard."
i) First, that he has refused, in terms, to identify either the grounds of his proposed appeal or the reasons as to why leave is being sought. That of itself, in my judgment, justifies – indeed almost necessitates – the refusal of his application. All the more so, it might be thought, where, as here, the father is wholly indiscriminate in his application, seeking, as I understand what is being said, to challenge my decision in relation to every single one of his numerous extant applications.
ii) Secondly, that doing the best I can, despite being deprived of any assistance at all on the point, I do not think that any appeal would have a real prospect of success.
Leave to appeal – the mother's application
i) First, that my interpretation of rule 11.4(1)(c) was too wide. The mother appreciates, she says, that there should be a loosening of the tight rules governing disclosure of documents, but she does not accept that it should be so wide that a party can send what could be very private documents to anyone by way of a complaint, while the person about whom the documents refer is completely ignorant of the disclosure and impotent to prevent such disclosure before it is too late. The mother points out that if one can complain about anyone concerned with the proceedings, one can therefore complain about the other party – so, purely as a vindictive exercise, one party could complain about the other party and send very private documents, for example, to the child's school or to an employer. Moreover, she asks rhetorically, 'How many complaints can a party make?' Is a disgruntled litigant to be able to complain, as she says the father has done here, about two Cafcass officers, a solicitor, a barrister, a social worker and a psychiatrist, and deploy all the documents in the case in support of each complaint?
ii) Secondly, that rule 11.2(1)(c) does not provide any adequate safeguard unless, as the mother puts it, there are multiple applications by all parties seeking anticipatory orders that there not be any disclosure of documents – for a party will never know whether or not their private documents will be disclosed.
iii) Thirdly, that the safeguards I referred to (for instance in paragraph [50] of my judgment) are not adequate, particularly if the recipient is not a public body and therefore not bound by section 6 of the Human Rights Act 1998. In particular, the mother says, 'What about the child? What protection is afforded to the child?'
iv) Fourthly, that it is not clear whether the word "necessary" (see paragraphs [65]-[67] of my judgment) imports a subjective or an objective test. As the mother says, clearly the complainant (here the father) would say it is necessary, but 'Who decides whether or not it is necessary?'
i) My actual decision was that a complaint to the GMC was within the ambit of rule 11.4(1)(c). I regard the contrary as simply unarguable.
ii) The suggestion that rule 11.4(1)(c) is not Convention-compliant – a point which was not argued before me – is also, in my judgment unarguable: see Re N (A Child), A v G [2009] EWHC 1663 (Fam) at paras [72]-[75].
iii) The remainder of the arguments raised by the mother seem to be more directed to what she asserts are deficiencies in the statutory scheme than to any identified defects in my application of that scheme.
Leave to appeal – extension of time