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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> D County Council v LS [2010] EWHC 1544 (Fam) (15 June 2010) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2010/1544.html Cite as: [2010] EWHC 1544 (Fam) |
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This judgment is being handed down in private on 28th June 2010 It consists of 15 pages and has been signed and dated by the judge. The judge hereby gives leave for it to be reported.
The judgment is being distributed on the strict understanding that in any report no person other than the advocates or the solicitors instructing them (and other persons identified by name in the judgment itself) may be identified by name or location and that in particular the anonymity of the children and the adult members of their family must be strictly preserved.
Mold Flintshire CH7 1AE |
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B e f o r e :
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D. County Council |
Applicant |
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- and - |
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LS (Represented by her Litigation Friend The Official Solicitor) |
1st Respondent |
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Miss Nicola Greaney for the Official Solicitor
Miss Bridget Dolan as the Advocate to The Court
Hearing dates: 15th June 2010
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Crown Copyright ©
Mr. Justice Roderic Wood:
The Proceedings:
The Issues Today:
Outcome:
Events Subsequent to January 2009:
Capacity to Consent to Sexual relations:
"Generally speaking, capacity to marry must include the capacity to consent to sexual relations. And the test of capacity to consent to sexual relations must for this purpose be the same in its essentials as that required by the criminal law. Therefore for present purposes the question comes to this. Does the person have sufficient knowledge and understanding of the nature and character – the sexual nature and character – of the act of sexual intercourse, and of the reasonably foreseeable consequences of sexual intercourse, to have the capacity to choose whether or not to engage in it, the capacity to decide whether to give or withhold consent to sexual intercourse (and, where relevant, to communicate their choice to their spouse)?".
"86. When considering capacity to marry, the question is whether X has capacity to marry, not whether she has capacity to marry Y rather than Z. The question of capacity to marry has never been considered by reference to a person's ability to understand or evaluate the characteristics of some particular spouse or intended spouse: Sheffield City Council v E [2004] EWHC 2808 (Fam), [2005] Fam 326, at paras [83]-[85]. In my judgment, the same goes, and for much the same reasons, in relation to capacity to consent to sexual relations. The question is issue specific, both in the general sense and, as I have already pointed out, in the sense that capacity has to be assessed in relation to the particular kind of sexual activity in question. But capacity to consent to sexual relations is, in my judgment, a question directed to the nature of the activity rather than to the identity of the sexual partner.
"87. A woman either has capacity, for example, to consent to 'normal' penetrative vaginal intercourse, or she does not. It is difficult to see how it can sensibly be said that she has capacity to consent to a particular sexual act with Y whilst at the same time lacking capacity to consent to precisely the same sexual act with Z. So capacity to consent to sexual intercourse depends upon a person having sufficient knowledge and understanding of the nature and character the sexual nature and character of the act of sexual intercourse, and of the reasonably foreseeable consequences of sexual intercourse, to have the capacity to choose whether or not to engage in it, the capacity to decide whether to give or withhold consent to sexual intercourse: see X City Council v MB, NB and MAB (by his litigation friend the Official Solicitor) [2006] EWHC 168 (Fam), [2006] 2 FLR 968, at para [84]. It does not depend upon an understanding of the consequences of sexual intercourse with a particular person. Put shortly, capacity to consent to sexual relations is issue specific; it is not person (partner) specific."
"88. I add only this. Mr Sachdeva correctly pointed out that there is no necessary requirement that the civil (family) law and criminal law should adopt the same test for capacity to consent to sexual relations, though plainly the civil law's test of consent cannot derogate from the protections afforded to the vulnerable by the criminal law. So it is at least possible to contemplate the civil law imposing a different and more demanding test of capacity. But, as Mr Sachdeva says, it adds clarity if the civil law and the criminal law do share the same test."
"89. Moreover, and of equal if not greater importance, there are sound reasons of policy why the civil law and the criminal law should in this respect be the same, why the law should, as it were, speak with one voice and why there should not be any inconsistency of approach as between the criminal law and the civil law. In this context both the criminal law and the civil law serve the same important function: to protect the vulnerable from abuse and exploitation (see further below). Viewed from this perspective, X either has capacity to consent to sexual intercourse or she does not. It cannot depend upon the forensic context in which the question arises, for otherwise, it might be thought, the law would be brought into disrepute." [Emphasis supplied].
"90. I remain of the view I expressed in X City Council v MB, NB and MAB (by his litigation friend the Official Solicitor) [2006] EWHC 168 (Fam), [2006] 2 FLR 968, at para [84], that the test of capacity to consent to sexual relations must for the purposes of the civil law be the same in its essentials as in the criminal law."
Capacity to Consent to Marriage:
"I can accordingly summarise my principal conclusions as follows:
i) The question is not whether E has capacity to marry X rather than Y. The question is not (being specific) whether E has capacity to marry S. The relevant question is whether E has capacity to marry. If she does, it is not necessary to show that she also has capacity to take care of her own person and property.
ii) The question of whether E has capacity to marry is quite distinct from the question of whether E is wise to marry: either wise to marry at all, or wise to marry X rather than Y, or wise to marry S.
iii) In relation to her marriage the only question for the court is whether E has capacity to marry. The court has no jurisdiction to consider whether it is in E's best interests to marry or to marry S. The court is concerned with E's capacity to marry. It is not concerned with the wisdom of her marriage in general or her marriage to S in particular.
iv) In relation to the question of whether E has capacity to marry the law remains today as it was set out by Singleton LJ in In the Estate of Park deceased, Park v Park [1954] P 112 at p 127:
"Was the deceased ... capable of understanding the nature of the contract into which he was entering, or was his mental condition such that he was incapable of understanding it? To ascertain the nature of the contract of marriage a man must be mentally capable of appreciating that it involves the responsibilities normally attaching to marriage. Without that degree of mentality, it cannot be said that he understands the nature of the contract."
v) More specifically, it is not enough that someone appreciates that he or she is taking part in a marriage ceremony or understand its words.
vi) He or she must understand the nature of the marriage contract.
vii) This means that he or she must be mentally capable of understanding the duties and responsibilities that normally attach to marriage.
viii) That said, the contract of marriage is in essence a simple one, which does not require a high degree of intelligence to comprehend. The contract of marriage can readily be understood by anyone of normal intelligence.
ix) There are thus, in essence, two aspects to the inquiry whether someone has capacity to marry. (1) Does he or she understand the nature of the marriage contract? (2) Does he or she understand the duties and responsibilities that normally attach to marriage?
x) The duties and responsibilities that normally attach to marriage can be summarised as follows: Marriage, whether civil or religious, is a contract formally entered into. It confers on the parties the status of husband and wife, the essence of the contract being an agreement between a man and a woman to live together, and to love one another as husband and wife, to the exclusion of all others. It creates a relationship of mutual and reciprocal obligations, typically involving the sharing of a common home and a common domestic life and the right to enjoy each other's society, comfort and assistance."
The Above Authorities: My Then Views:
"It is thus clear from this reasoning, with which I have specifically agreed, that, startling as it is perhaps to many, the capacity of LS to marry is a quite separate and distinct issue from whether she has the capacity to take care of her own person, and whether she has capacity to look after her own property, and with whom she is to have contact to take but three examples.
The courts are not here to protect the capacitous from unwise decisions. As long as LS has the capacity by virtue of her understanding of the institution of marriage as defined by the authorities, the choice must be hers where the proposed groom is himself capable of consenting to a marriage."
R v C (House of Lords):
"(1) A person (A) commits an offence if -
(a) he intentionally touches another person (B),
(b) the touching is sexual,
(c) B is unable to refuse because of or for a reason related to a mental disorder, and
(d) A knows or could reasonably be expected to know that B has a mental disorder and that because of it or for a reason related to it B is likely to be unable to refuse.
(2) B is unable to refuse if -
(a) he lacks the capacity to choose whether to agree to the touching (whether because he lacks sufficient understanding of the nature or reasonably foreseeable consequences of what is being done, or for any other reason), or
(b) he is unable to communicate such a choice to A."
"23. The questions certified for us by the Court of Appeal have been summarised for us by the parties:
Whether the decision of the Court of Appeal . . . has unduly limited the scope of section 30(1) of the Sexual Offences Act beyond that which Parliament intended. Specifically
(a) in holding that a lack of capacity to choose cannot be person or situation specific
(b) in holding that an irrational fear that prevents the exercise of choice cannot be equated with a lack of capacity to choose
(c) in holding that to fall within section 30(2)(b) a complainant must be physically unable to communicate by reason of his mental disorder."
24. My Lords, I have no doubt that the answer to questions (a) and (b) is "yes". The Court of Appeal acknowledged that this was a difficult area and they were, in my view, unduly influenced by the views of Munby J in another context. I am far from persuaded that those views were correct, because the case law on capacity has for some time recognised that, to be able to make a decision, the person concerned must not only be able to understand the information relevant to making it but also be able to "weigh [that information] in the balance to arrive at [a] choice": see Re C (Adult: Refusal of Treatment) [1994] 1 WLR 290, 295, approved in Re MB (Medical Treatment) [1997] 2 FLR 426. In Re C, the patient's persecutory delusions might have prevented him from weighing the information relevant to having his leg amputated because of gangrene, which he was perfectly capable of understanding, but they did not. But in NHS Trust v T (adult patient: refusal of medical treatment) [2004] EWHC 1279 (Fam), [2005] 1 All ER 387, the patient had a history of self harming leading to dangerously low haemoglobin levels. She knew that if she refused a blood transfusion she might die; nevertheless she believed that her blood was evil and that the healthy blood given her in a transfusion became contaminated and thus increased the volume of evil blood in her body and "likewise the danger of my committing acts of evil". Charles J concluded that she was unable to use and weigh the relevant information, and thus the competing factors, in the process of arriving at her decision to refuse a transfusion (para 63). In the same way, a person's delusions that she was being commanded by God to have sexual intercourse, an act which she was perfectly capable of understanding, might make her incapable of exercising an autonomous choice in the matter.
25. However, it is not for us to decide whether Munby J was right or wrong about the common law. The 2003 Act puts the matter beyond doubt. A person is unable to refuse if he lacks the capacity to choose whether to agree to the touching "whether because he lacks sufficient understanding of the nature or reasonably foreseeable consequences of what is being done, or for any other reason" (s 30(2)(a)). Provided that the inability to refuse is "because of or for a reason related to a mental disorder" (s 30(1)(c)), and the other ingredients of the offence are made out, the perpetrator is guilty. The words "for any other reason" are clearly capable of encompassing a wide range of circumstances in which a person's mental disorder may rob them of the ability to make an autonomous choice, even though they may have sufficient understanding of the information relevant to making it. These could include the kind of compulsion which drives a person with anorexia to refuse food, the delusions which drive a person with schizophrenia to believe that she must do something, or the phobia (or irrational fear) which drives a person to refuse a life-saving injection (as in Re MB) or a blood transfusion (as in NHS Trust v T).
26. The 2003 Act also makes it clear that the question is whether the complainant has the capacity to choose whether to agree to "the touching", that is, the specific act of sexual touching of which the defendant is accused. It is, perhaps, easier to understand how the test of capacity might be "act specific" but not "person specific" or "situation specific" if intellectual understanding were all that was required. The complainant here did know what a "blow job" was. Even then, it is well accepted that capacity can fluctuate, so that a person may have the required degree of understanding one day but not another. But that is because of a fluctuation in the mental disorder rather than a fluctuation in the circumstances. Once it is accepted that choice is an exercise of free will, and that mental disorder may rob a person of free will in a number of different ways and in a number of different situations, then a mentally disordered person may be quite capable of exercising choice in one situation but not in another. The complainant here, even in her agitated and aroused state, might have been quite capable of deciding whether or not to have sexual intercourse with a person who had not put her in the vulnerable and terrifying situation in which she found herself on 27 June 2007. The question is whether, in the state that she was in that day, she was capable of choosing whether to agree to the touching demanded of her by the defendant.
27. My Lords, it is difficult to think of an activity which is more person and situation specific than sexual relations. One does not consent to sex in general. One consents to this act of sex with this person at this time and in this place. Autonomy entails the freedom and the capacity to make a choice of whether or not to do so. This is entirely consistent with the respect for autonomy in matters of private life which is guaranteed by article 8 of the European Convention on Human Rights. The object of the 2003 Act was to get away from the previous "status" based approach which assumed that all "defectives" lacked capacity, and thus denied them the possibility of making autonomous choices, while failing to protect those whose mental disorder deprived them of autonomy in other ways.
28. My Lords, I believe that the Court of Appeal were led astray by their understandable reliance upon the contrary view, that capacity could not be situation specific, and it was for this reason that they found the matter so difficult. Mr Richard Wormald, for the defendant, has not seriously tried to uphold their reasoning on the questions which we have been asked. He accepts that an irrational fear plainly is capable of depriving a person of capacity. The question is whether it does. He has, understandably, pointed to all the features in the evidence which suggest that the complainant was indeed exercising a choice, a choice reluctantly to go along with what was being asked of her because of her fear of the consequences if she did not. But if the judge's direction on lack of capacity is upheld, as I consider it should be, it is difficult to suggest that the jury were not entitled to reach the verdict they did on the evidence they heard."
Discussion: Preliminary Points:
Psychiatric Evidence:
"The oral evidence of both doctors was extremely helpful in de-mystifying what appeared to the Official Solicitor and to me as the potential problem of interpretation by the two doctors referred to in paragraphs 64 - 65 above. In reality, both were simply highlighting that at the time they examined her (in the case of Dr. Halstead on the second occasion) they were satisfied that she did indeed have capacity to consent to sexual relations (and to marriage - see below). Their worry was whether or not that capacity would diminish if removed from the nurturing environment of LN. That of course is a quite different point. It may well be that her capacity changes according to the prevailing circumstances of her physical care and any personal relationships she forms or has already formed. Overall, however, Dr. Milne was clear that [in the context of her learning disability] it is unlikely that her basic knowledge of the essential information required to form capacitous decisions on sexual intercourse and marriage was likely to change unless she becomes subject to some further mental illness. Whilst those with learning disabilities of her type are more prone to other mental illnesses, there is no indication in her case happily, that there is anything currently requiring consideration.
What both doctors also highlighted was, less happily, that depending upon her circumstances, her understanding that she can refuse to have sexual relations may diminish (an internal consideration) or even where she does decline consent, her will is overborne by others as historically has been the case (an external consideration)." [Emphasis Supplied].
"However, in their document of Heads of Agreement dated 28th November 2008 (D162/3) they immediately go on to say the following:
"(e) We are both agreed that in the event that LS is returned to a situation where she is not supported, she will quickly become vulnerable to exploitation by others, is unlikely to be able to successfully extricate herself from such a situation, and in those circumstances may lose capacity in those areas where she currently does have capacity".
R v C: Discussion:
"…….. a person is unable to make a decision for himself if he is unable –
(c) to use or weigh that information as part of the process of making the decision …".
Conclusions:
Coda: