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High Court of Ireland Decisions |
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You are here: BAILII >> Databases >> High Court of Ireland Decisions >> National Safety Authority v. O'Brien Crane Hire [1996] IEHC 40; [1997] 1 IR 543 (10th December, 1996) URL: http://www.bailii.org/ie/cases/IEHC/1996/40.html Cite as: [1996] IEHC 40, [1997] 1 IR 543 |
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1. These
proceedings come before this Court by way of a Consultative Case Stated by
District Judge Timothy Crowley pursuant to the provisions of Section 52 of the
Courts (Supplemental Provisions) Act, 1961.
2. The
Case Stated arises out of prosecutions by the Prosecutor pursuant to the
Safety, Health and Welfare at Work Act, 1989.
3. The
Prosecutor is a statutory authority established under Part III of the Safety,
Health and Welfare at Work Act, 1989 (which I shall refer to as "the 1989
Act"). Under Section 51 of this Act, the Authority is given power to prosecute
summary offences under the Act. Offences and penalties are set out under
various sections of the 1989 Act in particular Sections 48 and 49. The present
prosecutions arise out of an incident which occurred on the 24th February, 1995
at a building site at Avoca Park, Avoca Avenue, Blackrock in the County of
Dublin which resulted in the death of one Raymond Parkinson, an employee of
Seán Quinn Group Ltd.
4. As
set out by the District Judge in the Case Stated, the Prosecutor on the 2nd day
of November 1995 applied pursuant to Section 1(4) of the Courts (No. 3) Act,
1986 to the appropriate office of the District Court in the Dublin Metropolitan
district for the issue of six summonses alleging offences committed by the
Accused contrary to the provisions of the 1989 Act. The said summonses were
issued by Muiris Ó Raghnaill, an appropriate District Court clerk, at
the District Court Office, Áras Uí Dhálaigh, Dublin. The
summonses, which are in the normal form and fully recite the statutory offences
alleged, are exhibited with the Case Stated. The summonses were correctly
served both by registered post and by personal service on the following day,
3rd November, 1995. The summonses were made returnable to the District Court
sitting at District Court No. 31 for the 11th December, 1995. On that day, the
District Judge states, the parties appeared before the Court and the
proceedings were adjourned until 1st April, 1996, which was the date fixed for
the hearing of the proceedings. It appears, although this is not strictly
speaking stated by the District Judge, that all parties were aware that the
11th December, 1995 was in the nature of a mere return date, at which a date of
hearing would be set and that no substantive hearing would take place on that
day.
5. The
proceedings came on for hearing before the District Judge on the 1st April,
1996. At the opening of the proceedings, Counsel for the Accused raised a
preliminary point on jurisdiction, submitting that the Court had no
jurisdiction to hear the matter because no complaint had been made to the
District Court pursuant to the provisions of the Petty Sessions (Ireland) Act,
1851 (as amended). Counsel submitted that under the provisions of the 1989
Act, for reasons which will be set out in the course of this judgment, it was
not open to the Prosecutor to use the summons procedure provided in the Courts
(No. 3) Act, 1986, and that all prosecutions under the 1989 Act had to be
effected through the "complaint" procedure set out in the Petty Sessions
(Ireland) Act, 1851 (as amended). The District Judge fully sets out the
submissions on this point made by Counsel for the Prosecutor and Counsel for
the Accused. As these in summary form reflect the submissions made by Counsel
in this Court, I shall repeat them here. Counsel for the Accused submitted:-
7. By
inquiry, the District Judge established that the Prosecutor had indeed used the
administrative procedure under Section 1 of the Courts (No. 3) Act, 1986 for
the issue of the summonses and had at no time used or attempted to use the
"complaint" procedure under the 1851 Act to bring the matter before the
District Court on the 11th December, 1995. This is accepted by both parties
but it does not of course effect the argument made in this Court by Counsel for
the Prosecutor that the bringing of the summonses before the District Court on
the 11th December, 1995 was in itself a "complaint".
8. Written
submissions on behalf of the Prosecutor were submitted to this Court in
accordance with the general practice direction issued on the 25th November,
1993. No specific direction for written submissions had been made by this
Court and no written submissions were filed by or on behalf of the Accused.
10. The
relevant statutory provisions under the Safety, Health and Welfare at Work Act,
1989 (the 1989 Act) are as follows:-
12. It
is clear from the judgment of the Supreme Court in the cases of
DPP
-v- Arthur Nolan
and
DPP
-v- District Justice Maura Roche and Paul Kelly
reported at [1990] 2 I.R. 526 that the summons procedure under Section 1 of the
1986 Act is valid and effective to vest in the District Court jurisdiction to
hear and determine the charge contained in the summons and that the 1986 Act
procedure is separate from and parallel to the "complaint" procedure provided
for under the Petty Sessions (Ireland) Act, 1851. This is clearly set out in
the judgment of the learned former Chief Justice at page 545 of the report:-
13. Section
1 subsection (4) of the 1986 Act provides that the administrative summons
procedure set out in the section may be used only "
by
or on behalf of the Attorney General, The Director of Public Prosecutions, a
member of the Garda Siochana or any person authorised by or under statute to
prosecute the offence
".
It is therefore in general open to the persons listed in the subsection to
proceed either by summons under the 1986 Act or by complaint under the 1851
Act. Other persons or bodies wishing to bring a prosecution (e.g. a private
prosecution) must proceed by the 1851 Act "complaint" procedure. While I am
not aware of any authority on the particular point, it seems to me that by
limiting the 1986 Act procedure to those specifically charged by the State with
the duty to prosecute offences, the Oireachtas intended to exercise a degree of
control through the District Judge, to whom a complaint must be made,
overfrivolous, vexatious or other unnecessary prosecutions. I am strengthened
in this view by the dictum of the learned Carney J. in the case of
Michael
Finnegan -v- D.J. Clifford and the Director of Public Prosecutions
,
an unreported judgment delivered on the 10th November, 1995. Referring to the
requirement under Section 88(3) of the Courts of Justice Act, 1924 and the
District Court Rules that a summons against a member of the Garda Siochana
shall be signed by a Justice of the District Court, the learned Carney J.
stated (at page 2 of his judgment):-
14. While
the example given by Carney J. is a more powerful one, I feel that the
limitation contained in Section 1(4) of the 1986 Act is of a parallel and
somewhat similar nature.
15. Leaving
all other considerations aside, the Prosecutor in the instant case is "
a
person authorised by or under statute to prosecute the offence
"
so that unless it is specifically or implicitly provided to the contrary under
the 1989 Act the Prosecutor would have the power to prosecute an offence by
means of the administrative summons procedure under the 1986 Act. Counsel for
the Accused submits that the 1989 Act makes no express reference to any
provision of the Courts (No. 3) Act, 1986 but that express reference is made to
summary proceedings under that statute being commenced by way of a "complaint".
He bases this argument on the provisions of Section 52 of the 1989 Act, which
deals with appeals. It is stated in that section that any person aggrieved by
an Order made by the District Court on determining a complaint under this Act
may appeal therefrom to a Judge of the Circuit Court. He relies on this use of
the word "complaint" to argue that it is implied by the section that all
prosecutions under the Act must be brought by way of complaint rather than by
way of summons under the 1986 Act. Counsel stressed that statutory provisions
giving rise to a criminal offence must be interpreted strictly. He pointed out
that the 1989 Act post-dated the Courts (No. 3) Act, 1986 and that as the
Oireachtas was aware of the 1986 Act procedure, specific reference to that
procedure would have been made if it was the intention of the Oireachtas that
it could be used.
16. Counsel
for the Accused also submitted that Section 51(3) of the 1989 Act expressly
refers to the Petty Sessions (Ireland) Act, 1851 and that this would imply that
offences under the Act should be prosecuted under the 1851 Act procedure.
Counsel for the Prosecutor, on the other hand, submits that the application of
the Petty Sessions (Ireland) Act, 1851 is excluded by virtue of the provisions
of Section 51(3) of the 1989 Act.
17. I
propose to deal firstly with the submissions made as to the effect of Section
51(3) of the 1989 Act, which is quoted above. This subsection deals, in my
view, solely with the time limit for the issue of proceedings. Under Section
10 of the Petty Sessions (Ireland) Act, 1851, a general time limit of six
months is set from the date of the alleged offence to the date of the making of
a complaint to the District Justice. It has been clearly established by the
Supreme Court in
DPP
-v- Nolan
and
DPP
-v- Roche and Kelly
[1990] 2 I.R. 526 that the same general six months time limit applies to
proceedings commenced under the Act of 1986, subject to the variation that the
time limit of six months runs from the date of the alleged offence to the date
of the application for the issue of a summons. This general six months time
limit may be varied by statute. (see
DPP
-v- Nolan
(supra)), (
DPP
-v- Howard
,
Barron J. unreported 17th November, 1989), (
DPP
-v- Francis Fox
,
McGuinness J. unreported 7th November, 1996).
18. Section
1(7)(a) of the 1986 Act deals with variations of the six months time limit
provided for in statutes passed before the 1986 Act. Section 51(3) of the 1989
Act simply provides for a one year time limit instead of the general six months
time limit set by the 1851 Act and carried over to the 1986 Act. Given that
the six months time limit is not expressly set out in the 1986 Act, there is no
need to refer in Section 51(3) of the 1989 Act to the provisions of the 1986
Act. The Supreme Court judgment in
DPP
-v- Nolan
(supra) was delivered on the 29th April, 1988 and it must be presumed that the
Oireachtas was aware by April 1989, when the 1989 Act was enacted, that the
1851 general time limit had been held also to apply to the 1986 Act procedure.
19. It
appears to me, therefore, that Section 51(3) deals purely with the extension of
a time limit and does not necessarily imply that the 1851 Act complaint
procedure must be used. Nor does it expressly authorise the using of the 1986
Act procedure. It is, as one might say, neutral as between the parties in this
case.
20. I
turn now to the use of the word "complaint" in Section 52 of the 1989 Act.
Does this imply that the 1851 Act procedure must be used? Counsel for the
Accused submits that the lack of explicit reference to the 1986 Act in the body
of the 1989 Act and the regulations made thereunder, taken together with the
use of the word "complaint" in Section 52, means that the Oireachtas intended
to rule out the 1986 Act procedure. I cannot accept that this is necessarily
so. The 1986 Act, as is well known, was enacted to deal with the situation
resulting from the judgment of the Supreme Court in the case of
The
State (Clarke) -v- Roche
,
[1987] I.L.R.M. 309. It provided a simple administrative method for bringing
summary offences before the District Court. It specifically provided that such
summonses could be brought by "
any
person authorised by or under statute to prosecute the offence
".
It was enacted to cure the mischief of the practical difficulties in properly
bringing a complaint under the 1851 Act. It is a matter of general experience
that, since the enactment of the 1986 Act, the vast majority of summonses are
issued under the 1986 Act procedure. I entirely share the view of the learned
Carney J. when he states at page 10 of his judgment in
Finnegan
-v- D.J. Clifford and the DPP
(unreported 10th November, 1995) that he suspects that the provisions of
Section 10 of the Petty Sessions (Ireland) Act, 1851 have "
fallen
into substantial desuetude since the new procedure has been established
".
21. It
therefore seems to me exceedingly unlikely that the Oireachtas would have
intended to exclude the provisions of the 1986 Act when providing for the
prosecution of summary offences under the 1989 Act.
22. The
word "complaint" is used in Section 52 of the 1989 Act in connection with the
right of appeal against an Order made by the District Court. Clearly, such an
appeal will be brought subsequent to the finalising of the entire District
Court procedure. The making of the District Court order is itself evidence
that if the 1851 Act procedure was used by the prosecuting authority the
District Court at that stage would have determined a "complaint". The question
then arises as to whether the District Court would also have determined a
"complaint" if the 1986 Act procedure was used.
23. The
question as to whether the application for the issue of a summons constituted
the making of a complaint within the meaning of Section 10 of the Petty
Sessions (Ireland) Act, 1851 was considered by Hamilton P. (as he then was) in
the case of
DPP
-v- Nolan
,
[1990] I.R. 526. At page 537 of his judgment, he stated:-
24. The
judgment of the learned Hamilton P. was upheld by the Supreme Court. It is
clear from what is said here by the learned Hamilton P. that, while the
complaint is not made at the date of the application for the issue of a
summons, it is made when the matter comes for hearing before the District
Judge. Therefore, whether the 1851 Act procedure or the 1986 procedure is
used, the District Judge has jurisdiction and a complaint is made to him at the
relevant point in the proceedings. Under the 1851 Act procedure, the complaint
is made prior to the issue of the summons; under the 1986 Act procedure, it is
made when the matter comes on for hearing before the District Court. It is
obvious that the complaint in either case is made prior to the time when the
District Judge disposes of the case and makes his or her order.
25. In
referring to the right of appeal from an Order of the District Court,
therefore, the use of the word "complaint" does not, it seems to me, exclude
the use of the provisions of Section 1 of the Courts (No. 3) Act, 1986 for the
issue of a summons. The summonses in the instant case were therefore properly
issued and are valid and effective.
26. Having
decided the primary issue in regard to the wording of Sections 51(3) and 52 of
the 1989 Act, it is not necessary for me to decide the secondary question as to
whether the Accused's appearance (through his solicitor) at the District Court
on the 11th December, 1995 constituted either
27. Accordingly,
the answers to the questions put by the District Judge in the Case Stated are
as follows:-
28. The
word "complaint" contained in Section 52 of the Safety, Health and Welfare at
Work Act, 1989 refers to a complaint made to the District Court pursuant to the
Petty Sessions (Ireland) Act, 1851 (as amended) both when the jurisdiction of
the District Court is invoked by the making of a complaint to a person duly
authorised to receive it and when it is invoked by the operation of the
procedure set out in Section 1 of the Courts (No. 3) Act, 1986.