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England and Wales High Court (Queen's Bench Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Queen's Bench Division) Decisions >> Higinbotham (formerly BWK) v Teekhungam & Anor [2018] EWHC 1880 (QB) (24 July 2018) URL: http://www.bailii.org/ew/cases/EWHC/QB/2018/1880.html Cite as: [2018] EWHC 1880 (QB) |
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Appeal Ref: QB/2017/0270 |
QUEEN'S BENCH DIVISION
MEDIA & COMMUNICATIONS LIST
Royal Courts of Justice Strand, London, WC2A 2LL |
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B e f o r e :
____________________
Harlow Higinbotham (formerly BWK) |
Claimant/Appellant |
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- and – |
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(1) Wipaporn Teekhungam (2) Winton Anthony Perry |
Defendants/Respondents |
____________________
Chloe Strong (instructed by Gibson & Co Solicitors) for the Defendants
Hearing dates: 1 February 2018, 22-23 March 2018
____________________
Crown Copyright ©
The Honourable Mr Justice Nicklin :
Background and history
The Claimant and First Defendant's relationship
The Marriage Ceremony
Birth of the Triplets
"Thank you for all your thoughts and thoughtful expressions. You are my first wife and the best wife by far that I could ever imagine.
I may need some time to develop concrete answers to all of your questions, but I don't need any time to tell you that I know what I want to do and that from November 5 [the birth of the triplets] you and our sons come ahead of everything else. Please don't be so concerned about money: it's not that important and there's always plenty of it.
I would like to hear more about what this opportunity in Europe is all about. I think it would be great if you could find a way to earn a living and make some kind of career. I worry about the risks and of course you've heard how badly some of these 'opportunities' often turn out. No matter what you do or what happens to you, my love, I'm always (ALWAYS) here for you.
I'll write again tomorrow when I've had a bit more time to reflect on everything that you are saying. I am proud to be the father of our three sons and even prouder to be honoured by calling you my wife, and I'll accept whatever are the consequences of those wonderful events in my life… I'm not shirking from this responsibility and challenge, and I know you aren't, and that you'll let me know what we need to do to make this work…"
The First Thai Proceedings
The Claimant's wife's claim in Thailand
"The way the [First Defendant] had overtly expressed herself in public to show she has an affair with the [Claimant] in adulterous affairs caused damage to the [Claimant's wife's] fame, prestige and very much humiliation among [her] society because the [Claimant's wife] had been elected to hold high positions in various organisations… After the members of these organisations [discovered] the adulterous affairs between [the Claimant and the First Defendant] that caused humiliation to [the Claimant's wife] because the other members saw the [Claimant's wife] defective in performance of the wife's duty that the husband [had an affair] with another woman. From such humiliation, the [Claimant's wife] had to resign from many charity organisations in order to prevent these organisations from [suffering] detriment from the story…"
i) on the evidence submitted in support of the Second Thai Proceedings, the fact of the Claimant's affair with the First Defendant had, by January 2011, become known to (at least) some in the Claimant's wife's circle of contacts and had allegedly led to her having to resign from various charitable organisations due to the embarrassment (appearing to cast doubt upon the alleged maintenance of secrecy – see paragraph 13 above); and
ii) the evidence suggests that the Thai Claim Form and judgment are also generally available for public inspection.
I was told at the hearing that the Second Thai Proceedings are not yet concluded; an appeal is apparently still pending.
Enforcement of the Child Support Order: the US Proceedings
[7] Harlow held an economics PhD and went to Thailand to work as an economic analyst between 2001 and 2009. Harlow began a personal relationship with Wipaporn in 2001 that continued for several years. Harlow was a citizen of the United States and already married to an American woman. In January 2004, Wipaporn and Harlow participated in a traditional wedding ceremony ritual in Thailand, but they were not registered as being legally married. They were not able to conceive children naturally and agreed that Wipaporn would undergo a GIFT [gamete intrafallopian transfer] procedure using Harlow's sperm. Harlow consented to this procedure in writing and signed the consent form on the line designated "husband." The procedure was successful, and their three sons were born on November 5, 2008.
[8] Harlow financially supported Wipaporn and their three sons until September 2009. Thereafter, Wipaporn filed a civil suit against Harlow in Thailand to establish his paternity and obtain child and educational support. Harlow was represented in the matter by counsel, who filed an appearance, entered exhibits, and submitted a legal memorandum arguing that Illinois law prevented the imposition of a finding of paternity and child support obligations on him. Harlow chose not to personally appear at the trial for reasons of legal strategy.
[9] According to the record, Harlow argued at the trial level in the Thai court that he and his American wife were married and living together for 19 years, the three boys were not his children, he did not have sexual intercourse with Wipaporn during her fertile period, and he never underwent fertility medical treatment to have children with Wipaporn. He also averred in his answer that Wipaporn had gone through a fertility medical treatment with another person and deceived Harlow by telling him that the three boys were Harlow's children. Wipaporn presented photographic evidence of her and Harlow's 2004 wedding ceremony and reception, documentation that Harlow consented to the GIFT procedure and allowed the doctor to take his sperm to use in such treatment, and DNA test results that established Harlow was the biological father of the three boys. Harlow submitted a testimonial statement to the Thai court, but the statement was inadmissible because he would not submit to cross-examination.
[10] In December 2010, the Thai court entered an order that adjudicated Harlow to be the legal father of the triplets and awarded Wipaporn child and educational support in gradually increasing amounts. This decision was affirmed by Thailand's appellate court in June 2013. In a judgment dated both July 6, 2015, and January 18, 2016, Thailand's supreme court affirmed the judgment but amended it to require Harlow to provide educational support for his three sons only until they reached the age of majority. On February 5, 2016, the Thai court issued a certificate of case finality in this matter. This court takes judicial notice of the proceedings and final judgment of the Thai court…
[11] Meanwhile, in June 2011, Wipaporn filed in the Circuit Court of Cook County her initial petition to, inter alia, enroll the Thai judgment, establish Harlow's child support obligations, recognize and enforce the Thai judgment based on comity, and increase the award of child support. Later, Wipaporn filed a four count amended petition, seeking (1) recognition and enrollment of the Thai judgment under principles of comity, (2) modification of the Thai judgment, (3) a de novo child support calculation, and (4) damages for breach of contract.
[12] In August 2012, Harlow moved to dismiss the amended petition, arguing the Thai judgment was not entitled to comity. Specifically, Harlow argued that because he was never married to Wipaporn, the Thai judgment was contrary to Illinois public policy as expressed in a statutory provision that prevented the donor of semen used in the artificial insemination of a woman other than the donor's wife from being treated in law as if he were the natural father of the resulting child. In March 2013, the circuit court denied Harlow's motion to dismiss the amended petition with respect only to count I, which requested the extension of comity to the Thai judgment; the circuit court did not rule on the other three counts. Thereafter, the circuit court denied Harlow's motion to reconsider.
[13] In July 2013, Harlow filed an answer and affirmative defenses, asserting, inter alia, that comity could not be extended to the Thai judgment because Wipaporn obtained it by fraud and Harlow was denied a full and fair hearing in Thailand. In his answer, Harlow admitted he was the known sperm donor but alleged Wipaporn had concealed from him her relationship with another man, with whom she was cohabiting. Harlow alleged Wipaporn intended him to be merely a sperm donor, had used his money to support her partner, and wanted to use Harlow's wealth to secure permanent financial support for herself and her partner. According to Harlow, Wipaporn made misrepresentations to Harlow to induce him to participate in the GIFT procedures. Harlow asserted that he did not learn about the partner's involvement until after the Thai trial court issued the judgment in 2010 and thus was unable to prepare a full defense at the trial in Thailand.
[14] Wipaporn moved to strike and dismiss Harlow's answer and affirmative defenses. She argued that the circuit court's denial of Harlow's motion to dismiss count I of the amended petition resolved the only legal issue between the parties and res judicata barred Harlow's pleading. On August 22, 2013, the circuit court struck and dismissed Harlow's answer with prejudice, granted count I of the amended petition by enrolling, based on comity, the Thai judgment as an Illinois judgment, and held that there was no just reason to delay enforcement or appeal of its order. Thereafter, the circuit court denied Harlow's motion to reconsider.
[15] Harlow timely appealed, contending that (1) the Thai judgment was not entitled to comity because it directly contradicted Illinois public policy, which prevents sperm donors in certain situations from being legally treated as the natural fathers of children conceived by artificial insemination; and (2) the application of res judicata and dismissal of Harlow's answer was improper because Wipaporn obtained the Thai judgment by fraud, Harlow was denied an opportunity to fully litigate his defenses in Thailand, and his appeal of the Thai judgment rendered the extension of comity to that judgment premature.
"Harlow – a US citizen who was married to an American woman – worked in Thailand as an economic analyst from 2001 to 2006. He and Wipaporn began a personal relationship in 2001, and the two participated in a traditional Thai wedding ceremony in 2004. The two never legally registered their marriage.
After encountering conception issues, Harlow and Wipaporn agreed to try conception through gamete intrafallopian transfer using his sperm. Harlow consented to this procedure and signed a consent form on the line marked 'husband'.
The successful procedure led to the birth of three sons in November 2008. Harlow supported the mother and children financially until September 2009…"
The Appeal Judgment has also appeared in the Illinois Official Reports and been the subject of commentary in an article appearing on the website of a firm of attorneys.
The Facebook Profile
The English Proceedings
i) it suggested that even if the claim had any substance (which was denied), as the Facebook Profile was unlikely to have been viewed by anything other than a handful of people, the damages that the Claimant was likely to achieve would be wholly disproportionate to the costs;
ii) the Facebook Profile had been taken down over a year ago and that "[the Defendants] have no intention of reinstating the page or anything similar"; and
iii) it raised the evidence from the Second Thai Proceedings in which the Claimant's wife had complained that she had suffered "much humiliation among [their] social and/or professional circle" as a result of the Claimant's adultery having become known ([15]-[17] above).
"… it is abundantly clear that [the Defendants'] motivation for bringing the US case is purely financial and unrelated to the needs of the children. [The Claimant] is of the view that exactly the same motivation lay behind the fake Facebook page. This was clearly not set up for only 'family members' to view… It was self-evidently set up to somehow try and bolster [the Defendants'] position in the litigation that was then ongoing in Thailand and the USA…"
4.1 On or about 6 February 2014, the First and/or Second Defendant created and published a false Facebook profile in the name of the Claimant… the [Facebook Profile] included the following information:
(a) The Claimant's first name and surname
(b) A photograph of the Claimant which showed the Claimant sitting on a sofa in a domestic setting with his arm around the First Defendant and with the boys sitting on their laps.
(c) That the Claimant got married in 1991.
(d) That the Claimant was "in a Complicated Relationship" from April 1991.
(e) That the boys, who were each referred to by first name and surname, the surname being that of the Claimant, were born on 11 May 2008.
(f) That the Claimant had a child on 5 November 2008.
(g) The further information set out in the Confidential Schedule hereto [the Claimant's current and past employment history, his qualifications and the educational establishments he had attended, where he lived, where he was from and that he had "liked" various Facebook profiles].
4.2 The clear inferences to be drawn by any person viewing the [Facebook Profile] were that:
(a) It had been created by the Claimant himself.
(b) The Claimant was legally married to the First Defendant and had been so since 1991.
(c) The Claimant was the father of the boys.
(d) The Claimant and the First Defendant were living together with the boys as a family unit.
4.3 The information and inferences referred to at paragraphs 4.1 and 4.2 above shall be referred to collectively hereafter as "the Private Information"…
4.6 The privacy settings on the [Facebook Profile] were set to "Public" with the results that:
(a) The entirety of the [Facebook Profile] was available to be viewed by any person with a Facebook account and in particular by any person who clicked on the link to the [Facebook Profile] through [various features of Facebook linking individuals and Facebook accounts]
(b) A link to the [Facebook Profile] was returned on an internet search against the Claimant's name. The [Facebook Profile] was thereby accessible to anyone with a Facebook account and the name and the identifying photograph were available to anyone with access to the internet…
4.8 … the [Facebook Profile] was created without the knowledge or consent of the Claimant and in direct contravention of the agreement between the Claimant and the First Defendant that the fact of their relationship and his paternity of the boys would be kept secret from the Claimant's family, friends and business associates.
4.9 The [Facebook Profile] remained on Facebook until shortly after 28 July 2014 when its existence was notified to the Claimant by an associate at … a firm of US attorneys retained by the Claimant. Shortly thereafter, Facebook deleted the [Facebook Profile], at the request of [the firm] on behalf of the Claimant…
4.11 In the circumstances set out above, it is to be inferred that the First and/or Second Defendant created the [Facebook Profile] with the intention of causing harm, distress and embarrassment to the Claimant and/or for the nefarious purpose of placing collateral pressure on the Claimant to settle the legal claims against him.
[Paragraph 5 sets out the Claimant's data protection claim]
6.1 The parts of the Private Information relating to the Claimant's relationship with the First Defendant and his paternity of the boys was and is information confidential to the Claimant and in relation to which the Claimant had a reasonable expectation of privacy. The Claimant will rely upon the following:
(a) The self-evidently personal and private nature of the information, which fall within the core aspects of private life protected by Article 8.
(b) The fact that the First Defendant was at all material times on express notice that the Claimant wished to keep those parts of the Private Information confidential and the First Defendant had agreed to the same…
6.2 The creation and/or publication from 4 February 2014 to 28 July 2014 of the [Facebook Profile] constituted an unjustified infringement of the Claimant's right to privacy, a misuse of the Claimant's private information and/or a breach of confidence by the First and/or Second Defendant.
6.3 The Claimant will rely in particular on the facts that these acts were carried out without the Claimant's knowledge or consent and in direct contravention of the agreement between the Claimant and the First Defendant.
6.4 Further, and without prejudice to the burden of proof (which falls upon the Defendants in this regard), there was no justification in all the circumstances for the publication of the Private Information:
(a) Section 4 of Facebook's terms of service, entitled Statement of Rights and Responsibilities, states: "… You will not provide any false personal information on Facebook, or create an account for anyone other than yourself without permission".
(b) [The First Defendant falsely stated in an affidavit in the US Proceedings that the Facebook Profile was not a profile of the Claimant but a profile of one of her sons ("the False Affidavit")].
(c) For these reasons, the Claimant will contend that his Article 8 rights outweigh the Defendants' Article 8 or 10 rights, if any, in the Private Information as disclosed.
7.1 By reason of [the acts complained of] the Claimant's Article 8 rights have been seriously infringed and he has suffered damage to his personal dignity, autonomy, and integrity, and has been caused anxiety and distress. Accordingly the Claimant claims compensation pursuant to section 13 of the [Data Protection Act 1998] and/or damages.
7.2 In support of his claims for compensation and/or damages the Claimant will rely upon the following:
(a) [the False Affidavit].
(b) The Claimant learned of the [Facebook Profile] at the end of July 2014 shortly after his US attorney had found it during a search of social media and the attorney's own Facebook account. This caused him great concern and anxiety as he had, as set out above, always been careful to ensure that these matters were kept private and did not find their way into the public domain. In particular, the Claimant was extremely worried that his family, friends and business associates would see the [Facebook Profile].
7.3 Unless restrained by this Honourable Court, the First and/or Second Defendant will further misuse and/or publish the Claimant's Private Information in breach of confidence…
AND the Claimant claims
(1) Compensation pursuant to section 13 of the DPA and/or damages, including aggravated damages, for misuse of private information.
(2) Interest…
(3) An injunction to restrain the First and/or Second Defendants whether acting by themselves, their servants or agents or otherwise howsoever from further publishing or causing to be published the Claimant's Private Information.
i) In her witness statement, dated 17 March 2017, the First Defendant set out a brief history of the Thai and US Proceedings. Under a heading, "Abusive nature of these proceedings", she said:
"42. The children were less than 2 years old when proceedings for child support commenced. They are now approaching 9 years of age. Their childhood has therefore been lost to them largely, as they have had little in the way of support in any sense from their father during their formative years.
43. It has been distressing and at times humiliating for me to raise three children without their biological father's involvement. It has been very difficult for my husband and I to make ends meet financially. We spend almost every penny of our disposable income on funding legal fees to defend the children's position in Thailand and the US. We are now having to waste what little money we have left in contesting these proceedings in England.
44. The Claimant has access to virtually unlimited resources due to his family wealth and his high level of income from his work. This disparity in resources between the Claimant and the Defendants could not be much greater.
45. I am certain that the issue of these proceedings is just another action intended by the Claimant to bully me into submission. I have been bullied for years in this way. The US Court was well aware of BWK's continuous attempts to do this in the US litigation. See for example the remark from the Illinois Circuit Court in an order made in June 2014 that the Claimant had generated 'needless delay' in the US proceedings, and that it was 'clear that [BWK] has used his rather extraordinary resources to attempt to exhaust [my] legal representation.'…"
Referring to the Claimant's anonymisation of only himself in the proceedings she stated:
51. The Court will also note that the Claimant took no steps to shield my identity from public view, or that of my husband (and therefore the children). If BWK was genuinely concerned to prevent the so-called private information being identified, given what is already in the public domain… he also should have asked that my name be anonymised too…
Finally, in relation to the allegation that she threatened to republish the allegedly private information of the Claimant, she stated, unequivocally, "The Facebook [Profile] pages were shut down over two and a half years ago. I have never republished those pages, and have never indicated to BWK that I would do so. Nor do I have any intention of now doing so."
ii) In his witness statement, also dated 17 March 2017, the Second Defendant stated, unequivocally, "I played no part in setting up the Facebook [Profile] which forms the subject matter of this action." He stated that he had sold almost all his possessions and assets to help pay the legal fees the First Defendant has incurred in relation to the Child Support Order. "Financially I have been ruined by three sets of legal proceedings, and have had to borrow significant sums of money from my parents at times." As for the First Defendant, "almost everything [she] owned at one point has had to be sold, including jewellery and other items of sentimental value."
13. When viewed in the context of the US litigation, the motive of the Defendants in publishing the false Facebook profile of me becomes clear. It was a continuing effort to embarrass me personally and to try and bolster their case in the US litigation that I had publicly held the children out as my own. I believe that the false Facebook page was therefore published with the aim of securing financial advantage for the Defendants in the US litigation. It was nothing whatsoever to do with creating a personal scrapbook for one of the children, as the Defendants claim in their evidence. This is plainly false, as is evident from the words chosen by the Defendants to describe my relationship 'status' on Facebook, namely, 'in a Complicated Relationship'. The latter description clearly was not intended to describe a child.
14. I believe that I first looked at the false Faceboook profile on the internet in late July 2014, when it was pointed out to me by Mr Matthew D. Elster, an associate working at the law firm that I have retained in the USA, Beermann Pritikin Mirabelli Swerdlove LLP. I am informed by Mr Elster that he first saw the offending Facebook profile on the internet on his personal computer at work on or about 27 July 2014. Mr Elster has informed me that he brought the profile to the attention of 1 other lawyer in his firm, Mr Enrico Mirabelli. In addition, I am aware that 2 representatives of another US law firm retained by me, McDermott Will & Emery, saw the Facebook profile before it was removed, as well as several other attorneys and other employees of First Defendant's US law firm. I should stress that I have never used Facebook, except to look at the profile of me that was published by the Defendants on the internet during 2014.
15. As far as the Defendants' allegations about my motivations for bringing these proceedings are concerned, they are wrong. There was nothing else that I could do to stop the Defendants from publishing further private information about me on the internet, including private photographs that were never intended to be made public. Whilst I had hoped to try and resolve this case through correspondence between the solicitors, it eventually became clear that the Defendants were taking a belligerent position. No undertakings have been offered by either Defendant to the effect that there would be no repetition of their behaviour, perhaps using other photographs of me, on other forms of social media. They refused to pay any compensation. The Defendants refused to budge, denying my claim and implying (for example in [a passage from a letter from their solicitors]) that I should use my personal wealth to meet their extortionate demands.
16. In the end, I had no choice but to issue this claim against them here in the UK for compensation and an order from the court to prevent the Defendants from repeating their actions.
Explaining the delay in progressing the claim, the Claimant stated:
18. Insofar as the question of any delay is concerned, I wanted to wait until the litigation in Thailand had ended, before initiating another claim here in the UK, because I did not want to have to fund multiple cases in 3 different countries… Furthermore, I understand that before proceedings in the English courts are issued, it is necessary to try and explore matters in correspondence, to see whether the issues in the case can be narrowed. As can be seen from some of the letters between the respective solicitors, such correspondence and discussions did take place during 2016, following the Thai Court's decision, but they failed to produce a resolution of this dispute.
19. I understand that the case that I am putting forward to the English court is complicated and that it involves a relatively new area of law, in terms of the claim for damages under the Data Protection Act 1998. I have therefore adopted a cautious approach to the issue of proceedings and I have prepared my claim thoroughly with my legal advisers. I have not delayed the issue of proceedings for ulterior purposes as the Defendants contend in their evidence.
i) The Claimant says nothing about the impact upon him of the Facebook Profile. He does not claim that it has upset him or that it has caused any damage to his personal dignity, integrity or autonomy. His evidence concentrates, exclusively, on his claim that the Facebook Profile was published "with the aim of securing financial advantage for the Defendants in the US litigation". I do not understand how publication of the Facebook Profile was likely to achieve this and this conclusion is not explained in the Claimant's witness statement or submissions made on his behalf.
ii) There is no answer to the evidence of the Second Defendant that he had nothing to do with the publication of the Facebook Profile.
iii) There is no further evidence of any threat by the Defendants to republish the Facebook Profile or anything similar. The suggestion in his witness statement (§15) that "there was nothing else that [he] could do to stop the Defendants from publishing further private information about me on the internet" falls to be measured against the fact that, by the date of this witness statement, nothing had been published for nearly three years.
iv) The Claimant did not respond to the First Defendant's complaint that he had not anonymised the Defendants in the proceedings. The Claimant's solicitor, Duncan Curley, has filed a witness statement explaining why he considered that it was appropriate to make a without notice application for the anonymity order. It does not deal with the substance of the criticism and nowhere in the evidence is there a satisfactory explanation for the decision not to anonymise the Defendants.
v) Despite the evidence that the information had become known in the Claimant's circle of acquaintances ([17(i)] above) and the fact that the issue had been raised specifically in the Defendants' solicitors letter of 29 September 2015 ([29(iii)] above), the Claimant's evidence is completely silent on the extent to which the information in the Facebook Profile was/is known already to his family, friends and business associates.
vi) The explanation for the delay in issuing the Claim Form is difficult to accept. A draft Claim Form and Particulars of Claim had already been provided with the letter of claim on 7 August 2015 ([28] above). Even allowing for a "cautious approach", I cannot see what more by way of "thorough preparation" was required before the Claim Form could be issued. I do not accept that resources played any (or any substantial) part in the decision to delay issuing proceedings until December 2016.
i) that the Defendants had not shown that the Claimant had no real prospect of success in demonstrating that the publication of the Facebook Profile was a misuse of private information; but
ii) that the claim was an abuse of process (a) as brought for a collateral purpose; and (b) within the principle of Jameel -v- Dow Jones & Co [2005] QB 946.
He therefore struck out the entire claim.
Summary Judgment
[23] … I am not persuaded that the Claimant has no real prospect of establishing that the publication of the Facebook profile was a misuse of private information or was a breach of confidence by the Defendants. On the Claimant's case, putting it crudely, he was living a double life. His life in Thailand was to be kept separate from his life in the USA. Judged objectively, the Claimant has a real prospect of successfully arguing that his life in Thailand was to be kept secret. Of course, I accept that the misuse of public information cannot found a claim. However, just because the relationship of the Claimant and the First Defendant was public knowledge in Thailand (or part of Thailand) does not mean that it was sufficient common knowledge so as to prevent a claim airing. The relationship was not public knowledge in the part of the world which mattered to the Claimant.
[24] Privacy has many layers. Thus, it has been said that there might be a difference between information as to 'the bare fact of a relationship' and information as to the contents or details of that relationship; see Hutcheson -v- News Group Newspapers [2012] EMLR 2. The Defendants submit that the Facebook publication simply relates to the bare fact of a relationship or parentage so that a reasonable expectation of privacy does not arise. In my judgment, the issue of whether or not there has been a misuse of private information or if there is a reasonable expectation of privacy is fact sensitive. It is not only the relationship which is revealed in the Facebook posting; there is the parentage of the children, the photograph of the Claimant and the children; and the suggestion thereby that the relationship between the Claimant, the First Defendant and the children was continuing. It seems to me that this is more than mere 'bare fact'.
[25] There has to be a balance between Article 8 and Article 10 ECHR in such cases, but I cannot say on this application that the Defendants' rights under Article 10 are such that the claim has no real prospect of success.
[26] I should add that the Defendants' case is that the Second Defendant had nothing to do with setting up the profile and that the First Defendant only ever intended the profile to be private. I cannot resolve such issues on this application.
Strike Out
[27] As stated above, I consider that the Claimant's claim for misuse of private information or breach of confidence has a real prospect of success. As far as a claim under the DPA is concerned, the Defendants accept that the publication of the Facebook profile constitutes the processing of personal data and that the current legal position may allow a claim to be brought. Against this, the Defendants submit that the claim should be struck out as an abuse of process … on the basis set out in Jameel -v- Dow Jones & Co…
[28] As far as the DPA is concerned, the Defendants make the point that the processing of the data was very minor given the trivial nature of the data and the length of time it was published for. The information was not sensitive personal data within the meaning of s.2 of the Act… Finally, the Defendants submit that the likely award of damages under the DPA is likely to be very limited. I was referred to Halliday -v- Creation Consumer Finance Ltd [2013] 3 CMLR 4, which involved an award of £750 for distress and £1 nominal damages for financial loss; and to TLT -v- SSHD [2016] EWHC 2217 (QB); in which the highest award was £12,500 for processing which involved much more serious information that in the present claim.
[29] I accept the Defendants' submissions in respect of the DPA claim.
[30] As far as the claim for misuse of private information or breach of confidential information is concerned, the claim for injunctive relief is academic. There is no evidence that the Defendants have any intention of repeating the publication. I bear in mind a number of factors: (1) that the Facebook publication was from 6 February 2014 to 28 July 2014; (2) that there is no evidence that it was seen or acted upon by anyone other than someone on the Claimant's legal team; (3) that the Facebook publication has been fully ventilated in the US proceedings; (4) that the overwhelming probability is that these proceedings were prompted by the Claimant's failures in the ongoing USA litigation; [and] (5) that the Claimant has no links to this jurisdiction and there is no evidence of any publication to anyone here.
[31] The Defendants contend that the Claimant has brought these proceedings in order to put pressure on them and to force them to come to a settlement of the claim. This is a reasonable inference on the facts. I note the finding of the Appellate Court of Illinois dated 20 January 2017 that the Claimant appeared in the court in Thailand through counsel but chose not to personally appear for reasons of legal strategy. The Claimant denied parentage of the boys and denied undergoing fertility treatment contrary to documentary and other evidence. It certainly appears that the Claimant has taken a combative and unreasonable stance in the Thai and US court proceedings. The Circuit Court has stated that the Claimant 'has used his rather extraordinary resources to attempt the exhaust' the First Defendant's representation. That court has commented that the Claimant's lawyers' pleadings 'often appear to be their attempt to "pacify" their client, rather than focusing on the legal issues at hand.' The court has also referred to numerous 'delays and obfuscation' by the Claimant.
[32] I take the point that the claimant is not to be deprived of pursuing a legitimate cause of action because he has a grievance or an ulterior motive. However, it is an abuse of process to pursue a claim for an improper purpose. It seems to me that this claim is part of the Claimant's continuing battle with the First Defendant and that it is harassing in nature.
[33] In any event, the claim must be 'worth the candle'.
[34] I also take the point that this is not a defamation claim. That said, although Jameel itself (and many other cases following it) is a defamation claim – its principles are not confined to defamation. In my judgment, if the Claimant is successful in these claims the costs will be out of all proportion to what the Claimant is likely to recover. I bear in mind that the Claimant's costs of resisting this application are about £17,000 and the Defendant's costs are put at about £65,000. This is an indication of the substantial level of costs which are likely to be involved if this case is allowed to proceed.
[35] It is highly significant that the principal issue of the Facebook publication has been ventilated and argued over in the US proceedings. The position is that the parties have been litigating on two continents. I do not consider that the claim should be permitted to proceed on a third.
[36] In the circumstances, I shall strike out the case in its entirety as an abuse of process.
Grounds of Appeal
i) The Master's finding (§32) that the claim was an abuse of process on the grounds of collateral purpose was flawed. The law imposes a high hurdle before claims can be struck out on this basis. The Master failed to consider these authorities.
ii) The Master's error in respect of collateral purpose abuse (Ground 1) was compounded by his reliance upon his findings in that respect to inform his application of Jameel.
iii) The Master erred in principle in extending the Jameel jurisdiction to Data Protection Act 1998 claims.
iv) Even if the Master had been right that Jameel could extend to DPA claims, at §28, the Master made a number of errors in his assessment as to the value of the DPA claim and the likely award of damages.
v) The Master erred in finding that the misuse of private information claim/breach of confidence claims were 'not worth the candle'; particularly, the Master failed to consider the importance of the claims in vindicating the Claimant's Article 8 rights; the likelihood of the Claimant being awarded substantial damages; and he gave too much weight to the costs of the proceedings and failed to consider whether the claim could be resolved proportionately.
vi) The Master wrongly concluded that the claim for injunctive relief was academic.
vii) At §35 the Master wrongly took into account that the parties had been litigating over two continents in relation to the Facebook Profile. No claim had in fact been brought in either of the other jurisdictions over the Facebook Profile.
Submissions
Collateral purpose abuse
i) Court proceedings may not be used or threatened for the purpose of obtaining for the person so using or threatening them some collateral advantage to himself, and not for the purpose for which such proceedings are properly designed and exist (JSC BTA Bank -v- Ablyazov (No.6) [2011] 1 WLR 2996 [3] quoting Lord Evershed MR in In re Marjory; ex p The Debtor -v- FA Dumont Ltd [1955] Ch 600, 623-624);
ii) Legal process is used properly when it is invoked for the vindication of a person's rights or the enforcement of just claims. It is abused when it is diverted from its true course so as to serve extortion or oppression: or to exert pressure so as to achieve an improper end (Ablyazov [4]; Goldsmith -v- Sperrings Ltd [1977] 1 WLR 478, 489 per Lord Denning MR).
iii) A claimant's motive and intention as such are irrelevant: the fact that a party who asserts a legal right is activated by feelings of personal animosity, vindictiveness or general antagonism towards his opponent is nothing to the point: Ablyazov [10]; Broxton -v- McClelland [1995] EMLR 485, 497-498 per Simon Brown LJ;
iv) Accordingly, the institution of proceedings with an ulterior motive is not of itself enough to constitute an abuse: an action is only that if the court's processes are being misused to achieve something not properly available to the plaintiff in the course of properly conducted proceedings: Broxton -v- McClelland, supra.
v) The cases appear to suggest two distinct categories of such misuse of process:
a) achievement of a collateral advantage beyond the proper scope of the action. In such cases, the difficulty is deciding where precisely falls the boundary of such impermissible collateral advantage (see Bridge LJ's judgment in Goldsmith -v- Sperrings Ltd (at p.503D-H)); and/or
b) conduct of the proceedings themselves, not to vindicate a right, but to cause the defendant problems of expense, harassment, commercial prejudice or the like beyond those ordinarily encountered during properly conducted litigation (c.f. Wallis -v- Valentine [2003] EMLR 8 [28] and [34] per Sir Murray Stuart-Smith.
Broxton -v- McClelland, supra.
vi) The test of the claimant's motive is objective: Wallis -v- Valentine [32] per Sir Murray Stuart-Smith;
vii) The merits of the claims sought to be brought are relevant where it is suggested that a claim is brought for mixed purposes. A good arguable claim may indicate that the proceedings were brought, at least in part, for a legitimate purpose: Ablyazov [24].
viii) Only in the most clear and obvious case will it be appropriate, upon preliminary application, to strike out proceedings as an abuse of process so as to prevent a claimant from bringing an apparently proper cause of action to trial: Broxton -v- McClelland, supra.
i) contrary to the Master's finding, the Claimant had no real prospect of success with his misuse of private information and/or breach of confidence claims;
ii) the Claimant's claims were not genuine and there was no real and substantial tort: there was no damage, the publication complained of was extremely limited, there had been no repetition and the Master was right to conclude that the claim for an injunction was academic, any award of damages would be very small and the delay in progressing the claim showed that he had no real interest in vindicating his legal rights; and
iii) the Master had been fully entitled, on this basis and upon the evidence of the Thai and US Proceedings, to conclude that the Claimant had brought the proceedings for the improper collateral purpose of harassing the Defendants (the type of collateral abuse identified in [41(v)(b)] above).
Jameel abuse
i) The Court has jurisdiction to stay or strike out a claim where no real or substantial wrong has been committed and litigating the claim will yield no tangible or legitimate benefit to the claimant proportionate to the likely costs and use of court procedures: in other words, "the game is not worth the candle": Jameel [69]-[70] per Lord Phillips MR and Schellenberg -v- BBC [2000] EMLR 296, 319 per Eady J. The jurisdiction is useful where a claim "is obviously pointless or wasteful": Vidal-Hall -v- Google Inc [2016] QB 1003 [136] per Lord Dyson MR.
ii) Nevertheless, striking out is a draconian power and it should only be used in exceptional cases: Stelios Haji-Ioannou -v- Dixon [2009] EWHC 178 (QB) [30] per Sharp J.
iii) It is not appropriate to carry out a detailed assessment of the merits of the claim. Unless obvious that it has very little prospect of success, the claim should be taken at face value: Ansari -v- Knowles [2014] EWCA Civ 1448 [17] per Moore-Bick LJ and [27] per Vos LJ.
iv) The Court should only conclude that continued litigation of the claim would be disproportionate to what could legitimately be achieved where it is impossible "to fashion any procedure by which that claim can be adjudicated in a proportionate way": Ames –v- Spamhaus Project Ltd [2015] 1 WLR 3409 [33]-[36] per Warby J citing Sullivan –v- Bristol Film Studios Ltd [2012] EMLR 27 [29]-[32] per Lewison LJ.
i) The Claimant has viable causes of action. If the misuse of private information claim is successful, then the Claimant should be entitled to an award of substantial damages (in the sense of being more than minimal or nominal). Gulati -v- MGN Ltd [2017] QB 149 demonstrates that quantum will be influenced by (a) the nature of the information; (b) the nature, extent and purpose of the misuse; and (c) the effect of the misuse on the Claimant. The Claimant's case is that the facts revealed in the Facebook Profile were facts which he and the First Defendant had expressly agreed would be kept secret from his family, friends and associates. It was created and made available to the public at large in direct contravention of that agreement. Further, the Defendants took steps to try to ensure that the Facebook Profile would come to the attention of the Claimant's family, friends and associates by including links to the pages of institutions with which he had an association.
ii) The Master wrongly failed to take any account of the likely award to vindicate the Claimant's Article 8 rights, in the sense of compensating him for the loss of privacy or autonomy as such arising out of the infringement, including a sum to compensate for damage to dignity or standing (Gulati -v- MGN [2016] FSR 12).
iii) Focus upon the minimal publication of the Facebook Profile led the Master into the error of equating minimal publication with minimal harm. Misuse of private information claims are very different from defamation claims. The latter are primarily about vindication of reputation. A reputation can only be damaged where there has been publication to one or more individuals. The same principle does not apply to misuse of private information cases: Imerman -v- Tchenguiz [2011] Fam 116 [69]. Extent of publication is but one small part of the picture.
iv) When considering what tangible benefit could be achieved from the proceedings, the Master had been wrong to characterise the claim for an injunction as "academic" (§30). He found that there was no evidence that the Defendants have any intention of repeating the publication. However, the Master failed to consider the fact that the First Defendant had denied, and had continued to deny, the conduct alleged. When challenged about the Facebook Profile, the First Defendant claimed she had intended it to be a profile for one of her children, who bore the same name as the Claimant. The Master had rightly rejected this as obviously hopeless. Denial of the conduct alleged was one of two factors cited in support of the need for a permanent injunction in SKA -v- CRH [2012] EWHC 2236 [65] per Nicola Davies J. Further, in light of the Master's rejection of her explanation, the denial fell to be seen as dishonest. In the circumstances, little, if any, reliance could be placed on statements by the First Defendant as to her intentions and future conduct.
v) The Master wrongly found, and thereafter took into account, that the parties had been litigating over two continents in respect of the Facebook Profile (§35). The creation and publication of the Facebook Profile was not the subject of any claim in any other jurisdiction. The mere fact that it had been referred to in evidence in family proceedings in the US was not a sufficient basis, still less a "highly significant" matter, as the Master so found, for making the determinations made on abuse of process.
Decision
"… this is a case about abuse of the process of the High Court. It concerns the inherent power which any court of justice must possess to prevent misuse of its procedure in a way which, although not inconsistent with the literal application of its procedural rules would nevertheless be manifestly unfair to a party to litigation before it, or would otherwise bring the administration of justice into disrepute among right-thinking people. The circumstances in which abuse of process can arise are very varied… It would… be most unwise … to say anything that might be taken as limiting to fixed categories the kinds of circumstances in which the court has a duty (I disavow the words discretion) to exercise this salutary power."
i) by February 2014, when the Facebook Profile was posted online:
a) the Claimant and the First Defendant had got "married" at a well-attended ceremony in January 2004 ([7] above);
b) following the birth of the triplets in November 2008, the First Defendant (and the triplets) had featured on television in Thailand ([10] above);
c) the Claimant had already told his wife of his relationship with the First Defendant and his paternity of the triplets ([13] above);
d) the First and Second Thai Proceedings and the US Proceedings had all been commenced and were proceeding (in public) through the appellate levels in the respective legal systems of two countries; and
e) the Claimant's affair had apparently become so widely known in the Claimant's wife's circle of friends and contacts that she had been forced to resign from various organisations because of the humiliation it had caused ([16] above);
ii) by August 2015, when the Claimant got around to sending a letter before action, the Thai Supreme Court had, on 6 July 2015, issued a public ruling in the First Thai Proceedings upholding the Child Support Order; and
iii) by December 2016, when the Claim Form was issued, the Appellate Court of Illinois in a public judgment had dismissed the Claimant's appeal against the recognition and enforcement of the Child Support Order.
i) First, PJS was a very different case. The claimant had made no disclosure of the information. He had exercised control to protect its privacy and sought, by injunction, to maintain that position. Here, control of the information was deliberately ceded by the Claimant long before the acts complained of by the First Defendant. Further, the evidence is very unsatisfactory as to the extent to which the information was already known by the "family, friends and business associates" of the Claimant well before the publication of the Facebook Profile. The Claimant's evidence is silent on this point ([36(v)] above), but what is clear is that the disclosure of the information had reached such a level that the Claimant's wife felt forced to resign from various organisations because of the public embarrassment caused to her by the Claimant's adultery ([15]-[17] above).
ii) Second, on the authorities, there is an almost invariable rule that once information is disclosed in open court, it cannot thereafter be considered confidential, even if there is no evidence that anyone else has become aware of it (Commissioners for HM Revenue & Customs [2009] EWHC 1229 (Ch) [38] per Henderson J; Crossley -v- Newsquest (Midlands South) Ltd [2008] EWHC 3054 (QB) [58]-[59] per Eady J; see also discussion in The Law of Privacy and the Media (§§4.97-4.102, 3rd edition, OUP, 2016). That rule applies with equal force to misuse of private information (Crossley, supra; PNM -v- Times Newspapers [2017] 3 WLR 351; [2017] EMLR 29 [34(1)] per Lord Sumption). The test for a misuse of private information claim is whether the claimant has a reasonable expectation of privacy in the relevant information (Campbell -v- MGN Ltd [2004] 2 AC 457 [21] per Lord Nicholls). In my judgment (and on this point, in respectful disagreement with the Master), the Claimant has no real prospect of establishing that he had a reasonable expectation of privacy in the information in the Facebook Profile. Even were it to be assumed that, as a matter of fact, the information could be kept private from any remaining "family, friends and business associates" who did not already know it, the expectation that it would remain so would not be reasonable. On the contrary, for the reasons stated above, it would be wholly unreasonable and unreal.
i) Lack of threat of publication
The chronology speaks for itself. The Facebook Profile was taken down on 28 July 2014. There was no further publication of that or anything similar in the 12 months it took for the Claimant to send a letter before action. There was no publication in the further 15 months before the Claim Form was issued. In their solicitors' letter of 29 September 2015, the Defendants stated that they had no intention of reinstating the Facebook Profile or anything similar ([28] above). In her witness statement, the First Defendant again denied an intention to republish ([34(i)] above); evidence that went unanswered and unaddressed in the Claimant's evidence ([36(iii)] above). Miss Skinner suggests that, at trial, the Court would be invited to disbelieve the First Defendant's denial that she threatens or intends further publication ([47(iv)] above). The prospects of that are completely fanciful. On the evidence as it stands, and ignoring the period since issue of the Claim Form, the First Defendant had published nothing further for 27 months. If that remained the state of the evidence, the Claimant would simply fail to demonstrate any sufficient threat to justify an injunction. There would be no credible case requiring any answer from the First Defendant at all. I have real doubts whether the Claimant had any proper evidential basis on which to verify, as true, the statement in the Particulars of Claim that "unless restrained… the First and/or Second Defendant will further misuse and/or publish the Claimant's Private Information…". At the time he confirmed that statement on 12 December 2016, the First Defendant had published nothing since late July 2014.
ii) The extent to which the information is available in the public domain (through, at least, the various court proceedings)
Most non-disclosure orders contain public domain exceptions; if one were included in this case, it would almost certainly have the effect of entirely negativing the injunction. I do not doubt that with skill and ingenuity it might be possible to produce a modified form of public domain exception that did not have this consequence, but that just serves to demonstrate the artificiality of the claim.
iii) The practical effect of the injunction and Convention Rights
Although the Claimant has now abandoned his claim for an injunction in the wide terms of his pleaded case, there are real issues as to whether even a narrower order could be justified.
a) If the First Defendant were, for example, minded to write and publish a book (or be interviewed for a newspaper article) about her relationship with the Claimant, the birth of the triplets and her battle on two continents for financial support for them, would the injunction prevent her from doing so? I suspect the Claimant would argue that, because the publication might come to the attention of the "family, friends and business associates", it would be prohibited. Unhesitatingly, if that were argued to be the effect of even this narrowed form of order, I would refuse an injunction altogether.
b) Leaving aside the litigation with the Claimant in the US and Thailand, the Claimant's wife had sued the First Defendant in the Second Thai Proceedings for some £2m for causing damage to her "fame [and] prestige". The entire premise of this (found to be meritless) claim was the First Defendant's "adulterous affair" with the Claimant. It is not easy to imagine circumstances – whatever the ultimate finding about the "understanding" between the parties that their relationship would be kept secret – in which the Court would, by injunction, prevent the First Defendant from telling anyone she chose about the whole saga.
c) The First Defendant has had to fight doggedly for ongoing financial support for the triplets through the legal systems of two countries, opposed at every stage by the Claimant who, at one point, denied that he was their father and even claimed that the First Defendant had gone through the fertility treatment with sperm donated by another person. In terms of the exercise of both her Article 8 rights of autonomy and dignity and her Article 10 rights of freedom of expression, it might be thought that she was entitled to publish a great deal more than she did in the Facebook Profile. In my judgment, if she were minded to do so, it is very unlikely that a court in this jurisdiction would stop her. The fact that she has not done so may reflect an understandable concern of the potential effect of such publicity on the triplets. In the future, the Defendants, as an exercise of parental responsibility, will have to decide what they should tell the triplets about the Claimant. The natural wish to choose the right time to make such disclosures to the children militates against putting material into the public domain which the triplets might see before the time was judged right to tell them.
d) The triplets will be celebrating their 10th birthday later this year. Looked at from their position, the claim for an injunction looks even more ludicrous. It cannot remotely be suggested that they are not able – as an exercise of their Article 8 rights of autonomy and dignity – to identify their father to whomever they choose and to share with anyone they wish the circumstances of their birth and the Claimant's role (or lack of it) in their upbringing. Aged 10, it may be unlikely that they will be exercising those rights in the near future, but within 3-4 years they may well have the maturity to make those decisions for themselves. One only has to think about the triplets' rights to see how impossible (even offensive) it is for the Claimant to arrogate to himself the purported right – as an exercise of his 'autonomy' - to decide who knows the information. If he ever had the right to do so, it is beyond dispute he no longer has the right to control the information.
"… the Claimants do not contend that the Programme caused them any particular loss or damage other than distress... Nevertheless, the Programme did involve the disclosure of their private information to 9.65 million viewers. While the information in question was not of the highest degree of sensitivity, it was fairly sensitive. Moreover, the Programme had a voyeuristic quality."
He accepted that the Claimants had been distressed, particularly Mrs Aslam [216], and made a modest upward adjustment for an element of aggravation arising from the conduct of the litigation by the defendant [219].
i) The pleaded case against the Second Defendant is that the Facebook Profile was registered to a person using a Yahoo email account who had given the Second Defendant's date of birth. From that single piece of evidence, it is "averred" that the Facebook Profile was set up as part of a "common design" of the First and Second Defendants ([25] above).
ii) Notwithstanding denials of both Defendants in their witness statements that the Second Defendant played any role in the setting up and publication of the Facebook Profile, this claim is still maintained. The Claimant has offered no further evidence in support of his case of the Second Defendant's involvement.
iii) In light of these matters, objectively judged, the claim against the Second Defendant appears to be weak and speculative. But, the question arises, why would a litigant pursue a weak and speculative claim against a secondary defendant?
i) Objectively judged, this action serves no purpose and could provide no real or tangible benefit.
a) The information the Claimant seeks to protect is so firmly embedded in the public domain as a result of both Thai and the US Proceedings that it is Canute-like to think that these proceedings could achieve anything of value.
b) No rational individual could credibly expect to keep secret the fact that he had a second "wife" with whom had fathered triplets. It was information that, with increasing certainty as time went on, it would be impossible for the Claimant to control.
c) There is almost no prospect, even if the claim were successful, that the Court would grant an injunction.
d) The Court would not award a significant sum by way of damages and, measured against the wealth of the Claimant or the costs of the proceedings, it would be trifling.
ii) There is no real harm or substantial wrong.
a) There is no evidence that anyone beyond the Claimant's attorneys saw the Facebook Profile. They were in the US. There has been no publication to anyone in the jurisdiction of the Court.
b) The Facebook Profile was taken down as long ago as 28 July 2014.
c) In his witness statement, the Claimant appears almost entirely untroubled by the publication of the Facebook Profile. His main complaint is that he considers that its publication was an effort by the Defendants to put pressure on him in the US Proceedings. I do not understand how it was expected to do so, but, as I read his evidence, it does not appear to have worked.
d) Even before publication of the Facebook Profile, the information appears already to have become known to at least some of the Claimant's circle of "family, friends and business associates".
iii) In light of (i) and (ii), no litigant who was sensitive to the costs of litigation would pursue the claim. The Claimant, however, appears to be unconcerned about the costs of this or any other litigation he has pursued against the Defendants: "money [is] not that important and there's always plenty of it" ([11] above). The utterly disproportionate expenditure of costs for no real gain may not trouble the Claimant, but it is a matter of very real concern to the Court (the limited resources of which are being wasted by the claim) and, on the evidence, to the Defendants upon whom the litigation costs of yet another claim are clearly a huge burden ([34] above). This is not a case in which the Court could remedy the disproportionality by costs budgets, or by attempting to fashion a way of resolving the dispute that reduced the costs. The costs that have already been expended on this litigation are already disproportionate to any tangible benefit.
iv) The conduct of the proceedings also shows that they are not being pursued by the Claimant for any legitimate purpose.
a) If the Claimant genuinely considered that the Facebook Profile amounted to "serious wrongdoing" on the part of the Defendants, or if he considered that there was the slightest risk of republication, he would not have waited a year before sending a letter of claim.
b) Equally, and for the same reasons, the further delay of 15 months in issuing the Claim Form is inconsistent with a desire or intention to pursue a legitimate claim. After this significant period of delay, the Claim Form was issued only days after the Appellant Court in Illinois had dismissed his appeal and, I am satisfied, demonstrates that the one event caused the other. The Claimant's explanation for the delay is entirely unconvincing and I reject it.
v) The Claimant has previously been found in the US Proceedings to have "used his rather extraordinary resources to attempt to exhaust [the First Defendant's] legal representation" (§45 of the First Defendant's witness statement – see [34(i)] above).
Anonymity of the Claimant
[26] I recognise that without reference to the content of the confidential information this conclusion is necessarily enigmatic to those who have not read the private judgments of the courts below. But if I were to elaborate I would at once destroy the confidentiality the Cream group are seeking to preserve. Even if the House discharges the restraint order made by the judge, it would not be right for your Lordships to make public the information in question. The contents of your Lordships' speeches should not pre-empt the "Echo's" publication, if that is what the newspaper decides now to do. Nor should these speeches, by themselves placing this information in the public domain, undermine any remedy in damages the Cream group may ultimately be found to have against the "Echo" or Ms Banerjee in respect of matters the Echo may decide to publish.