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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> Lancashire County Council v M & Ors [2023] EWHC 3097 (Fam) (01 December 2023) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2023/3097.html Cite as: [2023] EWHC 3097 (Fam) |
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FAMILY DIVISION
B e f o r e :
____________________
LANCASHIRE COUNTY COUNCIL |
Applicant |
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- and - |
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M - and - F - and - A and J (By their Children's Guardian) |
1ST Respondent 2nd Respondent 3rd Respondent |
____________________
(instructed by Stephensons Solicitors as agents for Lancashire County Council) for the Applicant Local Authority
Mr Michael Jones KC and Mr Patrick Gilmore (instructed by BSG Solicitors) for the 1st Respondent
Miss Gill Irving KC and Miss Kathryn Korol (instructed by Holdens Solicitors) for the 2nd Respondent
Miss Sarah Probert (instructed by Vanguards Solicitors) for the 3rd Respondent
Hearing dates: 30th October – 1st November 2023
____________________
Crown Copyright ©
MR JUSTICE HAYDEN:
"We notified the local authority, and we underwent a child and family assessment in March 2021. Both [F] and I were working with the Local Authority at that time and had safeguarding plan in place and strategies to manage potential or any conflict. Subsequent to this, [R] was born on 11th March 2022.
Following this time, [F]'s behaviour continued to deteriorate."
"In our opinion, the findings from the investigation and testing of [F]'s samples are more likely than not to represent the following:
Cocaine; use of cocaine from around April to early July 2022.
Cannabis; use of cannabis from around April to early July 2022.
Codeine & Dihydrocodeine; use of codeine and dihydrocodeine during at least a proportion of the period from around April to May/June 2022.
Zopiclone; use of zopiclone during the period from around early June to early July 2022.
Diazepam; use of diazepam during the period from around May to early July 2022.
Ketamine & MDMA (Ecstasy); passive exposure to ketamine and MDMA during around April/May 2022.
Alcohol; borderline-excessive alcohol consumption during the majority of the period from around April to early July 2022."
The post-mortem findings
"The circumstances in this case raise the possibility of overlaying as a cause of death. Deaths due to overlaying occur as a result of an adult or older sibling overlaying the body of the baby which affects the baby's ability to breathe. This gentle occlusive force applied to the body of the baby can occur to the nose and or mouth preventing air entering and leaving the lungs or over the chest/abdominal area affecting respiratory effort or indeed a combination for both. This causes an asphyxial type death – asphyxia meaning deprivation of oxygen. Signs of asphyxia include petechial haemorrhages which for the most part in cases of overlaying are either absent or few. The respiratory obstruction caused by the overlaying process can also produce bleeding from the nose and or mouth and within the lungs.
Bleeding within the lungs is also known as intra-alveolar haemorrhage which was present in this case but in my opinion was not present to a significant degree. Therefore, although the circumstances do raise the possibility of overlaying as the cause of death in this case, in my opinion there is insufficient evidence for me to be sure and for this cause of death to be properly established. However, it is well known that intra-alveolar haemorrhage can be absent in cases of overlaying. Deaths due to overlaying have an increased association with alcohol and/or drugs in the adult sharing the bed with the baby. This latter statement is based on my experience. I have also considered suffocation – either deliberate or accidental as a cause of death in this case. However, no marks or injuries were noted to the baby's face, to the under surface of the skin of the face, to the back of the throat or to the upper airways. Therefore, there is no evidence to support this view but it should be noted that cases of suffocation of a baby as young as this can produce no sign/signs. The autopsy identified the presence of ischaemic hypoxic change within the brain consistent with this baby suffering cardiorespiratory arrest and a downtime of 1 hour 25 minutes before his circulation was re-established.
Therefore, the ischaemic hypoxic change within the brain is secondary to the cardiorespiratory arrest that he suffered. There were multiple anterior rib fractures involving right ribs 3, 4 and 5 along with anterior rib fractures to left ribs 2, 3, 4 and 5 in my opinion consistent with attempts to resuscitate this baby. Additionally, a single posterior rib fracture was identified to the right 4th rib with a callous clearly identified to the naked eye at the time of autopsy and identified just lateral to the vertebral column at the costovertebral angle. Histological examination of this fracture did indeed confirm the presence of an old/previous fracture with this aged between 3 – 6 weeks. Therefore, it is my opinion that this fracture would be inconsistent with being caused by birth trauma as baby [R] was 11 weeks of age at the time of his death. Posterior rib fractures require a significant degree of force to inflict and are caused by a forceful side to side chest compression and are associated with forceful gripping/squeezing of the chest. In my opinion this injury would be consistent with a non-accidental injury. As it is however a single posterior rib fracture this clearly did not cause the death of baby [R] nor did it contribute to it. It was inflicted in life and would have caused pain and suffering."
22. As Ms Bowcock and Mr Hart submit in their final submissions, "the evidence of the three experts in respect of overlay as a cause of the posterior rib fracture was practically identical … they amounted to three slightly different ways of expressing the prudent medical maxim 'never say never'". I agree.
The psychological reports
"A chronic history of anxiety manifesting from childhood as generalised anxiety and periodic panic attacks.
In childhood, [M] was repeatedly exposed to adult conflict and violence.
As such, she lived in a state of heightened anxiety through her formative years and this has become a permanent adaptation.
[M]'s PAI and her account of her emotional and relationship patterns suggest that she has some traits of borderline or emotionally unstable personality disorder. This is shown by extreme and labile mood with outbursts of emotion; poor emotional and behavioural control as shown by self-harm, both deliberate self-harm but also self-destructive and self-defeating behaviour more generally; intense, ambivalent and unstable intimate relationships; and a lack of sense of self as shown by difficulties in knowing one's aims, preferences, along with chronic feelings of emptiness and a susceptibility to influence.
The relationship between [M] and [F] has been volatile, characterised by mutual provocation and his physical violence, intolerable separations and desperate reconciliations."
On the PAI, [F]'s main elevations were in the area of interpersonal conflict, aggression and emotional lability. He described a number of problematic personality traits. Accordingly, I have considered whether he would meet criteria for an antisocial personality disorder with reference to Diagnostic and Statistical Manual, Version 5 (2013). He meets some of its criteria: he has failed to conform to lawful or culturally normative ethical behaviour as shown by his criminal activity and interpersonal violence. He has been dishonest and hostile, sometimes using violence instrumentally to achieve an outcome (to silence [M] or to get her to listen to him, A5.3, A5.17). He is impulsive and prone to self-destructive behaviour including substance use, alcohol excesses and gambling. However, I did not find him to be lacking in empathy, unable to form mutual intimate relationships, meal manipulative in the terms of the criteria for antisocial personality disorder or habitually deceitful or callous. Taken together, I do not believe that he meets criteria for an antisocial personality disorder though he has antisocial personality traits.
[F] is likely to become aggressive if he feels thwarted, disregarded, undermined, unheeded. He has used violence to silence people and make listen to him but also to drive them away. As a child, he was aggressive in the absence of substances. In adult hood, his violence has been elicited by a combination of intoxication and provocation. He believes that provocation alone would not be enough to cause him to be violent. His use of alcohol and/or using drugs distort his perspective and make him more interpersonally sensitive, paranoid and inclined to misperceive and overreact to interpersonal situations. [F] risk of violence is increased by drug and alcohol use so his incomplete honesty about his substance abuse and his violence is a risk factor too.
I conclude tentatively that when it matters enough to [F], he can bring his behaviour under control but there have been times that a more prudent person would have done so and he has not. If the court accepts his contention that he has not used any drugs since 24 July 2022 (notwithstanding the hair strand test results which suggest he has used cannabis), and that he has drunk alcohol only in moderation, it appears that he has begun to make some of the necessary changes by which to manage his tendency to aggression and violence.
[F]'s tendency to aggression, drug use and alcohol excesses, his impulsivity and tendency to self-defeating behaviour are not well explained by his formative experiences in childhood which were broadly positive. No one else in his family appears to have similar difficulties or any other problems with substance use, mental health or criminality. In the absence of a clear formulation regarding the origins of [F]'s difficulties, risk management relies on his management of causal and contextual factors; drug abstinence, alcohol abstinence or moderate drinking and the ongoing use of emotional regulation strategies.
He is back at work which gives him structure and purpose and he plays football which greatly helps him as a way of discharging his feelings and being with others in an undemanding way. He is not involved in any formal therapy. I do not suggest that he should have therapy unless he decides that this is something that he wants".
"Intimate Partner Homicide (IPH) has a strong relationship to domestic abuse and coercive control and international research has established that there are certain characteristics of domestic abuse or what are called 'high risk markers' that are especially strongly associated with future homicide and serious harm. Any kind of strangulation is one of the strongest markers. Research has shown that this increases the risk of homicide by eight times. This is not simply because NFS could 'accidentally' end as homicide, but because people who use strangulation are more dangerous."
"NFS is also associated with severe trauma in its victims and is in fact experienced as a real threat to life. Victims of it report not only that it is incredibly painful, but it is also an experience of potential death. Perpetrators of NFS very often have this as their motivation. It is a particularly traumatic, and because of this an effective, way to exert the ultimate control and leave the victim in no doubt that their life has been threatened. It would be a mistake to think that NFS is a spontaneous and angry assault, it is more likely to be a controlled and determined threat."
i. history of previous violence (the significance of the history will be greater when the previous violence has involved strangulation);
ii. presence of a child or children;
iii. attack carried out in the victim's home;
iv. sustained or repeated strangulation;
v. use of a ligature or equivalent;
vi. abuse of power;
vii. offender under influence of drink or drugs;
viii. offence on licence;
ix. vulnerable victim;
x. steps taken to prevent the victim reporting an incident; and
xi. steps taken to prevent the victim obtaining assistance.
"We notified the local authority [i.e., of the birth of R], and we underwent a child and family assessment in March 2021. Both [F] and I were working with the Local Authority at that time and had a safeguarding plan in place and strategies to manage potential or any conflict. Subsequent to this, [R] was born on 11th March 2022.
Following this time, [F]'s behaviour continued to deteriorate. (my emphasis)
[F] has controlled me throughout. He is derogatory and will call me names, saying that I am stupid and thick. [F] does not believe that he is a risk to me or to the children. He minimises all of the concerns that the Local Authority have raised and has previously not engaged in the Building Better Relationships Course. He will say that he is a good dad and sees no reason why we cannot continue to be together."
The Legal Framework
"(v) Evidence of propensity or a psychiatric or psychological assessment of one of the parties is unlikely to be of any assistance in resolving a purely factual issue (my emphasis). There will in any event be before the court evidence from the local authority and the parents relating to the history of the case and the backgrounds of each of the parents. A psychologist or psychiatrist instructed to undertake an assessment of a parent for the first stage of a split hearing is unlikely to have a complete knowledge of the facts.
(vi) Furthermore, such a witness may, as here, express opinions as to propensity or as to responsibility for a child's injuries which are both prejudicial and wrong. The assessment of adult credibility as to the responsibility for a child's injuries (often the critical factual issue) remains the function of the judge. In my judgment, therefore, a psychiatric or psychological assessment of the parties should not be permitted at the first stage of a split trial unless the particular facts of the case demonstrate that such evidence is or is likely to be directly relevant to the factual issue to be tried.
[7] Where propensity to commit the offence is relied upon there are thus essentially three questions to be considered:
1. Does the history of conviction(s) establish a propensity to commit offences of the kind charged?
2. Does that propensity make it more likely that the defendant committed the offence charged?
3. Is it unjust to rely on the conviction(s) of the same description or category; and, in any event, will the proceedings be unfair if they are admitted?
[8] In referring to offences of the same description or category, section 103(2) is not exhaustive of the types of conviction which might be relied upon to show evidence of propensity to commit offences of the kind charged. Nor, however, is it necessarily sufficient, in order to show such propensity, that a conviction should be of the same description or category as that charged.
[9] There is no minimum number of events necessary to demonstrate such a propensity. The fewer the number of convictions the weaker is likely to be the evidence of propensity. A single previous conviction for an offence of the same description or category will often not show propensity. But it may do so where, for example, it shows a tendency to unusual behaviour or where its circumstances demonstrate probative force in relation to the offence charged (compare DPP v P [1991] 2 AC 447 at 460E to 461A). Child sexual abuse or fire setting are comparatively clear examples of such unusual behaviour but we attempt no exhaustive list. Circumstances demonstrating probative force are not confined to those sharing striking similarity. So, a single conviction for shoplifting, will not, without more, be admissible to show propensity to steal. But if the modus operandi has significant features shared by the offence charged it may show propensity.
"Propensity - the correct question/what requires to be proved?
39. A distinction must be recognised between, on the one hand, proof of a propensity and, on the other, the individual underlying facts said to establish that a propensity exists. In a case where there are several incidents which are relied on by the prosecution to show a propensity on the part of the defendant, is it necessary to prove beyond reasonable doubt that each incident happened in precisely the way that it is alleged to have occurred? Must the facts of each individual incident be considered by the jury in isolation from each other? In my view, the answer to both these questions is "No".
43. The proper issue for the jury on the question of propensity… is whether they are sure that the propensity has been proved. … That does not mean that in cases where there are several instances of misconduct, all tending to show a propensity, the jury has to be convinced of the truth and accuracy of all aspects of each of those. The jury is entitled to - and should - consider the evidence about propensity in the round. There are two interrelated reasons for this. First the improbability of a number of similar incidents alleged against a defendant being false is a consideration which should naturally inform a jury's deliberations on whether propensity has been proved. Secondly, obvious similarities in various incidents may constitute mutual corroboration of those incidents. Each incident may thus inform another. The question … is whether, overall, propensity has been proved.
44. … the jury should be directed that, if they are to take propensity into account, they should be sure that it has been proved. This does not require that each individual item of evidence said to show propensity must be proved beyond reasonable doubt. It means that all the material touching on the issue should be considered with a view to reaching a conclusion as to whether they are sure that the existence of a propensity has been established."
"[31] My Lords, if the judiciary in this country regularly found themselves in this state of mind, our civil and family justice systems would rapidly grind to a halt. In this country we do not require documentary proof. We rely heavily on oral evidence, especially from those who were present when the alleged events took place. Day after day, up and down the country, on issues large and small, judges are making up their minds whom to believe. They are guided by many things, including the inherent probabilities, any contemporaneous documentation or records, any circumstantial evidence tending to support one account rather than the other, and their overall impression of the characters and motivations of the witnesses. The task is a difficult one. It must be performed without prejudice and preconceived ideas. But it is the task which we are paid to perform to the best of our ability.
[32] In our legal system, if a judge finds it more likely than not that something did take place, then it is treated as having taken place. If he finds it more likely than not that it did not take place, then it is treated as not having taken place. He is not allowed to sit on the fence. He has to find for one side or the other. Sometimes the burden of proof will come to his rescue: the party with the burden of showing that something took place will not have satisfied him that it did. But generally speaking a judge is able to make up his mind where the truth lies without needing to rely upon the burden of proof."
"[34] The first question listed in the statement of facts and issues is whether it is now settled law that the test to be applied to the identification of perpetrators is the balance of probabilities. The parties are agreed that it is and they are right. It is correct, as the Court of Appeal observed, that Re B was not directly concerned with the identification of perpetrators but with whether the child had been harmed. However, the observations of Lord Hoffmann and Lady Hale, quoted at paragraph 12 above, make it clear that the same approach is to be applied to the identification of perpetrators as to any other factual issue in the case. This issue shows quite clearly that there is no necessary connection between the seriousness of an allegation and the improbability that it has taken place. The test is the balance of probabilities, nothing more and nothing less."
"(2)A court may only make a care order or supervision order if it is satisfied—
(a)that the child concerned is suffering, or is likely to suffer, significant harm; and
(b)that the harm, or likelihood of harm, is attributable to—
(i)the care given to the child, or likely to be given to him if the order were not made, not being what it would be reasonable to expect a parent to give to him; or
(ii)the child's being beyond parental control."
"[35] Of course, it may be difficult for the judge to decide, even on the balance of probabilities, who has caused the harm to the child. There is no obligation to do so. As we have already seen, unlike a finding of harm, it is not a necessary ingredient of the threshold criteria. As Lord Justice Wall put it in Re D (Care Proceedings: Preliminary Hearings) [2009] EWCA Civ 472, [2009] 2 FLR 668, at para 12, judges should not strain to identify the perpetrator as a result of the decision in Re B:
"If an individual perpetrator can be properly identified on the balance of probabilities, then . . . it is the judge's duty to identify him or her. But the judge should not start from the premise that it will only be in an exceptional case that it will not be possible to make such an identification."
[36] There are particular benefits in making such a finding in this context, especially where there is a split hearing. Miss Frances Judd QC, on behalf of the children's guardian in this case, has stressed that the guardian would rather have a finding on the balance of probabilities than no finding at all. There are many reasons for this. The main reason is that it will promote clarity in identifying the future risks to the child and the strategies necessary to protect him from them. For example, a different care plan may be indicated if there is a risk that the parent in question will ill-treat or abuse the child from the plan that may be indicated if there is a risk that she will be vulnerable to relationships with men who may ill-treat or abuse the child.
[37] Another important reason is that it will enable the professionals to work with the parent and other members of the family on the basis of the judge's findings. As the Court of Appeal said in Re K (Non-Accidental Injuries: Perpetrator: New Evidence) [2004] EWCA Civ 1181, [2005] 1 FLR 285, at para 55: "It is paradigmatic of such cases that the perpetrator denies responsibility and that those close to or emotionally engaged with the perpetrator likewise deny any knowledge of how the injuries occurred. Any process, which encourages or facilitates frankness, is, accordingly, in our view, to be welcomed in principle." Often, it is not only the parents, but the grandparents and other members of the family, who may be the best resource to protect the child in the future but who are understandably reluctant to accept that someone close to them could be responsible for injuring a child. Once that fact is brought home to them by a clear finding based upon the evidence, they may be able to work with the professionals to keep the child within the family."
"[56] As a second background proposition, we are also of the view that it is in the public interest that children have the right, as they grow into adulthood, to know the truth about who injured them when they were children, and why. Children who are removed from their parents as a result of non-accidental injuries have in due course to come to terms with the fact that one or both of their parents injured them. This is a heavy burden for any child to bear. In principle, children need to know the truth if the truth can be ascertained."
Identification of the perpetrator
"The mechanism is forceful squeezing with the thumbs on the front of the chest and the fingers pressed against the ribs along the spine."