BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales High Court (Family Division) Decisions |
||
You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> G v Human Fertilisation & Embryology Authority & Anor [2024] EWHC 2453 (Fam) (30 September 2024) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2024/2453.html Cite as: [2024] EWHC 2453 (Fam) |
[New search] [Printable PDF version] [Help]
FAMILY DIVISION
Strand, London, WC2A 2LL |
||
B e f o r e :
PRESIDENT OF THE FAMILY DIVISION
____________________
'G' |
Applicant |
|
- and - |
||
Human Fertilisation & Embryology Authority |
1st Intervenor |
|
- and - |
||
The Secretary of State for Health and Social Care |
2nd Intervenor |
____________________
Claire Watson KC (instructed by Human Fertilisation and Embryology Authority) for the 1st Intervenor
Jessica Boyd KC (instructed by Government Legal Department) for the 2nd Intervenor
Hearing dates: 15th and 16th May 2024
____________________
Crown Copyright ©
Sir Andrew McFarlane P:
The factual context
"4. In the event of your death or mental incapacity
[…]
If you want your eggs or sperm to be used by your partner or another person if you die or become mentally incapacitated, you will need to complete a different form.
[…]
Other uses for your eggs or sperm if you die or become mentally incapacitated
Your eggs or sperm can be kept in storage in the event of your death or mental incapacity for the purpose outlined below:
- In the treatment of others by donation or surrogacy: If you wish your eggs or sperm to be used for this purpose, you will need to provide written consent. Please discuss this with your clinic who will provide you with the appropriate forms."
The Legal Context
'4 Prohibitions in connection with gametes.
(1) No person shall—
(a) store any gametes, or
(b) in the course of providing treatment services for any woman, use:
(i) any sperm, other than partner-donated sperm which has been neither processed nor stored,
(ii) the woman's eggs after processing or storage, or
(iii) the eggs of any other woman,
except in pursuance of a licence.
(1A) No person shall procure, test, process or distribute any gametes intended for human application except in pursuance of a licence or a third party agreement.
(2) A licence cannot authorise storing or using gametes in any circumstances in which regulations prohibit their storage or use.
(3) No person shall place sperm and eggs in a woman in any circumstances specified in regulations except in pursuance of a licence.'
'11 Licences for treatment, storage and research.
(1) The Authority may grant the following and no other licences:
(a) licences under paragraph 1 of Schedule 2 to this Act authorising activities in the course of providing treatment services,
(aa) licences under paragraph 1A of that Schedule authorising activities in the course of providing non-medical fertility services,
(b) licences under that Schedule authorising the storage of gametes, embryos or human admixed embryos, and
(c) licences under paragraph 3 of that Schedule authorising activities for the purposes of a project of research.
(2) Paragraph 4 of that Schedule has effect in the case of all licences.'
'1 (1) A consent under this Schedule, any renewal of consent, and any notice under paragraph 4 varying or withdrawing a consent under this Schedule, must be in writing and, subject to sub-paragraph (2), must be signed by the person giving it.'
'(2) A consent to the storage of any gametes, any embryo or any human admixed embryo must—
…
(b) except in a case falling within paragraph (c), state what is to be done with the gametes, embryo or human admixed embryo if the person who gave the consent dies or is unable, because the person lacks capacity to do so, to vary the terms of the consent or to withdraw it, …'
…
'(2A) A consent to the use of a person's human cells to bring about the creation in vitro of an embryo or human admixed embryo is to be taken unless otherwise stated to include consent to the use of the cells after the person's death.'
…
'3 (1) Before a person gives or renews consent under this Schedule:
(a) he must be given a suitable opportunity to receive proper counselling about the implications of taking the proposed steps, and
(b) he must be provided with such relevant information as is proper.
(2) Before a person gives consent under this Schedule he must be informed of the effect of paragraph 4 and, if relevant, paragraph 4A below.'
…
'5(1) A person's gametes must not be used for the purposes of treatment services or non-medical fertility services unless there is an effective consent by that person to their being so used and they are used in accordance with the terms of the consent.
(2) A person's gametes must not be received for use for those purposes unless there is an effective consent by that person to their being so used.'
…
'6 (1) A person's gametes or human cells must not be used to bring about the creation of any embryo in vitro unless there is an effective consent by that person to any embryo, the creation of which may be brought about with the use of those gametes or human cells, being used for one or more of the purposes mentioned in paragraph 2(1)(a), (b) and (c) above.
…
(3) An embryo the creation of which was brought about in vitro must not be used for any purpose unless there is an effective consent by each relevant person in relation to the embryo to the use for that purpose of the embryo and the embryo is used in accordance with those consents.'
The Applicant's case
'The HFE Act does not set out what information has to be given before a person's consent is effective. That indicates, first, that the content of an effective consent will vary from case to case and also over time as medical science and ethics and the legal duties of treatment providers develop, and, second, that in the event of dispute the content of such information may be a matter for the courts to refine in accordance with their conventional role of interpreting statutes to give effect to Parliament's intention, and with assistance from any expert evidence as to best practice where relevant.'
'to ensure that gametes and embryos were used in accordance with the relevant person's wishes. The reference to written consent is an evidential rule with the obvious benefits of certainty, but it is not inviolable when circumstances may require the court to intervene.'
'[82] Whilst it is right to acknowledge the issue of consent is the cornerstone of the statutory scheme and that the statutory scheme requires such consent to be in writing that cannot, in my judgment, be considered in a vacuum. It is necessary to consider the circumstances in which such consent is considered, the information that was available and what opportunity was given for that consent to be given.'
'[92] Turning to the issue of Ms Choya's consent I am satisfied that, in the circumstances of this case, the court can infer from all the available evidence that Ms Choya would have consented to Mr Jennings being able to use their partner-created embryo in treatment with a surrogate in the event of her death. This is being considered in the context where, in my judgment, she had not been given relevant information and/or a sufficient opportunity to discuss it with the clinic.'
'Consent is a critical issue within the statutory scheme but what is important is to consider the role and purpose of consent in the statutory scheme, which is to ensure that gametes and embryos are used in accordance with the relevant person's wishes. The reference to written consent is an evidential rule with the obvious benefits of certainty but it is not inviolable where the circumstances may require the court to intervene.'
Applying the approach that she had described to the facts, Theis J held that to require his wife's written consent to the posthumous use of the embryo was an unlawful interference with Mr Jenning's Art 8 rights:
'Mr Jennings' Art 8 right to respect for the decision to become a parent in the genetic sense has been interfered with. The interference with that right is not proportionate on the facts of this case. Whilst the requirement for writing undoubtedly pursues a legitimate aim, in the circumstances of this case, where, on the findings the court has made, there was a lack of opportunity to Ms Choya to provide that consent in writing, in circumstances where I conclude she would have given that consent, the interference with Mr Jennings' Art 8 right would be significant, final and lifelong. There are no weighty countervailing factors to justify the significant interference, there is no conflict of individuals' rights and permitting the application would not undermine a fundamental objective of the statutory scheme, namely the requirement for consent.'
'i. In certain circumstances it is possible for the Court to infer or imply consent to posthumous storage and use of gametes, from sources other than HFEA forms, notwithstanding the statutory requirements for the consent to be in writing.
ii. The Court may hear evidence from relevant family members and others and may make findings as to the nature and extent of the consent and the wider opportunities to amend any earlier consent in HFEA forms.
iii. Where there is evidence that the deceased changed their mind and intended to provide the necessary consent, the Court should not ignore that evidence but should determine what weight to give it in the wider context of the circumstances of the death of the deceased.
iv. The requirement for written consent which are driven by the importance of legal certainty should not act as an obstacle in circumstances where there is clear evidence that the deceased was not provided with the opportunity or information that would have allowed them to expand or modify consents given at an earlier stage.
v. The Court is entitled to dispense with the requirement for written consent on an HFEA form for posthumous use of gametes if it is necessary to do so to ensure that provisions of the legislation are compatible with the Article 8 rights of the deceased and/or the surviving relative/partner.'
The case for the Intervenors
'13. The solution recommended and embodied in the 1990 Act was not to ban all creation and subsequent use of live human embryos produced in vitro but instead, and subject to certain express prohibitions of which some have been noted above, to permit such creation and use subject to specified conditions, restrictions and time limits and subject to the regimes of control briefly described in paragraph 4 above. The merits of this solution are not a matter for the House in its judicial capacity. It is, however, plain that while Parliament outlawed certain grotesque possibilities (such as placing a live animal embryo in a woman or a live human embryo in an animal), it otherwise opted for a strict regime of control. No activity within this field was left unregulated. There was to be no free for all.'
'24. The whole scheme of the 1990 Act lays great emphasis upon consent. The new scientific techniques which have developed since the birth of the first IVF baby in 1978 open up the possibility of creating human life in ways and circumstances quite different from anything experienced before then. These possibilities bring with them huge practical and ethical difficulties. These have to be balanced against the strength and depth of the feelings of people who desperately long for the children which only these techniques can give them, as well as the natural desire of clinicians and scientists to use their skills to fulfil those wishes. Parliament has devised a legislative scheme and a statutory authority for regulating assisted reproduction in a way which tries to strike a fair balance between the various interests and concerns. Centres, the HFEA and the courts have to respect that scheme, however great their sympathy for the plight of particular individuals caught up in it.'
'29. We can only guess at the feelings of someone who has suffered as Mrs U has suffered, but we can sympathise and even empathise with them. There is a natural human temptation to try to bend the law so as to give her what she wants and what she truly believes her husband would have wanted. But we have to resist it. The President was right to make the order she did and this appeal must be dismissed.'
'[89] While the applicant criticised the national rules on consent for the fact that they could not be disapplied in any circumstances, the court does not find that the absolute nature of the law is, in itself, necessarily inconsistent with Art 8 (see also the Pretty and Odièvre cases cited in para [60], above). Respect for human dignity and free will, as well as a desire to ensure a fair balance between the parties to IVF treatment, underlay the legislature's decision to enact provisions permitting of no exception to ensure that every person donating gametes for the purpose of IVF treatment would know in advance that no use could be made of his or her genetic material without his or her continuing consent. In addition to the principle at stake, the absolute nature of the rule served to promote legal certainty and to avoid the problems of arbitrariness and inconsistency inherent in weighing, on a case-by-case basis, what the Court of Appeal described as 'entirely incommensurable' interests (see paras [25] and [26], above). In the court's view, these general interests pursued by the legislation are legitimate and consistent with Art 8.'
'It is imperative that you inform us in writing of any changes in your circumstances, including change of address and any changes in your wishes concerning the future use of your eggs stored at Guy's Hospital.
When you wish to use the eggs, please contact the Assisted Conception Unit to make an appointment to discuss this.'
'I asked if she ever looks into the future, and she said that she does, at this point she became a little quieter but remained open and engaged with us. We explored this with her and she likes to have information as it helps her to plan/think about her future.
….
[N] had really clear insight into her cancer and how things have changed in the short time since her diagnosis.
….
[N] wants to 'get better'. When I explored this with her, she knows that she will die from her cancer and there is no cure but she wants to be as well as she can for as long as she can. She is keen to start treatment and see how her cancer responds.'
It is of note that N is not recorded as referring to the use of her stored eggs at any stage in this extensive consultation.
'20. … However respectable this personal aspiration for the continuity of genetic parentage may be, the Court cannot consider that it falls within the scope of Article 8 of the Convention. This does not include the right to found a family and cannot include, in the state of its jurisprudence, the right to descendants for grandparents. Consequently, this part of the complaint must be rejected as incompatible ratione materiae with the provisions of the Convention, in accordance with Article 35 §§ 3(a) and 4 of the Convention.'
'110. The central question as regards such measures is not, as the applicant suggested, whether less restrictive rules should have been adopted or, indeed, whether the State could prove that, without the prohibition, the legitimate aim would not be achieved. Rather the core issue is whether, in adopting the general measure and striking the balance it did, the legislature acted within the margin of appreciation afforded to it (James and Others v. the United Kingdom, § 51; Mellacher and Others v. Austria, § 53; and Evans v. the United Kingdom [GC], § 91, all cited above).'
'Where the interference is the result of an individual decision, the Court's approach has been to examine the necessity and proportionality of the restriction in the particular circumstances of the case. Where, however, as here, the interference springs directly from a statutory provision which prohibits or restricts the exercise of the Convention right, the Court's approach has tended to be different. In such a case, the Court's focus is not on the circumstances of the individual applicant, although he must be affected by the legislation in order to claim to be a victim of its application; it is, instead, primarily on the question whether the legislature itself acted within its margin of appreciation and satisfied the requirements of necessity and proportionality when imposing the prohibition or restriction in question. There are, as the High Court and House of Lords pointed out, numerous examples in the Court's case-law where the question of the necessity, proportionality and balance have been examined not in the context of the specific circumstances of the individual applicant but in the context of the legislation itself which was the source of the interference. Equally importantly, there are many cases where the Court has accepted the need for a "brightline" or general statutory rule and has found no violation of the Convention even though loyalty to the rule may involve apparent hardship to the applicant in the individual case. In such a case, the answer to the question of compatibility is not and cannot be determined by reference to the particular circumstances of the applicant caught by the statutory provision in question. As Lord Bingham put it, "the drawing of a line inevitably means that hard cases will arise falling on the wrong side of it, but that should not be held to invalidate the rule if, judged in the round, it is beneficial", which I would in the context in which the word is used interpret to mean consistent with the Convention. Several examples of such cases are set out in paragraph 107 of the judgment. As is apparent from the short description in that paragraph, the cases dealt with a wide variety of different legislative measures, none of which concerned a prohibition of the present kind. However, this does not detract from the importance of the principle established in those cases, which is in my view directly applicable in the present case.'
'… the test for justification is fourfold: (i) does the measure have a legitimate aim sufficient to justify the limitation of a fundamental right; (ii) is the measure rationally connected to that aim; (iii) could a less intrusive measure have been used; and (iv) bearing in mind the severity of the consequences, the importance of the aim and the extent to which the measure will contribute to that aim, has a fair balance been struck between the rights of the individual and the interests of the community?'
'126. The central question as regards such [general] measures is not whether less restrictive rules should have been adopted or, indeed, whether the State could prove that, without the impugned measure, the legitimate aim would not be achieved. Rather the core issue is whether, in adopting the general measure and striking the balance it did, the legislature acted within the margin of appreciation afforded to it (see Animal Defenders International, cited above, § 110).'
Ms Boyd did, however, accept that there may be cases so anomalous the court can find a breach notwithstanding a bright line rule being otherwise justified.
Discussion and conclusions
(a) Four important preliminary observations
'Centres, the HFEA and the courts have to respect that scheme, however great their sympathy for the plight of particular individuals caught by it.'
'There is a natural human temptation to try to bend the law so as to give her what she wants and what she truly believes her husband would have wanted. But we have to resist it.'
(b) Informed consent by N: the evidence
(c) The Applicant's human rights case
Conclusion