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You are here: BAILII >> Databases >> Supreme Court of Ireland Decisions >> Ardagh v. Maguire [2002] IESC 21 (11 April 2002) URL: http://www.bailii.org/ie/cases/IESC/2002/21.html Cite as: [2002] 1 IR 385, [2002] IESC 21 |
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1. This
is an appeal from a judgment and order of a divisional court of the High Court
(Morris P, Carroll J and Kelly J) which effectively brought to an end an
inquiry being conducted by a sub-committee (hereafter “the
Committee”) which had been purportedly established by a Joint Committee
of both Houses of the Oireachtas to inquire into what has become generally
known as “ the Abbeylara incident”. The appellants are the members
for the time being of the Oireachtas Joint Committee, Ireland and the Attorney
General. The respondents are all members of An Garda Síochána,
some or all of whom received directions from the Committee to attend before and
give evidence to the Committee.
2. The
incident which gave rise to the purported inquiry being held by the Committee
occurred on the 19th/20th April 2000 at Tonymore, Abbeylara, Co. Longford. It
culminated in a 27 year old man named John Carthy being shot dead by one or
more members of the Garda Síochána.
3. The
proceedings in the High Court began with an application to Butler J on the 21st
May 2001 on behalf of the respondents for liberty to apply for a number of
reliefs by way of judicial review, including:
4. Leave
having been granted and statements of opposition having been filed on behalf
of the appellants, the substantive proceedings came on for hearing before the
divisional court. In a reserved judgment delivered on the 23rd November 2001,
the divisional court granted all but one of the reliefs being sought by the
respondents. Those of the appellants who are members of the Joint Committee
referred to in the title of the proceedings have appealed to this court from
the entire of the judgment and order of the High Court. The appeal brought by
the Attorney General and Ireland is confined to that part of the judgment which
granted a declaration that the conduct of a public inquiry such as this by
members of the Oireachtas was
ultra
vires
the powers of the Houses of the Oireachtas.
5. The
proceedings in both Houses of the Oireachtas and its various committees which
culminated in the hearings before the Committee are set out in considerable
detail in the judgment of the divisional court, as is the history of the
hearings up to the time at which the proceedings in the High Court were
initiated.
6. Before
I embark on the history of those events, I should refer to the position in law
of the committee referred to in the title, i.e., the Oireachtas Joint Committee
on Justice, Equality, Defence and Women’s Rights. It was established
pursuant to Order 78 of the Standing Orders of the Dáil which empowers
the Dáil to
8. A
power in identical language,
mutatis
mutandis
,
is conferred on the Seanad by Order 64 of its standing orders.
9. The
Dáil, in pursuance of the power conferred on them, adopted Orders of
Reference appointing a select committee ultimately called “the Select
Committee on Justice, Equality, Defence and Women’s Rights”. That
Committee was to be joined with a select committee to be appointed by Seanad
Éireann to form the Joint Committee on Justice, Equality, Defence and
Women’s Rights. The Orders of Reference of Seanad Éireann
similarly ordered that a Select Committee consisting of five members of that
house should be appointed to be joined with the select committee of Dáil
Éireann to form the Joint Committee on Justice, Equality, Defence and
Women’s Rights (hereafter “the Joint Committee”.)
10. Article
15.10 of the Constitution clearly and emphatically recognises the right, and
indeed the duty, of each House of the Oireachtas to make its own Rules and
Standing Orders and it has never been in issue at any stage in these
proceedings that the Joint Committee was lawfully established in accordance
with those procedures.
11. In
order to place properly in context the subsequent purported establishment of
the Committee and the circumstances in which the present proceedings were
initiated and determined in the High Court, I must refer in more detail to the
events that occurred at Abbeylara and their immediate aftermath, without
attempting to prejudge in any way issues which may yet have to be resolved in
some forum, either inside or outside the Oireachtas.
12. The
episode started on the evening of the 19th April 2000 when the Gardaí at
Granard received a phone message from Mrs. Rose Carthy, the mother of John
Carthy, seeking Garda assistance. It appeared that, earlier that afternoon,
the young man had taken his legally held shotgun from a locker in their home,
loaded it and fired two shots from the front door. In response to the call,
Gardaí went to the location.
13. There
followed a period of negotiations between the Gardaí and John Carthy
which were clearly designed, on the part of the former, to bring a potentially
dangerous or even lethal situation to an end. For whatever reason, those
negotiations unhappily proved unsuccessful and, late in the afternoon of 20th
April, John Carthy left the house. It is not in dispute that, at the stage he
emerged from the house, he was carrying the shotgun and that shots were then
fired, resulting in the fatal wounding of John Carthy.
14. The
Commissioner of the Garda Síochána, Mr. Patrick Byrne, directed
Chief Superintendent T. A. Culligan to conduct an internal Garda investigation
into the incident. On 6th June, he furnished the results of his investigations
to the Commissioner: these consisted of a report, 117 pages in length, and
included his recommendations. To it were annexed
inter
alia
a post mortem report by the State Pathologist, Professor Harbison. Chief
Superintendent Culligan, in addition to sending this report and the annexed
documents to the State Solicitor for Roscommon for consideration by the
Director of Public Prosecutions sent them to the coroner in whose area the
incident had occurred. Chief Superintendent Culligan’s report included a
finding that there was no evidence to support any criminal charge against any
of the Gardaí involved. That report was subsequently transmitted to the
Minister for Justice, Equality and Law Reform by the Commissioner in the form
of a further report by the latter.
15. The
coroner held an inquest into the death of John Carthy on the 9th, 10th, 11th
and 12th October 2000. On the 10th October, Professor Harbison’s post
mortem report was read into the record of the inquest and he was questioned by
counsel on behalf of the next of kin as to what inferences could be
scientifically drawn from the results of the autopsy as to the movements of
John Carthy immediately prior to what appeared to have been the fourth and
final shot discharged by one of the Gardaí. The inquest was adjourned
by the coroner to await the determination of any legal proceedings that might
be instituted.
16. All
of these events were extensively reported and commented on in the media. On
the 25th October, 2000, the following motion (in the name of the Minister for
Justice, Equality and Law Reform) was passed by Dáil Éireann:
17. On
the same day, a motion in the following terms (in the name of Senator Donie
Cassidy) was passed by the Seanad:
18. The
Joint Committee considered the report and submitted it to both Houses in the
form of an interim report. Submissions and observations were invited from
persons referred to in the report and other interested persons: a total of 21
submissions (including submissions from the family of John Carthy) was received
in response.
19. On
the 8th March 2001 an order was made purporting to establish the Committee.
This order (which was apparently made by the Joint Committee, although that
does not appear from the copy furnished to this court) was in the following terms
20. It
will be necessary, at the appropriate stage in this judgment, to refer in more
detail to the Joint Committee’s Orders of Reference and to this order
purporting to establish the Committee. At this point, it is sufficient to note
that the relevant paragraphs of the Dáil and Seanad Orders of Reference
of the Joint Committee referred to “public affairs” administered by
the Department of Justice, Equality and Law Reform and “matters of
policy” for which the Minister for Justice, Equality and Law Reform was
“officially responsible”.
21. The
powers of the Joint Committee, which were purportedly devolved to the Committee
and which will also be referred to again, included the power
22. The
Order establishing the Committee was apparently amended on the 10th April by
the deletion of the words “and to report to the Joint Committee
thereon” and the insertion of
23. This
amendment, and two further amendments apparently passed at meetings of the
Joint Committee on the 12th April and 26th April, were the subject of much
controversy which is discussed in the judgment of the divisional court and
again will be referred to at a later point.
25. Dáil
Éireann on the same day apparently passed a resolution in identical
terms, although the written copy of its terms furnished to this court is not
vouched or authenticated in any way.
26. The
significance of the last mentioned order of the Seanad and the resolution of
the Dáil is that, if validly made or passed, they enabled a committee
(hereafter “the Compellability Committee”) appointed in accordance
with the provisions of the Committees of the Houses of the Oireachtas
(Compellability, Privileges and Immunities of Witnesses) Act, 1997 (hereafter
“the 1997 Act”)
inter
alia
to consent to the giving of directions in writing to persons, whose evidence
was required by the Committee, to attend before them to give evidence and
produce any documents. Such directions could only be given with the consent of
the Compellability Committee.
27. On
the 11th April, the Committee applied to the Compellability Committee for their
consent to the giving of directions in accordance with th
e
1997
Act to a number of witnesses, including the respondents, to attend at and give
evidence to the Committee. Although the Compellability Committee met to
consider that application on the 11th April, it was not until the 30th April
that the chairman of the Compellability Committee transmitted to the chairman
of the Committee what was described as a signed copy of the consent granted in
relation to the request by the Committee. That document in turn was sent to
the applicant’s solicitors on the 2nd May, i.e., about a week after the
commencement of the public sittings of the Committee on the 24th April.
28. It
should also be noted that, at its meeting on 26th April 2001, the Joint
Committee purported to amend the order of 10th April by inserting in it
references to sub-paragraphs (2)(a)(vi) (in the case of the Dáil) and
sub-paragraph 1(a)(v) in the case of the Seanad of the Joint Committee’s
Orders of Reference. The effect of the purported amendments, if valid, would
have been to extend the remit of the Committee to
29. Included
in the material which had accompanied the application of the Committee to the
Compellability Committee for the consent for the giving of directions was what
was described as a “statement of issues” and a list of the
witnesses which it was proposed to call. This was prefaced by the following
statement:
32. Under
the heading of “firearms” and the “Gardaí”, a
number of matters were set out, including the legal basis for the holding of
firearms licences and whether there should be a statutory basis for the use of
lethal firearms by the Gardaí. Under the heading of the Gardaí,
there was reference to what were described as “training issues” and
“control of the Garda ERU” (the latter acronym standing for the
Emergency Response Unit who had been concerned in “the Abbeylara
incident”.) Under the heading “other issues”, there was
reference to whether the Gardaí should be under a statutory obligation
to report publicly or otherwise on major incidents and, if so, in what manner,
whether the coroner’s inquest procedure was satisfactory and the role of
the coroner and the function of inquests generally.
33. The
Committee also indicated before the public hearings began the manner in which
they would be conducted. This again will be dealt with in greater detail at a
later stage: at the moment, it is sufficient to note that the procedures
envisaged witnesses being cross-examined solely by leave of the Committee and
that in every case the cross-examination would be deferred until the end of the
inquiry, after all the witnesses had been first examined by the members of the
Committee.
34. At
the beginning of the public hearings on the 24th April, the first named
appellant, who was the chairman of the Committee, in an opening statement
referred to the terms of reference of the Committee, what he considered to be
its powers and the issues which the Committee would proceed to consider. He
then invited applications to be made by those present for representation. Mr.
Michael O’Higgins SC., informed the chairman that he was representing the
members of the family of John Carthy together with Mr. Paul Greene. Mr. John
Rogers SC., informed the chairman that he was representing a number of
individual members of the Gardaí, including those named in the title of
these proceedings. When the Committee returned after a short recess, the
chairman said that it would be granting representation to a number of
interests, including the members of the Garda as listed by Mr. Rogers.
35. Mr.
Rogers then submitted to the Committee that any findings which they might make
to the effect that the conclusions of the report of Chief Superintendent
Culligan were not sustainable or should be inquired into would not be within
their powers and that such an inquiry could only be undertaken pursuant to the
Tribunal of Inquiries Act 1921 (hereafter “the 1921 Act”.) He then
went on to cite authorities in support of that submission. He also indicated
certain problems which, in his submission, arose from the manner in which the
Committee had been established and referred to comments on the work of the
Committee which had been made on television and radio programmes by three
members of the Committee, i.e. the chairman and the fifth and sixth named
respondents (Deputies Marion McGuinness and Alan Shatter).
36. Having
heard further submissions from Mr. O’Higgins, the Committee then went
into private session and, when it resumed the first named appellant said that
the Committee was satisfied that it was not only entitled, but obliged, to
execute its task in accordance with its terms of reference and that it rejected
the challenge to its jurisdiction and powers made in Mr. Rogers’
submissions. He also said that the Committee rejected the suggestion that any
of its members were biased or had reached any conclusion on any issue that had
to be decided.
37. The
Committee visited the scene of the tragedy in Abbeylara the following morning
and resumed its public sessions on Thursday, 26th April, when they heard
evidence from a number of senior Garda officers, including the Commissioner and
Chief Superintendent Culligan. The questioning of those witnesses continued at
the session on the following day, Friday 27th April. During the course of the
afternoon session, Mr. Rogers raised a number of points with the chairman.
These included the question as to when and by whom the order establishing the
Committee had been amended and if he and his colleagues could see the consent,
if it existed, of the Compellability Committee in relation to what he described
as the extension of the functions of the Committee as effected by the
amendment. Some exchanges ensued between the chairman and Mr. Rogers in which
the former referred to his legal submissions as being based on
“spurious... legalities”. The chairman said that he would withdraw
the word “spurious” but that Mr. Roger’s submissions were
leading to
38. Mr.
Rogers again objected to the language employed by the chairman and, after a
short recess, the chairman said that the Committee was satisfied that it had
the powers to carry out its work, but that it recognised that the parties were
entitled to full information as to the orders that were made conferring those
powers. He said that the secretariat of the Committee would furnish that
information by way of letter on the following Monday morning, but that in the
meantime the Committee intended to continue its work.
Mr.
Rogers strenuously objected to this method of dealing with the matter, but the
chairman reiterated that the Committee would continue its work. Mr. Rogers
then said that he was applying for an adjournment of the inquiry, having regard
to the issues he had raised, and also in order to enable him to make an
application to the Secretary to the Government for a ruling by him pursuant to
s.7
of the 1997 Act. (If the ruling referred to by Mr. Rogers were obtained from
the Secretary, it might have had the effect that one or more of his clients
would not be giving evidence.)
39. After
further exchanges between the chairman, members of the Committee and Mr.
Rogers, the Committee went into recess again and said that they would now
adjourn until the following Monday at 2.30 pm.
40. At
the resumed hearing on Monday 30th April, the chairman announced that it was
clear that proceeding with the public hearing pending determination of this
application to the Secretary of the Government would not be appropriate and
that the further hearings would be adjourned for 30 days. Mr. Rogers again
objected that he had not been given an explanation in relation to the amendment
of the order of establishment and was told by the chairman that the secretariat
would furnish him and his colleagues with that information “fairly
shortly”. As already noted, on the same day the chairman sent to the
solicitors for the respondents copies of the documents sought by them together
with certain other documents. On the 21st May, the present proceedings began
with the application for leave to apply for relief by way of judicial review to
the High Court.
41. It
was said on behalf of the respondents, and not disputed by the Committee, that
some of the documentation relating to the various orders and resolutions
establishing the Committee was not received by their solicitors until the
proceedings had been at hearing for three days in the High Court.
42. The
grounds on which the High Court granted leave to the respondents to seek the
reliefs by way of judicial review already referred to can be summarised as
follows:-
43. In
the statements of opposition filed in the High Court, it was claimed on behalf
of all the appellants that there was vested in the Oireachtas under the
Constitution an inherent power to establish committees empowered to inquire
into matters such as the Abbeylara inquiry, to make findings of fact relating
thereto and to arrive at conclusions thereon which would or might affect the
good name and reputation of individual citizens, including the respondents. It
was claimed on behalf of the Committee that the grounds on which leave had been
granted, which related to the defects alleged to have existed in the passing of
resolutions and amendments to the various orders establishing the Committee,
were not justiciable by the High Court, these being matters which it was within
the exclusive power of the Oireachtas to regulate under the Constitution. It
was further contended on their behalf that, even if these matters were
justiciable, and such defects existed (which was denied), they did not in any
way affect the validity of directions given to the respondents to attend and
give evidence on the validity of the proceedings of the Committee generally.
It was further denied on their behalf that it was a precondition to the giving
of directions by the Committee to the appellants to attend and give evidence
that the Compellability Committee should have consented in writing to the
giving of such directions.
44. The
divisional court found that all of the grounds on which leave had been granted
had been made out, with the exception of (2) and, as already noted, granted the
appellants the relief sought in respect of each of the remaining grounds.
45. In
this judgment, I propose to consider separately each of those grounds and the
submissions advanced thereon by the appellants and respondents respectively and
to give my conclusions in respect of that particular ground. Although it was
not the order in which it was dealt with in the judgment under appeal, I
propose to consider first the finding of the divisional court in respect of
ground (1).
46. At
the outset the divisional court pointed out that the challenge was to the
conduct of an inquiry which had what the court described as
“adjudicative functions” and which could make findings of fact
adverse to the good name and reputation of a citizen. They were in no doubt
that the Committee saw itself as having such a role, i.e. that it possessed
“adjudicative functions” and could make such adverse findings.
47. The
divisional court went on to note that, although Articles 15 to 27 of the
Constitution dealt with “considerable particularity” with the
Oireachtas, it was not contended that any express authority was to be found in
the Constitution authorising an investigation of the type embarked upon by the
Committee and, in addition, that no such authority had been conferred by
legislation.
48. The
divisional court said that the Committee had contended that their entitlement
to conduct such an inquiry was “fundamental to the separation of
powers”. (It may be noted that no such submission was attributed to the
Attorney General.) They also pointed out that Deputy Shatter, who appeared, as
a member of the Committee, both in the High Court and in this Court, rested his
case to some extent at least on Articles 5,6 and 45 of the Constitution. The
court said that it appeared strange that a matter as allegedly fundamental as
this would not be dealt with in the constitutional articles dealing with the
Oireachtas but rather would be gleaned inherently from others.
49. The
court went on to refer to legislation extending from the Oireachtas Witnesses
Oaths Act, 1924 to the 1997 Act: i.e., the Committee of Public Accounts of
Dáil Éireann (Privilege and Procedure) Act, 1970, the Committees
of the Houses of the Oireachtas (Privilege and Procedure) Act, 1976, and the
Select Committee on Legislation and Security of Dáil Éireann
(Privilege and Immunity) Act, 1994. They noted that the 1997 Act provided the
power to secure discovery of documents and to compel the attendance of
witnesses, but observed that the interesting feature of all the Acts, with the
exception of that passed in 1970, was that none of them conferred an express
power on the Houses of the Oireachtas to conduct inquiries of the type at issue
in these proceedings.
[1]
They noted that the 1970 Act was exceptional in expressly referring to a
subject matter identified in a resolution of the Dáil and pointed out
that it had not survived constitutional scrutiny.
50. Having
said that the argument that the 1997 Act was only explicable on the premise
that there was a pre-existing parliamentary power to conduct inquiries of this
type begged the question as to whether there was such an inherent power in the
first place, the court considered that question, first, in its historic context
and, secondly, by reference to recent decisions cited to them.
51. It
is unnecessary at this stage to consider in detail the historical survey of
parliamentary committees of inquiry conducted by the court. It is sufficient
to say that they referred to the concept in the constitutional law of the
United Kingdom of Great Britain and Ireland (as it then was) of the
“High Court of Parliament”, to the conduct of the Marconi Inquiry
in 1912 and to the report of the Royal Commission on Tribunals of Inquiry
(1966) in the United Kingdom, under the chairmanship of Salmon LJ, as he then
was, (hereafter “the Salmon Report”). They also referred to the
history of the parliamentary investigation to be found in
Trial
by Tribunal
by George Keeton. They concluded that by 1921 this form of inquiry had become
what they described as “a discredited form of investigation” and
that it was unlikely that the drafters of the Constitution of the Irish Free
State in 1922 would have thought it wise to revert to or continue such
investigations.
52. The
court, having said that the enactment of that Constitution had brought about a
fundamental change in the constitutional order, cited from Leo Kohn’s
work, “The Constitution of the Irish Free State”, and said that he
had specified the many respects in which powers of an inherent nature within
the Westminster Parliament were not carried over into the 1922 Constitution.
The court added:
53. The
court then cited an extract from the report of the committee on the
Constitution in 1967 dealing with the scope of parliamentary privilege under
Article 15.10 of the present Constitution, including a statement that:
55. The
court then proceeded to consider recent authorities in this jurisdiction
dealing with tribunals of inquiry established under the 1921 Act and, in
particular the decisions of the High Court and this court in
Goodman
.v. Hamilton
[1992] 2 IR 542 and
Haughey
.v. Moriarty
[1999] 3 IR 1. Having referred to an argument advanced to them that a tribunal
of inquiry was the agent of the legislature, that the agent could only have the
powers which the tribunal had and that therefore the legislature could conduct
such an investigation itself, the court expressed its conclusions as follows:
56. The
court then went on to consider the question as to whether what they described
again as “this power of adjudication” can be considered to be one
“normally and necessarily exercised by a legislature in a democratic
state”.
57. The
use of the latter phrase is clearly a reference to its use in the judgment of
this court in
Haughey
.v. Moriarty
,
where the court said:
58. The
divisional court then said that, if such a power exists, in the case of Ireland
it has been sought to be exercised on only four occasions. The first was in
1970 and the second the inquiry in respect of the Deposit Interest Retention
Tax, an inquiry in respect of which they commented that, save for one issue
concerning an alleged tax amnesty given to certain banks, there were no other
issues of fact requiring what they continued to describe as
“adjudication”. The third and fourth were the present case
respectively and another committee of inquiry which was also, at the time of
the hearing in the High Court, the subject matter of judicial review
proceedings. It should be noted that the divisional court, at this point,
appeared to have overlooked a fifth inquiry, namely that conducted in 1994 by
the Select Committee on Legislation and Security into the circumstances which
led to the fall of the government of which Mr. Albert Reynolds was Taoiseach
and which led to the passing of the Select Committee on Legislation and
Security of Dáil Éireann (Privilege and Immunity) Act, 1994,
although the Act itself was referred to by them at an earlier point.
59. The
court went on to refer to what they clearly considered an important feature of
the power of inquiry claimed to exist by the Committee and the Attorney
General. They said:
60. They
went on to cite authorities in both England and the United States which
appeared to them to support that proposition, including
Howard
.v. Gossett
[1845] QB 367, and
McGrain
.v. Daugherty
273 US 135.
62. While
acknowledging that a legislative body could not be expected to perform its
functions “wisely or effectively” in the absence of information
respecting the conditions which the legislation is intended to affect or
change, it said that it did not follow that it had or was entitled to exercise
“an adjudicative jurisdiction” of the type which, as it put it, was
sought to be exercised in the present case.
63. The
court also referred to an argument advanced to them that the submissions
advanced on behalf of the respondents were not consistent with the decision of
this court in
In
re Haughey
and pointed out that the issue they were considering had not been the subject
of any argument in that case. They also referred to specific constitutional
provisions giving powers of adjudication to the Oireachtas, i.e. provisions
relating to the impeachment of the President and the removal of judges from
office. They commented:
65. The
submissions by the Attorney General and Mr. Dermot McGuinness, SC, on behalf of
the appellants other than the Committee, as already noted, dealt with one issue
only, i.e., that now under consideration.
66. It
was submitted initially that the divisional court erred in failing to consider
in any manner the relationship between the functions of the Houses of the
Oireachtas and their powers of inquiry and did not attempt to strike a balance
between the constitutional right to one’s good name, on the one hand, and
the constitutional position of the Oireachtas and its members on the other
hand. In particular, the court had failed to take into account that the
legislative power conferred by Article 15.2.1 on the Houses of the Oireachtas
involved more than the bare power to pass statutes: it necessarily encompassed
a number of associated and related powers concerning the work that must be
undertaken preparatory to the passing of statutes. They went on to refer to
the importance clearly attached by the Constitution to the freedom of debate
which was necessarily associated with the exercise of those functions,
exemplified in Articles 15.1.2 and 15.1.3 conferring a number of privileges on
individual members of the Houses.
67. They
further submitted that the Houses of the Oireachtas enjoyed more than a purely
legislative role. They had, in addition, two crucial functions, of which the
first was controlling supply and scrutinising national expenditure and taxation
and the second was, in the case of the Dáil, holding the government to
account. The breadth of the functions of the Oireachtas, it was urged, was
confirmed by the large and complex committee system operating to further those
objects.
68. It
was submitted that an inquiry conducted by parliament by means of a committee
was not an end in itself. The views of the committee had no legal effect and
simply reflected the opinions of the committee members on the facts which they
had ascertained: the presentation of their reports to the Houses had no effect
in law, but rather represented the carrying out of the constitutional duties of
the Houses to inform themselves as to matters within their constitutional ambit.
69. It
was further submitted that the process of inquiry and report on which such
committees were engaged was not, as the divisional court seemed to have
thought, a process of “adjudication”: the distinction between the
process of “trial and adjudication” on the one hand and
“inquiry” on the other had been made clear in the decisions of this
court in
Goodman
-v- Hamilton
and
Haughey
-v- Moriarity
.
70. They
accepted that the power to inquire was not unlimited and that the subject
matter of an inquiry must be rationally connected with one or more of the
parliamentary functions of the Houses of the Oireachtas. They also accepted
that the use of the inquiry process must not be disproportionate to the
constitutional ends which it was intended to serve and that a balance had to be
struck between the competing rights of parliament to inform itself on matters
coming within its constitutional ambit and of the citizen to his/her good name.
71. They
submitted that the arguments on behalf of the respondents proceeded on the
mistaken assumption that the vindication of their constitutionally guaranteed
right to their good name precluded the initiation of any inquiry by the
Oireachtas which might impinge on that right. What was not in issue was their
right to have such an inquiry conducted in accordance with fair procedures, as
had been made clear by this court in
In
re Haughey
,
not a right to prevent the inquiry from being held in the first place. The
right to one’s good name necessarily determined the form of the inquiry
that could be undertaken, but did not of itself determine the issue as to
whether the power to hold such an inquiry existed.
72. They
submitted that the decisions of the United States Supreme Court in
Kilbourne
-v- Thompson
[1881] 103 US 168,
McGrain
-v- Daugherty
,
Sinclair
-v- United States
279 US 263 and
Watkins
-v- United States
354 US 178 demonstrated that, in another democratic jurisdiction with a
tripartite separation of powers enshrined in a written constitution, there was
a power of inquiry arising out of the functions of Congress, even though it had
not expressly been conferred by the Constitution. They said that the
corresponding power of inquiry in the United States was in fact narrower than
the power of the Oireachtas insofar as it was limited to a power derived from
or allied to the legislative functions of Congress only: in this jurisdiction,
the power was derived from a broader set of parliamentary functions, including,
but not limited to, the legislative power. Those authorities also demonstrated
that the courts must find the appropriate balance between the power to inquire
and the individual rights of those affected by the inquiries.
73. They
further submitted that an analysis of the judgments of this court in
In
re Haughey
demonstrated that the divisional court had erred in its interpretation of that
case. A detailed consideration of the facts, arguments presented and judgments
in that case pointed to an inevitable conclusion that the court was of the view
that it was constitutional for the Oireachtas to authorise a committee of
inquiry to investigate matters affecting the good name of a citizen who was not
a member of the Houses of the Oireachtas.
74. They
further submitted that the decisions of this court in
Goodman
-v- Hamilton
and
Haughey
-v- Moriarity
were clear authority for the proposition that the Oireachtas has an inherent
power to establish inquiries of a fact finding nature. The divisional court,
they said, had been in error in accepting the argument on behalf of the
plaintiffs that because the appointment of the tribunal itself was by an
executive or an administrative act, the tribunal was purely executive in
nature. The fact that the instrument of appointment was executive in nature
did not alter the character of such a tribunal and its origin, the
parliamentary resolution being an essential part of the process leading to its
establishment. They said that the judgment of the divisional court was flawed
in placing emphasis on one passage of the judgment of Costello J in
Goodman
to the exclusion of other aspects of the case which, together with the decision
in
Haughey
-v- Moriarity
,
they said, suggested a contrary interpretation. They also cited a number of
passages from the judgments of Costello J and Finlay C.J. in
Goodman
in which they referred to the Houses of the Oireachtas as having, by their
resolutions, directed the tribunal to inquire into certain matters. They cited
passages from the judgments of Hederman J and McCarthy J in this court in
Goodman
which, they said, made it clear that the court did not regard tribunals of
inquiry as being creatures solely of the executive, but rather as bodies whose
existence was, in part at least, authorised, initiated and established by the
Oireachtas. They also cited passages from the judgment of the court in
Haughey
-v- Moriarity
as being to the same effect. In particular, they referred to the power to
inquire by means of a tribunal inquiry as being one “normally and
necessarily exercised by the legislature in a democratic state” and said
that no distinction in principle existed between the inherent power to
establish such tribunals of inquiry and to authorise a similar inquiry to be
carried out by a committee of either or both Houses of the Oireachtas.
75. They
further submitted that the divisional court had been in error in treating the
absence of a power to compel witnesses in the Constitution as meaning of
necessity that there was no power to inquire as such. No doubt an inherent
power to inquire could be strengthened by giving the Oireachtas power to compel
the attendance of witnesses - as had been done by the 1997 Act - but it was not
a logical consequence that the power to inquire was of no use, unless
accompanied by a power to compel witnesses to attend.
76. They
further submitted that the divisional court were in error in declining to
attribute any significance to the fact that a series of Acts of the Oireachtas
had clearly proceeded on the premise that a power of inquiry existed. They
also cited the decision of the High Court and Supreme Court of Saorstat
Éireann in
Cane
-v- Dublin Corporation
[1927] IR 582, discussing the procedure by way of private bill in the
Oireachtas, as demonstrating that the Oireachtas has an inherent power to
conduct a fact finding inquiry.
77. Mr.
Sean Ryan SC., and Mr. Frank Clarke SC., on behalf of the Committee and Deputy
Alan Shatter on his own behalf made submissions to broadly the same effect. In
addition, Deputy Shatter submitted that Articles 15.1, 15.2 and 15.10 made it
clear that the powers and public or constitutional duties of the Houses of the
Oireachtas encompassed far more that the initiation, debating and enactment of
legislation. He referred to the provisions of the Garda Síochána
Act 1924 and the Police Forces Amalgamation Act 1925 which, he said, made clear
the substantial role played by the Minister for Justice in relation to the
Garda Síochána and the role of the Houses of the Oireachtas
concerning regulations laid before each house in respect of the matters
referred to in s.14(1) of the 1925 Act. He also submitted that there was
nothing strange or unusual in the parliament of a democratic state conducting
through one of its committees the type of inquiry at issue in these proceedings
and cited as an example the inquiry conducted by the justice committee of the
New Zealand Parliament into matters relating to the visit of the President of
China to New Zealand in 1999.
78. On
behalf of the respondents, Mr. Donal O’Donnell submitted that the
submissions by the Attorney General and on behalf of the Committee raised
issues which should give concern to the court and had properly concerned the
divisional court. The courts were being asked to infer the existence of a
power of a far reaching nature enabling bodies with no judicial functions,
i.e., committees of the Houses of the Oireachtas, to conduct fact finding
inquiries which could have the most seriously damaging effects (as in the
present case, if allowed to proceed unhindered) on the good name and
reputations of citizens who are not members of the Oireachtas. He submitted
that the manner in which the constitutional structures of the State came into
being in 1922 and 1937 lent no support to the proposition that the people, in
1937, were conferring so novel and, in its implications, dangerous a power on
the Houses of the Oireachtas.
79. Mr.
O’Donnell said that the power was novel in that it departed completely
from the legislative function, which was to lay down rules for the future, by
enabling the Oireachtas to investigate matters in the past. If it existed, it
authorised the Oireachtas to conduct a fact finding exercise arising out of a
particular incident which might result in no legislative action. It was
dangerous in that it assigned to an elected body, which was not a court, the
right to determine issues of civil and even criminal culpability with
unarguable consequences for the good name of the citizens affected.
80. Mr.
O’Donnell submitted that the alleged power, being adjudicative in its
nature, was inconsistent with the representative functions of the Oireachtas.
To the extent that it could be exercised, as was claimed, by a joint committee
composed of members of the Dáil and Seanad, it did not accord with the
provision in Article 28.41 making the Government answerable to Dáil
Éireann alone.
81. Mr.O’Donnell
also argued that the power claimed on behalf of such committees of inquiry to
summon before it and examine public servants was incompatible with the
machinery of accountability laid down by the Constitution itself. In the case
of the Gardai, that made the Commissioner answerable to the Minister and the
Minister in turn answerable, as a member of the Government, to Dáil
Éireann: the Committee in this case was purporting to hold individual
members of the Gardai accountable to the members of the Oireachtas for the
discharge of their official duties, which was clearly in violation of the
express provisions of the Constitution itself.
82. Mr.
O’Donnell submitted that the arguments by the Attorney General and Deputy
Shatter and on behalf of the committee ignored the radical departure from the
constitutional institutions of the United Kingdom initiated by the enactment of
the Constitution of the Irish Free State and emphatically continued in 1937.
He said that the drafters of the 1922 Constitution had clearly been unwilling
to accept any portion of the British Constitution unless it could be
specifically justified in terms of the new constitutional order. In
particular, as was demonstrated by articles by Professor Brian Farrell on the
drafting of that Constitution (1970/1 Ir. Ju. pp. 115, 344, 111 and 345), the
framers had expressly rejected a proposal contained in one of the drafts to
establish such committees of inquiry.
83. Mr.
O’Donnell said that the abandonment in 1922 of the British constitutional
concept of a “High Court of Parliament” was entirely inconsistent
with the existence of the claimed power of inquiry. The corresponding power
enjoyed by the parliament of the United Kingdom was one, he said, which
depended for its efficacy on the exercise of those unusual features of the
parliament of the United Kingdom which had been made clear in the decision in
Howard
-v- Gossett.
Consistently with that approach, the Privy Council had rejected the suggestion
that the House of Assembly of Jamaica enjoyed those powers as being ones
incidental to every legislative assembly (
Kielley
-v- Carson
[1841 - 1842] ER 225,) overruling its earlier decision in
Beaumont
-v- Barrett
1 Moo. pc. 59.) Such decisions had made it clear that what had been described
as the
lex
et consuetudo parliamenti
of the United Kingdom could not be claimed by any legislature established in
the dominions or colonies of the Crown, except by express grant: it had not
been the subject of such a grant in the abortive Home Rule Bill of 1912 or in
the Government of Ireland Act, 1920. Nor could its existence be inferred from
any of the provisions of the 1922 Constitution.
84. As
to the authorities in the United States, Mr. O’Donnell submitted that the
congressional power of inquiry had been held to exist in a context where it had
similarly been held that there were inherent powers to commit for contempt and
to require the attendance of witnesses and the production of documents, powers
which were conspicuously not given to the Oireachtas by the Constitution in
1922 or in 1937. Those powers, moreover, had been developed in the context of
a highly sophisticated committee system which had never been paralleled in the
Houses of the Oireachtas. He submitted that, in holding that the power of
inquiry inhered in Congress, the United States Supreme Court had clearly been
treating Congress as enjoying the same status as, under United Kingdom
constitutional theory, was enjoyed by the High Court of Parliament. Cases such
as
Anderson
-v- Dunne
(6 Wheat 204) demonstrated from an early stage that, while the inherent power
to conduct inquiries was recognised as being vested in Congress, it was also
inseparably associated with the power to punish for contempt, making the powers
of Congress in this context closely analogous to those enjoyed by the
Westminster Parliament, any doubts on this issue being conclusively removed by
the decision in
McGrain
-v- Doherty
.
85. Mr.
O’Donnell further submitted that the fact that the legislature apparently
on occasions enacted legislation on the assumption that it had an inherent
power to conduct inquiries of this nature by committee was not in any way
determinative of the issue as to whether they in truth enjoyed such powers. In
any event, the conferring by the Oireachtas upon itself of the power to
administer oaths in 1924 did not lead to the necessary inference that it
regarded itself as empowered to conduct inquiries of the nature under
consideration in these proceedings: such a power was obviously considered
necessary in connection with a range of functions that were unarguably within
its jurisdiction, including the consideration of private bills and resolutions
for the removal of judges.
86. As
to the unlikelihood of the power contended for having been conferred by
implication by the Constitution in 1922, Mr. O’Donnell cited a passage
from Kohn and (coming to the present Constitution) the report of the Committee
on the Constitution in 1967.
87. Mr.
O’Donnell further submitted that an independent adjudicative function,
such as was claimed for the Committee in the present case, was incompatible
with the constitutional obligation of membership of the Houses of the
Oireachtas. Moreover, under Article 15.8, the Oireachtas was obliged to hold
its sittings in public and hence the Committee had no power to sit in private
or conduct its deliberations in private.
88. As
to the decisions of this court in
Goodman
-v- Hamilton
and
Haughey
-v- Moriarity
,
Mr. O’Donnell submitted that the approach of the Attorney General and the
Committee ignored a fundamental distinction between the power of the Houses of
the Oireachtas to express their collective view that an inquiry should be held
by means of a resolution (which had never been disputed) and the right to
conduct a process affecting the rights of persons who are not members of either
house (which was). He submitted that the Houses of the Oireachtas had no power
to cause or compel the initiation of the inquiry : that was a prerogative
vested solely in the executive. The reference by judges in those cases to
parliament “directing” the establishment of the inquiry was a
reference to the political role of the Oireachtas: the establishment of the
tribunal was a matter solely for the executive. He said that the observations
of Hederman J in
Goodman,
making it clear that Article 15.10 did not provide for the establishment of
parliamentary tribunals, was not accompanied by any observation to the effect
that such tribunals were none the less implicitly authorised by the
Constitution. Those authorities he said, lent no support to the proposition
that the Oireachtas was viewed as having the power to conduct its own
inquiries, although not conferred with such a power by statute.
89. I
would make two preliminary observations. First, while the question as to
whether inquiries of this nature might be more economically and expeditiously
conducted by an Oireachtas committee than by a tribunal of inquiry established
under the 1921 Act was referred to during the course of the arguments, how it
is answered cannot conclusively determine the issue which has to be resolved in
this case. The Oireachtas was either entitled as a matter of law to initiate
the inquiry in controversy in this case or it was not. If the Oireachtas was
not so entitled, the Committee cannot rely on any considerations of that nature
as justifying its existence. If it was so entitled, then it was entirely a
matter of policy for the Oireachtas to decide whether to pursue the inquiry by
means of such a committee, by the establishment of a tribunal of inquiry under
the 1921 Act or by whatever other legal machinery was available to then.
90. Secondly,
while we were invited by counsel for the respondents to view with grave concern
the serious consequences which, as he urged, might flow from recognising the
existence of the inherent power claimed by the Attorney General and on behalf
of the Committee, it seems to me that the general issue which was debated at
such length in the High Court and in this court is, to some extent, academic.
If there is no inherent power in the Oireachtas to initiate such an inquiry,
there seems no reason why the Oireachtas could not simply establish such a
committee of inquiry by legislation, provided such legislation allowed for the
conduct of such inquiries in a strictly constitutional manner. The only ground
for questioning its constitutionality would be what was described as
“structural bias” on the part of members of the Oireachtas which,
it was said, unfitted them for adopting such a role, but which played no part
in the conclusions reached by the divisional court. However, those
considerations do not relieve the court of its responsibility to consider
carefully not merely that issue but all the extremely elaborate and lengthy
arguments on this issue in the High Court and again in this court.
91. I
should first set out the terms of the declaration granted in the High Court
which, it is agreed, are of critical importance. It was as follows:
94. I
have no doubt that the Attorney General is right and the respondents are wrong.
The divisional court made it abundantly clear in their judgment that there was
no inherent power in the Oireachtas to conduct an inquiry of a fact finding
nature the conclusions of which might affect the good name of a person who was
not a member of the Oireachtas, with or without the powers conferred by the
1997 Act. They could not have reached the conclusion that there was no
inherent power to conduct the inquiry in the present case, unless they were
satisfied that the Oireachtas did not even enjoy a bare power to inquire
without the powers conferred by the 1997 Act. If they had such a bare power to
inquire, any inquiry they conducted in exercise of it would be entitled to make
use of the powers conferred by the 1997 Act which is presumed to be
constitutional. The divisional court, in their judgment, were in no doubt in
this matter: they said
95. The
proposition that not even the bare power of inquiry devoid of the power to
compel the attendance of witnesses is inherent in parliament was, accordingly,
unquestionably part of the reasoning by which the divisional court reached
their conclusion that the present inquiry was unlawful.
A
fortiori
,
of
course,
an
inquiry armed, as was that in the present case, with the power to compel the
attendance of witnesses was also unlawful and that is what the court may have
intended to convey by the addition of the words “with the aid of the
power of the State”. Alternatively, it might have been intended to
suggest that, while other bodies of persons in the State may conduct such
inquiries as they please and publish their reports to the world at large, they
are at least subject to the constraints of the law of defamation, but that no
such inhibition attaches to a fact finding inquiry by the Oireachtas the
conclusions of which reflect on the good name of citizens who are not members
of the Oireachtas. The divisional court were clearly of the view that the
Oireachtas enjoyed no inherent power to conduct such an inquiry the findings of
which would be protected by parliamentary privilege, with or without the power
to compel the attendance of witnesses conferred by the 1997 Act.
96. Consideration
of this issue must start with a proposition which is so self evident as to be
almost banal. The Oireachtas, like any other body or person in the country, is
entitled to keep itself informed and, for that purpose, to initiate inquiries,
provided that, in so doing, it does not infringe the law. That is not in any
way in dispute in this case. Nor was it seriously contended on behalf of the
respondents that the Oireachtas was precluded from establishing a fact-finding
committee to investigate and reach conclusions on particular matters which
might be relevant to the exercise by them of their legislative function. Thus,
it was conceded that there could be no legal inhibition on their establishing a
committee to investigate and report to them on a particular topic of scientific
controversy in order that they might consider the possibility of, and , if
thought appropriate, enact, legislation dealing with the topic. The challenge
in these proceedings is to the establishment of a body, such as the Committee,
charged with what the divisional court and the written submissions on behalf of
the respondents describe as “adjudicative functions”, the
conclusions of which may affect the good name and reputation of persons, such
as the respondents, who are not members of either House of the Oireachtas.
97. The
description of those functions as an “adjudication” is, in my view,
inappropriate and calculated to mislead. The Latin root of the word and the
definition to be found in the Oxford English Dictionary, Volume 1, make it
clear that one of its primary meanings is “a judicial sentence or
award”. The report of a body such as the Committee is, however, entirely
devoid of any legal effect.
[2]
Its findings do not determine any legal rights or obligations and represent no
more than the opinions its members have formed on the material placed before
them, whether in documentary or oral form. Unlike the orders of courts
established under the Constitution or awards and determinations of the many
tribunals which are not courts but exercise quasi-judicial functions, the
findings of a body such as the Committee can be wholly ignored or disregarded
by persons referred to in their report without the slightest possibility of any
legal sanction being imposed upon them as a result.
98. The
Committee in this case proposed to consider matters such as the amount of force
used by the Gardai concerned in the operation at Abbeylara, the
pathologist’s findings and the implications of those findings and to
reach conclusions thereon. In the result, they clearly considered themselves
entitled to reach a conclusion as to whether, in the light of the evidence
which they heard, the Garda who fired the fatal shot in this case used more
force than was reasonably necessary, a finding which, in a court of law, might
support a verdict of unlawful killing. But the fact that the Committee could
arrive at such a finding does not mean that they would be
“adjudicating” on the issue, as that expression is properly
understood, still less that they were arriving at a finding which was in any
way whatever equivalent to the verdict of a court in criminal proceedings or,
for that matter, the judgment of a court in civil proceedings arising out of
the same event.
99. Some
of the confusion which has clouded this issue appears to have been the
consequence of the following exchange between Kelly J and Mr. Ryan on the 9th
day of the hearing in the High Court:
100. Understandably,
that was treated in the judgment of the divisional court as a concession on
behalf of the Committee that it was authorised to make a finding in this case
of “an unlawful killing” by one of the respondents. What seems to
have been entirely lost sight of, however, is that a finding of fact - or more
accurately, an opinion arrived at by a body such as the Committee on the oral
or documentary evidence placed before it - is no more than that: it cannot as a
matter of law be equated with the verdict of a court of competent criminal
jurisdiction or the judgment of a court of competent civil jurisdiction. Such
judgments and orders are, under the Constitution, the exclusive prerogative of
the courts established under the Constitution, save for those limited matters
of a non-criminal nature in respect of which what are normally described as
quasi-judicial determinations may be made by bodies other than courts under
Article 37 of the Constitution.
101. Even
in relatively modest and innocuous contexts, such as a drama festival or a
piano competition, the use of expressions such as “adjudicator” or
“adjudication” is more appropriate than in the case of the report
of a body such as the Committee in this case. Those who participate in such
events might well be treated as having accepted, as a matter of contract, that
they are bound by the findings of the adjudicators. Not even that limited
degree of legality attaches to any of the findings of a body such as the
Committee.
102. A
more general criticism advanced in the submissions on behalf of the respondents
is that the inquiry under scrutiny goes beyond what the Constitution envisages
as the proper role of the legislature, i.e., the laying down of regulations
for the future, rather than the investigation of past events. In a sense, that
criticism, even if well-founded, might amount to no more than the expression of
a belief that it is unwise or inappropriate for the Oireachtas to conduct such
an inquiry. As such, it would relate to a policy decision that, in my view, is
one which it is exclusively for the Oireachtas to make. But in any event it
must be at least doubtful whether it is well founded. To proceed from findings
of fact in a particular case to general propositions which are then embodied in
legislation or other regulatory form is to adhere to an empirical approach
which, in the world of practical politics, may well be preferable to
103. However,
while the objection that the Committee was proposing to exercise adjudicative
functions which properly belonged to a court loomed large both in the
divisional court and on the hearing of this appeal - an objection which, for
the reasons I have given, I believe to be wholly without foundation - it was
undoubtedly the fact that their findings, however described, could affect the
good name and reputation of one or more of the respondents and this was the
substantial basis of the challenge to their constitutional capacity to carry
out the inquiry.
104. That
the findings of the Committee could reflect seriously on one or more of the
respondents is not in issue. A conclusion that one of the Gardaí
concerned had used more force than was reasonably necessary would not merely be
damaging to the reputation of the person concerned, but could also
significantly affect his future career. Similar consequences could, no doubt,
flow from the report of any inquiry conducted by any body or group in the
State, whether public or private, and would not of itself be unlawful, although
it might give rise to successful proceedings in defamation at the suit of a
person defamed by its findings. But any report by the Committee in this case
to the Houses of the Oireachtas would be protected against such proceedings by
parliamentary privilege and, apart from that consideration, carrying as it
would the weight of a finding by a Committee of the Oireachtas, could not be
regarded as being in the same category as reports by other extra-parliamentary
bodies.
105. It
does not follow, however, that the undoubted constitutional right of the
respondents to their good name and to have that right protected and vindicated
by the courts precludes
ab
initio
the conduct by the Committee of the inquiry which it proposed to conduct in
this case. The right of persons in the position of the respondents to their
good name must be balanced against the right, and indeed the duty, of the
Oireachtas to inquire into and inform themselves as to matters which are
relevant to the discharge by them of their constitutional functions. It is
accepted by the Attorney General that not merely must the inquiry proposed to
be conducted by the Oireachtas relate to the discharge by it of its
constitutional function: the employment of this instrument, affecting as it may
the constitutional rights of persons outside the Oireachtas, must be
proportionate to the objective to be achieved. What he takes issue with is the
range of the declaration granted in the High Court which would preclude the
initiation of any such inquiry, although it was plainly related to the
constitutional functions of the Oireachtas and proportionate to the objectives
which it sought to achieve.
106. Unless
there were persuasive or binding authority to the contrary, I would have no
doubt that the submission of the Attorney General to that effect was well
founded and that the breadth of the declaration granted in the present case
represents a constitutionally impermissible limitation on the powers of the
Oireachtas in this area. Again, unless there were such authority to the
contrary, I would also have no doubt that the inquiry proposed to be conducted
in the present case by the Committee was both relevant to the constitutional
functions of the Oireachtas and proportionate to the objectives sought to be
achieved.
107. The
Garda Síochána is the body which, under the Constitution and the
law, is charged with the onerous responsibility of maintaining law and order
and protecting law abiding citizens. Its organisation, functions and duties
are regulated by statute and the Government is answerable to Dáil
Éireann, through the Minister for Justice, Equality and Law Reform, for
the manner in which they discharge their responsibilities. We are fortunate in
this country in having a police force, which, for the most part, does not carry
arms and it is a necessary consequence of that proud tradition that on the
happily rare occasions when a civilian is killed as the result of a Garda
operation the event becomes one of public concern. Such an incident may also
raise questions as to the law relating to the use of firearms by the
Gardaí and as to the training and organisation of the force in
potentially hazardous situations, such as arose in this case. The matters
which the Committee, until halted, were proposing to inquire into were,
accordingly, clearly matters in respect of which the Government was answerable
to Dáil Éireann. In addition, to the extent that they might
indicate the need of further legislation in this area (or indeed, if it proved
to be the case, to the extent that they indicated that existing legislation and
regulations, if properly administered, were adequate) they clearly related to
the legislative functions of both Houses.
108. It
was also urged, on behalf of the respondents, that, to the extent that the
arguments on behalf of the appellants relied on the accountability of the
Government to Dáil Éireann, they could not justify the presence
on the Committee of a member of the Seanad. If, however, the inquiry was
related to the adequacy or otherwise of existing legislation, as it
unquestionably was, that would be sufficient to justify the presence of members
of Seanad Éireann on the Committee. But, in any event, the argument
advanced on behalf of the respondents is based, in my view, on too narrow a
construction of the provisions of the Constitution under which the Government
is answerable to Dáil Éireann. The freedom of debate of both
Houses of the Oireachtas, protected under Article 15.10, would be quite
unnecessarily circumscribed if the Seanad were in some sense precluded from
examining the manner in which the Government had discharged its
responsibilities in particular areas and ministers, of course ,enjoy a right of
audience before the Seanad which enables them, for their part, to render an
account of their stewardship in any particular area to that house.
[3]
109. The
question as to whether the invocation by the Oireachtas of such a power of
inquiry by means of a Committee was disproportionate admits, in my view, of
only one answer. The killing of a civilian by members of the Gardaí is
inevitably in a society such as ours a matter of immediate and legitimate
public concern and an inquiry designed to ascertain the facts which resulted in
the killing and to reach appropriate conclusions as to any legislative,
regulatory or administrative measures that need, in the view of the Committee,
to be taken is, in my view, an entirely appropriate and proportionate response.
110. It
should also be pointed out that, while it was argued on behalf of the
respondents that individual members of the Gardaí would, in effect, be
required in the hearings before the committee to account for their actions to
the Oireachtas, this is to misunderstand the legal nature of the chain of
accountability. In today’s conditions, a minister cannot be expected to
be aware of the manner in which the officers of his department, at every level,
perform their duties: the same can be said of the Commissioner of An Garda
Síochána in relation to the discharge by individual officers of
their duties. Undoubtedly, however, a minister, in complying with his
constitutional duty to account to parliament, may find it necessary to place
before the Houses or a committee duly appointed by them, the evidence as to how
individual officers perform their duty. That is not in any way to make the
individual officers directly responsible to the Houses of the Oireachtas.
111. It
follows that, unless there were binding, or at the least persuasive, authority
to the contrary, I would be satisfied that the duty of the courts to uphold and
vindicate the constitutional rights of the respondents to their good name
cannot in this case have the effect of precluding the Oireachtas from
discharging duties and responsibilities exclusively assigned to it by the
Constitution. As will be made clear in a subsequent section of this judgment,
such an inquiry may only proceed in a manner which strictly recognises the
right of the respondents to have the inquiry conducted in accordance with
natural justice and fair procedures and, subject to that all important proviso,
I am satisfied that, unless there is binding or persuasive authority to the
contrary, there was no constitutional inhibition on the establishment of a
Committee whose remit was to inquire into such matters and report thereon to
the Houses of the Oireachtas.
112. It
is, of course, the case that the establishment of such a Committee is not
expressly authorised by the terms of the Constitution itself or by statute.
Again, in the absence of binding or persuasive authority to the contrary, that
would not have seemed to me to be, of itself, a factor which would lead
inevitably to the conclusion that its establishment was, in constitutional
terms, an unwarranted assumption of powers which it did not have by the
Oireachtas.
113. The
Constitution is a political charter, using the adjective in its broadest sense.
One does not expect to find in it the level of detail which, in our legislative
tradition, we associate with Acts, regulations and by-laws. This is strikingly
apparent in the provisions concerning the national parliament. They constitute
a relatively small, carefully landscaped promontory behind which lies a vast
hinterland of unwritten conventions, custom, precedents and modes of behaviour
derived from history and experience.
114. In
that context, the absence of any reference to committees of inquiry from the
text of the Constitution - or of the Constitution of the Irish Free State in
1922 - is, in my view, of little significance. Such committees were, as we
shall see, an established feature of a parliamentary tradition which, in so
many of its aspects, we inherited from the United Kingdom, were sanctioned and
regulated by the Standing Orders of the Oireachtas under the 1922 Constitution
and have been similarly sanctioned and regulated by the Standing Orders of the
present Houses of the Oireachtas since the enactment of the Constitution in
1937 and committees, such as the Public Accounts Committee, have been a feature
of parliamentary life in this jurisdiction since the foundation of the State.
115. Again
in the absence of authority, I would have little difficulty in reaching the
conclusion that the power to establish such committees and, where appropriate,
to authorise inquiries by them into matters relating to the constitutional
functions of either or both Houses of the Oireachtas, even where their findings
might reflect on the good name or reputation of citizens, was a necessary and
normal power of a parliament established under a constitutional order such as
ours. In considering whether the authorities in this or other jurisdictions
support, or are at variance with, that view, it is helpful to examine their
history, not merely in Ireland, but in the two jurisdictions whose parliaments
and courts have had a powerful influence on the development of similar
constitutional structures in other countries in the common law world, i.e., the
United Kingdom and the United States of America.
116. Chapters
2 and 3 of Keeton on
Trial
by Tribunal
set out in detail the history of what came to be called in the United Kingdom
“select committees”. It would appear that they were first used in
1667 when the House of Commons, following the fall of Clarendon, appointed a
committee of inquiry to investigate how the king and his ministers had spent
taxes voted by parliament. That, however, the learned author suggests, could
be more properly classified as a measure affecting parliamentary control of
expenditure than as an inquisitorial committee to investigate misconduct
committed by persons occupying public office. A committee of inquiry in that
sense was established in 1678 to inquire into what were described as ‘the
miscarriages of the navy’, the principal object of which was, apparently,
to destroy the secretary to the navy, Samuel Pepys. Professor Keeton comments
117. It
is unnecessary to trace in detail the various committees which in the following
centuries were also established to inquire into various matters in the
political sphere: one of the most notable was the committee of inquiry into the
conduct of Sir Robert Walpole as Prime Minister, again prompted, not merely by
political considerations, but motives of the most virulent kind.
118. The
fact that select committees of this nature were seen as simply instruments of
political warfare was the background to the passing of the Special Commission
Act 1888, which provided for the setting up of a judicial commission to
investigate the charges made against Charles Stewart Parnell, and other leading
members of the Irish Parliamentary party, of being involved in agrarian and
other crime. Parnell himself urged that the charges against him should be
investigated by a select committee and the establishment of a judicial tribunal
of this nature provoked serious misgivings among many prominent politicians,
such as John Morley and Lord Randolph Churchill, who regarded it as not merely
without precedent but as a wholly undesirable departure from traditional
practice in permitting the establishment of judicial tribunals at the behest of
a government commanding a majority in parliament to examine the supposed
wrongdoing of politicians, including their opponents.
119. It
was, however, the Marconi scandal in the early years of the last century, which
finally led parliament in the United Kingdom to conclude that alleged political
wrongdoing was more properly the subject of inquiry by an independent tribunal
than by a select committee. That inquiry was the sequel to allegations that a
number of prominent politicians, including David Lloyd George, had profited
from the purchase of shares in the company which had been awarded the contract
for the erection of a chain of State owned wireless telegraph stations
throughout the then British Empire. The ministers involved were all members of
the liberal administration and the committee produced both a majority report
(reflecting the views of the liberal members) and a minority report (reflecting
those of the conservative members.) The latter report alone found that there
had been ‘grave impropriety’ on the part of the ministers.
120. This
division of opinion along strictly party lines proved a death blow to the use
of such select committees for investigating political wrongdoing and the result
was the 1921 Act providing for the establishment of tribunals of inquiry which,
in both the United Kingdom and in this jurisdiction, were usually, although not
invariably, composed of one or more judges.
121. Allegations
of misconduct in the public service, whether by ministers, members of the
legislature or other elected persons have, accordingly, almost invariably been
investigated by tribunals of inquiry rather than by select committees, at least
in cases where the allegations were regarded as sufficiently serious to warrant
an inquiry by either of those means. The Salmon Report, which examined the
working of the 1921 Act in England, recommended that the procedure by way of
tribunal should be retained and also made recommendations as to how they should
be conducted. Nor, it should be emphasised, was their use in either
jurisdiction confined to the investigation of essentially political misconduct
or wrongdoing, as witness the tribunals established to inquire into the Whiddy
oil tanker and Artane fire disasters in 1979 and 1981 respectively.
122. A
conclusion, however, that inquiries by parliamentary committees into matters of
public concern had been completely discarded as a method of investigation in
favour of tribunals of inquiry in the period after the 1921 Act could only be
based on a serious misreading of the history of such inquiries since then. The
first relevant enactment in Ireland was the Oireachtas Witnesses Oaths Act
1924, s.1 of which provided
123. Whatever
else may have been intended by this provision, it must have been envisaged that
the committees referred to were regarded as having the power to conduct an
inquiry of some description: otherwise, the power to administer oaths to
witnesses examined before such committees would be meaningless. It is indeed
accepted on behalf of the respondents that the power is only consistent with
the existence of a power to conduct some form of inquiry. Thus, it was availed
of in the conduct of the inquiry which formed a necessary part of the procedure
where a private bill was being initiated in the Oireachtas. It would seem to
follow inevitably that the Oireachtas envisaged that there would be a report by
the committee in question and, at the very least, that report might have to
reach conclusions as to the credibility of the witnesses who were being
examined. Were it otherwise, it would be difficult to see the purpose of
conferring the power to examine witnesses on oath. If the respondents’
submissions are well founded, it would seem to follow that such committees were
precluded, in their reports, from making any finding that a person had lied
when giving evidence before them, since such a finding would inevitably reflect
on the good name of the witness concerned. I find it difficult to attribute
any such curious intention to the Oireachtas.
124. Even
more strikingly, the Oireachtas in 1970 enacted the Committee of Public
Accounts of Dáil Éireann (Privilege and Procedure) Act 1970. The
full history of that legislation will be referred to later: it is sufficient,
at this point, to note that the Act was enacted following the passing of a
resolution by the Dáil requiring the committee of public accounts to
examine the expenditures of what was described as “the grant-in-aid for
Northern Ireland relief”. The Act empowered the committee, for the
purposes of that inquiry, to summon and examine witnesses, but did not purport
to authorise the holding of the inquiry itself: the legislation was clearly
enacted by the Oireachtas on the assumption that such an inherent power
existed. Although so much of the Act as provided a machinery for punishing
persons who failed to attend at, or comply with orders of, the committee was
found by this court to be unconstitutional in
In
Re Haughey
,
there is conspicuously absent from the judgments in the High Court and in this
court in that case any indication, of even the most oblique nature, that the
power invoked by the Oireachtas to order such an inquiry was at the least
questionable, or whether indeed it existed at all.
125. The
next significant legislative step was the enactment of the Select Committee on
Legislation and Security of Dáil Éireann (Privilege and Immunity)
Act 1994. The Schedule to that Act sets out an order of the Dáil made
on the 6th November 1994 which,
inter
alia
,
referred specified matters of political controversy to the Select Committee on
Legislation and Security “for the purpose of questioning all persons the
committee deems appropriate”. The committee was required to report to
the Dáil by a specified date and, whether because it found itself
incapable of arriving at a consensus on any of the matters in controversy or
because it did not consider that its remit extended to making any findings, it
contented itself with simply furnishing the transcript of the evidence which it
had heard to the Dáil.
126. There
then followed the 1997 Act, which, unlike its predecessors in 1970 and 1994,
was of general application. It will be necessary to refer to its provisions in
more detail at a later point in this judgment: at this juncture it is
sufficient to note that, again, the Act conspicuously refrains from purporting
to confer any power to inquire on any committee of the Oireachtas, but contains
extensive and important provisions enabling such committees to obtain evidence
and also provisions intended to ensure that the powers under the Act are not
used in a manner which would fail to protect the personal and other rights of
persons appearing before any committee.
127. The
last use of a committee of inquiry to which reference should be made is that of
a sub-committee of the Committee of Public Accounts which conducted an inquiry
into the administration of deposit interest retention tax (“DIRT”).
That inquiry was the sequel to the Comptroller and Auditor General and
Committees of the Houses of the Oireachtas (Special Provisions) Act 1998, which
empowered the comptroller to carry out certain inquiries into tax matters, if
so requested by Dáil Éireann. That Act also confers certain
privileges on members of the Public Accounts Committee (which are general in
nature) and on the comptroller or his officers. In the latter case, they are
confined under s.1 to proceedings of the Committee
128. S.2(1),
as already noted, empowers the comptroller to carry out the investigation
‘if so requested by Dáil Éireann’. Again, the
legislation expressly refrains from conferring any power on the Oireachtas or
any of its committees of public accounts to conduct any inquiry, but proceeds
on the assumption that they had an inherent power to carry out such an inquiry.
129. There
must next be considered the decisions of this court in
Goodman
-v- Hamilton
and
Haughey
-v- Moriarty
.
These cases arose respectively out of the inquiry conducted by Hamilton P. (as
he then was) into certain practices in the beef industry and that at present
being conducted by Moriarty J. into certain payments to politicians
(Mr.
Charles Haughey and Mr. Michael Lowry). The judgments in both cases considered
in detail the legal nature of inquiries held under the 1921 Act and, in the
latter case, the constitutionality of the relevant provisions of the 1921 Act
and subsequent amending legislation enabling such an inquiry to take place was
upheld. It is clear from both decisions, that, while there was no statutory
provision empowering the establishment of a tribunal by the Oireachtas, the
Oireachtas had a power inherent in the legislative process to initiate
inquiries into specific matters which they considered to be of urgent public
importance. As already noted, it was submitted by the Attorney General and on
behalf of the Commitee that it would be wholly illogical and anomalous if the
Oireachtas enjoyed an inherent power to initiate such inquiries by tribunals
outside the Oireachtas but possessed no inherent power to conduct such an
inquiry itself by means of a committee.
130. The
judgments in both cases also contain observations on the issue which has
occupied much time in this case, as to whether the committee in making findings
of fact of a particular nature would be, in effect, engaging in the
administration of justice by exercising a judicial or quasi-judicial power
which, under the Constitution, it could not enjoy. Those observations will be
considered first.
131. That
opinion of Costello J was unanimously upheld in the judgments in this court of
Finlay CJ and Hederman and McCarthy JJ, with whom O’Flaherty and Egan JJ
agreed.
132. To
the same effect is a passage from the judgment of Hamilton CJ, giving the
judgment of this court in
Haughey
-v- Moriarty
,
in which, having referred to passages from the judgments of Finaly CJ and
McCarthy J in
Goodman
-v- Hamilton
,
he went on
133. Those
passages make it clear that the arguments to which I referred at an earlier
point based on what were described as the “adjudicative” functions
of the Committee in the present case are wholly unsustainable.
134. In
considering the major issue dealt with in those authorities, the existence or
otherwise of an inherent power in the Oireachtas to initiate inquiries whether
by tribunals or Oireachtas Committees, the precise terms of s.1(1) of the 1921
Act must be borne in mind. It provides:
135. The
passing of a resolution by both Houses of the Oireachtas is, accordingly, an
essential precondition to the appointment of a tribunal by the executive armed
with the powers of enforcing the attendance of witnesses and compelling the
production of documents.
139. Far
from the judgment of Costello J supporting the proposition that there was no
inherent power in parliament to initiate by means of the passing of the
necessary resolution an inquiry into matters of public importance by a tribunal
armed with the appropriate powers and established by the executive for that
purpose, as the divisional court appeared to have thought, the passages I have
cited are wholly irreconcilable with any such view of the law.
140. That
may be because the court seem to have overlooked completely, (in their lengthy
judgment they are not even referred to), the second and third passages to which
I have referred. They make it clear that, in the view of Costello J, not
merely was there an inherent power in the Oireachtas to initiate such inquiries
by means of a tribunal under the 1921 Act: they also enjoyed an inherent power
to initiate such inquiries by a committee of the Oireachtas.
141. The
arguments on behalf of the respondents proceeded on the basis, as I understood
them, that the resolution passed by the Oireachtas authorising the
establishment by the relevant minister of a tribunal of inquiry invested with
the powers conferred by the 1921 Act was one of what was described as a
“political” character, doing no more than expressing the view of
the Oireachtas that it was expedient that such a tribunal should be
established. Those arguments even took refuge in the somewhat breathtaking
proposition that such resolutions could be equated to resolutions by the Houses
expressing sympathy with the victims of disasters in other countries. Such
resolutions are, of course, as devoid of any legal effect as similar
resolutions passed by county councils or, for that matter, fifth form debating
societies.
142. The
resolutions passed by both Houses
directing
the establishment of a tribunal of inquiry (and I advisedly use the precise
language of Costello J), far from being devoid of legal effect, are the
essential first step in establishing an inquiry under the 1921 Act, the second
step being the execution by the minister of the necessary instrument of
appointment. It is irrelevant in this context to consider what might or might
not happen in the unlikely event of a minister defying such a resolution and
refusing to establish the inquiry: his or her fate would be decided in the
political rather than the legal world. It is sufficient to say that throughout
his judgment Costello J plainly and unambiguously treated the Houses of the
Oireachtas as taking the first and essential step by the passing of the
resolutions without which the minister could never appoint a tribunal invested
with the statutory powers under the 1921 Act.
143. That
view of the effect of the decision in
Goodman
-v- Hamilton
is put beyond any doubt by the judgments in this court. Finlay CJ, in addition
to upholding the view of Costello J as did the other members of the court that
such an inquiry was in no sense a “trial” but was rather a
“simple fact finding operation reporting to the legislature”, also
referred to the resolution as one which “
directed
the tribunal” to inquire into the specified matters.
144. Even
more emphatically, if that were possible, the same view was expressed by
Hederman J who said:
147. It
is clear that, from the judgment of the court in that case, that the inherent
jurisdiction of the Houses of the Oireachtas to authorise the establishment of
an inquiry by a tribunal of inquiry was part of a power to initiate such
inquiries which is normally exercised by the legislative organ in a democratic
State.
148. In
the judgment of the court dealing with the non-constitutional issues in this
case, Hamilton CJ, having referred to the history of parliamentary committees
and the genesis in England of the tribunal procedure, said
149. The
court, accordingly, in that case was clearly of the view that the inherent
power of parliament to initiate inquiries could be exercised either by the
establishment of a tribunal or by a committee “within the
Oireachtas”,
151. That
passage is relied on by the respondents as suggesting that the view of the
court in
Haughey
-v- Moriarty
was that the
only
method
available to the Oireachtas of investigating matters of public concern was one
independent of the political process, i.e., a tribunal under the 1921 Act. The
passage in question, in my view, lends no support whatever to that view of the
law. On the contrary, it does no more than summarise the legal consequences of
the historical process by which tribunals of inquiry, rather than select
committees, came to be seen as the most appropriate means of investigating
cases of alleged misconduct by legislators, ministers or other elected persons.
152. I
should also refer to the provisions of Article 28.4.3° of the Constitution
which provides that
153. The
following propositions are, accordingly, beyond dispute. A tribunal invested
with powers to compel the attendance of witnesses and the production of
documents cannot be appointed by the Government or a minister of the Government
unless its appointment has been authorised, directed or initiated by the Houses
of the Oireachtas. The power to authorise, direct or initiate the appointment
of such a tribunal is not conferred expressly by the Constitution or by any
statute. It is a power inherent in the Houses of the Oireachtas as being one
which is normal and necessary in a democratic society. The authority of the
judgments of the High Court and this court in
Goodman
-v- Hamilton
and
Haughey -v- Moriarty
which established those propositions has not been challenged in any way in
these proceedings.
154. Since
the divisional court misunderstood the effect of these decisions, they did not
consider it necessary to address the only distinction sought to be drawn
between the undoubted power of the Oireachtas to authorise, initiate or direct
inquiries by tribunals and the power at issue in these proceedings to
authorise, direct or initiate such inquiries by a committee of the Oireachtas.
The distinction drawn is that members of the Oireachtas, being directly or
indirectly elected legislators, are unfitted to carry out such inquiries. I
will consider that suggested distinction at a later stage.
155. Two
other Irish authorities remain to be considered. The first is
Cane
-v- Dublin Corporation
(1927) IR 582. In that case, a divisional court of the High Court rejected a
submission that a joint committee of both houses appointed under the Standing
Orders of the Dáil and Seanad relative to private business was not
lawfully constituted and had no jurisdiction to consider certain private bills.
Although the decision of the High Court was the subject of an appeal to the
Supreme Court, there is no reference to that issue in the Supreme Court
judgment. The hearing by such a joint committee of evidence in order to
determine whether the averments in the preamble to a private bill had been
established is clearly different in its nature from the inquiry under
consideration in these proceedings.
156. But
it was clearly entitled to make findings of fact, including, it may be,
findings which could reflect adversely on the good name of a citizen, as where,
for example, the conclusion was reached that a witness had lied under oath. It
is also, of course, an interesting illustration of the readiness with which the
newly established Oireachtas adopted in their entirety procedures of the
Westminster Parliament which were not in any way expressly authorised by the
1922 Constitution.
157. The
decision in
In
Re Haughey
,
to which I have already referred, is even more significant. However, so far as
the issue now under consideration is concerned, the divisional court considered
that it was of no assistance, observing that
158. I
am satisfied that the decision in
Re
Haughey
merits closer scrutiny than it received from the divisional court.
159. The
facts, while well known, must be restated, however briefly. Dáil
Éireann passed a resolution on the 1st December 1970 that the Committee
of Public Accounts should examine specially the expenditure of certain monies.
These consisted of a grant in aid for Northern Ireland relief and monies
transferred by the Irish Red Cross Society to a bank account into which the
monies thus voted were or might have been lodged.
160. The
Committee presented an interim report in which they referred to certain legal
difficulties which they had encountered in adopting appropriate procedures for
the conduct of the inquiry. There followed the enactment of the Committee of
Public Accounts of Dáil Éireann (Privilege and Procedure) Act
1970 (“the 1970 Act”) which conferred power on the Committee to
summon witnesses, examine them and require such witnesses to produce documents
in their power or control. There was also machinery providing
inter
alia
for the refusal of a person duly summoned as a witness before the Committee to
answer any question to which the Committee might legally require an answer.
The chairman of the Committee was empowered to “certify the offence of
that person” to the High Court, whereupon the High Court could, after
such inquiry as it thought proper, take steps for the punishment of the person
in like manner as if he had been guilty of contempt of the High Court.
161. A
chief superintendent of the Garda Síochána gave evidence to the
Committee that the plaintiff had paid over money to the Chief of Staff of the
IRA in London and that he (the Chief Superintendent) “imagined” it
came from the grant in aid fund. He also said that his information came from
confidential sources which he was not at liberty to reveal. The plaintiff,
having been summoned before the Committee, read out a written statement, in
which, having referred to some of the factual issues which arose, he said he
would refuse to answer any further questions. The plaintiff having maintained
that attitude, the chairman of the Committee certified that “an offence
under the said Act had been committed” by the plaintiff by reason of his
refusal to answer the questions.
162. The
Attorney General having been given liberty by the High Court to serve notice on
the plaintiff to show cause why he should not be punished for the alleged
offence and cause having been shown by the plaintiff, the matter came on for
hearing before a divisional court of the High Court. A plenary summons was
also issued on behalf of the plaintiff claiming that certain provisions of the
1970 Act were invalid having regard to the provisions of the Constitution.
163. In
the High Court, counsel on behalf of the plaintiff did not rely solely on the
alleged unconstitutionality of the 1970 Act: they also resisted the contempt
proceedings on a number of other grounds. In particular, they urged that the
proceedings of the Committee were conducted in a manner which violated the
constitutional right of the plaintiff to fair procedures, an aspect of the
decision which is also relevant to these proceedings and which is considered at
a later stage of this judgment. The High Court rejected the challenge to the
constitutionality of the 1970 Act and also found against the plaintiff in
respect of the grounds on which he had resisted the contempt proceedings.
164. The
plaintiff having appealed to this court, the court, in their judgments,
considered first the question as to whether the 1970 Act was invalid having
regard to the provisions of the Constitution. The judgment of the court, which
was delivered by O’Dalaigh CJ, concluded that s.3(4) of the 1970 Act -
which provided the machinery under which the chairman had purported to certify
that the plaintiff had committed an offence - was invalid having regard to
Article 38 of the Constitution.
165. The
court went on to consider the other grounds of appeal which raised questions
independent of the constitutionality of the 1970 Act. Judgments on these
issues were delivered by O’Dalaigh CJ and Fitzgerald and McLoughlin JJ,
Walsh and Budd JJ agreeing with O’Dalaigh CJ.
167. In
his judgment, O’Dalaigh CJ referred to Standing Order 127 which defined
the powers of the Committee of Public Accounts
168. He
concluded that the examination of the expenditures of monies belonging to the
Irish Red Cross Society, not being monies granted by the Dáil to meet
the public expenditure, was not a matter which, as such, fell within the
jurisdiction of the Committee of Public Accounts.
169. It
is, accordingly, correct to say that, so far as the non-constitutional issues
were concerned, no submission was advanced on behalf of the plaintiff in that
case to the effect that a committee of the Oireachtas had no inherent power to
conduct a fact finding inquiry the conclusions of which might adversely affect
the good name or reputation of a person who was not a member of the Oireachtas.
This was the case, although counsel for the plaintiff, in his submissions,
expressly relied on the guarantee under Article 40.3.2° of the
citizen’s good name in advancing the submission that the procedures
adopted were not in accordance with the Constitution.
170. If
the submissions advanced on behalf of the respondents in the present case are
well founded, the failure by counsel for the plaintiff in that case to rely in
any way on this point is, at first sight, inexplicable. The suggestion put
forward by the divisional court, admittedly somewhat tentatively, that it may
have been because the inquiry in that case was being carried out with the
specific statutory powers “pertinent to that inquiry” is, with
respect, clearly wrong. The inquiry in the present case is also being carried
out with specific statutory powers. What is common to both the 1970 Act and
the 1997 Act is that, while they confer specific powers, they at no point
authorised the inquiry in issue.
171. In
the course of the oral arguments in this court, a different reason was
advanced, i.e., that the failure to raise the point may have been because of a
“tactical” reason. This was that the result of a finding by the
High Court or this court that the Oireachtas had no power to order such an
inquiry might have been the establishment of a tribunal presided over by a
judge. In the context of the present case, the suggestion that the
plaintiff’s legal advisors in
In
re Haughey
considered that his constitutional and legal rights would be more adequately
protected by the Committee of Public Accounts than by a tribunal presided over
by a judge is somewhat surprising. However, the suggestion that this might
have been the reason for not advancing the submission in
In
re Haughey
is also clearly wrong: the arguments successfully relied on could have had
precisely the same effect, since the response of the Oireachtas, in that case
as in the present, could have been to authorise the establishment of a tribunal
of inquiry.
172. The
conclusion is irresistible that Mr. Thomas Conolly SC., the foremost
constitutional lawyer of his generation, was either unaware of a point which,
on the respondents’ arguments, should have been obvious from a reading of
the provisions of the Constitution dealing with the Oireachtas, or else thought
it was of such little merit as to be not worth advancing. If incomprehension
on his part was the reason, it was a lack of understanding which must
presumably have been shared by his colleagues in the case, Mr. Anthony Hederman
SC and Mr. Patrick Connolly, both of whom went on to hold the office of
attorney general, and one of whom became a judge of this court.
173. The
difficulties do not end there. If the respondents are correct, this point of
fundamental importance was not only entirely overlooked by Mr. Conolly and his
colleagues, but was, at the least, not considered as meriting even a passing
reference by any of the eight judges in the High Court and the Supreme Court,
who included two former holders of the office of attorney general and two
judges whose role in the development of Irish constitutional law needs no
elaboration, Walsh J and Henchy J. It is not as if the court was not concerned
with the legal basis of the inquiry: the resolutions which purported to
establish it were subjected to a detailed examination by counsel, the High
Court and the Supreme Court in order to ascertain whether the inquiry being
conducted by the Committee was authorised by law.
174. And
that is not all. In the course of that part of the judgment which dealt with
the constitutional issue, O’Dalaigh CJ in delivering the judgment of the
court expressly drew attention to the precise constitutional nature of the
functions being discharged by the Committee. Addressing the argument that the
Committee had effectively been empowered to try a criminal offence, he said
175. He
went on to uphold the conclusion of the High Court that the power of the
chairman to certify that an offence had been committed was not constitutionally
invalid. He concluded, however, that the procedure laid down for a trial of
the offence in question in the High Court was constitutionally infirm in not
providing for a trial by jury.
176. One
has to assume that, if the respondents are correct, while the learned Chief
Justice was expressly addressing the constitutional inhibitions on the powers
of such committees, and, specifically, their power to conduct a trial of a
criminal issue, he was either unaware of, or indifferent to, the fact that the
inquiry which the committee in that case were engaged in was unconstitutional
from beginning to end.
177. I
do not find it in the least surprising that Costello J in
Goodman
-v- Hamilton
,
dismissed that view of the decision in
In Re Haughey
and regarded it as supporting the proposition that the Oireachtas enjoyed an
inherent power to initiate inquiries of that nature whether by a tribunal or an
Oireachtas Committee. His view of the effect of that decision was part of the
reasoning by which he reached his conclusion that the tribunal of inquiry under
consideration in that case had been validly established. On one view, it was
accordingly part of the ratio of the decision which was upheld on appeal and is
binding on this court. However, even if his view that the Oireachtas enjoyed an
inherent power to establish a committee to conduct an inquiry which reflected
on the good name of a citizen but did not involve any adjudication of civil or
criminal liability was
obiter,
in the context of that case, that does not mean that it was wrong. As it
happens, it was the considered view of a judge who had not merely held the
office of attorney general but brought to it a wealth of parliamentary
experience unrivalled by any of his predecessors.
178. I
am satisfied that the Irish authorities lend overwhelming support to the
submissions advanced on behalf of the Attorney General and the Committee.
180. Of
the former, the first is
Howard
-v- Gossett
,
a decision of the Court of Queen’s Bench dating from 1845. The plaintiff
had been arrested by the serjeant-at-arms of the House of Commons, having
failed to attend when required to do so for the purpose of being examined at
the Bar of the House. The plaintiff’s case succeeded, because of defects
in the form of the warrant, but as to the inherent jurisdiction of the House to
conduct an inquiry, Lord Denman CJ had this to say:
181. Counsel
for the respondents relied on that authority in support of the proposition that
no such inherent power exists in the Oireachtas and I shall return to it at a
later stage. Two earlier authorities were also relied on by them, of which the
first is
Beaumont
-v- Barrett
,
which was decided by the Privy Council in 1836. The issue in that case was
whether the House of Assembly in Jamaica had power to commit to prison a person
who was alleged to have published material which was a breach of the privileges
of the House. It was held that it had. However, in
Kielley
-v- Carson
,
decided in 1842, the Privy Council overruled their earlier decision because, as
they held, the inherent power of the imperial parliament derived from the
particular character of the House of Commons as being part of the High Court of
Parliament. That inherent power, justified, as it was said, by the
lex
et consuetudo parliamenti
was not enjoyed by any inferior assembly, such as that in Jamaica, simply
because it had the power to legislate for that particular territory.
182. These
latter authorities were, somewhat surprisingly, relied on in support of the
proposition that the Oireachtas of the Irish Free State enjoyed no inherent
power to hold inquiries. I describe this as surprising because, elsewhere in
their submissions counsel relied strongly on what they correctly described as
the radical and innovative nature of the 1922 Constitution in the context of
British constitutional theory. One of its distinctive features is vividly
described by Kohn as follows.
183. Authorities
such as
Kielley
-v- Carson
,
accordingly, dealing as they do with inferior colonial assemblies, lend no
support to the proposition that the Oireachtas of the Irish Free State was
incapable of enjoying such powers, unless the imperial parliament at
Westminster in its wisdom decided to confer them on the Oireachtas.
184. Finally,
there are the United States decisions of which the first is
Anderson
-v- Dunne
where it was held that the House of Representatives had power to attach and
punish a person other than a member for contempt of its authority - in that
case an attempt to bribe one of its members - although no such power was
expressly conferred by the Constitution. It was followed by
Kilbourn
-v- Thompson
where the question was whether the House of Representatives had exceeded its
powers in directing one of its committees to make a particular investigation:
the decision was that it had. In considering whether the House of
Representatives had power to punish for a contempt of its authority, Miller J,
giving the opinion the court, said that
185. He
went on to reject the proposition that the right of the House of
Representatives to punish for contempt, if it existed, could derive any support
from the precedents and practices of the two Houses of the English Parliament.
In the instant case, the House of Representatives had purported to establish a
special committee to inquire into the affairs of a company which had become
bankrupt and in which public monies had been deposited. The court concluded
that
186. The
case was relied on subsequently in support of the proposition that neither
House of Congress had power to make inquiries and summon witnesses “in
aid of contemplated legislation”. However, in
McGrain
-v- Doherty
,
the Supreme Court, while acknowledging that there were expressions in the
opinion of Miller J which might bear such an interpretation, declined to treat
it as a definitive authority for such a proposition. In that case Van de
Vanter J, giving the opinion of the court said
187. Finally,
there is
Watkins
-v- United States
.
In that case a person had been convicted of a violation of a statute which
made it a misdemeanour for any person summoned as a witness by either House of
Congress or any committee thereof to refuse to answer any question
“pertinent to the question under inquiry”. The petitioner was
summoned to testify before a sub-committee of the House of Representatives
Committee on Un-American Activities and refused to answer questions as to
whether he had known certain other persons to have been members of the
Communist party, on the ground that these questions were outside the proper
scope of the committee’s activities and not relevant to its work.
188. The
Supreme Court, while holding that the petitioner had not been afforded a fair
opportunity to determine whether he was within his rights in refusing to answer
and that the conviction was accordingly invalid under the due process clause of
the Fifth Amendment, made some important general observations on the power of
Congress to conduct inquiries. Warren CJ, giving the opinion of the court,
said
189. Substituting
“Oireachtas” for “Congress” and “the
executive” for “the Federal Government”, I would
unhesitatingly adopt that paragraph as a statement of the law in this
jurisdiction.
190. Counsel
for the respondents argued that this passage was not of any assistance to the
appellants in this case, having regard to the following statement in the
judgment of the court in
Haughey
-v- Moriarty
:
191. The
court, at that point in its judgment, was solely concerned with the question as
to whether the fact that the inquiries under consideration might lead to no
recommendations for legislation had as its necessary consequence that the
inquiry was
ultra
vires
the 1921 Act. The court was doing no more than drawing attention to the fact
that, to the extent that the American authorities supported the proposition
that the power to inquire could only be used in aid of the legislative
function, the power was necessarily more limited than under our Constitution,
since, in sharp contrast to the position under the Irish Constitution, the
executive in the United States is not answerable to the Congress.
192. Counsel
for the Respondents sought to distinguish this powerful current of authority in
the US Supreme Court on two grounds. First, they argued that, as in England,
the cases proceeded on the basis that the power to inquire which was inherent
in the legislative process could not exist without the consequential power to
secure the attendance of witnesses and the production of documentary evidence.
Since that consequential power was not inherent in, or expressly conferred, on
the Oireachtas, they urged, the power of inquiry to which it was consequential
could not exist either.
193. The
divisional court was impressed by this argument: I have to say, with respect,
that I find it bafflingly illogical. If the power to inquire is pointless and
meaningless without the consequential power (and it is highly debatable whether
that is so
[5]),
the consequence should be either a finding by the courts that it exists as a
necessary consequence of the inherent power (as in England and the United
States) or the enactment of legislation conferring it (as in Ireland). To
treat it as a ground for supposing that the bare power to inquire does not
exist in the first place is, to put it mildly, mystifying.
194. The
second ground on which they sought to distinguish the United decisions was that
the jurisprudence of the Supreme Court adhered more closely to English
constitutional precedents than could ever be the case in this country.
195. That
proposition seems entirely at odds with the unequivocal statement of Miller J in
Kilbourne
that the power found its origins in the Constitution of the United States and
nowhere else. Far from there having been any subsequent disapproval of that
aspect of the decision in
Thompson,
as was somewhat faintly suggested, the later decisions, most notably
Watkins,
are even more emphatic that the power exists because it is a necessary feature
of the legislative process established by the Constitution. There is not a
scintilla of justification, in my view, for the proposition that it has been
clung to in the United States jurisprudence as one of what Professor Gwynn
Morgan (in a different context, it has to be pointed out) has described as
“the eccentric relics” of the British Constitution.
196. In
any event, I am bound to say that I find the historical argument - that this
represents some form of filial attachment to British constitutional practice
which we have long since abandoned - less than convincing. It is based, in
part at least, on the judgment of Kingsmill Moore J (sitting as a High Court
judge) in
In
re Irish Employers Mutual Insurance Association
[1955] IR 176 and of O’Dalaigh J (as he then was) in
Melling
-v- O’Mathghamhna
[1962] IR 1. In the first case, which foreshadowed the subsequent decision of
this court in
Byrne
-v Ireland
[1972] IR 241, the learned judge was concerned with a specific issue, i.e., as
to whether the royal prerogative had survived the enactment of the Constitution
so as to preserve the supposed priority of debts due to the State in insolvency
proceedings. In the course of his judgment, he referred to the passing of the
British North America Act 1867 dealing with the future government of Canada and
said
197. In
the second case, O’Dalaigh J, in considering whether a particular
criminal procedure had survived the enactment of the 1922 Constitution, said:
198. Even
if one leaves out of the equation the eminence of the two judges who arrived at
those decisions, they would evoke no dissent today and have indeed been
frequently followed and applied. However, one does not necessarily have to
accept the historical excursus of O’Dalaigh CJ with the same enthusiasm.
I would have thought that the measured cadences in which the rebellious
American offspring bade farewell to the motherland lost at least some of their
resonance during the bloody War of Independence and can hardly have been of
much comfort when the British sacked Washington during the war of 1812.
199. However,
what was of far more significance in the constitutional history of the United
States was the complete and surgical severance from the motherland reflected in
the Constitution. In stark contrast to what happened in Ireland in 1922, every
single link with the empire was broken and a republican form of government
established with an elected president as head of state and chief executive.
Radical and innovative the Irish Free State Constitution certainly was, as Kohn
recognised, but it is seriously to misread history to suppose that its framers
intended, however desirable they thought this in at least some areas, to sever
all their links with the empire.
200. That
they agreed, although only with the greatest reluctance to such features of the
1922 settlement as the Oath of Allegiance, the institution of the governor
general, the retention of the appeal to the Privy Council and the ambiguous
position of the new State in relation to its own defence and foreign policy, is
a matter of history. (The same could be said, although in an indirect fashion,
of their acceptance of the exclusion of Northern Ireland from the new
dispensation based in part on the misplaced optimism with which they regarded
the establishment of the Boundary Commission.) It is also the fact that they
took the opportunity while adopting the Westminster model of introducing some
interesting innovations in that area, such as the role of
“external” ministers and the “initiative” process, both
effectively abandoned in 1937.
201. However,
far from abandoning the Westminster parliamentary system in its entirety, they
seemed happy to perpetuate most of its features in the new political order they
were establishing, doubtless because, as Kingsmill Moore J pointed out, they
were worthy of adoption rather than because they were British, an approach in
many ways reminiscent of that of the American founding fathers.
202. The
only direct evidence put forward by in support of the submission that there was
a conscious abandonment of the committee system in 1922 is the fact that, as
pointed out by Professor Farrell in his valuable series of articles in the
Irish Jurist, a draft prepared by James Murnaghan SC (later a member of the
High Court and Supreme Court) and Alfred O’Rahilly expressly empowered
the Oireachtas to establish committees of inquiry. But the fact that this was
rejected is a remarkably slender basis for attributing to the framers of the
Constitution an intention to jettison the committee system in its entirety,
particularly when one bears in mind that less than two years after the
enactment of the Constitution they put in place provisions to enable witnesses
to give evidence on oath before such committees. The Murnaghan/O’Rahilly
draft, was in any event, to put it no more strongly, a somewhat idiosyncratic
document (although some of its proposals were adopted by De Valera in 1937)
and, as Professor Farrell makes clear, there were many factors at work in the
somewhat fraught process with led to the ultimate emergence of the Constitution
as enacted.
[6]
203. Ultimately,
of course, the English and United States decisions can be of no more than
persuasive force, but they confirm that, in the case of the two states whose
parliamentary and legal systems have had by far the greatest influence on ours,
it has repeatedly been made clear that their legislators enjoy the inherent
power to initiate inquiries of which our legislature is said to be bereft.
204. I
am satisfied that the conclusion of the divisional court that there was no
inherent power to hold inquiries of this nature, subject to the limitations
accepted by the Attorney General, was wrong in principle, and irreconcilable
with the decisions of this court in
In
Re Haughey, Goodman -v- Hamilton
and
Haughey
-v- Moriarty
.
I am fortified in arriving at that conclusion by the decisions of the United
States Supreme Court to which I have referred and I am satisfied that no
guidance whatever is to be gained from the denial by the English courts of
analogous powers as inhering in what they regarded as inferior legislative
assemblies throughout the then British empire. If I entertained any doubts on
this issue, which I do not, they would be entirely allayed by the history of
parliamentary select committees in this jurisdiction since 1922, and, in
particular, by the tacit acceptance by this court of the existence of the
inherent power in
In
Re Haughey
.
205. There
remains the argument which the divisional court did not find it necessary to
address but which was relied on in the notice to vary in this case and was also
the subject of written and oral submissions, i.e., that the inherent power to
inquire in question is constitutionally impermissible because of what is
described as “structural bias” on the part of the members of such a
committee.
206. It
is important to distinguish this argument from an entirely separate argument
which I will consider at a later stage and which related to what is alleged to
be “objective bias” on the part of specified members of the
committee in this case and, in particular, the Chairman and Deputies Howlin,
McGuinness and Shatter. It was said that comments they had made to the media
and interventions by them during the hearings of the committee demonstrated
that they had already come to conclusions on the matters which the committee
had to consider and that, in the mind of a reasonable person, this could
legitimately lead to an apprehension that they were approaching the matters
within their remit in a manner vitiated by bias.
207. The
submission I am now considering is that, even members of the Oireachtas who sat
on such a committee who demonstrated no partiality and whose participation
could not be impeached because of objective bias (stemming, for example, from
some interest, financial or otherwise, that they might have in the outcome of
the committee’s deliberations) were disqualified from so acting. It is
said that, since as legislators they owe a duty to represent their
constituents, they are constitutionally incapable of approaching the resolution
of issues such as this with the appropriate detachment.
208. I
see no reason why Dáil deputies and senators should not approach their
participation in committees of this nature with minds unclouded by pressures
from their constituents or, for that matter, from the political parties which
they represent. No doubt, there may be occasions when a deputy or senator
should, at the least, inform his or her colleagues of matters which he or she
has learned during his/her constituency work and which, in the result, might
make it difficult for him or her to approach the committee’s
deliberations with the requisite detachment or, at the very least, with the
necessary appearance of detachment. In a different sphere, judges find
themselves confronted with the same problem from time to time and it has never
been suggested, nor could it be suggested, that that, of itself and without
more, prevents them from, in general, discharging their constitutional duties
fairly and impartially.
209. Such
an argument, indeed, gives little, if any, weight to the respect for the other
organs of government which, as has been repeatedly emphasised, is an essential
feature of the separation of powers enshrined in the Constitution. Manifestly
our legislators frequently disappoint the expectations which the voters place
in them and have on occasions abused the trust which is vested in them. But,
viewing the matter from the perspective of principle, I see no reason to deny
them the benefit of the presumption established in cases such as
East
Donegal Co-operative -v- Attorney General
[1970] IR 317 that they will conduct their proceedings in accordance with the
requirements of natural and constitutional justice, even though we are
concerned here with an inherent power rather than one expressly conferred by an
Act of the Oireachtas. In any event, as was authoritatively established in
In
re Haughey
,
any departure from the requirements of those canons will be restrained and
corrected by the courts where that is necessary to protect and vindicate the
rights of the citizen.
210. I
should finally observe that it would indeed be strange if the legislators were
constitutionally debarred because of what is claimed to be “structural
bias” from embarking on such an inquiry when the Constitution itself
empowers them, not merely to initiate an inquiry, but to adjudicate (using that
expression in its proper sense) in two of the most solemn cases imaginable: the
impeachment of the President under Article 12 and the removal of judges of the
Superior Courts from office
under
Article 35.4. Counsel for the respondents did not shrink from the proposition
that, even when engaged on those momentous functions, the Constitution
envisaged that the legislators would yield to the wishes of their constituents
or answer the dictates of the party whips. I see no reason whatever to
attribute to the framers of the Constitution an acceptance that, in carrying
out the impeachment process either in the case of the President or of judges,
legislators could or would be legitimately swayed by wholly extraneous and
irrelevant factors.
211. I
should add that, while some reference was made during the course of the
arguments to Order 58 of the Dáil Standing Orders prohibiting the making
of “an utterance in the nature of being defamatory” and providing
that it “may be
prima
facie
an abuse of privilege”, I am satisfied that it has no relevance to the
issue under consideration. If the Houses of the Oireachtas enjoy an inherent
power to authorise the holding of fact finding inquiries by committees, the
findings of which may reflect on the good name of citizens, that inherent power
could not be removed by the adoption of a standing order nor does the order in
question purport to do anything of the kind. The fact that the Oireachtas has
chosen, by its standing orders, to ensure, so far as it can, that members of
the Oireachtas do not abuse the far reaching privileges conferred on them by
Article 15.13 of the Constitution is of no relevance to the issue as to whether
the Oireachtas has power to authorise inquiries of the nature under
consideration in these proceedings.
212. As
to the form of declaration which Denham J, in the judgment which she will
deliver this morning, proposes should be substituted for the declaration
granted in the High Court, it is unnecessary for me to express any opinion,
having regard to the view that I take as to the existence of the inherent power
relied on by the appellants.
213. I
would make some final observations on this issue. The choice as to which is
the more suitable machinery for conducting an inquiry into a matter of public
importance - an Oireachtas Committee or a tribunal of inquiry - in many cases
presents no difficulties. Allegations of misconduct by elected politicians
have invariably been the subject of inquiries by tribunals since the foundation
of the State, for the reasons which led to the abandonment of the select
committee form of inquiry in such cases in the post-Marconi era and the
enactment of the 1921 Act. Nor could an Oireachtas committee conceivably
represent an appropriate machinery for investigating disasters such as Whiddy
and Artane. There are also other forms of inquiry which would inevitably
involve the taking of so much evidence as to render an inquiry by an Oireachtas
Committee seriously impracticable. In addition, an inquiry which was
exclusively directed to establishing whether a particular person or persons had
committed criminal acts might well be unsuitable for an Oireachtas Committee
or, for that matter, a tribunal to undertake since, apart from any other
considerations, any public interest it might serve could be outweighed by the
possibility of subsequent criminal proceedings being prejudiced.
214. There
remain cases in which investigation by an Oireachtas committee may be perfectly
appropriate and in which it will inevitably have to find facts, if its
conclusions are to be of any value, and where, in the result, the reputations
of individuals may be affected. It may be that, in some of those cases,
meticulous adherence to the requirements of natural justice, which has been
insisted on by the courts since in
In
re Haughey,
would mean that inquiry by committee would be as expensive and cumbersome as
an inquiry by a tribunal.
215. However,
it would be unwise to assume that observance of the requirements of natural
justice is the only factor which leads to inquiry by tribunal being in some
cases a more protracted and expensive form of procedure than other forms of
inquiry, whether by an Oireachtas committee or some other machinery. Everyone
who has participated as a lawyer or judge in such tribunals knows that, with
the best will in the world, those engaged at a professional level find it
difficult to abandon an approach which is appropriate in adversarial litigation
but unsatisfactory in what is essentially an inquisitorial procedure. The
courts have also had ample experience of the significant delays which occur in
the conduct of such inquiries while the judicial review process pursues its
sometimes painfully slow and expensive course through the legal system. While
this has sometimes been the inevitable consequence of the requirement to
observe natural justice, that has not always been the case.
216. The
choice between the various methods of inquiry is not one which should be made
by the judicial arm of government. The consequences are glaringly apparent in
the emasculation, which will be the result of this decision, of the operations
of the Committee of Public Accounts. The historic function of the legislature
in the control of supply, particularly in a period of massive public
expenditure, is one of critical importance, although it may not involve any
exercise by either house of its legislative functions. To eliminate any
possibility of a fact finding inquiry by parliament in that area, because the
findings may of necessity attribute responsibility to individuals in the public
service, is a step which must give rise to serious misgivings. The result is a
disquieting, and I would hope unique, assumption of a decision in the area of
policy which should be quintessentially that of parliament itself.
217. I
am satisfied that, in the result, the challenge to the inherent power of the
Oireachtas to establish such committees, subject to the limitations accepted by
the Attorney General, fails.
219. In
addition, the divisional court granted an order of certiorari quashing the
resolution of the 12th April 2001 whereby the Committee purported to extend the
terms of reference of the Committee and whereby the Committee was purportedly
empowered, if it considered it necessary to do so, to hear evidence in
accordance with the provisions of the 1997 Act and to report to the Joint
Committee thereon and to include its findings and conclusions and
recommendations, if any.
220. In
the High Court and again in this court, the Committee challenged the
jurisdiction of the High Court to grant relief of this nature on the ground
that it dealt with matters which related exclusively to the functions of the
Houses of the Oireachtas and, under the Constitution, were not justiciable by
the courts.
221. It
should be noted that it was not submitted on behalf of the Committee, either in
the High Court or in this court that the claim as to non justiciablity extended
to the compliance or otherwise of the Committee and the Compellability
Committee with the provisions of the 1997 Act. It was also accepted that the
High Court was entitled to examine the procedures undertaken by the committee
with a view to ascertaining whether they complied with the requirements of
natural justice and fair procedures, a concession inevitably made in the light
of the decision of this court in
In re Haughey
.
222. Having
considered the relevant provisions of the Constitution and a number of
authorities in this jurisdiction and in the United States, the divisional court
came to the following conclusions:
223. The
divisional court accordingly concluded that all of the complaints made by the
respondents were justiciable and could be the subject of examination by the
court.
224. In
the High Court, the claim of the Committee that these matters were not
justiciable was supported to a limited extent by the Attorney General. As
already noted, his appeal to this court was confined to the issue of the
inherent power of the Committee to conduct the inquiry. The Committee have,
however, appealed against the findings of the divisional court in relation to
all these matters.
225. On
behalf of the Committee, it was submitted that the divisional court had erred
in supposing that the principle which rendered immune from scrutiny by the
courts the internal procedures of the Oireachtas was confined to the exercise
by it of its legislative powers or, alternatively, had no application when
parliament was purporting to deal with citizens other than its own members. It
was argued that such citizens who were affected by statements or decisions made
concerning him/her by the Oireachtas was not without means redress: his remedy,
however, lay through the political process rather than in the courts. They
cited in support of this argument the decision of Costello J in
O’Reilly
-v- Limerick Corporation
[1989] ILRM 181 and observations of Hardiman J in this court in
Sinnott-v-
Minister for Education and Science and Ors
:
(Unreported; judgment delivered 12th July 2001).
226. It
was further submitted that the divisional court were mistaken in treating
In
re Haughey
as an authority on the issue as to whether the proceedings which were sought to
be impugned in this case were justiciable, and that their approach to that case
was inconsistent with their view that it was not an authority on the question
of the inherent power, since that issue had not been raised or debated in the
case. It was suggested that the same could be said of the issue of
non-justiciability.
227. It
was further submitted that, although it had been indicated in
Goodman
-v- Hamilton
and
Haughey -v- Moriarty
,
that a resolution of either House could be reviewed in the Courts on the
grounds of impropriety or as constituting an abuse of power, such
considerations did not arise in this case.
228. It
was also submitted that the US decisions referred to in the judgment of the
divisional court, and in particular that of the Supreme Court in
Watkins,
were explicable because they raised questions of fair procedures affecting
citizens which would unquestionably be unjusticiable in this jurisdiction also.
They also cited in support of their submissions the judgment of Geoghegan J at
first instance in
Haughey
-v- Moriarty
in which he declined to admit evidence directed to showing that there was an
irregularity in the convening of the Seanad for the purposes of the resolution
under scrutiny in that case, as it seemed to him that it was not a justiciable
matter. They also cited the decisions of this court in
Slattery
-v- An Taoiseach
[1993] 1 IR 286,
O’Malley
-v- An Ceann Comhairle
[1997] 1 IR 427 and
Wireless
Dealers Association -v- Fair Trade Commission
(Unreported; judgment delivered 14th March 1956) and of the High Court of the
Irish Free State in
O’Cruadhlaocih
-v- Minister for Finance
[1934] 68 ILTR 174.
229. Counsel
on behalf of the respondents submitted that the doctrine contended for by the
Committee was expressly reflected in Article 9 of the Bill of Rights 1689,
which was consistent with the sovereignty of parliament under the unwritten
British Constitution. That provision, however, was not now and never had been
part of Irish law: the privileges of the Oireachtas are as defined in Articles
15.10, 15.12 and 15.13 and give no support to the claim advanced by the
Committee. They cited the observations of Walsh J in
Byrne
-v- Ireland
to the effect that there was no power, institution or person in the land free
of the law, save where such immunity was expressed, or provided for, in the
Constitution itself.
230. They
further submitted that decisions such as
O’Malley
-v- An Ceann Comhairle
were explicable as dealing solely with the internal processes of the Oireachtas
which did not affect citizens who were not members. It was further submitted
that where, as here, a dispute arises as to whether procedures affecting the
rights of citizens who are not members of the Oireachtas have been observed, it
is only the courts which can conclusively decide that issue, citing
observations of Walsh J in
Crotty
-v- Ireland
[1987] IR 713 at p.778.
231. Decisions
such as
Sinnott
-v Minister for Education
,
O’Reilly
-v- Minister for Education
and
T.D.
(a minor) -v- Minister for Education and Others
(Unreported; judgments delivered 17th December 2001) were distinguishable,
since they dealt with the quite different issue as to the role of the courts,
if any, in overseeing the application of resources, a matter peculiarly within
the policy making role of the executive and the Oireachtas.
232. They
also submitted that the refusal of the High Court in
Haughey
-v- Moriarty
to admit evidence relating to the convening of the Seanad for the purpose of
passing the resolutions under scrutiny was also distinguishable: the actions of
the legislature, once convened, whether they take the form of legislation or
resolutions, are subject to scrutiny by the courts, although not the procedures
employed in convening one or both of the Houses.
233. It
was further submitted that the divisional court were entirely correct in
holding that
re Haughey
was a clear authority for the proposition that the Standing Orders of the
Dáil could be scrutinised in order to ascertain whether a particular
inquiry had been authorised.
237. These
extensive immunities and privileges, denied to citizens who are not members of
the Houses of the Oireachtas, are an important feature of the parliamentary
democracy established under the Constitution. Neither these provisions,
however, nor any other provision of the Constitution expressly exempt from
scrutiny by the courts the actions of the Oireachtas or its individual members
save to the extent specified in Article 15.12 and 13.
238. That
is not to say that the courts will accept every invitation to interfere with
the conduct by the Oireachtas of its own affairs: such an approach would not be
consistent with the separation of powers enjoined by the Constitution.
Specifically, the courts have made it clear that they will not intervene in the
manner in which the House exercises its jurisdiction under Article 15.10 to
make its own rules and standing orders and to ensure freedom of debate where
the actions sought to be impugned do not affect the rights of citizens who are
not members of the House: see the decision of this court in
Slattery
-v- An Taoiseach.
It was also held by the former Supreme Court in
Wireless
Dealers’ Association -v- Fair Trade Commission
,
that the courts could not intervene in the legislative function itself: their
powers to find legislation invalid having regard to the provisions of the
Constitution arise only after the enactment of legislation by the Oireachtas,
save in the case of a reference of a Bill by the President to this court under
Article 26. Nor, in general, will the courts assume the role exclusively
assigned to the Oireachtas in the raising of taxation and the distribution of
public resources, as more recently made clear by this court in
T.
D. and Others -v- Minister for Education and Science and Others.
239. That
resolutions authorising the establishment by the executive of a tribunal of
inquiry invested with the powers specified under the 1921 Act may be
scrutinised by the courts and their legal effect conclusively resolved by the
courts is clear from the decisions in
Goodman
-v- Hamilton
and
Haughey
-v- Moriarty
.
However, it is equally clear, as Geoghegan J found at first instance in the
latter case, that the actual process by which parliament is convened for the
purpose of passing such resolution is not justiciable.
240. Different
considerations apply, however, where, as here, the Oireachtas purports to
establish a Committee empowered to inquire and make findings on matters which
may unarguably affect the good name and reputations of citizens who are not
members of either House. An examination by the courts of the manner in which
such an inquiry is established in no way trespasses on the exclusive role of
the Oireachtas in legislation. Nor does it in any way qualify or dilute the
exclusive role of the Oireachtas in regulating its own affairs.
241. Even
if there were no authority to guide this court on this issue, I would,
accordingly, be satisfied that, as a matter of principle, the divisional court
was correct in holding that these issues were justiciable. The matter, is
however, put beyond doubt, in my view, by the decision of this court in
re
Haughey
.
243. Such
a finding was plainly irreconcilable with any view on the part of the learned
Chief Justice that this was not a justiciable issue. Similarly, as the
divisional court pointed out, O’Dalaigh CJ, in another part of his
judgment, expressed the view that the committee in that case was not legally
entitled to an answer to any question which was not relevant to the proceedings
and which was not within its terms of reference. Similarly, his judgment
considered the powers granted to the Committee of Public Accounts under a
specific standing order and the validity of what purported to be a certificate
of the committee having regard to its terms of reference. I have no doubt that
the divisional court were correct in holding that the decision in
re Haughey
conclusively disposes of the claim made on behalf of the committee in the
present case that, subject to the qualifications already referred to, the
issues raised in these proceedings were not justiciable.
244. The
respondents claim that the proceedings of the Committee in general, and the
directions purportedly issued to the respondents on foot of the 1997 Act in
particular, were
ultra
vires
the powers of the committee, even assuming that it enjoyed the power to conduct
an inquiry of this nature in the first place. Their grounds for that claim can
be summarised as follows.
245.
First, they say that the order purportedly establishing the committee did no
more than require it to consider the report by the Commissioner of the Garda
Síochána and submissions received thereon and to report to the
Joint Committee thereon. Their application to the Compellability Committee,
however, it was said, treated their remit as having been extended so that they
were now empowered
246. In
addition, two amendments were purportedly made by the Joint Committee to their
order establishing the Committee. The first - that on April 12th - purportedly
amended the original order by empowering the Committee
247. This
purportedly replaced an earlier amendment of the 10th April which had given the
Committee power, if it considered it necessary to do so, to hear evidence in
accordance with the provisions of the 1997 Act.
248. The
second amendment on the 26th April purported to cure a defect in the order
establishing the Committee by substituting references to the appropriate
sub-paragraphs in the relevant Orders of Reference, i.e. (vi) in the case of
the Dáil and (v) in the case of the Seanad..
249. In
addition, it is claimed that there was no consent in writing of the
Compellability Committee at the time the directions were purportedly issued to
the respondents and that the existence of such a consent in writing was, under
the terms of the Act, a precondition to the exercise by the Committee of the
power to issue directions. It was further claimed that, in its written
submission to the Compellability Committee, the Committee had misrepresented
the position as to its powers, since it referred to the Order establishing the
Committee in terms of the amendment subsequently passed on April 12th.
Finally, it was said, that the consent itself was also defective in failing to
specify, as required by the 1997 Act, the specific functions of the Committee
to which the consent was to relate.
250. In
its judgment, the divisional court found that the task of the Committee, as
defined by the Joint Committee, was to consider the report and submissions
received thereon and to report back. It had, however, of its own motion
enlarged this into an inquiry into the Abbeylara incident itself. This, the
court held, the Committee was not entitled to do. As they put it,
251. As
to the consent, the court held that, since the existence of a consent in
writing was, under the terms of the 1997 Act, an essential precondition to the
issuing by the Committee of directions to the respondents, the fact that there
was no consent in writing in existence at the time the directions were issued
was fatal to their validity. The divisional court also found that the
purported consent in writing dated the 30th April was, in any event, defective,
since it did not specify the functions of the committee to which it related as
required by the 1997 Act. The committee also found that the application to the
Compellability Committee was defective in that it represented to the Committee
that it enjoyed powers which in fact were not conferred on it until the
amendment of the following day,
252. On
behalf of the Committee, Mr. Ryan submitted that, in considering whether the
committee had unilaterally and unlawfully extended their terms of reference,
the precise sequence of events was of importance. They had been asked by the
Joint Committee to consider, not merely the report of the Commissioner, but
also any submissions they received relating thereto and, on the 4th April,
resolutions had been passed by both Houses of the Oireachtas giving the
Committee power to send for persons, papers and records. The Committee were,
accordingly, clearly and unambiguously empowered, not merely to report to the
Joint Committee on the Commissioner’s report, but to conduct an inquiry
into the events which had given rise to it and the submissions which the
Committee had received. He said that the object of the application to the
Compellability Committee, supported by the documentation in relation to these
matters, was in order to enable the Committee, not merely to conduct the
inquiry - that they were already empowered to do - but to obtain the consent of
the Compellability Committee to the exercise by them of the powers of
compulsion conferred by the 1997 Act. All of that had been made clear to the
respondents in the letter from the chairman of the Committee conveying the
direction to each of the respondents to attend the hearing on Tuesday 24th
April and enclosing the interim report of the Joint Committee, the rules and
guidelines for committees and the memorandum of procedure and the conduct of
proceedings drawn up by the Committee. There could have been no doubt in the
minds of the respondents, he said, as to the nature of the inquiry which was
being undertaken when the public hearings began on the 24th April and that was
indeed demonstrated by the objection raised by counsel on their behalf as to
the nature of the inquiry being undertaken.
253. As
to the consent in writing by the Compellability Committee, Mr. Ryan submitted
that there was nothing in the wording of the relevant provisions of the 1997
Act to suggest that the consent had to exist in written form prior to the
issuing of directions. The requirement that its existence be evidenced in
writing in a document signed by the chairman of the Committee was no more than
an evidential requirement: the actual giving of the consent was effected by the
Compellability Committee at their meeting.
254. He
further submitted that, contrary to what had been found by the divisional
court, the consent in writing did specify the function of the committee to
which it related, i.e., the holding of an inquiry into the Abbeylara incident.
He further submitted that the committee, in its application to the
Compellability Committee for the consent, had not in any significant manner
misstated the terms of reference of the sub-committee.
255. On
behalf of the respondents, Mr. John Rogers SC submitted that the resolutions
from Dáil and Seanad Éireann of October 25th did not authorise
any inquiry at all: they merely referred the report of the Commissioner to the
Joint Committee. The resolutions of the Dáil and Seanad of April 4th
giving the Committee the power to send for persons, papers and records were
made, he pointed out, before a series of further amendments to the Order,
including the amendment of April 10th allowing the sub-committee to hear
evidence in accordance with the provisions of the 1997 Act and to make
findings. He also submitted that an analysis of the e-mails which had been
exchanged between the officials of the Oireachtas showed that they had
wrongfully given the impression that a consent in writing existed at a
particular time and, although this had been denied on affidavit by the chairman
of the committee, he had subsequently withdrawn that denial in a further
affidavit on the 23rd July 2001, i.e., after the hearing before the divisional
court had commenced.
256. As
to the jurisdiction of the Committee to conduct the inquiry, insofar as it
existed at all, he submitted that it could derive only from the resolutions of
the Dáil and Seanad dated the 25th October. They, however, did no more
than refer the Garda Commissioner’s report to the Joint Committee. Those
resolutions, if they were to provide the appropriate jurisdictional basis for
the subsequent proceedings of the Committee, would have had to define the scope
of the inquiry and accord the persons who were being summoned before the
Committee the right to determine what questions might be lawfully be asked of
them, and the extent to which, if at all, the inquiry might result in their
being the subject of adverse comments or findings. He cited in this context
the opinions of the United States Supreme Court in
Watkins
-v- United States
.
257. As
to the absence of the consent in writing, Mr. Rogers submitted that the wording
of s.3(9)(a) of the 1997 Act was unambiguous in requiring the consent to be in
writing and the document containing it to be signed by the chairman of the
committee. This had not been met in the case of the consent in these
proceedings. He also submitted that the Committee, in their application to the
Compellability Committee had clearly misstated the extent of their powers as
they existed at that date and the divisional court were correct in so holding.
He also submitted that the consent originally furnished was defective in not
complying with the precise wording of s.3(9)(b) in specifying the functions of
the Committee to which it related.
258. It
is clear beyond argument that there was a series of errors in the drafting of
the various orders and resolutions and the amendments thereto relating to the
establishment of the Committee, the setting out of its functions and terms of
reference and the application to the Compellability Committee for their consent
to the giving of directions to the respondents.
259. Officials
of the Oireachtas are not, however, alone in being fallible mortals. The
courts have long recognised that similar errors occur almost on a daily basis
in the conduct of both civil and criminal proceedings and that mistakes are not
the monopoly of any one section concerned in the judicial process: judges,
counsel, solicitors and court officials, all alike, can contribute their quota
of errors. It is partly for that reason that courts have traditionally enjoyed
extensive powers to amend pleadings and, in exercising that power of amendment,
judges have placed in the forefront of their approach the importance of seeing
that justice is done.
260. In
saying that, I would not like to be taken as being in any sense critical of
counsel for the respondents for carrying out his professional task of analysing
and relying on the various defects which have come to light in the proceedings
in the Oireachtas in this case. Nor would I be in any way critical of the
divisional court for conducting a careful and detailed review of the manner in
which the inquiry came into being. Having correctly concluded that these were
justiciable issues, they could not avoid carrying out such a review.
261. I
would also reject any suggestion that the courts, in conducting such an
inquiry, should overlook or dismiss as irrelevant procedural defects of this
nature. Moreover, since we are not concerned here with the exercise of the
judicial power of the State, a failure to comply with the appropriate
procedures cannot be excused on the ground that an over-meticulous adherence to
procedural requirements could defeat the ends of justice.
262. I
would also readily accept the submission on behalf of the respondents that they
could not lawfully be compelled to attend hearings of the committee, answer
questions put to them and expose themselves to the rigour of the criminal law
in the event of their non-compliance, where the scope of the inquiry was not
clearly laid down in the resolutions of the Oireachtas which brought it about.
As Warren CJ said in
Watkins
-v- United States
:
263. It
is, however, illuminating to compare the subject matter of that case with what
has happened here. Its subject was, of course, the notorious Un-American
Activities Committee whose authority was defined by resolution in 1938 as
follows:
264. It
is hardly surprising that Warren CJ said that it would be difficult to imagine
a less explicit authorising resolution. He also pointed out that
265. Let
us compare that with what has happened in this case. Both Houses of the
Oireachtas passed resolutions referring the report of the Garda
Commissioner
to the Joint Committee. That committee then had the power by virtue of
paragraph (2)(a)(vi) of the Dáil orders of reference and paragraph
1(a)(v) of the Seanad orders of reference to consider that report and report
thereon to both Houses of the Oireachtas. (The errors in the order appointing
the Committee, which were corrected on April 26th, could have misled no one.)
In turn, the Joint Committee was empowered by Standing Order 78A(5) of
Dáil Standing Orders
268. That
it was intended that the Committee should hear evidence in accordance with the
provisions of the 1997 Act and report to the Joint Committee was made perfectly
clear by the resolution of both Houses on the 4th April empowering the
Committee, in the historic phrase now enshrined in the 1997 Act, “to send
for persons, papers and records” and by the amendment of the 10th April,
entitling it to hear evidence in accordance with the 1997 Act and report to the
Joint Committee thereon.
269. The
Committee was thus established to inquire into a specific incident, the death
of Mr. John Carthy during the course of a Garda operation, and to report its
findings to the Joint Committee so that they in turn could report to both
Houses of the Oireachtas. Its specific and confined terms of reference could
not be in greater contrast to the wide and vague remit given to the Committee
on Un-American Activities which was the subject of
Watkins
-v- United States
and whose activities, by the time they came under judicial scrutiny some 20
years later, were, in the view of the Supreme Court, virtually outside the
control of Congress.
270. The
Committee had also specified in detail, in their application to the
Compellability Committee, the issues which they considered would arise and the
witnesses whom they intended to call. That statement of issues and the list of
witnesses were also furnished to witnesses, including the respondents. I am
satisfied that, by the time the Committee commenced its hearings the
respondents and their legal advisors were fully aware of the issues with which
the inquiry was proposing to deal and, indeed, from the outset strenuously
contested the right of the Committee to conduct the inquiry into those issues.
271. As
to the challenge to the issue of the directions by the Committee on the ground
that the consent in writing of the Compellability Committee was not in
existence at the date they were given, which was upheld by the divisional
court, I agree with the analysis carried out by Murphy J of this matter in his
judgment and with the conclusion at which he has arrived. I am also satisfied
that, while the application to the Compellability Committee undoubtedly was in
error in referring to the order establishing the committee as including the
amendment which was not actually effected until 12th April, there is not the
slightest reason to suppose that the Compellability Committee would have been
misled to any significant degree by this mistake.
272. I
am also satisfied that the consent in writing was not defective, as held by the
divisional court in failing to relate to “specified functions” of a
particular Committee. The consent was stated to be for the express purpose of
permitting the Committee to inquire into the Abbeylara incident and to address
such possible conflict of facts as in their opinion arose directly or
indirectly from oral or documentary evidence. That, in summary form, was a
specific function of the Committee and I am not clear, with respect, how the
conclusion was drawn that there was “no reference to the functions of the
[Committee]” in the written consent.
273. I
am, accordingly, satisfied that the directions issued by the Committee to the
respondents and the proceedings of the Committee, until such time as they were
halted by the present proceedings, were not
ultra
vires
the powers of the Oireachtas.
274. It
has already been pointed out that the chairman and two members of the
Committee, Deputy Marian McGuinness and Deputy Alan Shatter appeared on
television or radio to discuss the inquiry: the chairman, indeed took part in a
television discussion on the day the Committee began its hearings. In
addition, members of the Committee gave regular briefings to the media.
275. It
is in the nature of politics that its practitioners will participate constantly
in discussions in the print or electronic media on the issues of the day.
However, even when one makes every allowance for that indisputable fact, one
would also expect them to refrain from commenting on sensitive matters upon
which they may subsequently, as members of an Oireachtas committee, find
themselves reaching opinions and conclusions which may seriously affect the
reputations of citizens who are not in any way engaged in the political
process. It is unfortunate that, in the case of the present inquiry, some at
least of the Committee failed to observe that obvious precaution. That,
however, was not the ground on which, in the present case, the divisional court
reached the conclusion that fair procedures had not been observed by the
Committee. That finding was essentially related to the procedure adopted by
the Committee in relation to the cross-examination of witnesses.
276. Nor,
as I understood the submissions advanced on behalf of the respondents, did they
contend that the proceedings of the subcommittee were, in the result, fatally
affected by the existence of objective bias on the part of some of its members,
i.e., circumstances which would give rise to a reasonable apprehension that the
respondents would not have a fair hearing from an impartial body. It is to be
observed, in this context, that, however inappropriate the conduct of the
members in question may be judged to be, they did not go so far as to express
concluded opinions on the issues of fact which the committee would be
considering. Moreover, while one could understand that the respondents would
be concerned by the tone and thrust of some of the interventions by members of
the committee, particularly Deputies Howlin and Shatter, during the course of
the hearings, it has to be pointed out that litigants, and their legal
representatives, may also infer, sometimes entirely erroneously, from
interventions made by persons who, unlike the committee, are engaged in quasi
judicial hearings - and, one would also have to add that such interventions are
not unknown in the case of judges - that a particular conclusion had already
been reached.
277. For
those reasons, the respondents did not rely on the existence of objective bias
as such: they did, however, undoubtedly urge that, in considering whether fair
procedures had been adopted by the committee, the divisional court, and this
court, should bear in mind the legitimate concerns of the respondents as to the
manner in which at least some of the members of the committee appeared to be
approaching their task. It is to those procedures that I now turn.
278. Section
13 of the 1997 Act provided for the drawing up of rules and the issuing of
guidelines relating to the conduct of proceedings, and to the procedure
generally, of committees of the Oireachtas and required such committees, so far
as reasonably practicable, to conduct their proceedings and perform their
functions in accordance with any such rules and guidelines. Such rules and
guidelines were adopted by the appropriate sub-committees in 1999 in relation
to the proceedings of committees,
280. In
the present case, the Committee issued an memorandum of the procedures it
proposed to adopt. Paragraph 10(d) said
284. It
was also made clear in the schedule of witnesses that the cross-examination
would not take place until the ninth day of the hearings, which day would also
have to accommodate the closing submissions of the parties. Day 10 was
allocated for further evidence and “conclusions”.
285. The
divisional court found that the deferment in general of all cross-examination
to the end of the hearing, which was then to be conducted only with leave of
the committee, was an impermissible dilution and negation of the guarantees of
fair procedures in the conduct of such inquiries identified by this court in
In
re Haughey.
They also said that, even if this inquiry was being conducted by a tribunal
presided over by a judge, the erosion of the
re
Haughey
guarantees would not be tolerated and a parliamentary committee could not be in
any better position.
286. On
behalf of the Committee, Mr. Clarke said that the divisional court had paid
insufficient regard to the fact that in a number of cases the total spectrum of
the rights identified in
In
re Haughey
would not necessarily be available to a person simply because he or she is
required to give evidence, citing observations by Murphy J in this court in
Lawlor
-v- Flood
[1999] 3 IR 107. Unlike the situation that had arisen in
In
re Haughey
,
where a specific charge in relation to the application of public funds had been
made by a Garda officer against the plaintiff, no charge in this case was made
against any member of the Gardaí. He further submitted that the
constitutional right of a person against whom a particular charge was being
made to cross-examine the witnesses whose evidence was said to support that
charge did not extend to an immediate right to cross-examine the witness after
he/she had made his or her statement to the committee. The Committee was
entitled to adopt a certain flexibility in its procedures and indeed, if it
thought it appropriate, to withhold the right to cross-examine in any case
where it was not necessary to protect the good name or reputation of any person.
287. On
behalf of the respondents, Mr. O’Donnell submitted that the procedures
adopted by the Committee in the present case were entirely at variance with the
approach adopted by this court in
In
re Haughey.
It was a truism of advocacy that the deferment of cross-examination while
other witnesses gave evidence afforded significant advantages to the witness
concerned. The impact of the cross-examination was necessarily blunted by its
being deferred in that manner and, in addition, the witness could well derive
an advantage from hearing the evidence of other witnesses before his/her turn
for cross-examination arrived. Nor was there any justification for the right
which the Committee apparently reserved to itself of denying any
cross-examination in the case of particular witnesses.
288. In
that case, as in this case, the violation had not occurred at the time of the
proceedings and it may not occur in this case. However, in my view, no citizen
whose good name may be affected by the proceedings of a committee of this
nature and who is required by legal process to attend and give evidence before
it can be constitutionally denied in advance the right to cross-examine those
whose evidence might so affect his rights. The Committee, in this case, have
not expressly denied to the respondents or their counsel the right to
cross-examine witnesses, but they have undoubtedly reserved the right to
subject it to drastic constraints which, in my view, are seriously at variance
with the nature of the right as identified in
re
Haughey
.
289. I
would accept that it is reasonable for a committee such as this to adopt a
certain flexibility in this area and that it may be reasonable not to afford a
right of cross examination to a person whose good name or reputation would not
appear to be affected by any conclusion the committee might reach on a
particular issue. It was, however, in my view, not permissible for the
committee to adopt a procedure which meant that cross-examination in respect of
crucial matters would be deferred until after other witnesses had given
evidence, a practice which would serious erode the value of cross-examination
as it has been traditionally understood. Moreover, while the committee might
have found themselves, in practice, unable to adhere to the remarkably limited
time they were affording counsel for both the next of kin and the respondent to
cross-examine and make submissions, the adoption by them of so apparently rigid
a time schedule was, again, inconsistent with the constitutional protection
which should have been afforded in accordance with
In Re Haughey
.
290. I
would, accordingly, uphold the finding of the divisional court insofar as it
found that the right to fair procedures had not been upheld by the committee.
291. In
the result, I would allow the appeal and substitute for the order of the High
Court an order dismissing the respondents’ claims for the various reliefs
sought by them by way of judicial review, other than the declaration at
paragraph 5 of the order. I would also dismiss the application to vary brought
by the respondents.
292. This
is an appeal by the respondents/appellants, hereinafter referred to as the
Committee, Alan Shatter, T.D. Ireland and the Attorney General, against a
decision and order of a Divisional Court of the High Court (Morris P., and
Carroll and Kelly JJ.) delivered on the 23rd November, 2001. The
applicants/respondents, hereinafter referred to as the Gardaí, served a
notice to vary the said decision of the High Court.
293. The
facts of this case have been set out very fully in the judgment of the Chief
Justice. Such short references to facts as there are in this judgment are
included as a necessary part of the analysis and decision.
294. On
this appeal a number of specific issues arose for decision. However, the
primary issue in the appeal is as to the power of the members of the
Dáil and Seanad to conduct a public inquiry of the type in issue. On
that issue being decided against the appeal no other issues arise for decision.
However, I have added an opinion on s. 3 Committees of the Houses of the
Oireachtas (Compellability, Privileges and Immunities of Witnesses) Act, 1997
‘consent’; and on the issue of bias. The core issue on this appeal
is the query as to whether the Houses of the Oireachtas, members of the
Dáil and/or Seanad, acting through a committee, have the power to
conduct a public inquiry of the type in issue.
296. Against
that order Ireland, the Attorney General, the Committee and Alan Shatter T.D.
have appealed on the ground,
inter
alia
,
that the High Court erred in law in holding that it was
ultra
vires
the powers of the Houses of the Oireachtas to conduct a public inquiry with the
aid of the power of the State and conducted by members of the Oireachtas under
the aegis of the Houses of the Oireachtas and with the authority thereof liable
to result in findings of fact or expressions of opinion adverse to the good
name, reputation and/or livelihoods of persons not members of such Houses.
Consequently, in issue is the source, nature and scope of the power of the
members of the Oireachtas to conduct such a public inquiry.
297. The
nature of the inquiry in issue was described by the High Court. I summarise
their findings. On the 19th/20th day of April, 2000, an incident occurred in
Abbeylara, County Longford, during which Mr. John Carthy was shot dead by a
garda or gardaí. Chief Superintendent Culligan submitted a report to
the Garda Commissioner on the 28th June, 2000. The Garda Commissioner reported
to the Minister for Justice, Equality and Law Reform. The Minister placed the
report before Parliament which referred it to a Joint Committee of both Houses.
The Joint Committee considered it and submitted it to both Houses. The report
was published. Submissions were invited and received by the Joint Committee.
On the 8th of March, 2001 the Joint Committee purported to establish a
sub-committee. It is that reference and the work of that sub-committee which
is the subject of this judicial review. The High Court held that it was quite
clear that the sub-committee perceived its task as being one requiring it to
enquire into the Abbeylara incident and related matters and to address possible
conflicts of fact as in the opinion of the sub-committee arose directly or
indirectly from oral or documentary evidence. Those findings, if considered
appropriate, could include a finding of the unlawful killing of Mr. Carthy by
an identifiable garda or gardaí. The gardaí have been compelled
to attend and give evidence. A failure to attend and comply could have the
consequences set out in the Committees of the Houses of the Oireachtas
(Compellability, Privileges and Immunities of Witnesses) Act, 1997. In these
circumstances the sub-committee saw itself as having an adjudicative function,
that it was entitled to make findings on the evidence tendered before it. All
of the applicants are members of the Garda Síochána who have been
directed to attend before the sub-committee in order to give evidence to it.
Amongst the applicants are the officers who shot Mr. Carthy. The considerations
of this committee may give rise to findings of fact or to conclusions which
could adversely affect or impugn the good name of any person, including the
gardaí. The Committee could conclude that an unlawful killing took
place by an identifiable garda or gardaí.
298. The
Constitution of Ireland, 1937 gives many explicit powers to the Dáil and
Seanad. For example, Article 15.2.1
o
vests the sole and exclusive power of making laws for the State in the
Oireachtas, Article 15.6 vests the exclusive right to raise and maintain
military or armed forces in the Oireachtas. Article 15.10 provides that:
302. There
being no explicit grant in the Constitution to members of the Oireachtas of
such a power to conduct an inquiry such as is in issue, the next issue to
consider is whether there is an implied power to hold such an inquiry. It was
not submitted that such an implied power exists. No literal interpretation of
the words of the Constitution can show power being granted for such a
committee. Nor can such power be inferred from a purposive interpretation of
the words of the Constitution. I am satisfied that the words of the
Constitution of Ireland, 1937 do not give rise to an implied power to members
of the Dáil and/or Seanad to conduct a public inquiry of the type in
issue in this case.
303. The
Attorney General, the Committee and Alan Shatter T.D. submitted that a
committee of members of the Dáil and/or Seanad have inherent power to
conduct an inquiry such as is in issue. The kernel of this case is whether
members of the Dáil and/or Seanad in committee have inherent power to
conduct an inquiry of the type in issue.
305. I
adopt this definition. The question then is whether the power to conduct a
public inquiry such as is in issue in this case is fixed, situated or contained
in, or is existing in, members of the Houses as an essential or permanent
characteristic, attribute or quality, or as a right, power or function under
the Constitution of Ireland, 1937. Therefore it is necessary to consider
whether the right to hold such an inquiry is an essential element of the Irish
representative body, whether it is intrinsic, necessary or vested as a right or
privilege. The Constitution of Ireland, 1937 must be analysed to see whether
this inherent power claimed lies in the basic law.
306. Reference
was made and reliance was placed by counsel on behalf of the Committee and by
the Attorney General on the constitutional law of England and Wales and of the
United States of America. They drew analogies between those constitutions and
the Constitution of Ireland.
307. The
parliament of Westminster and its powers are the product of history. The
Mother of Parliaments developed after a struggle between the Monarchs of
England and the Commons, which culminated in a transfer of power from the
monarch to the parliament. The sovereignty of parliament was established. The
characteristics of this English parliament were described in
Law
of the Constitution by A.V. Dicey
,
fifth edition, 1897, p. 83-86 as being:
308. A
consequence of British history, which gave rise to the sovereignty of
parliament, was to invest Parliament with considerable inherent powers. This
has been described in case law, for example, in
Gosset
v Howard
[1847] 116 ER 158. Parke B. delivered the judgment of the court. The House of
Commons having ordered that the plaintiff attend the House he refused to obey.
To compel his attendance at the Bar of the House to be questioned it was
ordered and resolved by the House that the plaintiff should be sent for and
brought before the House in the custody of the Serjeant at Arms and that the
Speaker should issue his warrant accordingly. The Speaker issued his warrant
which recited,
inter
alia
,
that the House of Commons having that day ordered that the plaintiff should be
sent for in the custody of the Serjeant at Arms he required and authorised the
Serjeant at Arms, to take into custody the body of the plaintiff. Parke B.
said, at p. 172:
309. Parke
B. went on to draw an analogy between the House of Commons and the Superior
Courts in Westminster Hall. He stated, at p. 174:
311. I
have quoted this case at some length because the judgment describes the nature
and powers of Parliament at Westminster. The Mother of Parliaments was the
Great Inquisitor of the Nation, had inherent powers of compellability of
witnesses to the Bar of the Parliament, and the means of enforcing that power.
It is clear from
Gossett
that the English Exchequer Chamber treated the House of Commons as a court of
the realm, a Superior Court, and applied the law accordingly.
312. The
above description of the British Constitution illustrates the significant
difference between the British Constitution and the Irish Constitution.
Consider first Dicey’s analysis. None of the three characteristics Dicey
described of the British Constitution apply to the Irish Constitution. Thus,
in contrast to the British Constitution, (a) there are laws that the Oireachtas
cannot change - the Constitution of Ireland; (b) there is a marked and clear
distinction between laws which are constitutional (the Constitution) and laws
which are not, and (c) the Supreme Court may pronounce void an enactment of the
Oireachtas.
313. The
Dáil is not a court of the Nation. There is no concept of it being the
Great Inquisitor of the Nation. Indeed it was not submitted that the
Dáil has the inherent power to take persons into custody and bring them
to the Dáil Chamber.
314. The
historical root of the House of Commons is as a Superior Court of the Nation.
That root goes back hundreds of years - to the mists of antiquity. The
Dáil is not a Superior Court of Ireland. The Irish Constitution is a
modern constitution which includes principles such as the separation of powers.
Consequently, the analogy of the Mother of Parliaments is not apt in analysing
the parliament in Dublin.
315. The
legislative committee system such as is in issue in this case was not expressly
established in the Constitution of the United States of America. It was
construed as being an inherent part of the Constitution of the United States by
the courts of the United States of America. In so construing their
Constitution it is clear that it was done with a vision that the American
Constitution continued and incorporated concepts from the Mother of Parliaments
in Westminster.
316. The
Constitution of the United States of America was written in a different
historical context and at a different time to that of the Irish Free State.
Also, there was a desire, as in Canada, to proceed with a constitution with
many similarities to that of Westminster. The Canadian situation was noted by
Kingsmill Moore J. in
In
Re Irish Employers Mutual Insurance Association Limited
[1955] IR 176. At pp. 223-224, Kingsmill Moore J. contrasted the Canadian
situation in the nineteenth century, where there was desire evidenced to
proceed with a constitution similar in principle to that of the United Kingdom,
in contrast to that of the Irish Free State. He stated:
317. Very
different was the historical background of the Saorstát Éireann
Constitution. It arose out of an armed revolt against British rule and the
terms of a Treaty to put an end to hostilities. Of those who enacted it nearly
all had been engaged in the revolt in one way or another and many had actually
borne arms. There is not the slightest reason to suppose that ‘with a
view to the perpetuation of the connection with the Mother Country’ they
desired ‘to follow the model of the British Constitution so far as
circumstances permit’. The admitted reproduction in the Constitution of
many of the features of the British Constitution is more properly attributable
partially to a genuine appreciation of the inherent excellence of those
features, partially to the fact that the Constitution had much of the nature of
a compromise between British and Irish views.”
318. That
the Irish and British constitutions had significant differences was also
referred to by Ó’Dálaigh C.J. in
Melling
v. O Mathghamhna and the Attorney General
[1962] IR 1. Further, he referred to the difference also between Ireland and
the United States of America stating, at p. 46:
319. Not
only was the historical context different, and the time different (by
centuries), but also the concept of ‘legislative power’ was
different. The words ‘legislative power’ is not a precise term.
As was stated by
Landis:
Constitutional Limitations on the Congressional Power of Investigation
(1926) Harv. Law Review Vol. XL 153 at p. 156:
323. The
use of legislative committees was described by Clark J. in (his dissenting
opinion in)
Watkins
v. United States
(1957) 354 U.S. 178 at p. 219:
324. In
this historical context the courts of the United States have given a very broad
definition of the concept of legislative power. But this interpretation is
built upon another constitution which had inherent powers of inquiry in the
legislature and inherent powers of compellability of witnesses to the
legislature. Thus, the legislative committee of inquiry approach of the U.S.A.
is grounded in its constitution, which has roots in the Westminster model. As
already noted the Westminster Constitution is not similar to the Irish
Constitution.
325. The
congressional and Senate committee system as established in Washington has no
resonance in the establishment of the Irish Dáil and Seanad. The
historical context was different, the times were different, the political basis
for the State was different. Consequently, the model of the parliament in
Washington and its legislative committee system is not persuasive in
interpreting the Irish Constitution.
326. The
Attorney General, the Committee and Alan Shatter T.D., placed emphasis on the
concept of legislative power and cited cases, largely from the United States,
to ground the submission that legislative power included the establishment of a
committee such as is in issue.
327. However,
legislative power is not a technical term. It is a term to be interpreted in
the context of the Constitution of Ireland. Whereas all the parliaments
considered have power to establish committees relevant to their work the
adjudicative nature of the committee in issue, in relation to a specific
incident, with serious consequences to individuals, places it apart from the
mainstream.
328. It
is noteworthy that such a committee was not explicitly or implicitly written
into the Irish Constitution. Also, that it was not a system utilised by the
legislature previously. Also, that previously other tools were used, e.g.
tribunals of inquiry under the Tribunals of Inquiry Act, 1921 as amended.
Also, that it was only in recent times, 1997, that the Committees of the Houses
of the Oireachtas (Compellability, Privileges and Immunities of Witnesses) Act,
1997 was passed into law. These latter matters contrast to the situation in
Westminster and Washington.
329. The
Irish Constitution, both in 1922 and 1937, had the benefit of modern
constitutional concepts and people with a vision of a new Irish State. There
is no reason to assume that the privileges and powers of the House of Commons
would naturally be an incident of the representative assembly in Ireland.
Indeed there is evidence to the contrary.
330. The
issue of parliamentary committees arose during the creation of the State of
Ireland. Efforts to establish a parliamentary committee system of government
in Ireland between 1919-1922 were unsuccessful. Counsel referred the court to
A
Note on the Dáil Constitution
,
1919, Brian Farrell, Irish Jurist [1969] 127. At p. 134 he stated:
331. For
the Government, the acting President, Arthur Griffith pointed out that the
motion meant a complete revolution of the Constitution of Dáil
Éireann. It meant taking away the responsibility of the Ministers and
placing it in the hands of Committees and the sentiments were echoed by Eoin
MacNeill who said it was a very revolutionary proposal and he did not believe
that the country would approve of it.
332. Whatever
about the country, certainly the Dáil was not ready for any experiments
in the field of parliamentary institutions. MacNeill’s amendment that
the motion be postponed for twelve months was carried on a division by 33 votes
to 1.”
333. Counsel
also referred the court to
B.
Farrell, The Drafting of the Irish Constitution (1970) I.R.
JUR 115-140: 344-356, (1971) I.R. JUR 112-135: 345-359.
334. It
is incontrovertible that the committee established to draw up an Irish
constitution looked far wider than the British model. Hugh Kennedy, a member
of the committee and later the first Chief Justice of the Irish Free State
(1924-1932), made this clear. In his foreword to
Leo
Kohn, The Constitution of the Irish Free State,
Kennedy C.J. stated, of Leo Kohn:
335. Here
is the key to the issue. The fact that the Irish Constitution was something
different from that of England and the Dominions. The fact that it derived
from “another line of thought”.
336. In
the Articles of the Constitution of the Irish Free State which established and
described the parliament no reference was made to parliamentary committees of
inquiry. Nor is there any reference to parliamentary committees of inquiry by
the Dáil and/or Seanad established under the Constitution of Ireland,
1937. Therefore it is a matter of construing and interpreting the Constitution
of Ireland, 1937 to determine whether such committees are an inherent part of
the Irish constitutional system of government.
337. The
Constitution of Ireland, 1937 did not establish a structure of government, or a
system of parliament, modelled on Westminster. Indeed differences which
existed under the Constitution of the Irish Free State, 1922 were expanded in
the Constitution of Ireland, 1937. For example, the concept of parliamentary
sovereignty was not established. The Superior Courts were given the power of
judicial review. The power of the people was given to three great organs of
State (the legislature, the executive and the judiciary) and divided between
them with checks and balances established on the powers so distributed.
Construing the Constitution to determine whether such an inherent power exists
necessarily involves analysis to see if such a power would be consistent with
the Constitution as a whole.
338. Emphasis
was placed by counsel for the Committee and by the Attorney General on cases of
the United States. For, as has been referred to previously in this judgment,
the Supreme Court of the United States of America was requested to determine
whether there was an inherent power under the Constitution of the United States
of America for their members of parliament, Congress and the Senate, to hold
Committees of Inquiry and the extent of their powers. However, there are
significant differences between Irish constitutional law and that of the United
States of America. In Ireland there are no inherent compellability powers in
the Houses of the Oireachtas under the Constitution. The powers that exist
were established by statute. There has not been a history of such inquiries by
the members of the Houses of Parliament. These factors reflect the true nature
of the Houses of Parliament in Ireland and are in contrast to parliaments in
Westminster and Washington.
339. Committees
are a part of legislative government. However, they have not until now
included the type of inquiry in issue, the adjudicative inquiry of fact, of a
specific incident, involving individual culpability, of named or identifiable
individuals, in relation to an unlawful killing, such as is issue in this case.
Since 1921 the type of inquiry in issue has been undertaken usually by a
tribunal established under the Tribunals of Inquiry Act, 1921, as amended.
This reflects the nature of the legislature established in Ireland and the
prior history of committees of inquiry over the previous few hundred years. It
leaves to the parliament the power to initiate inquiries but the machinery
which has been established envisages the inquiry being held outside parliament.
In
Goodman
International v. Hamilton
[1992] IR 542 at pp. 597-598 Hederman J. described the situation:
340. It
has not been argued that the inherent power of the Dáil and Seanad
enable them to compel non-members, witnesses, to attend and to take steps
accordingly. The powers of compelling the attendance of witnesses described in
Gossett
have not been assumed in Ireland. Such powers exist by Statute law. This is
of fundamental importance in analysing the powers of the Dáil and
Seanad. It highlights the difference between the parliament at Westminster and
that in Dublin. The parliament in Westminster has these powers inherently -
from its roots as a court of that nation. The root of the Dáil and
Seanad is entirely different.
342. The
Constitution of Ireland gives explicit protection to a person’s good
name. Article 40.3.2
o
states:
343. This
right of a citizen and duty of the State was not a feature of the Constitution
in England and Wales in early times nor is it an Article of the Constitution of
the United States of America. It is an illustration of “another line of
thought”, of “something different”.
344. Taken
with other fundamental rights protected under the Constitution it illustrates
the human rights foundation in this basic law. The rights protected include
not only good name but also rights of due process, fair procedures. The
Constitution of Ireland, 1937 is a modern constitution. In 1937 it had a
prescient vision of many matters which would be relevant in constitutional law
in the latter part of the 20th century. While it was enacted prior to the
International Declaration of Human Rights and the European Convention of Human
Rights it had already placed human rights as a cornerstone of the Irish State.
345. As
already indicated the Constitution specifically incorporates the right to good
name. In neither the United States of America nor the United Kingdom was such
a right expressly guaranteed. While this is not the pivotal point of my
judgment it is a factor of importance in considering the constitutional
machinery for an adjudicative inquiry of the type in issue.
346. It
was submitted that a number of statutory provisions necessarily implied the
existence of an inherent power to conduct the type of inquiry proposed. I have
had the opportunity of reading the judgments about to be delivered by Hardiman
J. and Geoghegan J. and I am in agreement with their analysis of this
submission. I am satisfied that no inherent power exists, by reason of
necessary implication from statutes, to conduct the type of inquiry in issue.
347. Judges
have a duty to uphold the Constitution: Article 34.5.1
o.
In addition the Superior Courts may judicially review legislation to determine
its constitutionality. These are grave duties and responsibilities of judges.
348. In
exercising these duties and responsibilities it is often necessary to balance
and harmonise conflicting constitutional rights. This requires careful
judicial judgment. It may require the exercise of judicial discretion to
achieve a just and proportionate determination. When a court is protecting
constitutional rights it has specific duties and responsibilities under the
Constitution. These duties and responsibilities are exercised by a court using
power which has come from the people and which has been designated by the
Constitution to be exercised by the courts. This duty and responsibility are
to be carefully guarded by a court for the protection of the Constitution and
constitutional rights.
349.
In
construing the Constitution and protecting rights the courts do not have a role
in legislating or writing a constitution. In this case the Attorney General,
Counsel for the committee, and Mr. Shatter T.D. are asking this court to make a
decision which would involve considerable judicial activism. They request that
the court construe the Constitution so as to find an inherent power for the
Houses of the Oireachtas to establish a committee system of legislative
government to empower an inquiry of the type in issue. The court is requested
to describe and proscribe the boundaries of this alleged inherent power. This
is a request to make law. Without shirking the duty and responsibility of
upholding the Constitution and the laws it is necessary to ensure that such a
decision does not exceed the jurisdiction of the court. It is my view that it
would not be constitutional to make such a judgment. Such a decision should be
made elsewhere, either by the legislature or by the people. In my opinion to
decide that a power as submitted for the Committee is inherent in the
Constitution would be either to draft a constitutional amendment or to
legislate. To establish such a legislative committee of inquiry is a matter
for the people in a referendum or the legislature in legislation, and is not a
matter for the court. It is a matter neither explicitly nor implicitly in the
Constitution. It is a power contrary to the roots laid down in 1922 and grown
in 1937. It is not an inherent power in the Constitution of Ireland, 1937.
350. Whether
such a power in the Houses of the Oireachtas is a good thing or a bad thing is
a policy issue to be determined by the legislature or by the people. Whether
the people’s representatives in the national legislature should undertake
inquiries such as in issue is a policy matter to be determined in another
forum. It is a policy matter to be decided by the representatives of the
people in a legal frame. It is a policy matter which has to be decided in
light of the Constitution of Ireland.
351. A
cornerstone of the Irish legal system is the Rule of Law. This legal principle
has three components, being: (a) everyone is subject to the law, (b) the law
must be public and precise, and, (c) the law must be enforced by some
independent body, principally the court system: D.G. Morgan,
Constitutional
Law of Ireland
(Round Hall Press, 1990). All three components are important, the second is of
particular relevance to the issues in this case. Thus, the law must be public
and precise. A reason for this component of the Rule of Law is that the law
should be ascertainable and predictable. That is clearly not the situation in
this case.
352. Counsel
pointed out that it was only in relation to the last issue that the parties
disagreed. As
353. Whilst
the issue is simple it is fundamental and goes to the root of the nature of our
constitutional government. The Rule of Law applies in Ireland as a principle
fundamental to constitutional justice. It requires public and precise law.
There is no public law - either in the Constitution or legislation - enabling
such an inquiry as is in issue in this case. Consequently, the issue as to
whether such law is precise does not even arise for consideration. It would be
in breach of the Rule of Law to allow the appeal. To allow the appeal would be
to legislate, to have the courts write the law on such committees and their
boundaries. That role is for the Oireachtas - to legislate in accordance with
the Constitution.
354. There
is not an explicit, implicit or inherent power for the members of the
Oireachtas to establish committees of inquiry of the type in issue. However,
the legislature has authority in conjunction with the Minister, pursuant to the
Tribunals of Inquiries Act, 1921, as amended, to initiate a tribunal of
inquiry. The choice is a matter for the legislature. This type of inquiry was
commonly used in the 1920s when the Constitution was emerging. It was the
vehicle of choice for such inquiries. It remains available and in use.
355. The
powers of the Oireachtas in the State are evolving. In 1937 the Oireachtas had
the sole and exclusive power of making laws for the State. No other
legislative authority had powers to make laws for the State: Article 15.2
Constitution of Ireland. However, that is no longer the situation. The
decision that Ireland join the European Union has had a profound effect, not
least on the legislature. Many laws for Ireland today come from the European
Union through Regulations and Directives. The changing nature of legislation
has given rise to issues of a democratic deficit:
Meagher
v. Minister for Agriculture
[1994] IR 329, at pp. 366-368 and
Maher
v. Minister for Agriculture
[2001] 2 ILRM 481. This query of a democratic deficit in relation to
legislative principles and policies is a kernel issue in legislative governance
of Ireland. It is an issue relating to the making of laws for the State and
consequently at the core of the legislature’s branch of power. It may
require development of committees within the Houses of the Oireachtas.
However, that issue contrasts sharply with the type of adjudicative inquiry at
issue in this case.
356. There
is no express power in the Constitution of Ireland enabling a Committee of
members of the Dáil and/or Seanad as members of the Houses of the
Oireachtas hold an inquiry such as is in issue. There is no implied power in
the Constitution of Ireland permitting such an inquiry on such issues. The
Attorney General, the Committee and Alan Shatter T.D. have submitted that the
members of the Dáil and/or Seanad, that the Houses of the Oireachtas,
have inherent power to hold such an inquiry. Analogies were drawn with the
parliament at Westminster. However, that analogy must fail as the concept
relied upon - Westminster Parliament with its root as the Grand Inquisitor of
the Nation - a court - is contrary to the Constitution established in Ireland.
Reliance was placed also on the analogy of the representative body in the
United States of America, and that system of legislative committees. However,
it is clear from precedent and academic analysis that the committee system in
Washington was influenced by a vision of continuing in America a Westminster
style of parliament. Consequently, just as the parliament at Westminster is
not a model for the Irish parliament, so too does the Washington model fail to
be persuasive.
357. In
the final analysis it is a matter of construing the Constitution of Ireland:
the document by which the people gave powers to a variety of institutions. The
court is asked to find inherent power in the Constitution for the members of
the Dáil and/or Seanad, the Houses of the Oireachtas, to hold inquiries
of the type in issue. This is a request for a considerable degree of judicial
activism. I am satisfied that such an approach and interpretation is contrary
to the fundamental concepts of the Irish Constitution, there being no evidence
or context for such a power, indeed the words of the Constitution, and its
background, are quite to the contrary.
358. As
the first Chief Justice of Ireland, Kennedy C.J. wrote in the foreword to Leo
Kohn, The Constitution of the Irish Free State:
359. The
Constitution of the Irish Free State, 1922 was a step on a different road,
which journey was continued by the Constitution of Ireland, 1937. These Irish
constitutional instruments were, in many respects, different from those of
England and other colonies and dominions. Another line of thought developed in
Ireland. While retaining the Common Law System, Ireland wished to establish an
Irish legal order. There was no reality in returning to the ancient Irish
Brehon Law. A modern constitution was required. Thus in 1937 principles and
theories such as the principle of the separation of powers, fundamental rights,
including the right to a good name and fair procedures, were continued, and
expanded, powers were given to the executive and the legislature and the
courts, which were given the duty of guarding the Constitution. A new
constitutional basis for the State was laid. The constitutional government
established was not a mirror image of that in London or Washington.
360. These
steps of 1922 and 1937 were taken on a journey on a road then less travelled by
other countries with a common law legal system. Ireland took the road
361. Ireland
took the road less travelled in 1937. It was a decision in advance of its
time. It presaged a move toward modern constitutions. The Constitution of
Ireland, 1937 was prescient of European Constitutions and international
instruments to follow. In 1937 the Constitution of Ireland protected
fundamental rights, fair procedures and gave to the Supreme Court a role as
guardian of the Constitution. A decade later, after World War II, the United
Nations Charter and the Universal Declaration of Human Rights were brought into
being and in Europe the European Convention on Human Rights followed. Over the
succeeding decades of the twentieth century, courts, through judicial review,
have sought to protect human rights. Developments in Europe have heralded
changes in England and Wales also. In the home of the Mother of Parliaments
the Human Rights Act, 1998 has been passed. And, while the courts of England
and Wales were not given the full judicial review role as recognised in the
United States of America and established in Ireland in 1937, the courts of
England and Wales have been given power to declare Acts of Parliament
incompatible with the convention: s. 4(1)(2) of the Human Rights Act, 1998.
While the Constitution of England and Wales is changing, powers still reflect
the historical roots - for example, the House of Lords retains legislative and
judicial power. However, the protection of human rights and the role of the
courts have become more similar to that in Ireland under the Constitution of
Ireland. The fundamental principles of the Constitution outlined by Dicey in
the nineteenth century are changing in the twenty first century, in the England
and Wales of the European Union and the Human Rights Act, 1998.
362. Under
the Constitution of Ireland, 1937 power was given to the three great organs of
State. Legislative power was given to the Oireachtas. It has neither
explicit, implicit nor inherent powers to conduct the type of inquiry in issue.
However, it could initiate a tribunal of inquiry under the Tribunals of Inquiry
Act, 1921 as amended. The issue of specific future legislation establishing a
statutory inquiry or a committee of inquiry is not before this court. As the
law stands the Houses of the Oireachtas do not have inherent power to hold the
type of adjudicative inquiry in issue.
363. Members
of the Oireachtas may function by way of committees. Such committees may
differ in nature. The work of a committee may go to the essence of the role of
the legislature in relation to legislation. In such work there may be
references to individuals. Such references may be a necessary part of the work
of the committee. A constitutional balance has to be obtained and fair
procedures applied. However, if it is wished to hold an adjudicative inquiry
of the type in issue in this case, there should be a legal basis for such an
inquiry. None exists under the Constitution or the law.
364. While
this issue does not now require to be decided, there was considerable legal
argument as to the consent necessary for the purpose of issuing directions
under the Committees of the Houses of the Oireachtas (Compellability,
Privileges and Immunities of Witnesses) Act, 1997 and it might be useful to
give an opinion. The said Act made provision regarding compellability,
privileges and immunities of witnesses before committees of the Houses of the
Oireactas. Section 3 of the Act provided power to committees to obtain
evidence. The consent required is described in s. 3(9). Section 3(9) states:
365. The
words are plain. They require that a consent of the appropriate subcommittee
shall be in writing. The words are clear. It is a mandatory requirement. The
consent is required to be in writing. There is no provision for an oral
consent. Further, s. 3(9) is precise in requiring that the document
containing the consent shall be signed by the chairman of the subcommittee or
by another member of the subcommittee duly authorised in that behalf by such
chairman. Thus, not only is the consent to be in writing but it is required to
be in a document signed by a specified person.
366. I
am satisfied that a valid consent under this section must be in writing in a
document as specified. An oral consent, or a consent not yet in document form
as specified, is not a consent for the purposes of s.3(9) of the Act.
367. While
this issue also does not require to be decided, there was considerable legal
argument on the matter of bias in relation to such a committee and it might be
useful to express an opinion. The issue of subjective and objective bias has
been the subject of previous decisions:
O’Neill
v Beaumont Hospital Board
[1990] ILRM 419;
Dublin
Wellwoman Centre Ltd. v Ireland
[1995] 1 ILRM 408;
Bula
Limited and Ors. v Tara Mines Ltd.
Unreported, Supreme Court, 3rd July, 2000;
Webb
v The Queen
(1994) 181 C.L.R. 41.
368. In
this case the inquiry was not the administration of justice but an inquiry of
the nature described. However, fair procedures are required. While there was
some discussion of ‘structural’ bias I am satisfied that the issue
of bias relates to two aspects - subjective and objective. Subjective bias
means actual bias and clearly no committee member who has subjective bias may
participate in such an inquiry. Objective bias is a matter which also is a
component of fair procedures. Thus a committee member in such an inquiry as is
in issue may not sit if in all the circumstances a reasonable person would have
a reasonable apprehension of bias, an apprehension that the committee member
might not bring an impartial and unprejudiced mind to the hearing. This would
refer to considerations relating to matters prior to the establishment of the
committee and during the hearings of the committee. Thus, indications of a
view being held by a committee member whilst the hearing is proceeding would be
contrary to the concept of fairness.
369. The
Constitution gives no explicit power to the members of the Houses of the
Oireachtas to hold an inquiry such as is in issue in this case. Nor does the
Constitution imply such a power. Further, the members of the Houses of the
Oireachtas do not have inherent power to hold such an inquiry. I would not
allow the appeal. However, I consider that the form of declaration granted by
the Divisional Court is too wide. The relief should relate only to the inquiry
in issue. I would propose the following two orders. I would grant a
declaration that the conducting by the Joint Oireachtas Sub-Committee of an
inquiry into the fatal shooting at Abbeylara on the 20th day of April, 2000
capable of leading to adverse findings of fact and conclusions (including a
finding of unlawful killing) as to the personal culpability of an individual
not a member of the Oireachtas so as to impugn his or her good name is
ultra
vires
in that the holding of such an inquiry is not within the inherent powers of the
Houses of the Oireachtas. Also, I would grant an Order of
Certiorari
quashing the directions to the applicants requiring them to attend before the
Abbeylara sub-committee there to give evidence and to produce documents in
their possession. In view of these proposed orders it is unnecessary to make
any further order including any order in relation to the notice to vary.
370. As
the complex history of this matter has been clearly set out in the judgment of
the Chief Justice no purpose would be served by my engaging in the same task.
Nor will it be necessary for me to analyse the numerous decisions to which the
Chief Justice and my other colleagues have referred in the course of their
judgments. As far as possible I will confine my judgment to an identification
of what appear to be the essential issues raised in this appeal and to express
my conclusions thereon.
371. In
my opinion the declaration sought by the respondents and granted by the
divisional court was ambiguous. The ambiguity arises, in part at any rate,
from the varying nature of different types of inquiry and the characteristics
or powers which they possess. However, inquiries, whether conducted by a
committee of the Oireachtas or by a tribunal appointed by it, have or may have
three features, namely, first, the gathering of information from individuals,
secondly, the power to compel persons to attend at and give evidence to the
inquiry and, thirdly, the right or duty to “make findings”.
372. The
respondents argued, and the divisional court accepted, that subcommittees of
the Oireachtas did not have an inherent or implicit power to conduct inquiries
exercising those three powers.
373. In
my view that issue should be approached by reference to duties and powers
expressly or impliedly conferred upon the Oireachtas by the Constitution or
positive law. An historical approach to the problem provides only very limited
assistance. Whatever the historical background to the Constitution, or the
terms of any international agreement which preceded it, Bunreacht na
hÉireann explicitly recognises that the Constitution was adopted,
enacted and given to the people of Ireland by the people of Ireland. There is
no question of the Oireachtas or any other organ of State acquiring rights,
powers or duties by assignment or devolution from the parliament in
Westminster. All sovereign powers vested in the people of Ireland and the
extent to which they conferred those powers or any part of them on any organ of
State can be determined only by identifying the powers so expressly or
impliedly conferred.
374. In
pursuance of the power most obviously granted to it (by Article 15(2) of the
Constitution) the Oireachtas enacted the Committees of the Houses of the
Oireachtas (Compellability, Privileges and Immunities of Witnesses) Act, 1997.
It is beyond debate that a committee appointed by either house of the
Oireachtas, or jointly by both houses of the Oireachtas, or a subcommittee of
such a committee, may compel the attendance before it of any person required by
the committee to give evidence and to produce any document in his or her
possession subject to certain consents being obtained. The constitutionality
of the Act of 1997 has not been challenged and, indeed, Counsel on behalf of
the respondent gardaí accepted that there was no basis on which such a
challenge might be made.
375. It
is of course agreed that elected representatives should take every opportunity
to inform and advise themselves on all matters relevant to their wide-ranging
duties as law makers in addition to informing themselves as to the needs,
interests and concerns of their constituents. The information required by
TD’s will range from the international, technical and detailed to the
parochial, popular (or unpopular) and general. The great Library of Congress
in Washington is a monument to the information required by diligent
legislators.
376. Thus
the right of members of the Oireachtas, whether individually or collectively,
to obtain information is implicit in the Constitution and the right, in certain
circumstances, to compel members of the public to provide such information
under oath is expressly conferred by statute. The real concern, as I see it,
relates to the power or duty of a subcommittee of the Oireachtas “to make
a finding of fact”.
377. In
the oft quoted words of O’Dálaigh CJ (taken from the
State
(Quinn) .v. Ryan
[1965] IR 70 at 122):-
378. The
Oireachtas must have as ample powers to perform its functions as the courts
have to fulfil theirs. However extensive the powers of either organ may be
they are necessarily subject to this qualification: they cannot trespass on
the monopoly constitutionally given to the other. The Oireachtas cannot usurp
the functions of the Courts (see
Buckley & Ors (Sinn Féin) .v. Attorney General & Anor
[1950] IR 67). Nor can any other person or body exercise the judicial function
which the Constitution exclusively vested in the Judiciary (see
In
re O’Farrell & Anor
[1960] IR 239). Similarly the courts have no jurisdiction to substitute for
impugned legislation a form of enactment which it considers desirable or to
indicate to the Oireachtas the appropriate form of enactment which should be
substituted for the condemned legislation (see
Somjee
.v. The Minister for Justice & the Attorney General
[1981] ILRM 324 and
MacMathúna
.v. Ireland & Anor
[1995] 1 IR 484. The legislature cannot confer on itself or any other person
or body a power or duty, in whatever terms expressed, which would amount to the
exercise of the judicial function. On the other hand confusion may arise from
the fact that the legislature can confer a power, and multiplicity of persons
and bodies may assume, functions which are required to be exercised in a
judicial manner. What constitutes the administration of justice so as to
preclude its exercise by anyone other than the courts established under the
Constitution does not admit of a test which can be easily and confidently
applied (see
Kennedy
.v. Hearne
[1988] IR 481). However, an essential feature of a judicial adjudication is
that the decision, view or opinion of the adjudicator is determinative of an
issue arising in the matter. The opinions and views of other persons and
bodies may indeed have, whether directly or indirectly, far-reaching effects
because of the standing of the person or body by whom they are given or made
but they are merely opinions or views: not determinations. The reports issued
or to be issued by the numerous tribunals set up under the 1921 Act though
generally, if not invariably, presided over by a judge of the Superior Courts
do not decide the issues submitted to them for consideration and the ultimate
report, however distinguished its author, and however comprehensive the
research undertaken by him, necessarily leaves it open to the parties, or any
person who may be involved, to have their rights in respect of that issue
determined by the Courts established under the Constitution. To that extent it
is properly said that the reports and decisions of the most august, but non
judicial bodies, are
“legally
sterile”.
If, for example, the Committee of Public Accounts continued with the inquiry
which, on the 1st of December 1970, Dáil Éireann had directed it
to undertake, and upheld the contention of Chief Superintendent John P Fleming
to the effect that Mr Padraig Haughey was guilty of a criminal offence, that
conclusion would not have enable the committee, or indeed any court of law, to
impose any penalty by reference to that finding or conclusion. On the other
hand, as the case of
In
re Haughey
[1971] IR 217 so clearly demonstrates, an investigation by a non judicial body
through incapable of imposing any penalty or sanction, can inflict very serious
damage to the character and reputation of witnesses called before it. To avoid
that injustice, and vindicate the constitutional right of the citizen to his
good name, the
Haughey
case and numerous cases decided thereafter, have set out the procedures to
which “an accused” witness is entitled to vindicate his
constitutional rights.
379. There
is then a level of decision making or fact-finding which, though non
determinative, has the capacity to be very damaging indeed. It is that factor
which requires in this (and other) jurisdictions that such conclusions be based
upon material in respect of which the person exposed to injury has an
opportunity to comment. This was recognised clearly in the UK in
In
re Pergamon Press Ltd
[1971] Ch 388 and, indeed, in
In
re Haughey
(above) itself. A relatively common example of the problem, and the steps
required to overcome it, is to be found in the
State
(Shannon Atlantic Fisheries Ltd) .v. McPolin & Ors
[1976] IR 93. In that case the defendant had been appointed under the Merchant
Shipping Act, 1894, to conduct an inquiry into the circumstances in which a
fishing vessel had been wrecked off the Galway coast and report his findings to
the minister concerned. In his report the inspector stated that the vessel
concerned was sent to sea in an unsafe condition by reason of under-manning.
The owners of the vessel protested against the conclusions contained in the
preliminary inquiry on the grounds that they had not been heard in relation
thereto. The report was set aside on the grounds that the inquiry was not
conducted in accordance with the principles of natural justice notwithstanding
the fact that the report itself had no adverse consequences for the owners of
the vessel.
380. There
is an intermediate situation in which the report of an inquiry may have an
operative effect over and above the aspersions cast upon the character of any
person identified in the course of the inquiry and yet fall short of a judicial
determination. Inquiries by employers as to the conduct of their employees are
an example of where this problem arises and how it may be resolved. In
Glover
.v. BLN Ltd
[1973] IR 388 the board of directors of the defendant company were required to
conduct an inquiry to ascertain whether the plaintiff/employee was in breach of
his contract with them. An adverse finding arrived at in accordance with the
requirements of natural justice would result in the dismissal of a plaintiff.
Again, and more dramatically, in
O’Neill
.v. Beaumont Hospital Board
[1990] ILRM 419 the board of Beaumont hospital, which was composed of fifteen
part-time members appointed by the Minister for Health, had to inquire into the
performance of his professional duties by a consultant paediatric neurosurgeon
during the course of his probationary employment so as to enable the Board to
certify whether his services had, or had not been, satisfactory. Only a
favourable decision would have resulted in the permanent employment of the
plaintiff by the defendants. It was the nature of the contract between the
plaintiff and the defendants which permitted and required the Board to carry
out that inquiry and reach its decision - in accordance with the requirements
of natural justice - on the matter in issue. As the committee was composed of
a very representative group of business and professional people, as well as
housewives, and indeed politicians, it was obvious that they would have very
serious problems in conducting the highly technical inquiry which was involved
and reaching an opinion which could have very far-reaching effects for a young
professional man.
381. In
my view the making of decisions, the reaching of conclusions or the finding of
facts, however designated, is a common and unavoidable function of everyday
life. If it involves a determination of the rights of parties it may well be a
matter which the courts alone can decide. In every other walk of life the only
other requirement is that the adjudication, if impinging upon the reputation or
character of any party, must involve the application of the principles of
natural justice. I would readily infer that the Oireachtas had power to confer
on a subcommittee a power to make findings of fact in the sense that those
findings represented the views of the committee or a majority of them on any
matter which might be in controversy. The fact that the findings might of
themselves have serious repercussions, or that the publication thereof might
cause damage to the reputation of witnesses or other members of the public, is
regrettable but unavoidable. This contingency is adequately provided for by
the well established requirement that any such witness must be afforded such
protection as the circumstances require extending if necessary to what is
described as “the full panoply of the Haughey rights”. I accept
therefore that a subcommittee of the Oireachtas may be empowered to gather
information, compel witnesses to attend before it and to make findings of fact
on any issue properly raised before it. More particularly I am satisfied that
such power can be exercised without the enactment of further legislation. It
is not challenged by the gardaí - respondents that a right to conduct an
inquiry challenged in these proceedings could be validly taken or conferred by
legislation enacted in that behalf.
382. There
are, however, limits beyond which such inquiries may not extend. There may be
difficulties in defining those limitations. However, even greater will be the
practical difficulties for a committee composed of democratically elected
politicians in conducting any inquiry in accordance with the fair procedures
which may be required to protect the constitutional rights of persons giving
evidence to the inquiry or who may be referred to in any report issued by it.
As the essential function of members of the Oireachtas is to enact new
legislation, or review existing laws, the investigation of matters which may
impinge on those tasks is potentially within their remit. It may be less
difficult and more helpful to identify the scope of the inquiries which a
subcommittee may not conduct. It is inconceivable that a committee of the
Oireachtas could interest itself in the exercise by individual citizens of
their private rights. What would be even more disturbing would be an inquiry -
whether conducted by a committee of the Oireachtas or a tribunal set up under
the 1921 Act - to carry out a criminal investigation. Whilst a proper
investigation or inquiry into a matter of public concern might, incidentally,
impinge upon conduct of a criminal nature, it is clear it would be difficult,
if not impossible, to reconcile proceedings in the nature of a public hearing
by a grand jury with the right to a trial of criminal charges in due course of
law guaranteed by the Constitution. Certainly evidence obtained from a witness
under compulsion of law could not be used against him in any subsequent
criminal charge. The Abbeylara Inquiry is no such investigation. The issues
identified by the subcommittee in the “Statement of Issues and List of
Witnesses” would appear be entirely appropriate for investigation by a
subcommittee of the Oireachtas. Of the thirty issues identified I would
classify twenty-four as concerning matters relating generally to the conduct
and activities of the gardaí, the Department of Justice, coroners
inquests, licensing of firearms, training and similar matters. Issues which
were specific to the Abbeylara affair include four concerning the medical
health and treatment of the late John Carthy and two concerning the conduct of
the gardaí in the course of the incident. Some of the submissions to
the subcommittee would suggest that questions could be raised as to the tactics
of the gardaí in relation to disconnecting television or supplying or
failing to supply cigarettes but the most fundamental of the specific issues
will be obviously the shooting dead of the late John Carthy. Clearly a
question would arise as to the correctness of the finding or opinion of Chief
Superintendent Culligan that the shooting was necessary to protect the lives of
gardaí. From the submissions it would appear that this view would be
challenged, first, on the basis that it was unnecessary to fire any shot, or
alternatively, that the fourth shot was unnecessary and unjustified as John
Carthy had been disabled by the third or earlier shots and no longer posed a
threat to the nearby gardaí. The death of John Carthy is the matter of
deepest concern to his distressed friends and relatives. It is a matter of
universal concern that any human being - particularly a young man who was
mentally unstable - should meet his death in this tragic fashion. However it
does seem that the general thrust of this inquiry concerns a broader picture in
relation to structures or procedures which could and might be regulated by
legislation to ensure that any incident comparable to the Abbeylara affair
should be dealt with in the most efficient, competent and humane manner
consistent with the protection of the lives and liberty of all citizens.
383. In
recent years there have been numerous and repeated applications to the Courts
for the judicial review of the decisions of tribunals set up under the 1921 Act
- what are usually called the “Judicial Inquiries”. It is
constantly alleged that these inquiries do not afford to witnesses the
requisite degree of fair procedures to protect their constitutional rights.
Indeed very real problems do exist in extending fair procedures, which were
developed under the adversarial judicial system, to an inquisitorial system.
Evolving jurisprudence may have assisted in resolving some of these problems
but the difficulties faced by a judge, whose profession and career gives him
both security of tenure and a particular expertise, would be multiplied several
fold for a committee consisting of elected politicians who do not have that
security and may not have that expertise. The tradition of the judiciary is
properly one of reticence: the business of the politician is one of
communication. The very nature of the duties performed by a politician involve
discussion on matters which are of interest to them and their constituents.
Such discussion must give rise - as it has already done in the present case -
to difficult questions of perceived bias. It would seem to me that fair
procedures would virtually preclude a politician from discussing any aspect of
an inquiry in which it was involved until the matter had been concluded.
Whether the television interviews granted by some members of the subcommittee
in the present case would disqualify them from further participation is a
matter on which the divisional court has not expressed any view and accordingly
is not before this court for determination. It is, however, obviously one of
many matters which is likely to give rise to problems in the conduct of an
inquiry by a committee consisting of elected politicians.
384. Of
the procedural or technical difficulties which arose in the setting up of the
committee the most significant related to the issue as to whether the requisite
statutory consent had been obtained.
385. This
much is agreed. At the date on which the subcommittee first gave or purported
to give directions pursuant to
s.3
of the 1997 Act the subcommittee did have the approval of the Compellability
Committee to give those directions. It is equally clear that such consent was
not in writing, less still a writing signed by the chairman of the subcommittee
or any other member of the subcommittee authorised by such chairman as required
by
s.3
subsection 9(a) of the Act of 1997.
386. The
question is whether the consent of the Compellability Committee to the
purported directions must exist in the written form prescribed by subsection 9
before the subcommittee can validly exercise any such direction.
387. In
addition to the form of the document, paragraph (b) of subsection 9 prescribes
that the consent shall relate to specified functions of the subcommittee
concerned and goes on to provide that the consent may relate to a variety of
directions or persons
“as may be specified in the consent”.
That potential for complexity may be an additional reason for the legislature
expressly requiring the consent to be in writing.
388. However
the primary purpose - or so it would appear to me - of requiring the document
to be in writing, is the statutory evidential value conferred on it by
paragraph (c) of subsection 9. That paragraph provides that a document
purporting to comply with Section 3 subsection 9 shall
“unless
the contrary is shown, be evidence of the consent .....”.
389. It
was argued on behalf of the subcommittee that the consent of the Compellability
Committee became operative - at least for some purposes - as soon as it was
given. It was pointed out that the Oireachtas could have provided - if they
had intended otherwise - in
s.3
(1) that the subcommittee could give directions provided that they had the
prior consent
in
writing
of the appropriate subcommittee. To this the Respondents reply that the
consent referred to in
s.3(1)
is by virtue of subsection (9)(a) required to be in writing so that the
inclusion of the words
“in writing”
in
s.3(1)
would be tautologous.
390. The
1997 Act has not given the word
“consent”
an artificial meaning. It must therefore be understood in its ordinary sense
as permission or approval. There is no doubt - and the Respondents would not
dispute - that if and when the Compellability Committee unanimously approved
the application of the subcommittee that they thereby gave their
“consent”
to that application.
391. When
the Oireachtas required that the consent should be reduced to writing it did
not change the nature of the consent but did make a statutory requirement as to
the form in which it should be recorded.
392. Counsel
on behalf of the Appellants drew attention to the distinction between a spoken
order of the Court and the document in which it is recorded. That such a
distinction exists is elementary. One can have an order or a consent and it
can be recorded and may be required to be recorded in a particular form or with
particular solemnity. On the other hand one cannot gainsay the fact that the
order in the case of the Court, or the consent in the case of the
Compellability Committee, was made or given before it was reduced to writing.
393. One
could draw a very clear distinction between form and substance by referring to
the Bills of Exchange Act which in
s.3
defines a bill of exchange as:-
394. The
same definition extends to a cheque save that the order is drawn on a bank.
Undoubtedly one could give directions to a bank orally to make payments out of
an account to a specified person and, if the bank was satisfied to act on oral
instructions this might well be an effective direction, but that direction
would not be a bill of exchange or a cheque as it was not in writing.
395. There
is nothing in the 1997 Act which changes the inherent nature of the consent
actually given by the Compellability Committee. Indeed in the very nature of a
committee the decision must be made in the first place orally then subsequently
reduced to writing. There is necessarily a two stage process - a consent and a
reduction to writing. However, it seems to me that subsection 9 of
s.3
gives even stronger support to the Appellants. It certainly establishes that
the purpose of reducing the consent to writing is to create a document which
will be prima facie authority for the committee to which it is given. What is
specific in the subsection is that the writing is prima facie evidence of the
consent. If it is prima facie evidence of the consent then the writing itself
is not the consent but merely confirmation that the consent was indeed given.
That seems to me recognition of the fact that the material consideration is the
availability of consent and the purpose of the document in writing is to prove
- where it may be necessary to do so - that the consent does exist. But that
is only a matter of proof. Consent either does or does not exist. In my view
the consent did in fact exist at the time in which the subcommittee purported
to give directions in reliance upon it.
396. I
believe, therefore, the Oireachtas does have the requisite power to set up the
subcommittee to conduct the proposed inquiry. I do anticipate immense
practical difficulties in conducting such an inquiry in accordance with the
requirements of natural justice and fair procedures. However, that defect is
not inherent in the nature of the inquiry itself and it would be premature to
express any opinion at this stage as to whether the difficulties which I
foresee will be overcome. I would allow the appeal in its entirety.
397. This
is an appeal from the judgment and order of a divisional court of the High
Court in proceedings in which the Applicants/Respondents (hereafter
Respondents) successfully challenged the establishment and conduct of a
parliamentary inquiry by a joint sub-committee of the Oireachtas known as the "
sub-committee
on the Abbeylara incident
"
hereafter
'the
sub-committee'.
At
the time of the commencement of these proceedings the inquiry being conducted
by the sub-committee concerned the circumstances and events which occurred at
Abbeylara, Co. Longford on 19th and 20th April, 2000 which culminated in Mr.
John Carthy, who was armed with a shotgun, being shot dead by the Garda
Síochána. All of the Respondents are members of the Garda
Síochána who had been required to attend before the sub-committee
for the purpose of giving evidence concerning these matters, some of whom were
directly involved in the events including the member who shot Mr. Carthy.
398. The
sub-committee was formed by a joint committee of the Oireachtas known as the
"Oireachtas
Joint Committee on Justice, Equality, Defence and Women's Rights"
hereafter
'
The
Joint Committee'.
All of the Appellants, with the exception of the last two, are members of
the Joint Committee, the first seven of whom are also members of the
sub-committee.
399. The
issues in the appeal are concerned with each of the declarations or orders made
by the Divisional Court. These were as follows:-
400. The
sequences of events and facts concerning the establishment of the
sub-committee, the procedures which it adopted and followed in proceeding with
its inquiry as well as the submissions and arguments of the parties have been
helpfully set out in detail in the judgment of the Chief Justice.
401. As
is reflected in the various orders made by the Divisional Court the Respondents
relied to a significant extent on the contention that there were procedural
defects and a want of fair procedures in the establishment and conduct of the
inquiry by the sub-committee which were fatal to its legal status and its power
to proceed further with the inquiry. However, there is a much more
fundamental issue raised in these proceedings which concerns the contention of
the Respondents that the Oireachtas had no power, deriving from the
Constitution or statute, to establish a committee to conduct an inquiry of the
nature which the sub-committee was conducting in this case. The Respondents
succeeded on this point also in the High Court which is reflected in paragraph
1 above of the order of the Divisional Court. The Appellants for their part,
in appealing against the findings and order of the High Court, contend that the
power of the Oireachtas to establish a committee to conduct such an inquiry is
an inherent power deriving from the constitutional role and functions of the
Oireachtas as the National Parliament established by the Constitution.
402. It
is not in issue that the Houses of the Oireachtas have the right to inform
themselves on matters relevant to their parliamentary functions and to conduct,
or authorise committees of the Oireachtas to conduct, inquiries for that
purpose. What the Respondents have objected to is the extent or ambit of the
powers of the sub-committee in this case. It is submitted that in so far as
the sub-committee has considered itself entitled to make findings of fact or
express opinions adverse to the good name, reputation and/or livelihood of
persons not members of either House of the Oireachtas the establishment of the
committee is
ultra
vires
the power of the Oireachtas to do so.
403. Before
considering whether the powers being exercised by the sub-committee are powers
which are inherent to the Oireachtas I think it is important first of all to
examine the nature of the inquiry being conducted by the sub-committee in this
case, having regard to the powers which it is seeking to exercise.
404. Leaving
aside for the present any issue as to whether the powers conferred on the
sub-committee were properly so conferred the actual powers conferred or which
the committee purported to exercise are not really an issue. On the question
of inherent jurisdiction the issue between the parties focuses on the
consequences which flow from the conferring of such powers on the
sub-committee. Thus the powers which were conferred or which it was
purported to confer, on the sub-committee included the following:-
405. I
do not think it is necessary for present purposes to describe in detail the
source of these powers since these are set out comprehensively in the judgment
of the Divisional Court. In summary the powers were conferred on the
committee by virtue of the Order of the Joint Committee establishing it and in
particular sub-paragraph (e) of that Order, the resolution of both Houses of
the Oireachtas of 4th April, 2001 granting it power to sent for persons, papers
and records and the amendment to its terms of reference made by the Joint
Committee on 12th April, 2001. The sub-committee applied to the
Compellability Committee pursuant to section 3 of the Committees of the Houses
of the Oireachtas (Compellability, Privilege and Immunities of Witnesses) Act,
1997 for the grant of a consent to the sub-committee to give directions and
exercise compellability powers. In doing so it applied expressly pursuant to
Rule 14 of the Rules and Guidelines for Committees in relation to the conduct
of proceedings
"which
may give rise to findings of fact or conclusions which could adversely affect
or impugn the good name of any person".
In that application the sub-committee expressly referred to its work as one
which would
"include
making such findings of fact as are necessary to enable the sub-committee to
reach conclusions and make recommendations."
The consent which was ultimately granted by the Compellability Committee
stated,
inter
alia
,
that such consent was granted
"for
the express purpose of permitting the sub-committee on the Abbeylara incident
to inquire into the said incident and related matters and to address such
possible conflicts of fact as, in the opinion of the sub-committee on the
Abbeylara incident, arise directly or indirectly from oral or documentary
evidence;
".
406. Although
I have not set out in complete detail all the powers of the sub- committee the
foregoing are the core powers which the committee exercises for the purpose of
conducting its inquiry and drawing up its final report. I think it is also
relevant to note that according to the Order establishing the sub-committee it
reports to the Joint Committee which established it. Pursuant to section
13(2) of the 1997 Act the Joint Committee would be under a duty to, "
in
so far as is reasonably practicable, conduct its proceedings and perform its
functions in accordance with any rules and guidelines ..."
made under subsection 1 of section 13. In July 1999 rules and guidelines
were adopted pursuant to subsection 1. Rule 13 of those guidelines provides
that where a committee receives a report from a sub-committee which it
appointed it may accept, reject or refer back the report. In case the
committee accepts the report the rule acknowledges the power of the committee
to add recommendations and in this regard expressly provides "
provided
that, in accepting a report, the committee may add to it in so far as the
additions constitute recommendations arising from facts found or opinions
expressed in the report".
It
would appear, therefore, that the Joint Committee would be bound by any facts
found or opinions expressed in the report of the sub-committee for the purposes
of making any further recommendations of its own.
407. I
would recall at this point some of the issues which the committee itself states
that it intends to address in the inquiry. These are set out in the
Statement of Issues submitted by the sub-committee to the Compellability
Committee in its application for a consent pursuant to section 3 of the 1997
Act. It is described as a preliminary list of issues and not intended to be
exhaustive. The Chief Justice has referred to the statement of issues in
some detail and they include such issues as "
the
effectiveness/appropriateness/reasonableness of the Garda operation"
;
the amount of force used, the possible use of
"less
than lethal
weapon"
and the statement makes specific reference to general findings of fact and
conclusions as well as recommendations for the future.
408. What
emerges from the foregoing is that a sub-committee of the Oireachtas has great
and comprehensive powers to require citizens, who are not members of the
Oireachtas, but whose actions or knowledge of facts are deemed by the committee
to be relevant to the subject matter of their inquiry, to appear before it in
public session, to answer to the sub-committee and to answer any allegations,
however grave, made against them concerning their personal conduct. Persons
called to attend are free to make such allegations of a grave nature against
any other person with complete immunity, subject only to control by the
sub-committee.
409. Moreover,
the scope for an Oireachtas committee to make findings of fact or reached
conclusions on any issue of fact or matter involving the culpability or
reputation and good name of a citizen affected by the inquiry appears to be
unlimited, and certainly appears to have been treated as so by the
sub-committee in this case, once those matters fall within the ambit of the
inquiry being conducted.
410. This
is exemplified by the assertion of counsel for the sub-committee before the
High Court and repeated before this Court that it would be entitled to make a
finding of "
unlawful
killing"
on the part of an individual member of the Garda Síochána.
411. As
Mr. Justice Hardiman points out in his judgment this would in effect mean that
the sub-committee could arrive at a conclusion that the individual garda member
who fired the fatal shot which killed the late Mr. John Carthy had committed an
unlawful homicide. If such a conclusion were reached it would, to put it no
higher, be the formal opinion or conclusion of the committee albeit without any
effect in law as to his legal culpability for any offence. I will give
further consideration to the implications of this kind of finding later.
412. For
the moment it is sufficient to note that a common thread in the case made on
behalf of the Appellants is that once a committee of the Oireachtas has been
duly established to inquire into any matter of public importance (and is, in
the submission of the Attorney General, doing so for a purpose connected with
the constitutional role of the Oireachtas) it may reach any finding or
conclusion, to be published formally as part of its report, that a citizen has
committed the gravest of wrongdoings.
413. Of
course the Appellants have contended in these proceedings that all these
powers, including those entitling an Oireachtas committee to make findings of
fact or at least reach conclusions, are necessary and inherent in the
Oireachtas if it is to properly fulfil its constitutionally conferred
functions. The Respondents for their part state that they have no objections
to an inquiry having powers of this nature provided it was an inquiry which was
independent of the political process such as a Tribunal of Inquiry established
under the Tribunals of Inquiry Act, 1921 as amended. The objections of the
Respondents to an Oireachtas committee having such wide ranging powers focuses,
in this context, on the fact that members of the Oireachtas have a day to day
political role and the absence of any express power in the Constitution
conferring on them powers to make individual citizens answerable to them to
that extent and in that manner. One of the central contentions on the part
of the Respondents is that the exercise of such powers may affect the
constitutional rights of individual citizens, in particular their right to a
good name, and that the Oireachtas, through such committees, has no power to
compromise or injure such rights in the absence of any express power in the
Constitution. The Appellants on the other hand, and in particular the
Attorney General, as part of their submissions have submitted that the findings
or conclusions of a committee of inquiry of the Oireachtas are no more than
expressions of opinion and do not determine legal rights or obligations.
414. Counsel
for the Attorney General emphasised that the views of any parliamentary
committee have no legal effect and constitute no more than the opinions of the
committee members about the facts examined by them. The other Appellants
concurred in this approach. It was submitted that the opinions or
conclusions of a parliamentary committee are sterile of legal effect and do not
involve the determination of any rights or liabilities of individuals.
415. It
is common case that the conduct of a parliamentary inquiry of the nature in
issue here does not constitute an 'administration of justice' within the
meaning of Article 34 of the Constitution no more than does a Tribunal of
Inquiry established under the 1921 Act. The Attorney General took issue with
the conclusions of the High Court in its judgment that the potential
factfinding aspect of a parliamentary committee's powers constituted an
'adjudication'. Counsel for the Attorney General drew attention to the
distinction drawn by Hamilton C.J. in
Haughey
v. Moriarty
[1999] 3 IR 1 between 'trial and adjudication' on the one hand and 'inquiry' on
the other. Counsel also relied on dicta of Hederman J. and McCarthy J. in
their respective judgments in
Goodman
(No. 2) v. Hamilton
[1992] 2 IR 542 when they distinguished 'trial and adjudication' and inquiry.
It was submitted that the learned High Court judges erred in law to the extent
that they relied on the concept of "
adjudication"
as characterising the process of inquiry and the reaching of conclusions which
is carried out by a parliamentary committee of inquiry. In support of its
submission along the same lines counsel for the committee relied on the
statement of Murphy J. in
Lawlor
v. Flood
[1999] 3 I.R. 107 concerning the nature of the findings of a statutory
Tribunal, "
it
must be remembered that the report of the Tribunal while it may be critical and
highly critical of the conduct of a person or persons who give evidence before
it is not determinative of their rights. The report is not even a stage in a
process by which such rights are determined. The conclusions of the Tribunal
will not be evidence either conclusive or prima facie of the facts found by the
Tribunal."
416. In
one sense I agree with the submissions made on behalf of the Appellants in this
regard. If "
adjudication"
is used in the sense that it means a judicial act which can only be validly
performed by judges it is not a correct term to characterise the functions
exercised by a parliamentary committee of inquiry or indeed the powers
exercised by a Tribunal of Inquiry as the authorities cited demonstrate. Nor
would it be a correct characterisation if it were intended to mean that legal
rights of parties or as between parties were determined with legal effect.
417. I
am not satisfied however that the Divisional Court of the High Court used the
term adjudication in either of the foregoing senses when it referred to the
adjudicative functions of the sub-committee. I am unable to interpret the
High Court judgment as meaning that the findings of fact or conclusions or
opinions of the sub-committee were to be treated as if they had a binding
effect similar to a judicial act. In that judgment it used phrases such as "
this
power of adjudication"
,
"
issues
of fact requiring adjudication"
,
"
adjudicative
jurisdiction of the type which is sought to be exercised here"
,
"
inherent
power of the type contended for"
.
In using the terms adjudication or adjudicative I think the High Court was
doing no more than referring to the substance of the powers which the
sub-committee actually seeks to assert and use and was not treating or
characterising them as having legal effect or capable of determining their
legal rights as such. If the term adjudication has in its primary sense
judicial connotations it seems to me that it was used in the High Court in a
secondary sense as referring to the power of the sub-committee, when faced with
a conflict of fact, to adopt or accept certain facts as being correct and
making findings accordingly.
418. In
any case whatever the merits of the argument concerning the use of the term
adjudication the fact remains that the case made by the Respondents in the High
Court and in this Court is based on the
de
facto
powers which the sub-committee asserts it is entitled to exercise and the
extent to which their exercise, particularly as regards findings and
conclusions, may in reality affect their rights. The case is not based on
the premise that any findings, conclusions or opinions reached by the
sub-committee have binding legal effect.
419. Of
course the Attorney General and the other Appellants go further than saying
that the use of the term adjudication was inappropriate and a misconception as
to the role and functions of the sub-committee. On the substantive point it
was submitted that because the conclusions or findings of a parliamentary
committee represent no more than the opinion of that committee, its power to
make findings of fact should not be considered as an infringement of rights
even where they are adverse to the good name or reputation of an individual.
This submission was allied to other submissions to the effect that the powers
were not unlimited since they had to be exercised for legitimate purposes and
proportionately. It was also submitted that the exercise of such powers of
inquiry by a parliamentary committee with full respect for the principles of
natural justice and fair procedures constituted a fair and proper balance
between the right of the Oireachtas to conduct inquiries and the protection of
a citizen's good name. However, I will come to these latter points later.
What I wish to consider here is the manner or extent to which such an inquiry
and its findings may affect rights.
420. In
the light of the powers of the committee I do not think it can be gainsaid that
its findings, however they are characterised, can affect rights. Indeed the
whole
raison
d'etre
for specific measures designed to ensure fair procedures, such as the right to
be represented and to cross-examine witnesses, is to enable persons, whose
conduct or actions are the subject of such an inquiry, to defend themselves
where their rights, such as a right to a good name, may be affected. It was
accepted by Mr. McGuinness, S.C. counsel for the Attorney General, that a
witness before the parliamentary inquiry could have his good name and
reputation affected by its findings. Ó Dálaigh C.J. in
In
re Haughey
(at 264) stated:-
421. In
that judgment the former Chief Justice also expressed the view that where the
conduct of a witness before such a tribunal is a subject matter of the
committee's examination such a person cannot be regarded as a mere witness but
should be more properly considered as a party. Moreover, in
Redmond
v. Flood
[1999] 3 IR 79 Hamilton C.J. observed:
422. Those
judicial observations concerning the manner in which rights may be affected
apply with equal force to a public inquisitorial inquiry such as that being
conducted by the sub-committee. They reflect the realities of any public
inquisitorial process which may lead to findings or conclusions of personal
culpability adverse to their good name on the part of citizens particularly for
matters, which in a court of law, would be considered civil or criminal wrongs.
These realities of what a witness in a public inquisition may face are also
reflected in the observations of Chief Justice Warren in
Watkins
v. United States
(354 US 178 at 197):
423. I
find reliance on the distinction that the findings of the sub-committee would
only be of "
sterile
legal effect"
or constitute "
opinions"
irrelevant.
They would be relevant if the issue was whether the sub-committee was
engaging in a process which constituted the administration of justice within
the meaning of Article 34 of the Constitution. That is not the case.
424. As
Max Weber has observed every institution deploys its mana and charisma. The
Houses of the Oireachtas derive their authority and standing from the
Constitution as the core elements of the Oireachtas as an institution. An
inquiry conducted by members of the Oireachtas on its behalf deploys a
concentrated authority that derives from its role as one of the great organs of
government established by the Constitution. A committee of the Oireachtas
acting under the aegis of that authority and exercising extensive and
magisterial, in a non-judicial sense, powers can make an enormous impact on the
name and reputation of citizens against whom it makes findings of wrongdoing
which, in a court of law, would constitute civil or criminal wrongs. Should
the sub-committee in this case proceed to find that an individual garda or
gardaí had participated in an unlawful killing it could only have
devastating impact on the professional and personal reputation of those
concerned even in the absence of legal effect.
425. It
is manifest that a power of an organ of State to take away the good name of any
citizen is one of a very grave import and directly affects rights. The right
to a good name is expressly acknowledged in Article 40.3.2 of the Constitution
which requires the State, by its laws, to protect and vindicate the good name
of every citizen. This is also a fundamental right long recognised by the
common law. Blackstone in his commentaries, 1765 states:
426. The
conduct of an inquiry under the aegis and authority of the Oireachtas which may
affect the constitutional right of an individual citizen to his or her good
name can only be considered as the purported exercise of a governmental power,
within the meaning of Article 6 of the Constitution, conferred on the
legislature.
427. It
is in the light of the extent and import of the powers being exercised by the
sub-committee that the question as to whether the Oireachtas enjoys such
inherent powers under the Constitution to make citizens answerable to it in
this manner and to this extent.
428. It
is common case that there is no provision in the Constitution which expressly
authorises the Oireachtas to conduct inquiries of the nature being undertaken
by the sub-committee. The appellants argue the power must be implied. It is
submitted that it ought to be implied because the exercise of such a power is
inherent to the proper functioning of a representative parliament.
429. I
think it might be as well to emphasise that it is not relevant to the issues
which the Court has to try whether it is desirable that the Oireachtas should
have such powers. The question is rather whether the people, in enacting the
Constitution of 1937 conferred powers on the Oireachtas inherent in which is
the power to conduct an inquiry of the nature in issue in this case.
430. Accordingly,
the submissions of the Attorney General, to which the other Appellants
subscribed, focus inevitably on the provisions of the 1937 Constitution.
Either the power to conduct inquiries of this nature by a committee of the
Oireachtas is inherent in those provisions or it does not exist at all. The
Attorney General submitted that the role of the Oireachtas goes far beyond that
of a mere legislative organ. In addition to legislating, the duties of the
Oireachtas include such matters as the control and scrutiny of national
expenditure and taxation, criticism of national policy, scrutiny of central
administration and to a limited extent at least, procuring the redress of
individual grievances, for example, through the use of parliamentary questions.
A core function of the Dáil is to hold the Government answerable to
its members and it has the power to dismiss the Government. The Attorney
General made particular reference to Article 6 by which powers of government,
including legislative, are exercisable by the organs of State established by
the Constitution, Article 15 which governs the constitution and powers of the
National Parliament, Article 16.2.1 which provides for the representative
nature of Dáil Éireann and Article 17.7.1 which provides for the
presentation to Dáil Éireann of the annual Estimates of receipts
and expenditure of the State in any financial year. Reference was also made
to Article 28.4.1 according to which the Government shall be responsible to
Dáil Éireann. In summary the Attorney General submitted that
the Dáil had three essential functions which were (a) legislative; (b)
accountability of the Executive and (c) control of public expenditure. The
Senate shared with Dáil Éireann the legislative role. It was
submitted that constitutional functions, in particular the legislative
function, necessarily included and required a power to investigate matters
relevant to the exercise of those functions. Indeed the Attorney General
submitted that the power of the Oireachtas to conduct inquiries was limited to
inquiries conducted for the purposes of those functions. Mr. Shatter in his
submissions goes further and says that the inherent power to inquire is not so
limited but relates to any matter of urgent public importance. Article 15,
in particular Article 15.10 recognises that freedom of debate is an essential
element in the exercise of parliamentary functions and that Articles 15.12 and
15.13 in conferring a number of privileges on the individual members of the
Houses strengthen and protect that freedom of debate. In substance the
Attorney General submitted that the members of the Oireachtas have a right and
a duty to inform themselves on all matters relevant to the exercise of their
function. A parliamentary inquiry is not an end in itself but rather is a
process designed to feedback into the general parliamentary processes. The
issue, it was submitted, was not whether there was any power of inquiry
inherent in the Oireachtas but the extent of such a power of inquiry. The
High Court held the inquiry be conducted in this case to be invalid by
reference to the sole criteria that it was liable to adversely affect the good
name of third parties.
431. There
is a good deal of substance in the approach adopted by the Attorney General and
the other Appellants in this regard not all of which is disputed by the
Respondents. It does seem trite to say that members of the Houses have a
right and indeed a duty to inform themselves of any matter which is relevant to
their functions. Individual members may inform themselves by recourse to the
views of constituents, expert reports, matters published in the media and the
like. Collectively the Houses may keep themselves informed by recourse to
similar sources of information and it is not uncommon for Ministers to place in
the library of the Houses of the Oireachtas the reports of experts or inquiries
relevant to legislation being introduced. It almost goes without saying that
the Constitution should not be interpreted in a manner which is unduly
restrictive of the functioning of either House of the Oireachtas. The
Constitution is not only about rights but about liberties. There is nothing
in the Constitution which would prohibit a local committee or indeed a
committee of virtually any kind from conducting an inquiry into a matter which
it considered worth inquiring into. The capacity of such committee to
conduct an inquiry does not have to be derived from any express or inherent
power conferred by the Constitution. It is simply something which they are
not prohibited from doing. Of course, apart from any internal rules, such a
committee would have to act within the law and would be liable for any
defamatory statements which it made not enjoying the immunity which members of
the Oireachtas enjoy under the Constitution. I think the Attorney General is
correct when he submits that there is nothing in the Constitution to inhibit or
prohibit the Oireachtas from conducting or initiating inquiries
as
such
.
The fact that the Houses of the Oireachtas may conduct or initiate inquiries
to obtain information or ascertain facts does not derive from an inherent power
peculiar
to its role and function as a representative democratic parliament although its
desire to do so in any particular case would indeed be related to such
functions. But once an inquiry is conducted within the law and the
Constitution it seems to me it is axiomatic that the National Parliament, like
many other even private bodies, may conduct an inquiry for their own purposes.
It is not restricted from doing so.
432. The
freedom to inquire and be informed on matters relevant to the exercise of their
functions by members of the Oireachtas is in a sense neutral, once it does not
impinge on the rights of third parties or the functions of other constitutional
organs such as the courts.
433. But
the Houses of the Oireachtas are creatures of the Constitution. That is
their sole source of governmental authority which, according to Article 6 of
the Constitution, is derived from the people. If it acts so as to affect the
rights of citizens this cannot be compared to a simple search for knowledge.
If an organ of State acts so as to affect the rights of citizens it can only be
justified in doing so pursuant to a governmental power conferred on it by the
Constitution. When the Oireachtas exercises its authority in a manner which may
affect the rights of others it acts with the aura and authority of a
constitutional organ of State. To adjudicate, in the sense that the term is
used here, on the culpability of citizens in their conduct cannot in my view be
equated with the everyday search for knowledge of facts or expert opinions.
That is a governmental power which it seems to me can only be exercised by
virtue of power conferred by the Constitution.
434. Accordingly,
different considerations must arise when the Houses of the Oireachtas assert a
constitutional power to embark upon an adjudicative process, in the secondary
sense, which has as one of its objects or functions to make findings of fact or
reach conclusions which may impugn the good name of a citizen. As I have
already pointed out earlier in this judgment this is a very great power capable
of affecting the rights of citizens with potentially disastrous consequences.
I would note in passing that the courts themselves do not have such an
extensive power there being no investigatory role attributed to them.
435. While
the Constitution is completely silent on this matter it was stated by this
Court in
Haughey
v. Moriarty
(at p. 32):
436. The
task of the court is a cognitive one. It is to ascertain whether there has
resided in the Constitution an inherent power of the Oireachtas to conduct
inquiries which may lead to adverse findings impugning the good name of a
citizen. It is an interpretation which must be mandated by the Constitution.
The question must also be approached in the light of other rights, in
particular Personal Rights, guaranteed and protected by the Constitution as
well as concurrent powers of the Oireachtas.
437. I
wish to refer at this point to certain express powers conferred by the
Constitution on the Oireachtas. Article 15.10 provides:
438. This
is a specific and express power conferred on each House to govern the conduct
of its own members, to determine when those members have been in breach of its
rules and standing orders for the purpose of imposing penalties for their
infringement. The standing orders of each House make provision for the
suspension of a member of the House for a specified period by reason of a
breach of rules or standing orders. It too is a potent power and may affect
the rights of members to participate and vote in proceedings in each House.
It may also confer upon each House the right to make adverse findings against
any person or persons interfering with, molesting or attempting to corrupt its
members although the ambit of this power was not really debated in the course
of these proceedings. The Article nonetheless is one by which express powers
are conferred.
439. Pursuant
to Article 12.10 the President may be impeached for stated misbehaviour. A
charge of stated misbehaviour may be preferred by either House of the
Oireachtas and the other House is under a duty "
to
investigate the charge, or cause the charge to be investigated".
Article 13.8.2 provides:
440. Article
33.5. provides for the removal of the Comptroller and Auditor General for
stated misbehaviour upon resolutions passed by Dáil Éireann and
Seanad Éireann. Similarly, Article 35 provides for the removal from
office of a judge of the Superior Courts for stated misbehaviour upon
resolutions being passed by both Dáil Éireann and Seanad
Éireann calling for his or her removal.
441. All
of these provisions confer express powers on the Houses of the Oireachtas to
make findings of culpability on the part of persons who occupy the offices
concerned.
442. These
provisions were relied upon to a greater or lesser extent by the Appellants to
demonstrate that the role and functions of the Oireachtas extend beyond a mere
legislative function. This they undoubtedly do. However, they also throw
in relief the stark silence of the Constitution on the attribution to either
House of the Oireachtas a power to investigate and making findings of
culpability for wrongdoing on the part of citizens, who fall outside the ambit
of those provisions, and thereby impugn their good name or reputation.
443. In
this regard one cannot but attach fundamental importance to Article 40.3 of the
Constitution which provides:
444. The
fundamental and intrinsic value of the right to one's good name and reputation,
long recognised by the common law, is expressly raised to constitutional status
by Article 40.
As
I have already pointed out the Constitution was drafted and adopted so as to
give express powers in specific circumstances to the Houses of the Oireachtas
to make findings of culpability of certain persons or officeholders for
wrongdoing which would inevitably have the gravest consequences for their good
name and reputation. The contrasting silence of the Constitution on the
question of a power vested in the Houses of the Oireachtas to exercise its
authority so as to make findings of fact involving personal culpability for
wrongdoing, in this case one of unlawful killing, on the part of individuals so
as to impugn their good name and reputation, is one reason why I cannot
conclude that the existence of an inherent power is mandated by the terms of
the Constitution itself.
445. Certainly,
the Appellants have argued that the right to a good name is not absolute and
that the procedures according to which the sub-committee is conducting its
inquiry provide ample means to any person concerned in the inquiry to defend
and vindicate his or her good name. Accordingly, it was submitted, an
appropriate balance had been struck between the right of the Oireachtas to
conduct inquiries and the right of an individual to protect his or her good
name.
446. While
it may indeed be that the right to a good name is not an absolute right in all
circumstances a fundamental flaw in this argument is that it necessarily
assumes the existence in the first place of a right to conduct such an inquiry
and making findings impugning the good name of an individual, such as by a
finding of unlawful killing. Fair procedures are self-evidently a procedural
matter. There must first of all be an inherent power to conduct an inquiry
of such a nature. It is only when there exists a power to conduct an inquiry
or a hearing as to the culpability of an individual that procedural questions
concerning the fairness of the proceedings and the rights of the parties which
may be affected by such a hearing arise. Similarly, the principle of
proportionality, referred to by the Attorney General in his submissions, arises
when there are competing rights, in this context, a competing right of the
Oireachtas to conduct an inquiry of this nature and the right to a good name.
Merely establishing fair procedures to be followed in the exercise of a
particular power does not create that power itself. Fair procedures apply to
the exercise of an existing power. In short, just as the passing of an Act for
the purpose of regulating the exercise of an alleged power cannot be used as
evidence of the existence of such a power, as Geoghegan J. observes in his
judgment, neither can the provision of fair procedures be evidence of
it’s existence.
447. It
was argued by the Appellants that the judgments in
In
re Haughey
[1971] I.R. 217, which was concerned with the inquiry being then conducted by
the Public Accounts Committee laid down principles according to which fair
procedures should be observed in the conduct of that inquiry. The Appellants
relied on this judgment as authority for the proposition that the Oireachtas
does have power to establish committees to conduct inquiries of the nature in
question here. This argument was addressed by the Divisional Court in the
following manner:
448. I
entirely agree with this conclusion. In that case the issue or implications
of an express or inherent power of this nature residing in the Oireachtas was
neither raised nor addressed.
449. There
are further considerations which lead me to conclude that the Constitution of
Ireland does not permit let alone mandate that there is to be found in its
provisions an unexpressed inherent power of the Oireachtas to conduct
inquiries of this nature concerning the personal culpability of individuals
leading to findings which may impugn their good name.
450. Committees
of inquiry are, by virtue of their role and function, part of the political
process. Evidently, they are composed of public representatives answerable to
their constituents, public opinion and with a day to day interest in the cut
and trust of everyday politics. I do not say that a public representative by
virtue of his or her political role is incapable of acting fairly and
objectively. Nonetheless there is the underlying fact that they each have an
ever present interest, from one perspective or another, in the political issues
of the day including the ever present one of the standing or otherwise of the
Government in office and its Ministers. Constitutionally the Government is
answerable to members of the Dáil and in a different, but substantive
way, may be the subject of support or opposition by members of the Senate.
Unlike other forms of enquiry Oireachtas Committees are not independent of the
political process. The question arises whether the Constitution, although
silent on the matter , intended that personal culpability of citizens for
serious wrongdoing with consequential implications for their good name should
be decided in the course of an enquiry which was part of the political process.
The risks inherent in such a process were adverted to in the document prepared
by the Office of the Attorney General (which was submitted to the Court) and
contained in the Comparative study into Tribunals of Enquiry and Parliamentary
Inquiries published by the Committee of Public Accounts of Dáil
Éireann. In that document it was stated:
451. Somewhat
similar concerns, although from a different perspective, were echoed in the
affidavit of Mr Sean Cromien
filed
in these proceedings. Mr Cromien is a person of great experience in the
functioning of Government and the Oireachtas
and
has a distinguished reputation as a former Secretary of the Department of
Finance. At paragraph 14 of his affidavit he makes the following comments on
the functioning of parliamentary committees:
452. Mr
Cromien’s observations seem to me to underline the necessity of taking
into account potential and inherent frailties in such a parliamentary system of
inquiries when considering whether it is likely that the Constitution
contemplated such a system.
453. Perhaps
I should emphasise that I am not concerned here with any question of objective
or structural bias which would exclude the possibility of such powers of
inquiry being attributed to members of the Oireachtas but rather whether, in
the absence of an express provision, such a far reaching interpretation can be
implied as being inherent in the Constitution.
454. However
the foregoing extracts demonstrate that there is at least a real risk that the
integrity or objectivity of parliamentary inquiries could be compromised by
purely political considerations. It was the reality of such frailties that
brought the parliamentary committee system in Britain into disrepute. It is
difficult to imagine that the framers of the 1922 Constitution would not have
been aware of this factor. Nor could one suppose that it was not considered by
the drafters of the 1937 Constitution. The views expressed in the document of
the Office of the Attorney General appears to envisage that in certain
circumstances, particularly where there is the risk of bias or of a
parliamentary committee being perceived as being open to political bias, that
the Oireachtas, in the exercise of its own discretion, would resort to the
option of an independent statutory tribunal in lieu of an inquiry conducted by
a committee of the Oireachtas. I find it highly improbable that the
Constitution was intended to confer an inherent power of this nature on the
Oireachtas without expressly doing so or that, in the face of potential
frailties to which the two texts which I have just cited refer, it would have
been impliedly left to the Oireachtas to exercise its own exclusive discretion
as to whether an inquiry which may result in findings of fact impugning the
good name of a citizen should be conducted by an Oireachtas Committee or an
Independent Statutory Tribunal.
455. Neither
can one ignore the fact that as and from the enactment of the 1922 Constitution
and before the adoption of the 1937 Constitution the Oireachtas did have at its
disposal means by which inquiries of this nature could take place, on its
initiative, which were independent of, as one American Judge put it,
“the
turbulent world of politics”.
In
Haughey
v. Moriarty
Hamilton, C.J. observed
“There
are various models which may be availed of by the Oireachtas and the executive
in the form of commissions or committees, in the latter case either within the
Oireachtas or external to it for the purpose of advising them as to the
desirability
of legislation on particular topics. The essential purpose, however, for which
a tribunal is established under the Act of 1921 is to ascertain the facts as to
matters of urgent public importance which it is to inquire into and report
those findings to parliament or the relevant minister”
later in the same judgement Hamilton, C.J. went on to say
“
the underlying policy of the Act of 1921, as subsequently amended, is thus not
in doubt, it is to provide the machinery, wholly independent of the political
process whereby matters of grave public concern may be investigated and the
true facts brought to light”.
456. Hamilton,
C.J. preceded the foregoing statements by citing from a report of a Royal
Commission of Tribunals of Inquiry, 1966, in the United Kingdom, known as the
Salmon Report. The passage which he cited from that report was as follows:
457. Hamilton,
C.J. went on the observe that these considerations are also applicable in this
jurisdiction.
458. The
High Court in its judgement cited other extracts from the Salmon Report and
they are also cited in the judgements of my colleagues Geoghegan, J. and
Hardiman, J. For the sake of brevity I will not repeat them here but any
historical review of the role of parliamentary committees of inquiry in the
United Kingdom, as those judgments demonstrate, leads to the conclusion that
they had notoriously fallen into disrepute by 1921. It is difficult to
envisage then that the Constitution of 1922 or that of 1937 would, silently,
ordain that the Oireachtas should have power to establish and conduct inquiries
and make findings as to the personal culpability of individual citizens for
serious wrongdoing.
459. As
I have pointed out earlier when the Constitution gave specific and special
powers to the Oireachtas to adjudicate on the conduct of its own members and on
other persons and office holders who were not members it did so explicitly. I
think it can be fairly said that if the Constitution intended to confer far
reaching powers on the Oireachtas to inquire and make findings of fact or
express opinions as to the personal culpability of individual citizens for
serious wrongdoing it would have also done so in an explicit manner.
460. Furthermore,
not to confer such powers is entirely consistent, to my mind, with the
existence of a power on the part of the Oireachtas to initiate a tribunal of
inquiry pursuant to the 1921 Act. The Oireachtas was not left without the
means of taking steps to ensure that any matter of public importance be the
subject of a comprehensive and far reaching enquiry, albeit independent of the
political process.
461. Article
15.12 of the Constitution accords privilege to all utterances of members of
the Oireachtas made in either house relying on this article it was argued on
behalf of the Appellants that is was open to any member of the House to make
statements, even of the most grave kind, impugning the good name and reputation
of any citizen. This could be done under the protection of privilege and
immunity accorded to Members by the Constitution. It was submitted by the
Appellants that to call in question the powers of the subcommittee to conduct
the inquiry on the grounds that the good name of the Respondents could be
impugned served little purpose if their good name could be equally impugned as
individuals in a public debate under the privilege of the Dáil or Senate
chamber. I do not consider this argument to be well founded. First of all, we
have here again an express immunity conferred on the Members of the Oireachtas
in specified circumstances, that is to say, utterances made in either chamber.
This contrasts with the inherent but silent power argued for by the Appellants.
In any case the obligation to protect and vindicate the good name of every
citizen is imposed on the State which includes all organs of State. Although
Members of the Oireachtas are expressly privileged from being answerable for
what they state in the Dáil or Seanad they are not relieved from their
positive obligations to respect the rights of citizens. No doubt it is for
this reason that Dáil Éireann in its own standing orders
regulates the manner in which deputies may use the privilege of the House.
Order 58 exposes a deputy, who makes an utterance of a defamatory nature
concerning any individual in the House to the risk of being disciplined for an
abuse of privilege. In certain circumstances the deputy may be required to
withdraw the allegation made or the matter may be referred to the committee on
procedures and privileges. I do not consider it necessary to refer to Order 58
in detail. Suffice it to say that I do not consider that the privilege enjoyed
by Members of the Oireachtas in respect of their utterances can be considered
as a source of implied powers for committees of inquiries established by the
Oireachtas.
462. The
exercise of all governmental powers in the name of the State, by which ever
organ of government is called upon to exercise them, can only be exercised by
virtue of the Constitution of Ireland. In
Buckley
and Others (Sinn Féin) v. Attorney General and Another
[1950] IR 67 at 81 the former Supreme Court held:
463. The
Appellants sought to establish that in distributing powers of government among
the various organs of state the Constitution conferred an implied or inherent
power on the Oireachtas to conduct inquiries which may make findings or reach
conclusions impugning the good name of the citizens. For the reasons stated
above, in particular having regard to the express powers actually conferred on
the Oireachtas and the specific protection afforded to the good name of the
citizen by Article 40, I conclude that had it been intended that the
Oireachtas, as part of the political process, should exercise such far-reaching
powers of inquiry the Constitution would have explicitly said so. I do not
find in the provisions of the Constitution itself any basis for concluding that
the existence of an inherent power to conduct such inquiries is either an
appropriate or mandated interpretation.
464. By
way of addendum I would recall that the document prepared by the Office of the
Attorney General referred to above drew a particular distinction between a
Parliamentary Inquiry in which an allegation of wrongdoing against a person is
being investigated and those in which issues of a broader nature are
considered. In the circumstances of this case we are only concerned with an
inquiry which may make findings of personal culpability impugning the good name
of an individual citizen. I do not see any reason why the Oireachtas cannot
conduct inquiries of the nature which they have, for practical purposes,
traditionally done, including inquiries into matters concerning the competency
and efficiency in departmental or public administration as well as such matters
as those concerning the proper or effective implementation of policy, and to
make findings accordingly. Also, in the case of a particular office holder,
such as the chief executive of a semi-state body, who is by virtue of his
appointment, whether by statute or contract, answerable to the Houses of the
Oireachtas different considerations arise and I do not consider that the order
proposed to be made by this Court affects such a situation.
465. Furthermore,
as Mr. Justice Hardiman illustrates in his judgment in considering the New
Zealand experience it is possible for a parliamentary committee to conduct an
indepth investigation of a large police operation and make extensive findings
and recommendations of great public and legislative import without the
necessity of making findings of personal culpability of individual police
officers.
466. As
an aid to the construction of the provisions of the Constitution the Appellants
relied on a range of statutory provisions facilitating the conduct of inquiries
which, although they did not confer or purport to confer a power on Oireachtas
committees to conduct the kind of inquiry in question, were nonetheless said to
be evidence of the existence of such an inherent power in the Constitution.
It was also argued that in so far as the Oireachtas had the power to initiate
or establish tribunals of inquiry pursuant to the 1921 Act it must also have
power to constitute committees of inquiries composed of its own members with
the same or similar powers. I have had the opportunity of reading the
judgments of Hardiman J. and Geoghegan J. on both of these submissions and the
related case law. I agree with their reasoning and analysis of the law on
these submissions and that they do not demonstrate the existence of an inherent
power.
467. As
a further aid to the construction of the Constitution, and they cannot be
described as more than that, the Appellants relied on constitutional
arrangements and powers in other countries. They confined themselves
essentially to countries whose domestic legal system has its origins in the
common law, although their constitutional structures may differ greatly, such
as the United States, the United Kingdom, Canada, Australia and New Zealand.
The principal ground upon which reference was made to the constitutional
arrangements in these countries was with a view to establishing that the
extensive inherent power of parliament to enquire was a necessary adjunct to a
representative parliament. The popular representative parliamentary
tradition is not solely the creature or tradition of countries whose internal
legal system derives from the common law. No attempt was made to demonstrate
that countries other than the few mentioned enjoyed such inherent powers as a
necessary adjunct to the functioning of their parliaments. Constitutional
structures are the product of history and tradition of each individual country
often influenced by the era and climate in which those constitutional
structures are established or evolve. As I have already indicated at best,
as a matter of comparative law, they can only be aids in the construction of
the Constitution. No doubt for this reason it was not contended by the
Appellants that characteristics and powers of the Parliament of the United
Kingdom were carried over into the 1922 Constitution to be subsequently
reflected in the 1937 Constitution.
468. I
will make one brief reference to the position in the United States in
McGrain
v. Doughtery
(273 U.S. 135) Van de Vanter J., giving the opinion of the Court, had this to
say:
469. This
extract highlights a fundamental aspect of the United States experience and the
constitutional interpretation given to the powers of Congress in this context.
It is firmly anchored in historical experience, including those of state
legislatures, before the Constitution of the Union was adopted as well as the
position adopted by the framers of the American Constitution subsequently.
These experiences are unique to the United States and it seems to me that
judicial pronouncements have to be interpreted in the light of that experience.
However
,
Hardiman
J. Geoghegan J. have extensively and comprehensively analysed the parliamentary
powers relevant to the countries concerned. Entirely agreeing with their
analysis upon these matters, as I do with their judgments on the question of
inherent power, it makes it unnecessary for me to travel over the same ground
and repeat the same conclusions which they have so clearly exposed in their
judgments. Suffice it to say that for the reasons referred to above and set
out in their judgments I do not find in the constitutional arrangements of the
countries concerned a basis for concluding that the inherent power argued for
is one necessarily exercised by a legislature in a democratic state. Nor
does an examination of their constitutional arrangements affect my view as to
the proper interpretation of the Constitution of Ireland.
470. The
Constitution delineates the democratic framework of the State. It specifies
the powers which are conferred on the organs of Government referred to in
Article 6, the Executive, the Legislature and the Judiciary. It protects and
guarantees the fundamental rights of the citizen and in particular requires the
State to vindicate the good name of the citizen.
471. For
all the reasons stated earlier in my judgement, if the Oireachtas is to
exercise the power to establish committees of inquiry so as to make findings
of fact and reach conclusions involving personal culpability of individual
citizens for alleged wrongdoing of the gravest kind and thereby impugning the
good name of a citizen, that power must be found in the Constitution. In the
absence of any express provision the Appellants have argued for an inherent
power. For the reasons which I have given in my judgement and given the
silence of the Constitution on the matter it would appear to me, to borrow the
words of Finlay, C.J. In Web -v- Ireland (1998 IR 353 at p383)
“inconsistent
with the framework of the society sought to be created and sought to be
protected by the Constitution”
that such a far reaching inherent power be implied in the Constitution.
472. Because
I have reached the conclusion that no such inherent power exists the Appeal of
the Appellants should be disallowed and I agree with the proposed declaration
and order set out in the judgement of Denham, J. In the circumstances I do not
consider it necessary to deal with the other issues which were raised on the
appeal no order being required in respect of them.
473. This
is an appeal against the judgment and order of the Divisional Court of the High
Court of 23rd November 2001 concerning a Sub-committee of the Joint Committee
of the
474. Oireachtas
on Justice, Equality, Defence and Women’s Rights. This Sub-committee (
“the
Abbeylara Sub-committee”
)
had embarked on an inquiry into the incidents which occurred at Abbeylara, Co.
Longford, on the 19th/20th April 2000 and which culminated in the death of Mr
John Carthy at the hands of the Gárda Siochana.
475. The
procedures and powers of the Abbeylara Sub-committee were challenged in the
High Court by a number of members of the Gárda Siochana who had been
directed by the Sub-committee (pursuant to its powers under the Committees of
the Houses of the Oireachtas (Compellability, Privileges and Immunities of
Witnesses) Act, 1997 -
“the
1997 Act”
)
to appear as witnesses at the proposed inquiry.
476. At
the conclusion of a lengthy and careful judgment the Divisional Court made
Orders of Certiorari firstly quashing the resolution of the Joint Oireachtas
Committee on Justice, Equality, Defence and Women’s Rights made on 10th
April 2001 extending the terms of reference of the Abbeylara Sub-committee and
secondly quashing the directions to the members of the Gárda Siochana
(the Gárda Applicants) requiring them to attend before the Abbeylara
sub-committe and to give evidence and produce documents. The Divisional Court
also made a number of Declarations. The most far-reaching of these
Declarations was the first:-
477. Against
this judgment and these orders and declarations the Appellants/Respondents have
appealed. There were three separate but related Appellants before this Court
who made both written and oral submissions - the Attorney General, the members
of the Abbeylara Sub-committee other than Deputy Alan Shatter, and Deputy Alan
Shatter.
478. The
Chief Justice in his judgment has helpfully set out in some detail the factual
and procedural history of the Oireachtas Sub-committee inquiry into the events
at Abbeylara. The Inquiry was initiated by a resolution of the Dail of 25th
October 2000:-
480. During
March and April 2001 a number of amendments and extensions to these resolutions
were made. These are set out in detail in the judgment of the Chief Justice.
The actual Inquiry before the Sub-committee began on 24th April 2001. From the
beginning queries in regard to its powers and challenges to its procedures were
raised, in particular by Counsel for the Gárda Applicants, Mr John
Rogers. On 26th April 2001 the Inquiry was adjourned until the following
Monday, 30th April. On that day it was announced that further hearings would
be adjourned for thirty days. On 21st May 2001 the Gárda Applicants
initiated the present proceedings by application for leave to apply for relief
by way of judicial review.
481. In
the course both of the hearing before the Divisional Court and of the appeal to
this Court a number of important issues concerning aspects of the powers and
procedures of the Abbeylara Sub-committee were raised and argued. The main
issue, however, was that covered in the first Declaration made by the
Divisional Court. Indeed, this was the only aspect of the Order of the
Divisional Court which was challenged by the Attorney General in his appeal. I
propose to deal first with this main issue and subsequently to consider a
number of the other issues which, although in one sense subsidiary, are also of
considerable importance to the future of inquiries initiated or carried out by
the Oireachtas.
482. The
Respondents to this appeal (the Gárda Applicants) have issued a Notice
to Vary which in essence deals with the question of bias. I will consider this
issue towards the conclusion of this judgment.
483. Before
embarking of any consideration of this issue I should acknowledge that I have
had the benefit of reading in draft form the judgments of Hardiman J. and
Geoghegan J. which I have found extremely helpful both in their analysis and in
their conclusions. To a large extent I find myself in agreement with them.
Where, therefore, my learned colleagues have discussed in detail a particular
aspect of this question and have reached conclusions with which I agree I will
not endeavour to repeat the argument on this particular aspect.
484. Given
the declaration made at No. 1 of the Order of the Divisional Court, the issue
then is whether under the Constitution the Houses of the Oireachtas jointly
have the power to conduct an Inquiry, to be carried out by members of the
Oireachtas itself, which is
“liable
to result in finding of facts or expression of opinion adverse to the good
name, reputation and/or livelihoods of persons not members of such Houses.”
The declaration made by the Divisional Court is in wide and general terms and
for the purposes of the instant appeal it may only be necessary to decide
whether the power exists for this particular Sub-committee to conduct this
particular inquiry. In order, however, to reach such a limited conclusion it
is, in my view, necessary to look at the question of a general power of inquiry
on the part of the Houses of the Oireachtas. This must be looked at in the
context of the powers of the Oireachtas under the Constitution, whether express
or implied.
485. It
is accepted by all parties that there is no explicit power given in the
Constitution to the members of the Oireachtas to carry out inquires. Any such
power must be inherent or implied. There is nothing wrong in principle in
accepting that such powers exist. They may be compared with the implied or
inherent rights which accrue to the individual citizen under the Constitution.
However, such implied or inherent rights must be shown to arise necessarily
either from the nature of the Oireachtas itself or from some role or task given
to the Oireachtas through the Constitution.
486. In
both the written and oral submissions made to this Court by the Appellants and
the Respondents there were detailed discussions concerning the history of
powers of inquiry of the Parliaments of other jurisdictions, in particular
those of the Westminster Parliament and of the United States Congress. This
historical and comparative aspect of the issue has been comprehensively
considered by Geoghegan J. in his judgment and I am in agreement with his
analysis and his conclusions.
487. Considerable
reliance was placed in argument by the Appellants on the judgments of this
Court in
Goodman
International v Mr Justice Hamilton [1992] 2 IR 542
and
Haughey
v Moriarty [1999] 3 IR 1
.
Both these judgments have been fully discussed by Hardiman J. and Geoghegan J.
in their judgments. I am in agreement with their conclusions and have nothing
to add to their analyses of these judgments.
488. Both
Hardiman J. and Geoghegan J. have also analysed the meaning and effect of the
judgments of the United States Supreme Court, in particular
Kilbourn
v Thompson 102 U.S. 168 (1880), McGrain v Daugherty 273 U.S. 153 (1927)
and
Watkins
v United States 354 U.S. 178 (1957)
,
which deal with the powers of enquiry possessed by the United States Congress.
Again I am in agreement with both learned judges and have nothing to add on
this aspect of the issue.
489. It
seems to me, accepting this analysis, that if an inherent or implied power of
inquiry exists it must be found within the four walls of Bunreacht na hEireann,
as enacted by the people of Ireland in 1937 and as amended by them since that
date. The powers of the Oireachtas stem, through the Constitution, from the
people. The role of the Oireachtas is explicitly set out in the Constitution
and any implied powers should be derived from this explicit role or, at the
least, clearly and directly necessary to it.
490. This
approach is largely accepted by the Attorney General in his submissions on the
appeal (it will be recalled that his appeal is limited to the first declaration
made by the Divisional Court). The Attorney General drew particular attention
to a passage in the Opinion of Chief Justice Warren in
Watkins
v United States (at page 187)
:-
491. The
Attorney General submitted that this passage reflected his general approach to
the question. The Attorney General, however, would not limit the power of
inquiry as being confined to aiding the legislative power of the Oireachtas as
set out in U.S. Supreme Court decisions. In our system of Government, he
suggested, the Dail and Senate have a legislative function, while the Dail
alone has the additional function of scrutinising the Government and holding it
to account and also has a number of functions in relation to financial matters
- the passing of estimates, the budget etc. The Attorney General argued that a
power of inquiry should be implied in aid of any or all of these functions, but
accepted that such a power would have to be proportionate both to the actual
requirements of the Oireachtas and to the rights of those who are not members
of the Oireachtas. As far as the Abbeylara Sub-committee was concerned, he
submitted that its proposed inquiry was in aid of the Oireachtas role of
holding the Government to account - the Gárda Siochana being ultimately
responsible to the Minister for Justice, Equality and Law Reform, and through
him to the Dail. This argument, of course, suffers from the weakness that only
the Dail has the function of holding the Government to account, while the
Abbeylara Sub-committee is a joint Sub-committee of both Houses. When pressed
in argument, the Attorney General was reluctantly prepared to concede that the
task of holding the Government to account was not proper for a joint
Sub-committee and that therefore the Senate membership of the Abbeylara
Sub-committee was at the least doubtful.
492. During
the course of argument before this Court the Court was provided with an
analysed list of the specific references to the role and powers of the
Oireachtas as set out in the Constitution. It is useful to reproduce this list
here.
493. In
my view there is much to be said for the argument put forward by the Attorney
General although, as I will point out later, I would further limit the type of
inquiry to be carried out in aid of the functions of the Dail and Seanad. It
is clear that general inquiries have in fact been carried out over the years
both by Committees of the individual Houses and by Joint Committees of the
Oireachtas. These inquires have in general been directed towards future
legislation or possible future amendment of the Constitution. A few examples
demonstrate: the Committee on the Constitution 1967, the Joint Oireachtas
Committee on Marriage Breakdown 1987, the Sub-committee on Health and Smoking
and the All-Party Oireachtas Committee on the Constitution. These Committees
have relied on voluntary submissions and willing witnesses but there is in fact
no reason why such enquiries should not use the powers of the 1997
Compellability Act to obtain necessary evidence and information. As far as the
Dail’s functions in relation to financial matters are concerned the
Public Accounts Committee maintains this function and was, of course, the
Committee who carried out the Inquiry into Deposit Interest Detention Tax
(DIRT). It would, however, be a mistake to make too direct a comparison
between the DIRT Inquiry and the Inquiry under consideration in the instant
case. Firstly the Public Accounts Committee is a Standing Committee of
Dáil Eireann with a long established and continuing role. Under its
terms of reference it is appointed to examine a report to the Dáil on
“the
accounts showing the appropriation of the sums granted by the Dáil to
meet the public expenditure and such other accounts as they see fit...which are
audited by the Comptroller and Auditor General and presented to the
Dáil, together with any reports by the Comptroller and Auditor General
thereon; the Comptroller and Auditor General’s reports on his or her
examinations of economy, efficiency, effectiveness evaluation systems,
procedures and practices; and other reports carried out by the Comptroller and
Auditor General”
under the Comptroller and Auditor General (Amendment) Act 1993.
495. The
Respondents argue that there is a limit to this power of inquiry. They submit
that there is no inherent power to be found in the Constitution which would
permit a body composed of members of the Oireachtas themselves to carry out an
inquiry which purports to make
“findings
of fact”
which would, or could, damage the good name of individuals who are not members
of the Oireachtas. The Divisional Court accepted this argument and granted its
declaration accordingly. The Declaration made by the Divisional Court is broad
in nature and a number of Committees or Sub-committees of the Oireachtas might
fall within its ambit. The issue before this Court, it seems to me, is whether
this particular Sub-committee - the Abbeylara Sub-committee - carrying out the
inquiry which the Sub-committee itself proposes by the means it proposes and
with the end it proposes - falls within the ambit of the inherent power of the
Oireachtas to acquire information in aid of its constitutional functions.
496. Firstly,
the Abbeylara Sub-committee is a joint Committee, not a Sub-committee of the
Dail. Its proposed inquiry must therefore be in support of a function which is
carried out by both Dail and Seanad. This, as is conceded, albeit reluctantly,
by the Attorney General, can only be the legislative function. I would reject
the submission of Deputy Shatter and the other members of the Sub-committee
that the Sub-committee’s powers of inquiry are virtually without limit.
I would also reject his submission that the inquiry was in fact in aid of
possible legislation concerning the organisation and management of the
Gárda Siochana. In my view, if an inquiry is to be in support of the
legislative functions of both Dáil and Seanad, its investigative and
legislative aims must be clearly set out in its terms of reference.
497. The
terms of reference of the Abbeylara Sub-committee on the other hand at no stage
contained any reference to either the amendment of existing legislation or the
promotion of new legislation. It might conceivably be argued that the original
resolutions of the Houses, which directed the main Committee and its
Sub-committee to consider the report of Superintendent Culligan and the
submissions received concerning it, could be directed towards possible
proposals for legislative change concerning the structure, management and
control of the Gárda Siochana. It is, however, a strained
interpretation and as matters developed the Sub-committee moved further away
from this legislative purpose. It is abundantly clear from the statements
made by the members of the Sub-committee, the powers with which they had
provided themselves, and the programme which they had laid out for their
inquiry, that they did not see themselves as having a legislative purpose. By
no stretch of the imagination could the type of inquiry which the Abbeylara
Sub-committee actually intended to carry out be described as primarily, or
indeed even peripherally, directed towards producing proposals for legislation.
The type of inquiry which the Sub-committee envisaged is clearly shown not only
in the amended Terms of Reference and the extended powers which it acquired but
also in the public statements made by its members to the media and in the very
transcripts of its proceedings. The Sub-committee could not and did not, of
course, administer justice, but it clearly saw itself as having an
inquisitorial and adjudicative role in relation to the culpability of
individuals, in particular individual Gárdai. Its self-appointed task
was to find the facts and to attribute blame by way of a public and
deliberately publicised procedure.
498. In
this context I have had the advantage of reading Hardiman J’s careful
analysis of the significance of the term
“findings
of fact”
and the adjudicative nature of the Sub-committee’s role, and I agree with
his reasoning and conclusions.
499. In
argument before this Court it was submitted on behalf of the members of the
Sub-committee that the term
“findings
of fact”
used by the Sub-committee in reality meant merely
“opinions”.
Their findings, they argue, can be no more than
“opinions”
because
they have no legal effect and no legal penalty follows from them. This is
true, but it does not, as is pointed out by Hardiman J., mean that their
findings are without effect. Their findings would be the result of an
inquisitorial process, held in public, and in reality would be accepted by the
public at large as being
“the
true facts”
.
This would have the power to inflict enormous damage on the individual
Gárdai involved. The power of a Committee of Inquiry to damage an
individual without inflicting any legal penalty was well described in the
Supreme Court of the United States by Mr Justice Black in his dissenting
Opinion in the case of
Barenblatt
v United States (360 US 109: 1958)
.
The Appellant in that case, Mr Barenblatt, had been summoned to testify
before a Sub-committee of the House of Representatives Committee on Un-American
activities, which was investigating alleged communist infiltration into the
field of education. Mr Barenblatt who was formerly a graduate student and
teaching fellow at the University of Michigan refused to answer questions as to
whether he was then or had ever been a member of the communist party. For such
refusal he was convicted of a violation of 2 U.S.C. paragraph 192, which makes
it a misdemeanour for any person summoned as a witness by either House of
Congress or a committee thereof to refuse to answer any question pertinent to
the question under enquiry. He was fined and sentenced to imprisonment for six
months. This conviction was upheld by a majority of the Court, but in a
powerful dissenting judgment, in which he was joined by Chief Justice Warren
and Mr Justice Douglas, Mr Justice Black drew attention to the fact that the
Sub-committee in question was in fact punishing witnesses who appeared before
it even though in theory their activities were without legal effect. Black J.
stated (at page 153):-
500. The
learned judge went on to survey the history of the Un-American Activities
Committee. At page 159 he concluded:-
501. Black
J. was, of course, referring to a form of punishment which affected the
constitutional rights of life, liberty or property. In Bunreacht na
hÉireann the citizen is also recognised to have a right to the
protection of his good name.
502. In
his judgment Black J. also went on to hold that the problem of this type of
punishment could not be resolved by offering fair procedures to the witnesses
that were brought before the Sub-committee (at page 160):-
503. The
Supreme Court Justices in the United States were referring to the notorious
practices of the House Un-American Activities Committee led by Senator Joseph
McCarthy and it is not suggested that the Abbeylara Sub-committee would behave
with malevolence or that their inquiry is a witch hunt comparable to that
carried out by the House Un-American Activities Committee. Nevertheless, their
proposed
“findings
of fact”
have immense potential to damage the good names, careers, and livelihoods of
the Gárda Applicants. I accept that the Oireachtas must clearly have
such powers as are relevant to and necessary for the carrying out of its
constitutional functions. But these powers must be proportionate to the need
for them and must be balanced against the rights of individual citizens who are
not members of the Oireachtas.
504. The
right to protection of one’s good name is one of the fundamental personal
rights expressly set out in Article 40 of the Constitution. Article 40.3.1 and
Article 40.3.2 provide:
505. This
constitutional right to protection of one’s good name is not one which is
found in by any means all statements of basic human rights. The rights to
protection of one’s life, person and property are much more universal in
constitutional statements of rights or Bills of Rights throughout the world.
The right to protection of one’s good name is not specifically found, for
instance, in the European Convention on Human Rights. It is not included as a
right in the United States Constitution; nor is it included in the Canadian
Charter of Rights and Freedoms contained in the Constitution Act 1982, nor in
the Commonwealth of Australia Constitution Act 1900. The inclusion of this
specific right in the Irish Constitution marks a recognition by the framers of
the Constitution of the damage that can be done to a citizen even in a
situation where he or she is not subjected to legal penalties, to loss of
liberty or property, or to physical injury. In considering the balance which
must be held between the rights of the Oireachtas as such and those of the
individual citizen, and the priorities which must be given to each, the right
to protection of the individual’s good name has to be given due weight.
506. Mr
Shatter and the other Appellants argue that to protect the good name of the
Gárda Applicants in the context of the Sub-committee’s inquiry is
of little meaning, given that they could be equally subjected to attack as
individuals in a public debate under privilege in the Dail Chamber. I cannot
accept this argument in the light of Dail Standing Order No. 58 which
specifically and in detail sets out rules to protect members of the public
outside the Dail from defamatory statements made under privilege in the Dail
Chamber. Mr Shatter and the other Appellants surely cannot be suggesting that
members of the Dail would deliberately break the rules of their own Standing
Orders in the course of a debate on the Abbeylara incident. During the course
of argument in this Court I myself raised a question concerning the effect of
this standing order but received a somewhat minimal response from the
Appellants. It is, however, discussed in greater detail in the judgments of
both Hardiman J. and Geoghegan J. and I concur with their analysis of it. I
also agree with them in that I find it astounding that the Appellants should
endeavour to rely by way of legal argument on a proposed breach of the standing
orders of the Houses of the Oireachtas. I might also add that a claim made in
the heat of a Dail Debate that a particular Gárda, or particular
Gárdai, were individually culpable in regard to Mr Carthy’s death
would not carry anything like the weight of the published conclusions of a
Committee of Inquiry.
507. In
the course of the submissions made by the Appellants various references were
made to the effectiveness of the Inquiry by the Public Accounts Committee
concerning Deposit Interest Retention Tax. The implication appears to be that
that Inquiry was extremely successful and therefore it is likely that the
Abbeylara Inquiry would be equally successful. In that context it is relevant
to consider the comparative study into Tribunals of Inquiry and Parliamentary
Inquiries (including Costs Comparison Report) which was carried out following
the DIRT Inquiry. This study was carried out by the Attorney General’s
Office and the Department of Finance; it seems clear that the general part was
provided by the Attorney General’s Office while the Costs Comparison
Section was provided by the Department of Finance. The report of the
Comparative Study was included with the Attorney General’s submissions to
this Court. It is a most useful and informative document. It first surveys
the legal framework and practice and procedure of tribunals of inquiry and
refers both to the Salmon Report and to the Scott Inquiry in the United Kingdom.
508. The
second part of the survey is devoted to Parliamentary Inquiries. In the
introduction to this section attention is drawn to the distinctive features of
the DIRT Inquiry (features which are absent from the Abbeylara Inquiry):-
509. The
survey accepts that Parliament’s power of inquiry is not statutory but
inherent, and also that it may be subject to some limitation - in effect the
limitation put forward by the Attorney General in his submission to this Court
(see above). It quotes from the case of
Watkins
v United States
:-
511. At
page 39 of the survey, under the heading
“other
miscellaneous distinctions between Parliamentary Inquiries and Tribunals of
Inquiry”
it is stated:-
513. The
survey is accompanied in the Attorney General’s submissions by the text
of the Attorney General’s own Opening Statement made to the Public
Accounts Committee (Sub-committee on DIRT) on Tuesday, 28th November 2000.
This statement shortly preceded the publication of the survey referred to
above. The Attorney General referred to the forthcoming survey, and continued:
514. Having
referred to the possibility of choosing between a Parliamentary Committee and a
Tribunal of Inquiry under the 1921 Act, the Attorney General goes on to say:-
515. Again,
these remarks are highly relevant to a number of the issues which have arisen
in this appeal. In this context I would, in common with Hardiman J., express
my agreement with the comments of Geoghegan J. on the affidavit of Séan
Cromien in this case. Mr Cromien, from the vantage point of his long
experience as a senior civil servant, highlights the weaknesses of a political
system of inquiry.
516. It
appears to me that both in his statement and in the survey the Attorney General
offered wise and well considered advice both legal and practical to the members
of the Oireachtas. Unfortunately in its progress towards the
“fact
finding”
inquiry as it now stands the Abbeylara Sub-committee chose to ignore a great
deal of this advice. A study of the transcripts of the Committee’s
proceedings would bear out this impression.
517. The
text of the survey and of the statement also, in my view, underlines the fact
that, as correctly if reluctantly conceded by the Attorney General in argument,
both the present remit of the Abbeylara Inquiry and the course of action taken
by it go well beyond any constitutionally-related and proportionate inherent
power of a committee of both Houses of the Oireachtas.
518. By
way of comment I would also ask, with due deference to the Sub-committee,
why
the present style of fact finding inquiry is thought to be necessary for any
purpose of the Houses of the Oireachtas? The members of the Sub-committee and
Mr Shatter argue that they must know the facts of what happened before they can
comment or make recommendations. But in outline, insofar as is necessary for
their purposes, they know what happened - Mr Carthy was tragically shot dead by
a member of the Gárda Siochana. This was an undesired and more than
undesirable outcome - an event which should not be permitted to occur again.
The Sub-committee already has before it the report of Superintendent Culligan
which deals with many of the relevant factual matters including the identity of
the Gárdai involved.
519. In
the circumstances it would be relevant for the Sub-committee to have regard to
such matters as the policy of the Gárda on the use of firearms, the
licensing of firearms held by members of the public, the care of persons
suffering from psychiatric illness, and perhaps the need for an independent
Ombudsman or other public official to deal with complaints concerning
Gárda matters. All of these matters would, in my view, come within the
normal inherent power to enquire of at least a Committee of the Dail, if not a
Joint Committee. They would form part of the Dáil’s powers to
hold the Government to account. In what way would the making of
recommendations for future policy or legislation in these matters be assisted
by making findings of individual culpability as to which shot actually killed
Mr Carthy and as to which Gárda actually fired that shot? The
Sub-committee claims,
inter
alia
,
to include in its powers the power to make a finding of unlawful killing.
Leaving aside the legal or other merits of such a claim, in what possible way
would such a finding assist in any of the constitutional functions of a Joint
Committee of the Oireachtas?
520. In
this context it is instructive to consider the report of a Committee of the New
Zealand Parliament into policing difficulties which arose in that country at
the time of a visit there by the President of China. Mr Shatter provided the
Court with a copy of this report, which he submitted, was an example of a
parliamentary inquiry into policing matters which was of a similar nature to
the inquiry proposed to be carried out by the Abbeylara Sub-committee. In fact
the nature of that inquiry was very different. Crucially, it made no attempt
to investigate the individual culpability of either police officers or members
of the public. This did not in any way prevent it from carrying out the task
given it by the New Zealand Parliament and from making important and far
reaching general recommendations on the policing of such occasions in future
(Inquiry into matters relating to the visit of the President of China to New
Zealand in 1999 - report of the Justice and Electoral Committee December 2000).
521. In
conclusion, I would accept that the Dail and Senate, and the Houses of the
Oireachtas jointly, have an important power to enquire. This power is inherent
in the Constitution but is a limited one. It may be implied solely and
directly in aid of the functions of each House of the Oireachtas as delineated
in the Constitution itself. The power however does not extend to the making of
“findings
of fact”
concerning the individual culpability of non-members of the Oireachtas which
involve damage to the good name of such individuals. It does not, for the
various reasons set out above, extend to the present inquiry as it is proposed
to be carried out by the Abbeylara Sub-committee. To that extent I would
uphold the decision of the Divisional Court at Declaration 1 of their Order.
522. It
will be seen from the above that I would accept in general terms the additional
grounds set out by the Respondents in their Notice to Vary:
523. The
Divisional Court in its judgment dealt with the issue of the justiciability of
various aspects of the general proceedings of the Abbeylara Sub-committee. In
argument before the Divisional Court the Appellants differed somewhat in their
approach to this issue. It was conceded by all the Appellants that certain
aspects of the complaints made by the Gárda Applicants were capable of
being adjudicated upon by the Court. At page 34 of the judgment the Divisional
Court stated in this context:
524. The
Gárda Applicants, not unnaturally, claimed that all the matters before
the Court were justiciable.
525. In
a lengthy section of their judgment (pages 36 to 58) the learned judges of the
Divisional Court surveyed the authorities both in this and in other
jurisdictions on the power of the Courts to intervene in the proceedings of
parliamentary bodies. They reached the following conclusions:-
526. In
the argument before this Court the positions taken by the Appellants had
somewhat changed. The Gárda Applicants maintained their stance that all
matters were justiciable.
527. The
Attorney General, who had made it clear that his appeal was solely concerned
with Ground 1 of the Notice of Appeal, did not deal in any detail with the
issue of justiciability. It appeared that he accepted a wide area of
justiciability but submitted that the matter be approached with some degree of
deference by the Court in the light of the separation of powers.
528. The
members of the Sub-committee other than Deputy Shatter were prepared to accept
a somewhat greater degree of justiciability than that set forth in their
argument in the High Court. In addition to the concessions already made,
Senior Counsel for these Appellants, Mr Clarke, accepted with some hesitation
that the constitutionally permitted scope of an inquiry would be justiciable;
the court could consider the resolutions initiating a particular inquiry in
order to ensure that the inquiry would fall within proper constitutional
boundaries. However, he submitted that the various motions and amendments made
by the Dail and Senate, by the main committee and by the Sub-committee were
non-justiciable. This was so even if such motions or amendments were passed in
breach of or in disregard of the Oireachtas’ own standing orders and
rules of procedure. In argument Mr Clarke accepted that it appeared to be held
In
Re Haughey
that such matters were justiciable but he submitted that that matter had not
been fully argued before the Court.
529. Mr
Shatter in his written submissions relied on Article 15.10 of the Constitution.
That article, he said, outlined non-justiciable areas of parliamentary
activity. It set out the constitutional boundaries and permitted no
interference by the other two organs of Government, the Executive and the
Judiciary with the internal workings of the Houses of the Oireachtas. Thus, he
submitted, the Courts were prohibited from interfering in areas deemed by the
Constitution, either expressly or by necessary implication, to be within the
exclusive competence of Parliament. He referred to the judgment of
O’Dalaigh C.J. in
Wireless
Dealers Association v Fair Trade Commission (unreported Supreme Court 14th
March 1956)
where he stated:
530. He
submitted that the Article should be given a wide interpretation. In his oral
argument to this Court it was clear that he felt very strongly about what he
saw as the incursions of the Divisional Court into areas of parliamentary
activity which were non-justiciable. He described the judgment of the
Divisional Court as
“a
full frontal attack on parliamentary democracy”
,
a
“violation
of the separation of powers”
and an
“emasculation
of Parliament”
.
He suggested that the Divisional Court had
“stormed
through the gates of Leinster House”
.
These ringing phrases, are no doubt, a measure of Mr Shatter’s
passionate rejection of the decision of the Divisional Court.
531. Article
15 of Bunreacht na hEireann deals with the Constitution and powers of the
National Parliament. Article 15.10 provides:-
532. It
is clear from this sub-article that, as submitted by Mr O’Donnell, Senior
Counsel for the Respondents, the Oireachtas
“makes
its own rules for its own members”
.
These rules are in the main set out in the Standing Orders of both Houses.
Various Committees of each House administer these rules, and may provide for
penalties for their breach. Committees such as the Committee on Procedure and
Privilege and the Committee of Selection are long established and are known as
Standing Committees. In recent years another such Standing Committee has been
established - the Committee on Members’ Interests of Dail Eireann. All
these Committees, all investigations carried out by them and all penalties
imposed by them (or by the Dail or Seanad at their instigation) concern solely
the members of the Oireachtas themselves. There is no doubt but that all these
matters are non-justiciable in accordance with Article 15.10.
533. Can
this non-justiciability extend to actions of the Oireachtas, its Committees and
its members when those actions impinge on the rights of persons who are not
members of either House, as contended for by Mr Clarke and Mr Shatter? More
particularly, can non-justiciability extend to a situation where such persons
are compelled to attend and give evidence before a Committee of either House or
a Joint Committee? Could such non-justiciability extend to a situation where,
for instance, the members of a Committee were in blatant breach of the Standing
Orders of the House itself and that breach affected the rights of non-members?
It seems to me that it could not.
534. The
members of the Sub-committee, including Mr Shatter, argued that such an
affected person must seek his or her remedy not through the Courts but
“through
the political process”
.
I am not entirely clear what this latter phrase would mean in practice. In my
view it is neither a practical nor an effective remedy.
535. A
person such as one of the Gárda Applicants, therefore, who appears
before an Oireachtas Committee under a direction pursuant to the 1997 Act is
thus involved in a scenario where crucial decisions are to be made by the High
Court, or by this Court on appeal. He is at risk of being found to have
committed an offence and of being fined or committed to prison. He is brought
into this scenario as a result of resolutions, motions, amendments and other
actions of the Oireachtas. It seems to me that actions of the Oireachtas which
are the basis on which the ordinary citizen may be brought into such peril
cannot be non-justiciable.
536. The
1997 Act does not stand alone. In essence it merely provides the tools for the
work of Committees of the Oireahctas. The Appellants accept that matters
arising under the Act are justiciable. So also must be the resolutions and
terms of reference and any amendments thereto which cause the Act to be brought
into effect.
537. The
careful analysis by the Divisional Court of the train of events leading to the
establishment of what the Sub-committee itself described as the
“Abbeylara
Inquiry”
reveals a litany of procedural changes of direction and indeed procedural
errors. In this Court, as in the Divisional Court, it was extraordinarily
difficult to ascertain from the documentary evidence the exact order and effect
of the procedural steps which were taken. The documentary evidence exhibited
in the pleadings was confusing; the provenance of the exhibited documents, and
of further documents which were handed into Court, was far from clear. A
peculiar feature of this documentary confusion was that, with the honourable
exception of the compellability Sub-committee, none of the bodies concerned
seemed to be capable of producing a certified extract from their minutes
setting out in exact terms the decisions made at each meeting in chronological
order.
538. While
clerical errors and other minor flaws can occur from time to time in any
procedure, it seems extraordinary that such a series of errors and such a
degree of avoidable confusion should have arisen in the course of establishing
exact terms of reference for a task which the Oireachtas apparently regarded as
of great urgency and importance. We are not dealing here with the records of a
local voluntary committee; what is in question here is the procedure and
records of the National Parliament.
539. The
factual analysis of the procedural events made by the Divisional Court was in
no way challenged in the course of the appeal. The Divisional Court treated
the procedural history as crucial to the actual powers of the Sub-committee and
concluded that the Sub-committee acted
ultra
vires
the authority given to it. They dealt with this aspect of their conclusions at
pages 63 to 64 of their judgment as follows:-
540. In
this Court Mr John Rogers S.C., in his detailed submission on behalf of the
Gárda Applicants on this aspect of the case, entirely supported the
approach taken by the Divisional Court. He also argued that the Gárda
Applicants who were directed to appear before the Sub-committee were unaware of
the true nature of the inquiry they faced. Through their Counsel they
repeatedly asked for documentary evidence of the exact terms of reference and
powers of the Sub-committee. This information was either not provided or only
provided after a delay. Even when it was provided it subsequently, in the case
of the consent of the compellability Sub-committee, proved to be inaccurate.
Mr Rogers submitted that an inquiry of the kind envisaged by the Sub-committee
was not mandated by the original resolutions of the Dail and Seanad and that
the subsequent amendments did not render the holding of such an inquiry
intra
vires
.
541. From
the point of view of the Gárda Applicants, they faced the ordeal of
giving evidence in a totally unfamiliar setting, where any failure or refusal
to answer a relevant question or produce a relevant document constituted an
offence punishable by a fine of up to £20,000 or imprisonment for a term
up to two years. Without exact information as to what appeared to be the
constantly changing terms of reference of the Sub-committee how were they to
know what questions and what documents were, in fact, relevant? On this aspect
of the case Mr Rogers relied on the case of
Watkins
v United States (354 U.S. 178)
to which I shall refer later.
542. Senior
Counsel for the appellant members of the Sub-committee (other than Mr Shatter),
Mr Ryan, admitted that a measure of confusion had arisen in connection with the
various amendments to the terms of reference and powers of the Sub-committee,
but argued that nothing that had happened rendered the actions of the
Sub-committee
ultra
vires
.
Mr Ryan submitted that in impugning the resolutions, orders and decisions made
by the Oireachtas and its Committees the Divisional Court had failed to have
due regard to the presumption of constitutionality. He referred to the dictum
of Hamilton C.J. in
Redmond
v Flood [1999] 3 IR 79
where he stated:
543. Mr
Ryan also referred to a number of dicta to the same effect in other cases. He
accepted that there had been certain flaws in the procedures followed by the
committee and Sub-committee, but submitted that serious breaches of rules or
standing orders would have to be established before a Court could prevent the
Sub-committee from performing the task which it had been mandated to perform by
the Houses. In fact any breaches of procedural rules that had occurred had no
serious effect.
544. As
regards the complaint that the Gárda Applicants were unaware of the
nature and purpose of the inquiry, Mr Ryan submitted that all the proposed
witnesses were furnished by the Sub-committee with extensive documentation
including the rules and guidelines for committees and the memorandum of
procedure. The submissions received by the Sub-committee from relatives and
neighbours of the late Mr Carthy and from other members of the public were sent
to all proposed witnesses and were distributed to the relevant legal
representatives at the start of the hearings. A majority of these submissions
raised issues of fact. The chairman of the Sub-committee, Deputy Ardagh,
clearly identified the nature and purpose of the inquiry in his detailed
introduction to the proceedings on 24th April. Mr Ryan submitted that there
was therefore an air of unreality about the Gárda Applicants’
complaints that the purpose of the Sub-committee’s proceedings was a
mystery to them.
545. Mr
Shatter did not make any detailed submissions in regard to procedural
difficulties concerning the terms of reference and powers of the Sub-committee.
He relied on his submission that none of these matters was justiciable. The
Attorney General, who was dealing only with the question of whether the Houses
of the Oireachtas have an inherent right to establish or conduct inquiries and
the extent of such power, did not make any submissions in regard to this aspect
of the case.
546. There
is no doubt that the procedures adopted by the Committee and the Sub-committee
in setting out and later amending their terms of reference and powers are open
to the criticisms made by the Divisional Court. Procedural errors alone are
not, however, sufficient to render the proceedings of the Sub-committee
ultra
vires
.
Mr Ryan argues that the resolutions, motions and amendments of the Oireachtas
and its Committees are entitled to the presumption of constitutionality; this
is so, but this submission is more relevant to the main issue of the inherent
powers of the Committee. A presumption of constitutionality does not serve to
cloak a flawed procedure which leads to actual injustice, if such there be.
547. The
Gárda Applicants claim that the procedural errors in this instance led
to a situation of basic unfairness. This, in the main, was because they, as
compellable witnesses who were at risk of committing an offence and suffering
punishment, were not made aware of the nature and powers of the inquiry they
were directed to attend. Clarity is of great importance in an inquiry such as
that proposed by the Sub-committee. The Oireachtas itself is well aware of
this. The first rule under the heading
“Committee
Procedures”
in the Oireachtas’ own Rules and Guidelines for Committees reads as
follows:-
548. Mr
Rogers complains that the Abbeylara Sub-committee broke this rule in that the
crucial amendment of 10th April, which gave the Sub-committee power to
“make
findings of fact”
was
not conveyed to the Gárda Applicants and indeed seemed to have
disappeared from the records of the Committee. Neither did it form part of the
Sub-committee’s application to the Compellability Committee.
549. The
importance of clarity in the nature and purpose of the investigation is related
to the terms of the 1997 Act. Persons who are directed under the terms of the
Act, as were the Gárda Applicants, to attend an inquiry into facts must
answer questions as put to them and must produce documents as demanded.
Refusal or failure to do so lays the witness open to suffering serious penalties.
550. In
a number of sections of the 1997 Act, the High Court is involved in enforcing
the directions of the Committee which is carrying out the inquiry. Section 3
deals with the power of the Committees who obtain evidence. Section 3(7)
provides (as quoted earlier in this judgment):
551. To
disobey a direction of an Oireachtas Committee is, therefore, a very serious
matter. The 1997 Act, however, includes a provision that the potential witness
need answer only
“relevant”
questions and produce
“relevant”
documentation. Section 4(1) provides:-
552. If
a witness refuses to answer a particular question or to produce a particular
document on grounds of irrelevance, the decision as to its irrelevancy is to be
made by the Chairmen of the Dail and/or Senate, or, on appeal, the High Court.
This provision regarding irrelevance is on its face an important protection for
the potential witness. The protection loses much of its force however if the
witness cannot ascertain clearly in advance what matters are, or are not,
relevant to the inquiry. Relevance or irrelevance can only become clear if the
nature of the inquiry and its terms of reference are also clear and are
conveyed in a proper manner and at a proper time to the potential witness.
553. This
is precisely the situation which was considered by the Supreme Court of the
United States in
Watkins
v United States (354 U.S. 178)
.
In that case the petitioner had been summoned to testify before a
Sub-committee of the House of Representatives Committee on Un-American
Activities. He testified freely about his own activities and associations but
he refused to answer questions as to whether he had known certain other persons
to have been members of the Communist Party. He based his refusal on the
grounds that those questions were outside the proper scope of the
Committee’s activities and not relevant to its work. He was convicted of
a violation of 2 U.S.C. paragraph 192, which makes it a misdemeanour for any
person summoned as a witness by either House of Congress or any Committee
thereof to refuse to answer any question
“pertinent
to the question under inquiry”
.
554. As
set out in the headnote of the report, no clear understanding of the
“question
under inquiry”
could be gleaned from the resolution authorising the full Committee, the
legislative history thereof, the Committee’s practices thereunder, the
action authorising the Sub-committee, the statement of the chairman of the
opening of the hearings or his statement in response to the petitioner's
protest. The Supreme Court held that the petitioner was not accorded a fair
opportunity to determine whether he was within his rights in refusing to
answer, and his conviction was invalid under the Due Process Clause of the
Fifth Amendment. The opinion of the Court was delivered by Chief Justice
Warren. He stressed (at page 197) that in this context
“the
delegation of power to the Committee must be clearly revealed in its
charter”
.
At page 201 the Chief Justice referred to the relationship between the
Legislature and its Committees:-
555. He
went on to consider the way in which the
“question
under inquiry”
had been defined by the Sub-committee in question. At page 214-215 the learned
Chief Justice concluded:-
557. In
the instant case the Appellants claim that the Gárda Applicants were
fully informed of the nature of the inquiry and the powers of the Sub-committee
both by the documentation which was served on them with the direction and by
the comprehensive introductory speech made by Deputy Ardagh on the 24th April.
They were not, however, provided in advance of the hearing with the
resolutions, motions and amendments thereto which were the documents of origin
of the Committee’s inquiry. Even when those documents were sought by Mr
Rogers on their behalf there was considerable hesitancy and delay in producing
them. Those that were produced were at least in one respect inaccurate. To
judge from the transcript the attitude of the Sub-committee appeared to be that
in seeking this information Counsel for the Gárda Applicants was making
“spurious”
legal points or merely trying to obstruct the
“good
work”
of the Sub-committee.
558. In
my view, the information provided by the Sub-committee, while it gave a general
indication of the nature of the inquiry, did not measure up to the
“luminous”
clarity
required, given the possible penalties faced by the Gárda Applicants.
In the
Watkins
case, the United States Supreme Court approached the Committee’s lack of
clarity from the point of view of the
“due
process”
rights of the petitioner. It seems to me that this approach is of assistance
in the instant case. It is not so much that the procedural flaws in the
establishment of the Abbeylara Inquiry are so serious as in themselves to
render the Committee’s proceedings
ultra
vires
.
It is rather that the confusion and complexity that beset the procedures in
question, and the failure clearly to convey the nature and powers of the
Sub-committee to the Gárda Applicants, resulted in a lack of fair
procedures or due process on the part of the Sub-committee.
559. This
issue on the appeal, therefore, is related to the other complaints of the
Gárda Applicants which I will deal with under the heading of Fair
Procedures.
560. The
events surrounding the issue of the consent of the compellability Sub-committee
pursuant to the Act of 1997 are fully set out by the Divisional Court in its
judgment at pages 17 to 29. The factual basis of the history set out by the
Divisional Court is not in substance challenged by the Applicants.
561. The
long title of the Act of 1997 states that its purpose is
“to make provision regarding compellability and the privileges and
immunities of witnesses before Committees of Houses of the Oireachtas and to
provide for related matters.”
Before an Oireachtas Committee can use the powers provided in the Act the
Committee must firstly have the power to
“send
for persons, papers and records”
and must secondly have obtained the consent of the
“appropriate Sub-committee”
.
The
“appropriate
Sub-committee”
is defined in Section 1(1) of the 1997 Act as follows:-
562. As
is clear from the judgment of the Divisional Court and from the documentary
evidence exhibited before this Court, the Abbeylara Sub-committee made an
application to the compellability Sub-committee on the 11th April 2001 for the
necessary consent pursuant to the 1997 Act so that it could issue statutory
directions to proposed witnesses pursuant to Section 3 of that Act. The
compellability Sub-committee considered the application at its meeting on the
evening of the same day. It appears that this meeting began at 7.50 p.m. and
ended at 8.05 p.m. and that at that brief meeting the Sub-committee considered
requests from two Sub-committees one of which was the Abbeylara Sub-committee.
The compellability Sub-committee decided to give consent to the application
made by the Abbeylara Sub-committee.
563. On
12th April 2001 the Abbeylara Sub-committee issued the directions which were
served on the Gárda Applicants and other witnesses directing them to
attend at the hearing on 24th April and there to give evidence. The written
consent of the compellability Sub-committee, duly signed by its chairman Deputy
Seamus Brennan, was not brought into existence until 30th April 2001. The
Divisional Court held that the directions issued on the 12th April to the
proposed witnesses were therefore not properly issued in accordance with the
Statute. There was, therefore, no authority vested in the Sub-committee to
issue these directions.
564. In
this Court the Appellants argued that before the issue of the directions on
12th April the Compellability Sub-committee had in fact met, had considered the
application, and had consented. The Appellants submit that the consent in
writing is required for the purposes of proof only, to be produced in
accordance with Section 3(9)(c).
565. This
issue of the interpretation of Section 3(9) has been fully discussed by
Geoghegan J. in his judgment and I am in complete agreement with him. It
appears to me that the words used in the Statute are clear and should be
interpreted in accordance with what is described in Bennion’s
“Statutory
Interpretation”
as
“the
plain meaning rule”
(3rd ed. Pgs. 425-427). In this context Bennion quotes the judgment of Lord
Reid in
Pinner
v Everett [1969] 1 WLR 1266 at 1275
:
566. It
seems to me that the phrase
“consent...
shall be in writing”
has a natural and ordinary plain meaning which does not lead to any
unreasonable result. There is nothing at all unreasonable in providing that a
written consent should be in the hands of an Oireachtas Committee at the time
when it issues a direction to a witness to attend an inquiry. Indeed, a great
many of the difficulties of the Abbeylara Sub-committee in meeting the queries
raised by Counsel for the Gárda Applicants might have been avoided if
they had taken the simple step of obtaining the relevant
“consent
in writing”
before directing the witnesses to attend.
567. I
would add that even if this interpretation of Section 3(9) were wrong and the
argument of the Appellants were to be accepted, it would surely be necessary
for the Abbeylara Sub-committee to produce the written consent of the
compellability Sub-committee as proof of its existence if and when any witness
required it. From the very beginning of the hearings on 24th April Counsel for
the Gárda Applicants, Mr Rogers, raised queries in connection with the
terms of reference, powers and authority of the Sub-committee. He continued to
raise these queries on the following days. He met with very little assistance
and it was clear that his queries were far from welcome to the members of the
Sub-committee. When, on 26th April the Committee finally rose to consider the
queries which he had raised, their decision was given by the chairman, Deputy
Ardagh, as follows:-
568. It
is abundantly clear that the Committee expected and required the witnesses
before it to give evidence in its far reaching inquiry prior to the production
of the proper written proof of the consent of the compellability Sub-committee.
It is probable that at least some members of the Sub-committee were well aware
that the required written consent was not in existence. In my view, once the
Gárda Applicants had sought evidence of the Committee’s powers,
the Sub-committee had no authority to direct them to give evidence unless and
until proof in writing of the consent of the compellability Sub-committee had
been produced to them.
569. In
my view the Divisional Court was correct in granting an Order of Certiorari
quashing the directions to the Applicants requiring them to attend before the
Abbeylara Sub-committee there to give evidence and to produce documents in
their possession.
570. In
their judicial review proceedings before the Divisional Court the Gárda
Applicants sought a declaration that the procedures adopted by the Abbeylara
Sub-committee did not comply with the requirements of natural and
constitutional justice.
571. The
witnesses who were directed to attend the Sub-committee on 24th April 2001 were
issued with a letter including the Rules and Guidelines for Committees under
the 1997 Act. Rule 2 of these rules provided:-
572. The
Sub-committee also issued a
“Memorandum
of Procedures for the Conduct of Proceedings of the Sub-committee on the
Abbeylara Incident”.
574. All
references to cross-examination of witnesses were, however, to be subject to
paragraph 10(f) which stated:-
575. The
witnesses were also presented with a schedule of witnesses and a timetable for
the hearings. From this it appeared that fifty seven witnesses would be
examined over a ten day period. No cross-examination would be permitted until
the ninth day, and the closing submissions of the parties would also have to be
accommodated on that day. Further evidence and conclusions were scheduled for
the final day.
576. Through
their Counsel. Mr Rogers, the Gárda Applicants raised objections to
certain of these procedures. Their most vehement objection was to the ruling
that the evidence in chief of all the witnesses would first be taken and that
cross-examination of the witnesses would be allowed only with the permission of
the Sub-committee. In addition they objected to the postponement of
cross-examination to the ninth day and that the entire of cross-examination
would be confined to a period of less than one day.
577. It
should be said that Senior Counsel for the Carthy family, Mr Michael
O’Higgins, also raised vehement protests at the proposed curtailment and
postponement of cross-examination.
578. In
the course of submissions to this Court the Appellants submitted that these
procedures were not cast in stone, and would be open to variation if required
during the course of the inquiry. This, however, did not appear to be the
position at the actual hearing on 24th April 2001. Certainly it was not
clearly indicated to the witnesses or their Counsel that the schedule or method
of procedure could be altered from time to time. On 24th April the chairman of
the Sub-committee, Deputy Ardagh, ruled:-
579. On
the same day Deputy Ardagh dealt with the question of any alteration to the
procedures as follows:-
580. These
rulings give an indication of the attitude of both the chairman and the members
of the Sub-committee throughout the public hearings. It was therefore somewhat
surprising to find that the Appellants relied very heavily in their submissions
to this Court on the protections provided for witnesses by Section 10 of the
1997 Act. It is clear that the protections provided in the Act are intended to
reflect the judgment of this Court in
In
Re Haughey [1971] 1 IR 217
.
581. The
Divisional Court in their judgment held that the proposed procedures of the
Abbeylara Sub-committee were unfair and unlawful. At page 69 of the judgment
the Court stated:-
582. In
their submissions to this Court the Gárda Applicants/Respondents relied
in the main on the requirements of fair procedures and natural and
constitutional justice as set out in
In
Re Haughey [1971] IR 217
.
In his judgment in this Court in that case O Dálaigh C.J. stated (at
page 264):-
583. The
Chief Justice went on to set out the
“minimum
protection”
to which the person at risk of having his rights jeopardised was entitled:-
584. O
Dálaigh C.J. concluded that Article 40.3 of the Constitution was a
guarantee to the citizen of basic fairness of procedures. It was he said
“the
duty of the Court to underline that the words of article 40.3 are not political
shibboleths but provide a positive protection for the citizen and his good
name”.
585. The
Appellants in their submissions to this Court made a number of points.
Firstly they argued that the Respondents were not in the position of being
accused of committing a criminal act in the sense that Mr Pádraic
Haughey had been. They were merely witnesses; no evidence at all had yet been
given against them. Secondly, they were in fact been allowed all the rights
listed by O Dálaigh C.J. as set out above. Thirdly, since the inquiry
had not really got properly under way at all prior to the issue of the present
judicial review proceedings the Respondents could not properly allege that the
procedures would not have been changed during the course of the inquiry in
order to meet their complaints.
586. These
submissions carry a certain weight. However, in the light of the Appellants
own submissions both in the Court below and in this Court, it seems clear that
at least some of the Gárda witnesses were at risk of being treated more
as accused persons than merely as witnesses. As regards cross-examination,
clearly any Court and any inquiry must have the right to control
cross-examination, for instance both as to relevance and as to length. But O
Dálaigh C.J. has laid great stress on the importance of
cross-examination, and it does not seem to me that a cross-examination so
limited in time and, even more damagingly, postponed until after the completion
of all the evidence in chief, could adequately meet the standards set by this
Court in
In
Re Haughey.
587. Mr
Rogers also informed this Court that during the actual proceedings of the
Sub-committee the senior Gárda witnesses were called to give evidence in
groups of four or five and were permitted to refer questions and answers to
each other. While such a procedure might on occasion be suitable for what I
might describe as the traditional information-gathering inquiry carried out by
Parliamentary Committees, it is, I consider, open to objection in any inquiry
which is seeking to make serious and damaging
“findings
of fact”
.
588. What
appears to have happened as far as can be gathered from the materials provided
to this Court, is that a pattern of procedure which had been established - and
apparently agreed - for the DIRT Inquiry carried out by the Public Accounts
Committee was transferred more or less
holus
bolus
to the Abbeylara Sub-committee’s inquiry. Clearly, insufficient thought
was given as to whether it was a suitable procedural framework for such an
entirely different type of inquiry.
589. The
Appellants, however, are correct in their submission that none of the
Gárda Respondents have as yet given evidence or been adversely affected
by the proposed procedures, which could have been changed and improved as the
inquiry progressed. Nevertheless, they had been put on notice of the proposed
procedures of the Sub-committee and in fact had found little inclination on the
part of the Sub-committee to meet their complaints. They were, therefore,
justified in seeing themselves as being at risk of being adversely affected by
the proposed procedures.
590. Since
the procedures had not actually been put into effect prior to the issue of the
present proceedings, I consider that the Divisional Court was correct in
confining the relief granted to the Respondents in this respect to the
declaratory order which they made at paragraph 5 of their order of 23rd
November 2001.
591. I
am the more ready to uphold this aspect of the order of the Divisional Court in
that, as I have stated earlier, I consider that the lack of clarity in the
amended terms of reference of the Sub-committee, and the failure clearly to
convey to the witnesses the nature and powers of the Sub-committee, also
contributed to a failure to comply with the requirements of natural and
constitutional justice. It could also be said that the Respondents’
complaints concerning objective bias (to be dealt with at the end of this
judgment) were closely connected with the overall concept of fair procedures
and natural and constitutional justice.
592. The
second relief which was sought by the Gárda Applicants in their
application for judicial review was set out in their Grounding Statement as
follows:-
593. The
grounds upon which their claim for such a relief was sought appear at paragraph
(d) of the grounding statement as follows:-
594. The
Divisional Court in its judgment refers to this as among the major issues
raised by the Applicants in the proceedings. On page 33 of the judgment the
issue is set out:-
595. However,
the Divisional Court, having held that the Sub-committee had in fact no power
to conduct the inquiry in question, did not go on to consider the specific
issue of bias. Nor is there any relief based on bias granted in the Order of
the Divisional Court made on the 23rd November 2001.
596. On
6th December 2001 notices of appeal to this court were filed on behalf of the
Joint Committee (other than Alan Shatter), on behalf of Alan Shatter, and on
behalf of Ireland and the Attorney General. On 12th December 2001 a Notice to
Vary was filed on behalf of the Gárda Applicants (the Respondents in the
appeal). In the Notice to Vary the Respondents sought:-
597. The
use of the phrase
“elected
officials”
in both the original grounding statement and in the notice to vary is somewhat
strange. However, based on the submissions of Counsel to this court, it can be
taken simply to mean
“public
representatives”
or
“members
of the Oireachtas”
.
In general terms the Gárda Applicants argue that by the very nature of
their functions, responsibilities and characteristics as public representatives
the members of the committee are precluded on grounds of bias from carrying out
an inquiry of this type. They also argue in particular that at least a number
of the members of the committee have by their behaviour before and during the
actual committee hearings created in the minds of the Gárda Applicants a
reasonable apprehension of bias.
598. The
bias claimed by the Respondents is
“objective”
bias. They make no claim of subjective bias on the part of the committee
members; they do not allege any specific personal interest on the
members’ part in the outcome of the inquiry.
599. It
appears that the issue of bias was argued before the Divisional Court although
this is not reflected in the judgment of that court.
600. Since
it is the Respondents (the Gárda Applicants) who have sought this
variation of the decision of the Divisional Court it seems appropriate firstly
to consider their submissions to this court. This part of their submissions
was dealt with by Mr O’Donnell.
601. Mr
O’Donnell introduced his submissions on bias with a reference to the
history of parliamentary inquiries in the United Kingdom, the enactment of the
Act of 1921, and the Salmon Report. All these matters have been dealt with
elsewhere in this judgment and in the judgments of other members of the court
and there is no need to enlarge on them here. Mr O’Donnell’s basic
argument which, he said, followed from common sense, was that persons who hold
elected positions are not independent and are not capable of acting in a manner
that is divorced from their own electoral dependence, persistent need to court
media approval and the dictates of their own party political loyalties.
602. Counsel
pointed out that the decisions of this court upholding the validity of
Tribunals of Inquiry under the 1921 Act attached importance to the fact that
those Tribunals operated under the aegis of experienced judges. In
Goodman
v Hamilton [1992] 2 IR 542 at 592
the then Chief Justice, Finlay C.J. observed that the fact that the sole Member
of the tribunal of inquiry in that case was a High Court judge was
“a
significant contributing factor to the fairness of the proceedings that are
being undertaken”
.
In the same case Hederman J. stated:-
603. It
was clear that the learned judge did not regard with favour the idea of
“a
tribunal composed exclusively of Dail deputies”
.
604. Mr
O’Donnell referred to the established test of objective bias in Irish
jurisprudence defining it as revolving around
“that
of the reasonable person’s reasonable apprehension of bias”
(
Bula
v Tara Mines unreported Supreme Court 3 July 2000 at 36
).
In view of this it became extremely difficult to see how it could be contended
that the members of the Sub-committee were not subject to the disability of
apparent bias. They were not independent in the discharge of their functions.
The risk of elected politicians being induced to condition findings of fact by
reference to their own perception of public opinion, or being reluctant to
arrive at findings that might inflame that opinion, was such that no person
looking objectively at proceedings conducted by such a committee could have
confidence in the impartiality of the result.
605. Counsel
highlighted the response of the Appellants to the issue of bias. The
individual deputies protested their determination to be impartial. In effect
they sought to assure the court that they would behave with the impartiality
and dignity appropriate to the court proceedings; they contended that they
would be like judges and agreed that they were obliged to behave in a judicial
manner. This however was in direct contrast to their actual constitutional
duties to their constituents. They were elected to represent their
constituents and could not ignore the views and indeed the actual
representations of their constituents. In this context Mr O’Donnell
quoted the ringing phrases of Edmund Burke’s Address to the Electors of
Bristol. He went on to point out that the members of the committee were
subject to party discipline and that the members of all Dail Committees were
selected in proportion to the strength of the Parties in the House precisely
because they could put forward their Parties’ policies in the committee.
May a Party whip be imposed on the members of the committee, he asked, and if
not, why not?
606. Mr
O’Donnell said that he found it extremely troubling that the Appellants
had argued that the rule against bias had no application to the proceedings of
the committee. The rule against bias (the
nemo
iudex
rule)
was one of the two basic tenets of natural law. To be told that it did not
apply to this inquiry was extraordinary, particularly when it was accepted that
other rules of fair procedures did apply.
607. The
Attorney General had argued that the decisions on bias were only applicable in
the context of a decision-maker whose fact finding would determine legal
rights. Mr O’Donnell submitted that that was quite wrong. The fact that
the rules relating to bias were not confined to the bodies whose determinations
directly affected legal rights was evident from the decision of this court in
Chestvale
v Glackin [1993] 3 IR 35
,
where those principles were applied to an inspector appointed and reporting
under the Companies Act.
608. Mr
O’Donnell then turned to the actual behaviour of the members of the
committee. Members of the committee had expressed trenchant views on the
subject of the inquiry before it commenced; the chairman of the inquiry took
part in a television programme about the inquiry while it was ongoing, and
other members of the committee gave interviews to journalists during the course
of the hearings expressing opinions as to the whole course of the hearing. The
evidence before the High Court (which was never contradicted) was that
journalists were regularly briefed throughout the course of the Parliamentary
Committee proceedings by the members of committees. On any standard
application of the rules against bias, those facts would give rise to a
reasonable apprehension of pre-judgment. To draw attention to these matters
was not to criticise elected representatives as such. On the contrary, it was
because “
elected
representatives were obliged to monitor and reflect popular sentiment
,”
because
“they were trusted to reflect that sentiment in their law making
”
and because
“they were obliged to listen to and reflect upon the views of their
constituents that it was singularly inappropriate that they then engaged in the
function of determining facts particulars to individuals and potentially
adverse to them
.”
609. The
apprehension of bias on behalf of the Gárda Applicants was founded both
in the general nature of the proper task of elected representatives and in the
particular behaviour of the members of the Sub-committee.
610. In
the course of oral argument before this court the main argument for the
Appellants on bias and on the Notice to Vary was put forward by the Attorney
General. He submitted that the authorities on bias had no relevance to the
situation of a committee or Sub-committee of the Houses of the Oireachtas. All
the authorities cited by the Gárda Applicants relating to the test of
bias concerned a situation where there was a decision-maker whose fact finding
would determine legal rights. The test of bias operated only in a situation
where there was a trial or an adjudicative process taking place. He submitted
that an Oireachtas Committee of Inquiry operated at the heart of the
parliamentary process and was devoid of any legal effect or impact on the
rights of individuals. Where a trial or regulatory authority was making a
decision affecting rights it was consistent with and necessary to that function
that the decision-maker would be free of any kind of bias whether actual or
apparent. Where members of the Oireachtas in pursuance of their various duties
enquire into facts relevant to those duties wholly different considerations
would apply.
611. The
Attorney General said that the Gárda Applicants argued that elected
members of the House were unfit to carry out the fact finding exercise involved
in an inquiry. He submitted that on the contrary a perusal of the duties and
responsibilities entrusted by the Constitution to such persons revealed a trust
and faith in their judgment on matters of the most far reaching consequence.
They were charged with making decisions not only about legislating for the
country but also with judgments about the President and the judges of the
Courts of Justice. The suggestion that such persons were unfit to carry out
duties connected with their legislative function because of the representative
nature of their duty was without merit and misconceived.
612. Mr
Shatter in his submissions adopted the arguments of the Attorney General on the
issue of bias.
613. The
members of the Sub-committee (other than Mr Shatter) dealt with this matter in
their written submissions. They submitted that the claim of bias misunderstood
the role of the Sub-committeee. The Sub-committee was not in dispute with the
Gárda Applicants nor was it going to determine any rights or liabilities
either of the Gárda Applicants or any one else. All the Sub-committee
would do was to report (via the Joint Committee) their considerations and
recommendations to both Houses. It was therefore inappropriate to apply the
type of analysis of bias to the Sub-committee that one would apply to a court.
It was difficult to comprehend the contention of the Gárda Applicants to
the effect that the Sub-committee could not be
“independent”
in the conduct of the proposed inquiry because the Sub-committee was composed
of elected officials. The Sub-committee was made up of a cross section of
members of three political parties and was representative of the Houses as a
whole. It was unclear how bias could arise in such circumstances.
614. The
Appellants accepted that the traditional concept of procedural fairness as
applied to courts required that a number of elements be present when an
investigation into a person’s activities was being carried out. While
persons whose interests might be affected by an act or a decision should be
given prior notice and an adequate opportunity to be heard, the concept also
required that the decision-maker should not be biased or prejudiced in a way
that precluded fair and genuine consideration being given to the arguments
which such persons concerned might have advanced. The rule against bias was
concerned not only with preventing actual bias, but also with ensuring that
circumstances should not give rise to the appearance or a risk of bias.
615. Counsel
for the Appellants referred to the test of objective bias as formulated by
Finlay C.J. in
O’Neill
v Beaumont Hospital Board [1990] ILRM 419
as being whether:-
616. Counsel
went on to refer to a number of decisions of the High Court and this court
concerning objective bias, including in particular
Orange
Communications Limited v The Director of Telecommunications Regulations and
Another (unreported Supreme Court 18th May 2000).
A consideration of this case law relating to bias, it was submitted,
identified situations where a decider of fact would be disqualified from
acting. However, it could be seen from those cases that this situation would
generally occur only when an identifiable factor linked the individual decider
of fact or the member of a deciding committee to some aspect of the matter
being investigated so as either to establish actual bias or to suggest the
presence of bias.
617. In
the situation of the Sub-committee, however, there were no factors linking any
members of the Sub-committee to Mr Carthy or to any of the persons under
investigation. In fact the Gárda Applicants had rightly stressed that
no such allegations were being made. The contention of the Gárda
Applicants was that members of the Sub-committee should not act simply because
they have been elected. The Appellants submitted that the mere fact that they
had been elected and might again stand for election should not, on a reading of
the case law, be sufficient to brand them as biased. To suggest that the
members of the Sub-committee would tailor their considerations on the Abbeylara
Incident in such a manner as to win favour with their constituents would be to
suggest that no elected person could ever exercise independence while acting in
his or her official capacity. This was an untenable contention.
618. It
is common case among all the parties before the court that there is no
suggestion of actual subjective bias on the part of the individual members of
the Sub-committee. It is also agreed, at least in principle, by the Appellants
that the members of the Sub-committee, in carrying out the proposed inquiry,
would be required to behave with judicial propriety.
619. The
Appellants and the Respondents, while they disagree on the relevance and the
application of the test of objective bias to the work of the Sub-committee,
agree in general terms as to the actual test of objective bias as defined by
this court. This was clearly set out in the passage quoted above from the
judgment of Finlay C.J. in
O’Neill
v Beaumont Hospital
.
The test of objective bias was also recently discussed at some length in the
judgment of Denham J. and in my own judgment in
Bula
v Tara Mines Limited (No. 6) [2000] 4 IR 412.
The test is described by Denham J. as follows (at page 441):-
620. In
my judgment in that case I also discussed the nature of the test and reached a
similar conclusion. I referred to a passage from the judgment of Lord Denning
M.R. in
Metropolitan
Properties Company (F.G.C.) Limited v Lannon [1969] 1 QB 577 at page 599
where
the learned judge stated:-
621. While
it is of course accepted that the members of the Sub-committee were not judges
and were not administering justice, they themselves accept that in carrying out
the type of inquiry they envisaged it was necessary for them to behave in a
judicial manner. The matter which is at issue between the parties is not the
nature of the test, but the extent of its application to the Sub-committee, or
if it applies at all.
622. For
this purpose it is in my view again necessary to distinguish the type of fact
finding inquiry envisaged by the Sub-committee in this case from the work of
what might be described as the ordinary run of Parliamentary Committees such as
those that deal with the committee stage of Bills before the House. Where such
work is closely connected with the framing of legislation or involves the
gathering of generalised information relevant to the framing of legislation, it
is clear that the Attorney General is correct in his contention that the rule
against bias is not relevant. When approaching such a task it is probably
desirable rather than otherwise that members of the Oireachtas have already
formed strongly held opinions, and in addition that they put forward the views
both of their constituents and of their Party. It is out of this open
interchange of such views and opinions (which in another context might be
described as biased) that policies are formed and eventually legislation is
framed. In this context it is not damaging, or certainly not seriously
damaging, that politicians court publicity for their views and for their
representational work.
623. The
situation is somewhat different when, as in the Abbeylara Sub-committee, the
committee sees itself as having an inquisitorial role leading to findings of
fact which may damage the good name of persons who are not members of the
Oireachtas. The Houses themselves have provided a special set of Rules and
Guidelines under the 1997 Compellability Act which are to govern
“the
conduct of proceedings which may give rise to findings of fact or to
conclusions which could adversely affect or impugn the good name of any
person”
.
These Rules and Guidelines deal,
inter
alia
,
with the matter of actual, or subjective bias. At Rule 5 it is stated:-
625. This,
of course, reflects the general rule of the Oireachtas that members
“should
declare their interests”
.
It is perhaps a little surprising that the Sub-committee members should under
the Rules and Guidelines make these declarations of interest out of the public
eye; one must, I think, assume that the
“ruling”
by the Chairman of the main committee would, in a case where the member in
question continued in membership of the Sub-committee, include a direction that
the interests in question be declared publicly.
626. The
Rules and Guidelines therefore recognise the need to guard against a risk of
subjective bias. The matter of objective bias is more subtle, and would be
difficult to provide for in a set of rules. In my view, however, where a
committee deals in an inquisitorial fashion with persons who are not members of
the Oireachtas and whose good name may be impugned, the normal rules of
objective bias must apply. This follows directly from the admission of the
Appellants that in these circumstances the members of the Sub-committee must act
“judicially”.
627. The
test for objective bias has been set out above. Neither in a court nor in a
committee should the test be applied in an over-strict or exaggerated way. (See
Bula
v Tara (No. 6)
.
It is a
“reasonable
person”
test. But on any such test it must in my view be unacceptable for members of
an inquisitorial committee such as this to make public comments on the subject
matter of the inquiry both in the run up to the inquiry and during its actual
currency. The Gárda Applicants have exhibited documentary material in
the pleadings containing scripts of television programmes (Questions and
Answers, Prime Time) and press reports which include comments and discussion by
members of the Sub-committee directly referring to the subject matter of the
inquiry. In at least some cases members expressed strongly held views which
would undoubtedly give rise to a reasonable apprehension of bias.
In
many of their submissions the Appellants compare the inquiry to be undertaken
by the Abbeylara Sub-committee to inquiries carried out by tribunals under the
1921 Act. What would be the public view of a judicial, or indeed any other,
Member of a 1921 Act tribunal if he or she were to appear regularly on
television or give briefings and interviews to the Press expressing personal
views on the subject matter of the tribunal? A moment’s consideration of
such a scenario would show how grossly inappropriate it would be. The same
standard must apply to an inquisitorial committee of the Oireachtas.
628. The
Gárda Applicants say that given the nature of the work and life of
members of the Oireachtas this must mean that they are automatically incapable
of carrying out an inquiry such as that on Abbeylara. I would not go so far.
Members of the Oireachtas have been given highly important constitutional
duties; they have been elected by their constituents to fulfil these duties.
If whether under Statute or otherwise they have been properly mandated to carry
out an inquiry, I consider that they cannot be disabled from so doing by an
automatic assumption of objective bias. If, however, they are to carry out
such a proper inquiry, the members of such an inquiry committee would have to
accept a self denying ordinance which would, for example, prevent them from
carrying out any media appearances or interviews dealing with the subject
matter of the inquiry both before and during its currency. This, of course,
does not mean that the inquiry proceedings themselves should not be held in
public; in most cases this would be desirable rather than otherwise.
629. It
is interesting in this context to look at the references to bias in the
Comparative Study into Tribunals of Inquiry and Parliamentary Inquiries
(including Costs Comparison Report) published by the Committee of Public
Accounts of Dail Eireann following the DIRT Inquiry. This document, as pointed
out earlier, was provided to the court by the Attorney General as an appendix
to his submissions to this court. The Comparative Study was undertaken by the
Department of Finance and the Attorney General’s Office. One assumes
that the Costs Comparison section of the Study was carried out by the
Department of Finance and that the remaining text was provided by the Attorney
General’s Office. At page 38 of the Study it is stated as follows:-
630. This
is a clear and succinct statement of the problem. It is not an insoluble
problem but it is one which must be recognised, faced and properly dealt with.
It appears that it was neither recognised nor properly dealt with in the
Sub-committee on Abbeylara and thus that Sub-committee is tainted with
objective bias. It is not, however, necessary for this court to make the
general declaration sought by the Respondents in their notice to vary. This
would be to make an assumption of automatic objective bias arising from the
very nature of the political and representational role of members of the
Oireachtas. Apart from the undesirability in principle of making such an
assumption, there was no evidence before the Divisional Court which would
permit such a far-reaching finding.
631. Earlier
in this judgment I have suggested that the Respondents’complaints
concerning objective bias were closely connected with the overall concept of
fair procedures and natural and constitutional justice. If fair procedures are
to be maintained and if the taint of objective bias is to be avoided, the
members of the Abbeylara Sub-committee, and any similar Committee, should not
participate in media appearances and interviews, nor make statements to the
media, during the period immediately prior to the Inquiry or during its currency.
632.
I would not allow the appeal. However, I consider that the form of declaration
granted by the Divisional Court is too wide. The declaratory relief should
relate only to the inquiry in issue. I would agree with the form of
Declaration proposed by Denham J., and with the consequential Order of
Certiorari which she proposes to make. I would make no order on the Notice to
Vary. It is not necessary to make any further order.
633. The
tragic death of John Carthy on the 20th April, 2000 is agreed on all sides to
be a matter which, in the public interest, merits proper and formal
investigation. Both the Carthy family and the Gardaí who are the
applicants in this case have expressed the preference that this should be done
by means of an independent Tribunal of Inquiry with the powers set out in the
Tribunals of Inquiry (Evidence) Act, 1921 as amended, to be conducted by an
independent person. Such an inquiry would be, in the words of Hamilton C.J. in
Haughey
v. Moriarty
[1993] CIR I at 55
“wholly
independent of the political process”.
634. The
Inquiry now pending, however, is not at all independent of the political
process. It is an inquiry before a sub-Committee of a joint Oireachtas
Committee being conducted by seven politicians, six deputies and one senator.
This Committee claims the power to make findings of fact, including findings
adverse to a person and capable of impugning his or her good name. It is
claimed that this power may extend to a finding of unlawful killing. There is
no statutory or express constitutional basis advanced for the existence of this
power. It is said by the Committee to be
“inherent”
in the Oireachtas.
635. The
first and most fundamental issue raised by this case, accordingly, is whether
the sub-Committee is empowered to carry out the sort of inquiry they propose -
one which may potentially lead to a finding of unlawful killing - solely on the
basis of the alleged unwritten but inherent power. The exercise of such an
allegedly inherent power is without historical precedent in the eighty years of
Irish independence. It formerly existed in the United Kingdom but is said on
high authority to have
“disappeared”
there, to be replaced by the Tribunal of Inquiry or other forms of extra
parliamentary investigation. The Garda applicants say that there is no
inherent power in the Oireachtas to hold any individual, whether a garda, a
public servant or an ordinary citizen, directly and personally accountable to
elected politicians in the Oireachtas. They also say that the Oireachtas,
because of its political nature, is an unsuitable body to hold individuals
accountable for specific incidents. But that is not the fundamental point,
which relates simply to whether the Oireachtas has or has not the asserted
inherent power.
636. In
the light of certain submissions made to the Court it is important to be clear
that certain issues do not arise. The case made by the Garda applicants, in
my view, does not involve, directly or by implication, any attack upon the work
of Oireachtas Committees in general, on the Public Accounts Committee in
particular, on the Private Bill procedure, on the power of the Dáil to
hold a government answerable to it or on its powers of scrutiny of the
expenditure of public monies. Still less is the case
“an
attack on parliamentary democracy”
as Mr. Shatter saw fit to submit. It is a challenge to a novel assertion of a
power to hold individual citizens directly accountable to a parliamentary
committee. This challenge may be well founded or ill-founded, but the act of
making it is an assertion of the citizen’s right of access to the Courts
and in no sense an attack on parliamentary democracy. Its content does not
seek to challenge the established practices of the Oireachtas.
637. The
Oireachtas Committee, of course, has a major role in aid of the legislative
function which has been acknowledged since 1922. The practice of the
Oireachtas to date is correctly stated in the judgment of Hamilton C.J. in
Haughey
v. Moriarty
where he says:-
638. There
is clearly a major distinction in principle between the exercise required to
advise on the desirability of legislation on the one hand and that required to
establish the truth of controverted facts about a past event, and perhaps to
make so grave a finding as that of unlawful killing, on the other. Advising
on the desirability of legislation requires no legal mandate: it can be done
by any person but is plainly particularly appropriate to members of the
Oireachtas, who have special powers to assist them in doing so. It relates to
the future, not to the past and will not in itself affect the rights of any
person in respect of past activities. It does not require an unbiased
approach: on the contrary, legislation may quite properly arise out of the
strong opinions and preconceptions of those elected to office. And it is an
intrinsically political function since legislation is a political product.
Adjudication on the propriety or otherwise of past behaviour, on the other
hand, is not intrinsically a political function. As will be seen later in
this judgment, where it has been attempted by political bodies the results have
often been strikingly unhappy. It is unknown in this jurisdiction up to the
present time and would represent a new form of direct personal accountability
to politicians of ordinary citizens or at least such of them as are public
servants.
639. The
essential novelty of what is presently proposed is that the fact finding
function, in a matter capable of grave repercussions for an individual, is
proposed to be carried out by a committee of politicians rather than in a
manner independent of the political process. The Garda applicants simply
raise the question of whether this can be done without express authority.
640. There
may be cases where it is difficult to draw a precise line of distinction
between the two functions described in the citation from Chief Justice Hamilton
above. Advice on the desirability of legislation on a particular topic may of
course reflect the adviser’s view of past events or transactions. So
long as this is genuinely incidental and not a mere device, this incidental
overlap certainly does not, in my view, even potentially invalidate an exercise
of the first kind. But what is proposed here is not a consideration of
legislation, or possible legislation, which might incidentally involve an
expression of some general view about the Abbeylara incident. It is proposed
expressly to consider the fatal shooting and it is claimed that this
consideration may lead to a finding of unlawful killing by some individual.
641. In
order to decide whether the pending inquiry is a legitimate one, it is
necessary first to examine precisely what is proposed. The salient facts have
been set out in the judgment of the learned Chief Justice and of that of the
Divisional Court: I gratefully adopt these statements. Nevertheless,
ascertaining exactly what is proposed is not a straightforward exercise.
Firstly, as the decision of the Divisional Court makes clear, the proposed
inquiry changed considerably both in its form and in its legal nature in the
months, and particularly in the weeks, prior to its first sitting. These
changes are themselves the subject of separate challenges to their legitimacy.
However, for the purpose of this first issue I intend to examine the
sub-Committee’s proposed inquiry in the form in which it was represented,
by the sub-Committee itself, to the Garda applicants. Secondly, there are
aspects of the sub-Committee’s powers, such as the claimed power
“to
make findings of fact or conclusions”
which are alleged by the appellants to have a meaning in law different from
their ostensible meaning. I shall consider whether this is so or not at the
end of this section.
642. All
of the Garda applicants received letters requiring them to attend at the
sub-Committee’s hearings. These letters and the accompanying documents
contained the information available to the Garda applicants at the time when
they were required to attend, and for a long time after that. While there
have been certain clarifications, and arguably some deficiencies, in the
information which has later come to hand, none of it alters the fundamental
nature of the inquiry notified to them.
643. The
deponent who swore an affidavit on behalf of all the applicants, Detective
Garda Frank McHugh, said that he received a letter dated the 23rd April, 2001
which required him to attend
“at
hearings of the sub-Committee on the Abbeylara incident, commencing with a
preliminary hearing at 11am on Tuesday 24th April, 2001 in room G2, Kildare
House, Kildare Street, Dublin 2 and thereafter at such times and on such days
as may be required by the sub-Committee.........”.
645. A
number of documents were enclosed with this letter. They included, vitally,
the
“Rules
and Guidelines for Committees in relation to the conduct of proceedings which
may give rise to findings of fact or to conclusions which could Adversely
Affect or Impugn the Good Name of any Person”.
There
was also enclosed the
“Memorandum
of Procedure on the conduct of proceedings by the sub-Committee on the
Abbeylara incident under the provisions of the Committees of the Houses of the
Oireachtas (Compellability Privileges and Immunities of Witnesses) Act, 1997 as
amended by the Comptroller and Auditor General and Committees of the Houses of
the Oireachtas (Special Provisions) Act, 1998 (hereinafter referred to as the
‘Compellability Acts’)”.
There was also enclosed a copy of the Garda Report into the Abbeylara
incident and a copy of some twenty-one submissions received from the public and
certain organisations. Some of these were highly critical of the
Gardaí.
646. The
sub-Committee drew up a document entitled
“Statement
of Issues and List of Witnesses”
.
It was said to be a document of a preliminary nature and to arise out of the
sub-Committee’s terms of reference. The document itself was intended to
give
“parties
and witnesses”
an indication of the areas to be covered by the inquiry. It was stated that
“Parties
will also have an opportunity to make submissions as to the issues, witnesses,
and procedures”.
The
judgment of the learned Chief Justice sets out the relevant portions of this
Issues
document. Furthermore, at the conclusion of the document the sub-Committee
listed, apparently as part of its agenda, the following matters:-
647. The
manner in which the issues thus identified were interpreted by the Committee
may be gleaned from a number of questions asked by the members of the Committee
on the 26th April, 2000, the first day on which evidence was taken. Three
questions by Deputy Shatter are illustrative. The first was directed through
the Chairman of the Committee to the Commissioner of An Garda
Síochána:-
648. On
the same day, Deputy Shatter asked Chief Superintendent Culligan, (the officer
in charge of the Garda investigation into the incident and the author of the
report later adopted by the Commissioner) the following questions:-
649. Counsel
for the Garda applicants submitted both in the High Court and in this Court
that the issues identified suggested that the inquiry would consider the
question of whether the late Mr. Carthy had been unlawfully killed. A finding
that the final shot had been unnecessary because fired when the deceased was no
longer a threat to any person would, in the applicant’s submission,
amount to a conclusion or finding of unlawful killing
.
In
the High Court, this question was the subject of argument and submission on
behalf of the sub-Committee (other than Deputy Shatter), on the ninth day of
the hearing, Tuesday 2nd October, 2001. The transcript records the following
discussion between the Court and counsel for the sub-Committee:-
651. The
reference in argument to
“unlawful
killing”
was not an unexpected or incidental one. Apart from the fact that it was
raised in submissions by Mr. Rogers on behalf of the Garda applicants, the
argument returned to the topic on day 11 of the hearing, when Mr. Clarke S.C.
was making submissions on behalf of the Committee. He was asked:-
652. In
subsequent discussion with Mr. Shatter, who conducted the case on his own
behalf, on day 14 of the hearing, the Court mentioned in the context of debate
on whether the members of the sub-Committee were impeachable for bias that
“.......
One of the conclusions which it is had been said that this Committee can come
up with is a conclusion that an unlawful killing took place with severe
repercussions for members of the Gardaí.......”.
There was no dissent from this proposition.
653. In
this Court, Counsel for the Committee expressed his clients view of their
powers as follows:-
654. The
phrase unlawful killing has long had a specific meaning in legal usage. It
describes the offence of manslaughter: in an indictment for that offence the
prosecution allege that the defendant
“unlawfully
killed”
the deceased. A slightly broader meaning is found in Section 4 of the
Criminal Justice Act, 1964, which provides for the state of mind required
before an unlawful killing can be classed as murder:
“Where
a person kills another unlawfully the killing shall not be murder unless the
accused person intended to kill, or cause serious injury to, some
person.......”.
655. It
may thus be said that in its legal meaning the phrase relates to a homicide not
less culpable than manslaughter.
656. It
was clearly indicated to the Garda applicants that the Committee before which
they were summoned was one that intended to arrive at
“findings
of fact or conclusions.”
This was communicated to them both in the
“Rules
and Guidelines”
document which was enclosed with their direction to attend and in the
“Statements
of Issues”
document.
Lengthy submissions as to the meaning of this phrase were addressed to the
Court by Counsel on behalf of all parties. It is essential to achieve a proper
understanding of the origin and legal significance of the phrase. It must
also be recalled that these
“findings”
might be adverse to a person or impugn his good name. Moreover, the decision
to use this form of words was the sub-Committee’s, presumably taken after
study of the submissions referred to above.
657. On
the 1st July, 1999 the sub-Committees on Compellability of the Dáil and
Seanad Committees on Procedure and Privileges, meeting jointly, adopted the
rules and guidelines which bear that date and which are exhibited in the
affidavit of Mr. McHugh. In the definition section, the following definition
occurs:-
658. It
thus appears that the phrase
“findings
of fact or conclusions”
,
on which so much debate has centered is not of direct statutory origin but
arises in a document made under statutory authority to
“make
rules and draw up and issue guidelines relating to the
conduct
of proceedings, and to
procedure
generally, of committees”
(emphasis added). The rules which follow the definition section just quoted
provide at Rule 1 that:-
659. Rule
13, which deals with the situation arising where a report of a sub-Committee is
referred to the Committee which appointed it provides that such committee may
accept, reject or refer back such a report. The rule continues:-
660. From
these citations from the document which is, apparently, the origin of the
disputed phrase, it will be seen that
“facts
found”
are
distinguished from
“opinion
(s) expressed”.
It will also be seen that in the case of a sub-Committee such as that before
which the Garda applicants were summoned, the Committee which appointed it may
make recommendations additional to those of the sub-Committee if these arise
from facts founds or opinions expressed in the report of the sub-Committee. To
put this in another way, in relation to facts found, the Committee may not add
recommendations unless these arise out of the facts as found by the
sub-Committee. To this extent, it appears, the Committee is bound by the
sub-Committee’s finding of fact.
661. There
is another, much more significant, legal effect of the report of a
parliamentary committee or sub-Committee. In the law of defamation, the
general rule applying to the defence of fair comment is that the defence will
fail unless the facts on which the comment is based are truly and correctly
stated. This, however, does not apply
“where
comment is made on facts stated in a privileged document e.g. a parliamentary
paper......”
.
See
Gatley
on Libel and Slander
8th edition paragraph 719. The classic case on this topic is
Mangena
v. Wright
[1909] 2 KB 958. At page 977 Phillimore J. said:-
662. This
proposition may fairly be described as a common law rule since the decision,
though much debated, and sometimes confined strictly to parliamentary and
judicial utterances and publications, has never been reversed. It is of
interest in the present context for two reasons. Firstly, it is a plain
instance of a legal effect, in the area of the applicants right to their good
name, of the report of a parliamentary committee or sub-Committee. Secondly,
in defining the scope of the exception to the rule that facts grounding a
defamatory comment must be proved to be true, Phillimore J. equates the
parliamentary to the judicial utterance for that purpose.
663. It
thus appears that if the sub-Committee is correct in claiming the power to make
a finding of unlawful killing, or a finding of fact which inevitably gave rise
to the implication that the deceased had been unlawfully killed, the applicants
or any one of them considered by the Committee to have been involved in such
unlawful killing could be exposed to media or other comment on the basis that
the commentator could rely on the sub-Committee’s report to establish the
truth of the facts on which he based the comment. No contradiction would be
possible in order to rebut the Committee’s version of the facts for the
purpose of rebutting a defence of fair comment.
664. The
Attorney General, the Committee and Deputy Shatter all emphasised that neither
the Committee, nor its sub-Committee, nor any body other than a court, could
make
“findings
of fact”
which had legal effect in the sense of binding other tribunals or exposing a
person who is the subject of an adverse finding to criminal penalties or civil
liabilities. They did not address the rule in
Mangena v. Wright
.
665. They
submitted that the findings of a sub-Committee such as the present one, like
those of a Tribunal of Inquiry, are legally sterile in this sense of having no
legal consequences. Accordingly, the phrase
“findings
of fact or conclusions”
should
not be interpreted literally, or in the same way as the phrase would be
interpreted in the context of a finding by a court. It should, they said, be
interpreted as meaning no more than an expression of opinion by the
sub-Committee. It was clearly necessary, they submitted, that the
sub-Committee should in this sense make findings of fact if it was to perform
its functions at all.
666. In
making this submission they relied in particular on
Goodman
International v. Mr. Justice Hamilton
[1992] 2 IR 542. This case featured largely in the arguments on both sides
of the present appeal, on different aspects of this first issue. The phrase
“legally sterile”
became current as a result of the
Goodman
International
decision. It originates, however, in the judgment of Brennan J. in
Victoria
v. Australian Building Construction Employees and Building Labourers Federation
[1982] 152 CLR 25.
667. The
Attorney General, in particular, conceded that the phrase
“findings
of fact”
was one which should not, perhaps, have been used because of it connotations of
a binding judicial finding of fact, or of an administration of justice.
Properly interpreted, he said, it meant no more than an expression of opinion.
It was analogous, he said, to the expression of opinion offered by a critic of
art or music: he gives his view but does not adjudicate. Even if the Court
did not share this view, it should nonetheless refrain from granting the first
declaration. It could, alternatively, excise the words
“findings of fact”
from the Committee’s remit or substitute them with another form of words
which would make clear what was undoubtedly the position in law: that the
result of the sub-Committee’s deliberations had the status of opinion only.
668. Mr.
Diarmuid McGuinness SC, who appeared with the Attorney General and followed
him, conceded that the results of the Committee’s inquiry was clearly
capable of affecting the applicants good name. He agreed that it could also
affect their careers. It was not, he said, sterile in that sense although it
was
“legally
sterile”
in the sense of being incapable of constituting a conviction or binding
finding. He accepted that the findings might have a non-legal effect
especially since the applicants were public servants in a police force under
the control of the Executive, which was in turn responsible to Dáil
Eireann. He submitted that there might be a distinction to be drawn between
the powers of the Committee to make findings in this sense in relation to a
public servant on the one hand and in relation to a private citizen on the
other. He submitted that there was an area of accountability arising from a
person’s status as a member of the police force which might not perhaps
apply in the case of a private citizen.
669. Counsel
for the Committee
“essentially”
adopted the Attorney General’s submissions and specifically submitted that
“the
overall status of the Committee’s report is that of opinion only”.
He
then went on to make the remarks quoted above to the effect that the
sub-Committee could make a finding of unlawful killing but could not find a
person guilty of a crime.
670. The
Attorney General very realistically acknowledged that this phrase has forensic
connotations: it is the phrase used to describe the binding findings of a
judge or jury on the factual issues before a court. Moreover, this forensic
use must have been obvious to those who decided to employ the phrase in
relation to Committees of the Oireachtas. I have no doubt that the phrase
according to its ordinary and natural meaning describes a rigorous analytical
process leading to factual conclusions, conducted by a body uniquely equipped
or authorised to do so. It is the diametric opposite, in my view, of the sort
of opinion expressed about a work of art or music: matters of taste and
artistic impression are known to vary from person to person, and not to be
susceptible of rigorous, objectively justifiable, demonstration. When it is
recalled that the hypothetical finding of fact in this case might involve a
finding as serious as
“unlawful
killing”,
made by a parliamentary sub-Committee acting under the authority of both
Houses, I believe that it is quite fanciful to consider that a reasonable man
or woman in the street would not regard a report so phrased as a solemn finding
of demonstrated wrongdoing.
671. If
in relation to one of the applicants it was found as a fact by this
parliamentary group that he or she had unlawfully killed the deceased man, I do
not believe that the alleged technical status of such finding as being
(contrary to its obvious and natural meaning) merely an opinion would at all
avail him or her in the eyes of the ordinary reasonable member of the
community. It would strike such persons as a quibble. Nor could this be
regarded as unreasonable since, in law, the
“findings”
are given the special status of being presumed to be true for the purpose of
justifying any comment based on them. Nor would it be unreasonable having
regard to the Oxford English Dictionary meanings. There, the primary meaning
of the word
“findings”
is
“the
action or an instance of finding or discovering”
,
and the relevant special meaning is
“the
result of a judicial or other formal inquiry; a verdict”.
672. The
arguments of the appellants draw heavily on the proposition, undoubtedly
correct, that the findings of a Tribunal of Inquiry are said on high authority
to be
“legally
sterile”
in the sense of having no strictly legal consequences. This quality is
sufficient to prevent the results of a tribunal’s inquiries being
regarded as an administration of justice within the meaning of Article 34 of
the Constitution. The Garda applicants do not submit that the
“findings
of fact”
by the sub-Committee would be an administration of justice. But they say, and
it has not been disputed, that while such findings have no
legal
effect they may have many and far reaching effects.
673. Moreover,
I have to say that I find the phrase
“legally
sterile”
extremely unattractive in any realistic human context. Counsel for one of the
appellants, on being asked whether he would repeat the phrase without the
qualifying adverb said, very naturally, that he could not do so.
674. One
is therefore left with an entity described as a
“finding
of fact or conclusion”
which, it is agreed, could in practice have an adverse affect on an individual.
But that, the appellants contend, does not take away from the central truth that
“in
law”
it is of no effect at all.
675. I
do not find appealing a line of argument which sets up a distinction between a
universally accepted state of fact in real life and a quite contrary state of
law. If this is the law then it can only be described as a legal fiction. No
ordinary person, such as one of the applicants, on receiving the letter of
directions to attend could possibly interpret it in the artificial sense
suggested. And, even more significantly, no ordinary person hearing that a
parliamentary committee had found as a fact that a named person had unlawfully
killed another would be expected, by anyone other than a small minority of
lawyers, to reflect that that of course was merely a matter of opinion. It is
true that even the most adverse imaginable finding of fact or conclusion by the
sub-Committee will not amount to a conviction, and will not determine any
persons rights and liabilities in civil law and will not expose him to any
penalty or liability. But that is not the same as saying it has
“no”
effect. Not merely is it conceded that it would have effects: these effects
would sound, inter alia, in the area of the affected person’s
constitutional rights. When, later in this judgment, I consider the United
States cases on the House un-American Activities Committee (HUAC) it will be
seen that many persons have been economically ruined and socially outcast by
virtue of decisions which are
“legally
sterile”
.
676. I
believe the foregoing demonstrates the wisdom of the judgment of this Court in
re
Haughey
where it was held, in the words of O’Dhálaigh C.J.:-
677. The
use of the formula
“legally
sterile”
by all the appellants in this case derives from a submission based on an
analogy with Tribunals of Inquiry. If, they say, Tribunals of Inquiry can
lawfully make findings adverse to an individual, because such findings are
legally sterile, therefore a parliamentary committee must have the same power.
This, in my view, is to misunderstand the decision in
Goodman
International
,
cited above. In that case, the activities of a Tribunal of Inquiry were
challenged on the basis that they amounted to an
“administration
of justice”
which, by virtue of Article 34 of the Constitution, was reserved exclusively
for the Courts. This challenge failed on the basis that the report of a
tribunal was devoid of legal consequences - a binding judgment and
consequential orders - which are the hallmark of an administration of justice.
It
was not argued by the applicants in the present case that the proposed
activities of the Committee would be an administration of justice. The quite
different point is made that the proposed activities of the Committee are
simply without legal authority. There is accordingly no analogy whatever
between the two challenges: they are different in nature.
678. It
is trite law that words are to be interpreted according to their natural and
ordinary meaning unless there is a legal reason (such as a statutory
definition) for interpreting them otherwise. No such consideration applies
here. Moreover, these are not simply words: they are the words of an
Oireachtas Committee making a regulation under statutory authority. If a
court were to excise some of these words and substituted others it would be
usurping the role of the Committee which, under Section 13 of the 1997 Act, is
exclusive to it. Precisely the same observation applies to a suggested
deletion. The words must stand or fall according to their ordinary meaning.
679. In
light of the above, and for the purpose of the first issue, I regard the
sub-Committee on the Abbeylara incident as one purporting to exercise a power
of inquiry into a past event, the death of Mr. Carthy, with a view to arriving
at findings of fact or conclusions. The Committee specifically envisages that
these
“could
aversely affect or impugn the good name of (some) person”
and
specifically the Garda applicants or some of them.
The
Committee says that the findings open to it may include a finding of unlawful
killing.
680. I
regard the phrase
“......
which could adversely affect or impugn the good name of any person”
as
including a disjunctive meaning. That is to say, it applies to findings of
fact or conclusions which might impugn a person’s good name or (otherwise
or additionally) adversely affect him.
Indeed
it was expressly conceded in the course of argument that an adverse finding
could have both effects.
681. It
is not disputed by the Garda applicants that the findings of the Committee, no
matter how adverse, could not bind another tribunal or in themselves impose
civil or criminal legal liability. But in light of the grave consequences
which I am satisfied a finding of responsibility in any degree for Mr.
Carthy’s death would carry, I believe that the proposed inquiry can
fairly be described as an adjudicatory one. The decision of the Committee in
this grave matter is more aptly described as an adjudication than by any
comparison with artistic criticism. The Committee claims the right to say to
the applicants, if it thinks fit,
“You
should not have shot him”
.
It says that the evidence before it will establish
“how
the man was shot and who shot him”
;
having done that
“the
inquiry can make a finding of unlawful killing.....”
.
682. The
enormous gravity of these findings make them different in kind, and not merely
in degree, from a newspaper critic’s review
“panning”
a concert or a play. It was not disputed, and was indisputable, that the
consequences of the findings could be grave for an individual, in terms of his
or her career and otherwise.
683. To
be brought by compulsory process before a committee claiming those powers, and
to be on risk of that Parliamentary Committee making a
“finding
of fact”
that a particular person shot the deceased man and that such shooting was an
unlawful killing in my view can only be regarded as a form of accountability.
The decision after such process of accountability is fairly described as
adjudicatory. To point out, as is in any event obvious, that the inquiry
“......cannot
find a person guilty of a crime”
does not in any way detract from these facts.
684. My
conclusion in this regard is fortified by what I am satisfied is a sound
analogy with the contentions made in
Re
Haughey
[1971] IR 217, at 263. There, Mr. Haughey’s claims to the procedural
rights he considered necessary, including a right cross-examine, was resisted
by the State on the ground that Mr. Haughey was a witness only and that a
witness in civil proceedings was not entitled to these rights. In dealing with
this submission, this Court went behind the form and surface of Mr.
Haughey’s status and considered the reality. Mr. Haughey, they found,
was a person against whom allegations were being
685. Having
ascertained the nature of the proposed inquiry it is possible to pose this
question. The appellants contend that the power to inquire, and specifically
to enquire as the Abbeylara sub-Committee intends to do, is inherent in the
Oireachtas by reason of the nature of a parliamentary body. This, they say, is
because a power of inquiry is
“normally
and necessarily exercised by a legislature in a democratic State”
,
in the words of Hamilton C.J. in
Haughey
v. Moriarty
[1999] 3 IR 1 at 32. They admit that there is no express constitutional or
statutory provision allowing for the conduct of a parliamentary inquiry of this
sort. They say however that this absence of provision is unsurprising because
the right is inherent and requires no constitutional or statutory support.
They argue very strongly that, once it is acknowledged that the Oireachtas may
establish a Tribunal of Inquiry (or at least play some part in its
establishment) it follows that the Oireachtas can conduct an inquiry itself
because
nemo
dat quod non habet
.
They say a number of statutes, from the Oireachtas Witnesses Oaths Act, 1924
to the Comptroller and Auditor General etc. Act, 1998 demonstrate that it is
envisaged that witnesses will appear before the Oireachtas or a committee
thereof and, the appellants contend, that in turn makes no sense unless there
is a power to adjudicate upon their evidence and make decisions. The
appellants also say that the Oireachtas is entrusted with specific powers of a
quasi
judicial nature in relation to the impeachment of the President or of judges of
the Superior Courts, so that the proposed function will not be a unique one.
686. The
respondents advanced four points, three of which were agreed by the appellants.
They said that
some
legal
authority was required before the Houses could establish an inquiry of the sort
proposed, which they described as adjudicatory. Secondly, they said that
there was no legislative authority for such inquiry, which was agreed.
Thirdly, there was no express constitutional authority which, at least in the
argument before this Court, was also agreed. The point of disagreement was as
to whether there was an inherent power to hold the sort of adjudicatory inquiry
in question here.
687. Inherency
means the existence of a particular quality or characteristic in an entity as
part of its essential, defining, nature. It is not something called into
being: it was always there, co-existent with the entity itself.
688. This
reliance on inherency has dictated that a good deal of the argument before this
Court has been historical and comparative in character. If a quality is
alleged to be inherent in a parliamentary body, so that it was there from the
beginning, one might expect that proposition to be demonstrable historically.
It should equally be demonstrable in fully analogous institutions. The
Appellants have gone to considerable lengths to support their case in both of
these ways. This judgment necessarily reflects the historical and comparative
emphasis of the Appellants argument. An aspect of this is that the great bulk
of the historical and comparative material relied upon has been English or
American in origin. No single undisputed instance of the exercise of an
inherent power of inquiry into past disputes by the Oireachtas has been
offered, and only one disputed instance in a period of eighty years.
Accordingly, I now turn to discuss the English materials relied upon.
689. None
of the appellants seek to argue that the Oireachtas possesses the power to
constitute an inquiry of the relevant sort simply because a power of that
nature was exercised, with no statutory authority, over a number of centuries
by the Westminster Parliament. But it is contended that the apparent inherency
of such a power in that Parliament, and in the Congress of the United States,
illustrates the inherency of the power in representative assemblies generally.
The Gardaí say that the United Kingdom precedent is, in terms of English
Common Law, (the only law applicable),
sui
generis
and incapable of being a precedent or indicator of the powers of other
parliaments. They say that the general power of inquiry in the Westminster
Parliament was used capriciously and oppressively, and in a nakedly political
manner, and for that reason disappeared when superceded by the Tribunals of
Inquiry (Evidence) Act, 1921. The appellants counter that the 1921 Act did
not replace the inherent power of inquiry but was additional to it. It is
irrelevant, they say, that the inherent power has not actually been exercised
in the United Kingdom since then.
690. Both
sides relied on a number of scholarly works in connection with this aspect of
the argument, but notably the authoritative work of Professor George W. Keeton
Trial
by Tribunal
.
It would be pointless to attempt to summarise the truly extraordinary story
told in Chapters II and III of Professor Keeton’s work about the English,
later the British, Parliamentary Committee of Inquiry. I can only urge that it
be read by anyone with a serious interest in the topic. It is not an edifying
tale. In
Haughey
v. Moriarty
,
at page 54 of the report Chief Justice Hamilton briefly reviewed the background
to the 1921 Act. He said:
691. That
passage amply explains the background to the 1921 Act but does not do full
justice to the extraordinary, unique nature and perfidious historical record of
the Select Committee of Inquiry. This body claimed origins going back to a
time beyond recorded history, and based in the function of the
“High
Court of Parliament”
whose
members were said to be the
“general
inquisitors”
of the land. But it did not actually assume the form in which it became
familiar until the later 17th century. Keeton places the first true Select
Committee of Inquiry in the year 1678. A number of its features, revealed
between that date and the early eighteenth century, have been remarkably
persistent.
692. First,
it was from the beginning associated with the
“inherent”
Parliamentary power of arrest. As it happens, the great diarist Samuel Pepys
was the person into whose activities the first Select Committee inquired. He
was arrested on
“Speakers
warrant”
and
“found
guilty”
by a parliamentary committee of piracy, Popery and treachery. The Committee
was composed of his bitterest enemies and chaired by a man who openly coveted
his office as Secretary of the Navy. Professor Keeton comments:-
693. In
this Inquiry, and all that followed, the power to arrest, and the power to
inquire were assumed to inhere in the House of Commons. Sometimes, indeed, it
appears that the only purpose of the Inquiry was to arrest the enemies of the
Committee: thus in 1715 Robert Walpole had the Tory leaders of the previous
government, Harley and Bollingbroke, committed to the Tower by a committee of
inquiry into the peace of Utrecht. In 1695 a Select Committee of Inquiry was
given
“power
to send for persons papers and records”.
This
is most interesting, having regard to the terms of Section 2 of the Irish Act
of 1997. The power to send for persons papers and records was invariably
conferred on successive English Select Committees. It has however no role in
the Irish scheme of things except as a sort of vestigial tail indicative of the
origins, at least in the minds of the draftsman, of the power to inquire.
694. Furthermore,
the privileges and immunities of witnesses, conferred on persons summoned
before tribunals since at least the Special Commission Act of 1888 had its
origins in a failed Bill of 1745. The enemies of Sir Robert Walpole
introduced the measure in order to encourage members of Parliament and public
servants to tell what they had seen under his long administration ending in 1742.
695. Professor
Keeton describes how, since the mid-nineteenth century, there had been a drift
towards independent commissions sometimes consisting wholly of judges,
sometimes of a judge and two members of parliament, one from each side, and
sometimes of a single judge, instead of Parliamentary Committees. The Parnell
Commission of 1888/1889 was the best known of these Victorian tribunals, though
the diligence of the applicants counsel has found an earlier example.
696. This
Commission, as is well known, investigated the alleged complicity of Charles
Stewart Parnell in political violence, as well as other topics. The
publication by the London Times of letters, eventually revealed as forgeries,
linking Parnell to such violence was an important part to the background to the
Commission
.
The
political background was that it was called into being not long after the
Liberal government had fallen on the Home Rule issue, to be replaced by a Tory
administration. It was universally agreed that some form of inquiry was
required but, perhaps ironically in retrospect, both Parnell and the Liberals
demanded a parliamentary inquiry. This was undoubtedly because each of these
interests knew that its own supporters would be represented on such an inquiry
so
that even if they were in a minority there would be no unanimous condemnation.
Not unnaturally, they credited the Tory members with the intention of finding
against them regardless of the evidence. Not withstanding this the Commission
composed of three judges led to results overwhelmingly satisfactory to Parnell.
This followed the destruction of the only real evidence against him, the
forged letters, in a cross-examination of extraordinary skill and drama. But
the principle
éclat
of his vindication derived from its coming from an independent tribunal rather
than from one part of a committee selected on party lines.
697. The
Act which established the Commission, the Special Commission Act, 1888
anticipates the Act of 1921 in many particulars. It provided to the
Commissioners, in addition to the special powers of the Act, all the powers of
judges of the High Court in an action and in particular all powers rights and
privileges in respect of the enforcing of the attendance of witnesses and the
examining of them on oath; the compelling of the production of documents;
the punishing of persons guilty of contempt and other vital matters. A similar
course was followed in subsequent years in a number of instances including an
1893 investigation of a fatal shooting of rioters by troops in Wakefield.
When, a few years later, the Westminster Parliament reverted to the Committee
of Inquiry format to investigate the
“Jameson
raid”
into the Transvaal, the result was a fiasco. Professor Keeton comments:-
698. The
Committee imputed all the blame for the raid to the insignificant men who had
actually conducted it, and entirely acquitted their political and pro-consular
leaders. The latter, in turn, claimed to know nothing. The conscious,
deliberate and bi-partisan dishonesty of the Parliamentary proceedings is well
described in Elizabeth, Countess of Longford’s book,
The
Jameson Raid.
699. Enough
has been said to illustrate the proposition that the Marconi scandal was merely
one of the causes leading to the superceding of parliamentary inquiries into
allegations of misfeasance by independent ones, in the United Kingdom, and not
the sole cause as the Committees submissions suggest. So total has this
superceding been that Professor Keeton instances the Marconi inquiry as the
only example of its kind in the twentieth century, up to the time he wrote.
Counsel
for the appellants were not able to refer us to any later exception, either in
this country or in Great Britain, with the sole alleged exception of the Public
Accounts Committee Inquiry of 1970.
700. I
have no doubt that, as a matter of history, the Parliamentary Committee of
Inquiry into scandals, negligence, misfeasance, fatalities at the hands of
police or troops and military disasters, had become thoroughly discredited by
1921. Moreover, on the evidence, the Westminster Parliament has not been
persuaded
to
return to this method of inquiry into such matters, with or without procedural
improvements. The Tribunal of Inquiry has, in that jurisdiction, continued to
be the preferred instrument of inquiry. Where other forms of inquiry have
been employed (such as the Denning inquiry into the Profumo scandal of 1963 and
the more recent Scott inquiry into arms sales) there has been no reverting to a
parliamentary model and no departure from a recognition of the need for an
investigation to be conducted or chaired by an independent person, frequently
but not invariably a judge.
701. Against
that background, I respectfully agree with the judgment of the Divisional Court
at page 79 where it is said:-
702. The
Committee, in their submissions, claim that it is too large a leap to say that
parliamentary inquiries of the relevant sort have been discontinued
“simply
because of a politically partisan inquiry in England in 1912”.
(Submissions, page 22). They go on to submit, as logically they must,
that the powers conferred by the Act of 1921 was an
‘
addition’
to the power to hold a parliamentary inquiry and not a substitution for it.
703. It
appears from the historical material cited above that the entire history of the
Select Committee of Inquiry, and not merely the Marconi Inquiry of 1912, was
tainted with corruption and gross political partisanship.
704. This
historical background has importance for many aspects of the present case.
Since the power to conduct an inquiry of the relevant sort is claimed to be
inherent, it must follow that it came into being with the Oireachtas. It
would be quite inconsistent with the fact that both the Constitutions of 1922
and of 1937 view all political authority as deriving from the people if it were
argued that an
“inherent”
power could come into being at some later date. Accordingly, it is relevant
to inquire as to the precise state of the
common
law and statute law on this question at the time of the adoption of the 1922
Constitution.
706. In
Longley and Davidson -
The
New Roles of Parliamentary Committees
(1998), there is a chapter in the British House of Commons by SA Walkland. He
states:-
707. It
thus appears that the power to investigate public misconduct by a select
committee must be regarded as extinct in the United Kingdom. Certainly, it
has not been exercised since the year 1916.
708. Quite
independent of the foregoing, it appears that the power to hold a parliamentary
inquiry was not regarded in English law as inhering in any parliament other
than the House of Commons. In
Kielly
v. Carson and Ors.
(4 Moo PC 63) [1841] the Newfoundland House of Assembly claimed to have the
same inherent powers as the House of Commons. In particular they claimed
power of arrest, historically linked to the power of inquiry. The Privy
Council, containing such early Victorian luminaries as Lords Lyndhurst,
Brougham, Denman, Abinger, Cottenham and Campbell, concurred in the judgment of
Mr. Baron Park who said:-
709. It
thus appears that in English law the House of Commons is
sui
generis
and is no guide to the question of what is normal or necessary in legislative
assemblies. It may be important to recall that this decision does not turn
on, or at all involve, the proposition that colonial assemblies were
inferior
to the Westminster Parliament: the case for their enjoyment of parallel
powers was put on the basis that they were
analogous
bodies.
710. The
argument for the possession of such powers exclusively by Westminster, based on
“ancient
usage and prescription”
makes no sense other than in terms of the common law. But that common law is
what was applied to Saorstát Eireann by Article 73 of the 1922
Constitution. Accordingly it is plain to demonstration that powers derived
from the ancient, anomalous and archaic
“High
Court of Parliament”
did not apply to an Oireachtas which was an entirely new entity and which
traced no descent from that shadowy body.
711. This
point is given renewed force by a comparative exercise. Section 49 of the
Commonwealth of Australia Constitution Act, 1900 vested in the Australian
legislature all the powers privileges and immunities of the Parliament of the
United Kingdom. A similar provision had appeared in Section 11 of the British
North America Act 1867, in reference to the Parliament of Canada. Still more
significantly, the Home Rule Bill of 1912 and the Government of Ireland Act,
1920 contained the same formula. Thus, had Ireland achieved a more or less
independent legislature under either of those measures such legislature would
have enjoyed the Westminster Parliament’s power of inquiry, as it then
was.
But
it would have enjoyed it by express parliamentary grant.
Neither
of the proposed Parliaments enjoying such grant came into being in what became
the Irish Free State, and later the Republic of Ireland. The Act of 1920 did,
however, become the underpinning for the Government of Northern Ireland. As
regards what is now the Republic, the Act was disapplied by the Free State Act
(Consequential Provisions) Act, 1922. Neither the Treaty nor the Free State
Constitution contained any grant or assertion of Westminister’s powers
privileges or immunities.
712. Two
significant points, in my view, arise from the foregoing. It emphasises that,
as a matter of English law, the privileges of the Westminster Parliament,
including those of inquiry and arrest or summons, can be enjoyed by another
parliament only by statutory grant. Accordingly, they are not, as a matter of
common law, inherent in any other parliament. By virtue of Article 73 of the
Free State Constitution, which provides that the laws in force immediately
prior to its enactment, including common law, continued to be of full force and
effect unless inconsistent with the Constitution, such privileges were not
applicable to Dáil or Seanad Eireann. Secondly, the submission of the
Committee that the Court should take judicial notice of the fact that sworn
inquiries are a feature of parliament
“throughout
the Western world”
is placed in a context which dramatically reduces its weight. There was no
evidence before the Divisional Court or this Court as to the legal basis for
the conduct of inquiries in other common law jurisdictions, other than the
United States. The evidence, cited above, from the British Statute Book
indicates that the basis of a power to enquire is express parliamentary grant
of the Westminster Parliament’s privileges which clearly does not apply
in this country. Since Article 50 of the 1937 Constitution is in terms almost
identical to Article 73 of that of 1922, it does not seem possible to contend
for any change in this position.
713. In
Irish law, the dislocation and discontinuity represented by the enactment of
the 1922 Constitution is very striking. I believe that the position is
correctly stated in Professor Leo Kohn’s work
“The
constitution of the Irish Free State”,
in the passage cited in the judgment of the Divisional Court, and in the
judgment of Kingsmill Moore J. in
The
Irish Employers Mutual Assurance Association [1955] IR 176,
in the passage cited in the judgment of Denham J.
714. All
three appellants also supported the existence of an inherent power in the
Oireachtas to constitute a committee of inquiry of the relevant sort by analogy
with the role of the Oireachtas in initiating an inquiry by an independent
tribunal pursuant to the 1921 Act as amended. The nature of the support
derived from the Oireachtas function in relation to tribunals varied from one
appellant to another and it is fair to say that the case advanced by the
Attorney General in this respect was by far the most comprehensive.
715. The
Committee in their written submissions said that
“If
Parliament can pass a resolution setting up a Tribunal of Inquiry, then
Parliament must be able to conduct such an investigation itself”.
(Page
22). On the next page they said:-
717. The
Divisional Court dealt with equivalent submissions in part on the basis of a
finding that
“the
legislature is not the appointing body of a tribunal under the 1921 Act”.
I have no doubt that this is correct and follows from the finding of
Costello J. in
Goodman
v. Hamilton
[1992] 2 IR 542 and 554/555. The relevant part of the finding is set out in
the judgment of the Divisional Court. It is to the effect that
neither
the Oireachtas or the Minister can establish a tribunal of inquiry under
statutory power. Such a tribunal is established by the Minister’s
administrative act. If additionally, the two Houses resolve that it is
expedient to establish an inquiry then a tribunal established by the Minister
has the statutory powers conferred by the 1921 Act as amended. In summary,
there can be no tribunal without the Minister’s administrative act
establishing it, but without the Oireachtas resolutions such a tribunal will
lack the statutory investigative powers.
718. That,
I think, would be sufficient to deal with the point as advanced by the
Committee and by Mr. Shatter in this Court. The Attorney General, however,
argues that the establishment of an inquiry under the 1921 Act is
“at
the very least
in
part
established by Parliament”.
(Emphasis
added). He relied on Article 28.4.3 of the Constitution, with its reference to
“.......
a tribunal appointed by the Government or a Minister of the Government on the
authority of the Houses of the Oireachtas......”
to
support his submission. He then went on to submit, on the basis of
Goodman
International v. Mr. Justice Hamilton
[1992] 2 IR 542 that tribunals of inquiry were
“bodies
whose existence is (at the very least in part) authorised, initiated and
established by the Oireachtas”.
719. I
consider that the Attorney General may well be correct, especially in light of
his citation from Article 28 of the Constitution, in the submission set out
above. But this does not, in my view, carry the consequence that since the
Oireachtas has this (at least) partial power to authorise the establishment of
a tribunal, it must therefore be entitled to carry out the Inquiry itself or by
Committee. A legislature very frequently authorises an outside person or body
to do things which it has no power to do itself. The multiplicity of statutes
conferring powers on courts, on officers of the Garda Síochána
and on regulatory bodies of different sorts illustrate this. Thus, for
example, the Oireachtas in the Criminal Justice Act, 1984 authorised the
extension of a person’s detention under Section 4 of that Act by a garda
officer not below a certain rank. It undoubtedly had power to do so. But
its possession of that power does not imply that the Oireachtas or either House
thereof, or any member thereof, itself or himself has power to authorise an
extension of the person’s detention. The fundamental misapprehension in
this line of argument is contained in the submission of the Committee, and in
the sentence
“It
is submitted that it is difficult to see how parliament could
delegate
to another body powers wider than those which it possesses itself”.
(Emphasis added).
720. The
Oireachtas is not
“delegating”
the power to extend detention to a garda superintendent; it is conferring it
upon him by law. In many cases where a person or body is vested by law with a
power, it would be most objectionable if the power were exercised by a
representative political group: usually, the person or body on whom such
power is conferred is bound to act independently and in accordance with law,
like a Tax Inspector in raising an assessment. The maxim
“nemo
dat quod non habet”,
cited by the Committee, applies to items in which there is property, and
exclusive title. It has no application to the Legislative organ of Government
acting as such. A legislature creates a power in another person: it does not
have to transfer a power it enjoys itself. In the case of a Tribunal, it
passes a resolution which, by Statute, has a determined effect in law.
721. This
distinction is indeed clearly stated in the judgment of Hederman J. in
Goodman
International
.
At page 597 of the report he says:-
722. There
is a still more fundamental point. In
Haughey
v. Moriarty
[1999] 3 IR 1 at p55, this Court described the form of inquiry which the
Oireachtas may, under the 1921 Act,
“authorise”
or initiate, as one
“wholly
independent of the political process”.
This passage has already been cited at length.
723. If
this is an accurate description of the nature of a tribunal of inquiry - that
it is quite independent of the political process - then it is clear that all
arguments in support of a parliamentary committee of inquiry on the basis of
analogy with, or implication from, the parliamentary role in the establishment
of a tribunal to which the 1921 Act applies must fail. A power wholly or
partly to initiate a tribunal whose salient characteristic is that it is quite
independent of the political process cannot support the existence of a power,
inherent or implied, to establish a form of inquiry which is wholly political
and into whose final deliberations there is no non-political input. The two
entities are quite different in their essential composition. Indeed, Chief
Justice Hamilton identifies the policy behind the 1921 Act as arising from the
“inherent
defects..... graphically illustrated”
in
the political system of inquiry.
724. It
will be remembered that the claimed power of the sub-Committee to make
“findings
of fact or........ conclusions which could adversely affect or impugn the good
name of any person”
arose in the
“Rules
and Guidelines”
made pursuant to Section 13 of the 1997 Act. The Committee’s powers to
make such findings of fact or conclusions might therefore involve the relevant
rule being
intra
vires
the power conferred.
725. Relevant
to this question, but also of more general relevance, is the question of the
powers of the Oireachtas itself in the course of its proceedings to
“adversely
affect or impugn the good name”
of
a person outside the Oireachtas.
726. Counsel
for the Committee, and Mr. Shatter, claimed that the applicants submissions
were fatally undermined and rendered futile by the fact that, either following
an inquiry by the Dáil itself, or without any such inquiry, statements
adverse to them could be made in Dáil Eireann in respect of which they
would have no remedy by reason of the absolute privilege conferred by Article
15.13.
727. The
Constitution prescribes in considerable detail the functions of the respective
Houses of the Oireachtas but does not purport to lay down how these functions
shall be discharged. Instead, by Article 15.10 it confers a power on each
House to
“make
its own rules and Standing Orders, with power to attach penalties for the
infringement.....”.
The
Standing Orders provided to this Court by the parties are those of 1997:
their first page makes it clear that they are in an unbroken series of standing
orders, adopted or amended on many occasions, extending back to the 11th
September, 1922. The validity of the Dáil’s having, in the
aftermath of the enactment of the Constitution in 1937, simply tacitly adopted
the standing orders of the former House was upheld in
Re
Haughey
[1971] IR 217.
730. The
Standing Order, at sub-paragraphs 3 - 7, amongst other things makes provision
for a system whereby a person who considers that he has been the subject of a
defamatory reference can make a submission in writing to the Ceann Comhairle.
The Ceann Comhairle’s powers may however be pre-empted by the member
requiring that the matter be referred to the Committee on Procedure and
Privileges, or the Ceann Comhairle may himself refer the matter to that
Committee. If the Committee decides to consider the submission, then, by
Standing Order 58(4)(b)(ii):-
731. If
the Committee decides that,
prima
facie
,
an abuse of privilege has occurred, it may order that a response by the person
who made this submission in specified terms be published in the official report
or be laid before the Dáil, or that the member who made the utterance be
required to make a personal explanation to the House
“in
effect to withdraw without qualification the utterance made or to clarify
otherwise the circumstances that gave rise to the utterance as may be deemed
appropriate”.
If he refuses to do this the Ceann Comhairle may reprimand him.
732. This
Standing Order was introduced in 1995. Prior to that, according to the
information given in introducing it by a Minister of State, the
“strict
Parliamentary
Rule”
was that no reference could be made to a person outside the House.
733. The
submissions before this Court of the Committee and Mr. Shatter in particular
appear wholly to disregard this Standing Order. At paragraph 21 of their
written submissions, the Committee say:-
734. This
does not appear to be true. Under Standing Orders no statement could be made
about a named or identifiable person which would adversely affect his
reputation, or adversely affect him in the respect of dealings or associations
with others, or injure him in his occupation, trade, office or financial
credit. It has already been conceded, and is in any event obvious, that an
adverse report suggestive of unlawful killing by a member of the Garda
Síochána (or even a much less severely critical report) could
damage him in his reputation and in his membership of An Garda
Síochána which, of course, is in law an
“office”.
It is also his or her
“occupation”.
It is very striking that the formulation
“adverse
affect”
is used both in Standing Order 58 and in the
“Rules
and Guidelines”
document. In the first instance, the formulation is used to protect a person
from utterances having that effect: in the second it purports expressly to
contemplate such witnesses. It is also striking that the concept in Standing
Order 58 of
“adverse
affect in reputation”
is indistinguishable from
“impugn
the good name”
,
as used in the Rules.
735. It
may also be noted that the protection constituted by Standing Order 58 appears
to apply to members and non-members alike.
736. It
was submitted to this Court that, in prohibiting utterances
“in
the nature of being defamatory”
,
Standing Order 58 must be regarded, by analogy with the civil law of
defamation, as not applying to utterances which could be shown to be true.
This does not appear to be so. The definition of
“utterance
in the nature of being defamatory”,
which
is what is prohibited, focuses entirely on the form and effect of the
statement, without regard to whether it is true or false. Moreover, if a
complaint is made, the Committee on Procedure and Privileges is specifically
forbidden
by the sub-paragraph quoted above from considering or judging the truth (or
otherwise) of the statement made in the Dáil. These provisions of
Standing Order 58 does not appear to be consistent with the Committees oral or
written submissions.
737. Finally,
it was submitted that, despite the contents of Order 58 a member of the Garda
Síochána might be damaged by a member of the House who decided to
breach the rule and make a defamatory statement regardless of it. It was
pointed out that this unfortunate situation was not unknown, though no specific
examples of breach were given. It might also have been said that the penalties
available to be imposed on such a member are not significant.
738. In
my view, it does not lie in the mouth of any litigant, and particularly not of
members of the Oireachtas, to support an argument by relying o the possibility
that one of their own number might be in flagrant breach of the rules which
Dáil Eireann has devised for the conduct of its own business. It must
be presumed in my view, and it would be most insulting to members of
Dáil Eireann not to presume, that they will observe their own standing
orders, very specific in its terms, particularly where one of these exists to
protect the reputations and livelihood of all citizens, deputies and private
citizens alike. Not to make this presumption would be to envisage a course of
consciously
unlawful behaviour by deputies which, if established, would make them quite
unfit for their high office. There is no evidence that any deputy would
behave in this way.
739. I
have already expressed the view that Dáil Eireann, when it authorises or
initiates the application of the Tribunals of Inquiry Act, 1921 to a tribunal
appointed by a minister, is not in any sense
“delegating”
powers to the Tribunal but is conferring them by a legislative process. On
that basis amongst others I have rejected the argument that, since the House
has power to confer powers on a tribunal, it must necessarily possess those
powers itself. I believe however that the House in referring a matter to a
committee of its own members, and the Committee in subsequently referring it to
a sub-Committee
is
performing an act of delegation. This, indeed, seems to be the view of the
Committee itself: at paragraph 22 of its written submissions it says:-
740. Can
it be said that (to limit the discussion to the Dáil) that six members
of the House to whom a particular item of business has been delegated enjoy,
jointly or severally, the power to make utterances which adversely affect a
person, even though that power is specifically denied them as members of the
Dáil? If this is so, it would be a case of the delegate having more
powers than the delegator which, as the Committee itself says in a different
context at paragraph 29, quoted above, is a logical impossibility.
741. I
would also hold that the
“rules”
made pursuant to Section 13 of the Act of 1997 are not effective to confer a
power to
“make
findings of fact or ...... conclusions which could adversely affect or impugn
the name of any person”
.
I would so hold for two reasons. Firstly, in the effective part of the
instrument this formulation appears only in the definition section. It does
not purport to repeal, or circumscribe in effect, Standing Order 58. If that
Standing Order continues of full force and effect then the definition section
is a manifest nonsense: there can be no such committee composed of deputies.
Secondly, I do not consider that the definition section of a rule which,
according to the Statute authorising its making is confined to
“the
conduct of proceedings and procedures generally of committees”
could confer a new substantive function on a Committee in so important a
matter. The
“conduct
of proceedings”
clearly relates to matters procedural: the formulation in the definition
section of the Rules relates to matters of substance vitally affecting the
rights, including constitutional rights, of non-members of the Oireachtas. If
such rights are to be affected, this must in my view be achieved by statute.
742. The
Standing Order excluding utterances with
“adverse
affect”
plainly establishes that Dáil Eireann was not seen by its members who
made the Standing Orders as having any form of adjudicatory role. Moreover,
since the term
“utterances”
is broad enough to include statements of opinion as well as statements of
purported fact it seems clear that those members contemplated that the House
would prescind from any form of judgmental remark or opinion calculated to
damage an individual person. Such a decision would be quite logical in
balancing the citizen’s right to his good name, guaranteed in Article
40.3.2, where the State’s obligation to vindicate it is also declared,
with the absolute privilege accorded to utterances in Dáil Eireann. If
this restraint were not applicable to a committee, the citizen would be denied
a protection there which he or she is accorded in Dáil Eireann itself.
743. Standing
Order 58 plainly requires that the Dáil conduct its functions without
adverse comment on any individual person, and in particular a non-deputy. It
appears to have been able to conduct its affairs in this way for many decades.
Those functions, as was agreed on the hearing of this appeal, consist of the
legislative function, the financial functions laid down in the Constitution and
the function described as
“holding
the Executive to account”
.
Moreover, it has not been disputed that, in aid of the legislative function at
least, Dáil Eireann requires information from various sources some of
which is most effectively gathered by calling witnesses before a Committee of
the House or a Joint Committee.
744. As
I understand the Applicant’s claim, there is nothing in it that would
interfere with this process either in relation to broad issues of policy or the
lessons to be learned from specific dramatic episodes. Mr. Shatter T.D. in
the course of his submissions put before the Court a report of a Committee of
the New Zealand Parliament into certain policing episodes. These took place
in that country in connection with a visit there of the Chinese President. The
matter was thoroughly investigated, and quite far reaching recommendations
made, in a short period of time. But the Tribunal did not consider the blame
worthiness or otherwise of individuals, police officers or civilians, much less
whether any person had committed acts amounting to a criminal offence. Two
things emerge from a consideration of the report provided by Mr. Shatter. The
first was that the Committee was in no way hampered in the discharge of its
parliamentary duty by not being able to report adversely on any individual
person. The second was that it was in fact assisted in performing this duty,
in so far as its total time devoted to the taking of evidence was under thirty
hours. If the Committee proposed to make reports adverse to individuals, and
particularly to consider suggestions that any such persons might have acted in
a way that would represent a breach of the criminal law, their task would have
been infinitely more complex. Every such person would be entitled to
representation and would be foolish not to avail of it. The report of the New
Zealand Committee appears to me to emphasise that, apart from the need to
protect the reputations of persons outside parliament, Standing Order 58 or its
equivalent has the merit of making parliamentary hearings much more rapid and
less legalistic that would otherwise be the case. (See: Inquiry into
matters relating to the visit of the President of China to New Zealand in 1999
- report of the Justice and Electoral Committee December 2000.) I agree with
the observations of McGuinness J. as to the essential distinction between this
type of Inquiry and one focussing on or including the culpability of individuals.
745. The
appellants place these cases in the forefront of their argument. I do not find
them impressive as authority for the propositions advanced. First, they relate
to a polity as unique and exceptional as Great Britain, from whose
jurisprudence their dominant cases on this topic derive. Secondly, the
American authorities have led, through the agency of the House Committee on
un-American Activities to notorious injustices eloquently chronicled by many
jurists and commentators. The presently dominant strain of authority seems to
have arisen in the mid 1920s in the context of a widely felt desire to
investigate the
“Teapot
Dome”
scandal. This line of authority was, not long afterwards, adapted to legalise
the activities of the House un-American Activities (HUAC) Committee which
disfigured American public life for more than twenty years. Thirdly, the
appellants submissions ignore an alternative strand of the US jurisprudence,
which, in my view, is more adapted to Irish conditions and to the protection of
rights thought important in this jurisdiction. The U.S. cases, however,
graphically illustrate that
“legally
sterile”
decisions of legislative committees can be utterly destructive in the lives of
private citizens.
746. As
to the uniqueness of the American dispensation in this regard, it is
unnecessary to look further than the authority cited by the respondents. This
is Longley and Davidson -
The
New Roles of Parliamentary Committees
[1998] 227. The authors say:-
747. If
the American system is indeed exceptional or deviant it is clearly unreliable
as a guide to what powers are
“normally
and necessarily exercised by a legislature in a democratic State”
,
to quote
Haughey
v. Moriarity
[1999] 3 IR 1 at 32.
748. Furthermore,
the dominant strand of American authorities makes it clear that the powers of
Congressional Committees in the United States have been continuously exercised
since pre-independence days and are based on a view of their powers as directly
derivative from British law. It must be remembered that the purpose of the
American Revolution was not at bottom an ideological one directed at
establishing a radically new form of government, but one based on the
proposition that the Americans of the time were denied the rights and liberties
of an Englishman. In the words of the Declaration of Independence they
believed that
“A
long train of abuses and usurpations, pursuing invariably the same object
evinces a design to reduce them under absolute depotism.....”,
in contrast, that is to the freedom justly the due to a subject of the Crown.
749. It
is thus not inconsistent with the revolutionary origin of their Government that
American legislatures assumed to themselves powers of inquiry, of arrest, of
summons and of committal identical to those claimed by Westminster. They had
done so even before the Revolution. In the Teapot Dome scandal case referred
to above,
McGrain
v. Dougherty
[1927] 273 US 161 this origin was put beyond doubt:-
750. Counsel
for the respondents submit, in my view correctly, that this central passage
correctly states the historical justification for the power of inquiry accepted
in the United States and links that power inseparably, as it was linked in
Britain, to an
inherent
power to arrest. One must also consider the undoubted historical fact of the
constant use of the American power of inquiry in contrast with the desuetude of
the power in the common law countries on this side of the Atlantic.
751. Although
there was legal and academic dissent from the view of the Supreme Court in
McGrain
v. Dougherty
,
there was little opposition to the notion that the Teapot Dome scandal should
be investigated. But the power of investigation as an inherent congressional
prerogative, thus established after it had been long restricted, was eleven
years later used to support the notorious activities of the Houses un-American
Activities Committee. It seems most unlikely that those who supported the
decision in
McGrain
and even those who, in 1938, voted for the establishment of the HUAC for six
months only, had any inkling that its mandate would be renewed for decades,
that it would cause more human misery and injustice than any legislative organ
in the free world, while at the same time establishing the careers of such
American notables as Joseph McCarthy and Richard Nixon. This tragic tale is
set out in restrained detail in the dissenting judgment in
Barenblatt
v. United States
(360 Us 109) [1959] which Mr. Justice Black wrote and in which the Chief
Justice and Mr. Justice Douglas joined. They chronicled the exclusion of
persons whom others had described as communists or fellow travellers from
federal employment, the professions, the academy and the community as a whole.
All this, it must be noted, was achieved without the great bulk of such persons
being convicted or even accused of any criminal offence, and as a result of
findings and pronouncements most of which were quite devoid of any legal
affect. Persons were jailed for refusing to say whether, in their opinion,
other persons were or ever had been communists. The other victims of HUAC
suffered all the disabilities of being criminally convicted, except actual
imprisonment, with none of the protections of the criminal process. And many,
such as Barenblatt, brought before the Committee on the word of a person who
himself gave evidence under threat of imprisonment, were jailed for refusing to
answer the Committee’s questions. In response to this, Justice Black
and his colleagues said:-
752. The
salient lesson from the HUAC cases is that a person can be ruined simply by
exposure and condemnation as much as by conviction. This, indeed, according
to the minority in
Barenblatt
was the principal purpose and effect of the Committee’s activities. It
is important, I believe, to realise that a body making findings of fact and
authoritative pronouncements, but without the power to make actual orders or
impose penalties, has its being and its effects wholly in the sphere of public
opinion and private reputation. Mr. Justice Black’s dissenting judgment
contains a detailed prospectus of how a pronouncement that is
“legally
sterile”
can destroy the life of a citizen. And yet, Black lamented,
“The
Court still sits”
.
The same point has been recently made by the distinguished scholar Ronald
Dworkin (Dworkin: New York Review of Books 28/2/02). Looking back at these
events from a safe distance, but also seeking to find some lessons for the
post-September 11 world, Dworkin reflected that after the Second World War the
United States had created
“......
A red scare that destroyed the lives of many of its citizens because their
political opinions were unpopular. Much of this was unconstitutional but the
Supreme Court tolerated almost all of it. We are ashamed now of what we did
then: we count the Courts past tolerance of ...... McCarthyism as amongst the
worst stains on its record”.
753. I
stress that this judgment pays considerable attention to the American cases
because they have been placed in the forefront of the appellants’
argument. It is unfortunate, from the appellants’ point of view, that
many of these cases deal with the notorious House un-American Activities
Committee. Fairness compels one to add what must be obvious in any event, that
there is no comparison whatever between the activities of that body and those
proposed by the Oireachtas sub-Committee. But in neither of the
jurisdictions, the United Kingdom and the United States, where an
“inherent”
parliamentary power of inquiry is or has been acknowledged, has its record been
an inspiring one from the point of view of human rights or civil liberties.
754. One
basis for the majority judgment in
Barenblatt
has already been noted in here: the custom of congressional inquiry was so
old and well established as to be unassailable in view of the
“persuasive
gloss of legislative history”
or the
“actual
legislative practice”.
Neither of these can have any application in this jurisdiction. Their
absence is suggestive.
755. The
alternative basis of the majority decision is based on
Watkins
v. United States
[1957] 354 US 178. In a lengthy but, I believe, flawed historical analysis
the Court there linked the power to inquire with the power to punish for
contempt and observed that
“the
rudiments of the power to punish for contempt of Congress comes to us from the
pages of English history”.
It
then observes, at page 191, that in contemporary England
“important
investigations, like those conducted in America by Congressional Committees,
are made by Royal Commissions of Inquiry...... they are removed from the
turbulent forces of politics and partisan considerations”.
The
judgment of the Court goes on to point out the much greater scope for judicial
review of congressional activity in America than in England and the relatively
recent origin of any significant recourse to Congressional Inquiries. No case
is mentioned between
Kilbourn
v. Thompson
in 1880 and
McGrain
in 1927.
756. It
can thus be seen that a direct transmission of the power of the Westminster
Parliament was claimed by the majority of the Court in
Watkins.
757. This,
however, is at variance with the much more scholarly historical analysis in
Kilbourn
v. Thompson
[1880] 103 US 168. There, it was desired to have a congressional inquiry into
the bankruptcy of a real estate syndicate. A person refused to give evidence
and was ordered to be arrested, and subsequently declined to answer questions.
He was then ordered to be detained by the Sergeant-At-Arms who was ordered to
hold him in custody in the common jail of the district of Columbia.
758. The
Supreme Court concurred in the judgment of Mr. Justice Miller who analysed the
British practice very learnedly. He observed that:-
759. The
learned judge then discussed the original possession by this body of a curial
or judicial power, and cases on this topic. He came eventually to the case
already cited in this judgment
Kielly
v. Carson
,
and discussed it together with other cases which he said affirmed it. He then
continued:-
760. The
learned judge then turned to analyse the powers of Congress under the United
States Constitution. He held eventually that the warrant of the Speaker for
the committal of Kilbourn was without justification.
761. It
appears to me that this judgment does what those in
McGrain
and
Watkin
emphatically do not do: it analyses the question of whether the power
possessed by the House of Commons devolved upon the Houses of Congress. It
finds that it did not. The later cases on the other hand, merely state without
analysis that the prerogative or privilege powers
“came
to us from”
the House of Commons. Moreover,
McGrain
does not challenge the historical analysis of the earlier case, merely
distinguishing it on the basis that Miller J. had also found that the dispute
in relation to the bankrupt syndicate was appropriate to a civil or criminal
court, and not to the legislature.
762. It
may be thus seen that the American Congressional Committee power is unique, and
not typical or illustrative of what is
“inherent”
in a legislature; that it arises from a view (and in my opinion a misguided
one) of transmission directly from the House of Commons, presumably before the
end of the colonial period; that there is another and in my view more soundly
based historical analysis negativing such transmission. Whichever of these
views is correct, neither can have any conceivable application, by analogy or
otherwise, to the Irish situation. This is because all of the appellants have
specifically eschewed any suggestion that the power is inherent in the
Oireachtas because it was implicitly transferred from Westminster. Such a
contention is demonstrably untrue both legally and historically.
763. It
is of interest to note that the views of the State and Mr. Shatter as to the
non-impeachability for bias of members of a legislative committee appear to
have been accepted in the United States. Apart from the egregious example of
McCarthy, contemporary events suggest that no impropriety is perceived in
summoning the former Chief Executive Officer of an enormous company before a
committee of twenty-two federal legislators eighteen of whom have received
money from the Company.
764. The
appellants rely on a number of statutory provisions as suggesting, by necessary
implication, the presence of an inherent power to conduct the type of inquiry
proposed. If this is not a necessary implication, they say, then all of the
Acts in question are pointless and redundant. The relevant statutes are the
Oireachtas Witnesses Oaths Act, 1924, the Committee of Public Accounts of
Dáil Eireann (Privilege and Procedure) Act, 1970; the Committees of
the Houses of the Oireachtas (Privilege and Procedure) Act, 1976; the Select
Committee on Legislation and Security of Dáil Eireann (Privilege and
Immunity) Act, 1994; the Committees of the Houses of the Oireachtas
(Compellability, Privileges and Immunities of Witnesses) Act, 1997 and the
Comptroller and Auditor General and Committees of the Houses of the Oireachtas
(Special Provisions) Act, 1998.
765. I
have had the opportunity of reading the judgment about to be delivered by Mr.
Justice Geoghegan. I am in general agreement with his observations about
these Acts, and that allows me to shorten my own. There can be no doubt that
Acts over a period of nearly eighty years have envisaged the attendances of
witnesses before the Oireachtas or Oireachtas Committees: if this were not so
it would, for example, be impossible to conduct the promotion and opposition to
Private Bills which has gone on throughout that long period. But none of the
pieces of legislation relied on either confers a power to make findings of fact
of the kind in question here or necessarily implies the existence of such
power.
766. In
addition to the Statutes commented upon by Geoghegan J. I would mention the Act
of 1976, which is a short Act of three sections conferring privilege and
immunities on members of either House of the Oireachtas in respect of
utterances in or before a committee. It is effective in that regard no matter
whether witnesses are called or not. It has no conceivable significance, by
implication or otherwise, in relation to the power to conduct an inquiry of the
sort now envisaged.
767. The
Select Committee on Legislation and Security of Dáil Eireann (Privilege
and Immunity) Act, 1994 is of considerable interest. It conferred a privilege
and immunity on witnesses, as opposed to members, but only those who appeared
before the particular Committee named in the title of the measure. This was the
well remembered Committee appointed, as the schedule to the Act states
“For
the particular purpose of hearing statements and the answering of members
questions...... upon circumstances surrounding.......”
five particular events in November, 1994, which led to the fall of the
Government then in power.
769. The
Act of 1994 demonstrates the fallacy in this argument. The relevant Select
Committee made no findings of fact at all but simply transmitted the transcript
of its proceedings to Dáil Eireann. But the examination of the various
matters set out in the schedule to the Act, and the hearing of the witnesses in
connection with this examination was thought to be a useful exercise
notwithstanding that the Committee, from its inception, intended to find no
facts and to express no opinions. Against this background it can be seen that
the Act nor merely does not give rise to the implication contended for but
affirmatively demonstrates as a matter of Oireachtas history that the power to
summon witnesses, the conferring of privileges on these witnesses and the
conferring of privilege on members of a committee do not imply that such
committee will make any findings, or express any opinions whatsoever, let alone
findings or conclusions of the kind in question here. In the Rules and
Guidelines document referred to above, committees are required by Rule 1 to
“identify,
from the start of their consideration of any matter the nature and purpose of
any investigation or proceeding to be conducted by them and, in particular,
whether
it is proposed to arrive at findings of fact or to express opinions”.
(Emphasis
added)
770. This
provision, and the specific example of the Committee to which the 1994 Act
relates, in my view invalidate the submission of the Attorney. That
submission would be perfectly correct if applied to a court: there could be
no conceivable purpose or justification in a court’s receiving evidence
unless for the purpose of forming a view about it. But that, as recent history
demonstrates, is a point of divergence between the Courts and the Oireachtas:
the latter may hear evidence for the purpose of putting it on the record or for
some other purpose without making any attempt to, or having intention of,
forming a view about it. There is no question, as a matter of history, of the
1994 Select Committee having originally intended to report, but being unable to
do so because it could not arrive at a consensus. There is in fact no
obligation on a parliamentary committee in the ordinary course of its business
to arrive at a consensus: it can act by a majority. A consideration of the
Dáil resolution related to the 1994 Committee positively demonstrates
that the work envisaged was the hearing of statements and the answering of
members questions by
“all
persons the Committee deems appropriate”
.
There was no provision for findings or for a determination of any sort, and
it was clearly not thought that the authority to
“report
to Dáil Eireann”
implied any necessity to make findings of fact. It involved merely the
transmission of the transcript.
771. Even
apart from this, however, there is a distinction between the hearing of
evidence and acting on it, and the making of adverse findings of fact. A
committee hearing evidence, for example, in support of or opposition to a
Private Bill will reach a conclusion. Typically it will at least reach a
conclusion on whether the title to the Bill has been proved or not.
Similarly, a committee may be greatly assisted by hearing the evidence of a
particular person on a specific issue, as the recent D.I.R.T. Committee was.
But nothing of this nature is, or approximates to, the makings of findings of
fact or conclusions adverse to a person or likely to impugn his good name, or
indeed to lead to damage in connection with his
“dealings
or associations with others, or injury in his trade office or financial
credit”
to quote Standing Order 58. The ability to make findings of fact or
conclusions of this sort can only arise, I believe, if it is expressly and
validly conferred by statute.
772. I
wish to emphasise my agreement with the Divisional Court that, for the reasons
they give, the case of
Re
Haughey
[1971] IR 217 is not authority one way or the other on the question of the
existence of an inherent power. I also agree with what Geoghegan J. has to say
on this topic: his view of the tactical constraints on the plaintiffs counsel
in that case is, I believe, unanswerable. I would also observe that
Haughey’s
case related to an inquiry which at least arguably had statutory authorisation
given the recitation of the Dáil resolution in the special Act passed in
1970. Mr. Haughey’s advisors accurately identified weaknesses, both
constitutional and procedural, in the steps taken against their client. The
decision on their complaints has been enormously influential in a number of
areas of law and especially (and very relevantly, perhaps, to other aspects of
the present case) that relating to fundamental fairness of procedures. In that
regard, the applicability and authority of the decision have been fully
accepted by all sides to the present appeal. But the case should not, in my
view, be read as deciding by implication anything it did not decide expressly.
It is of assistance to neither side on the question of the inherency of the
power alleged.
773. The
last Statute I wish to consider is the Comptroller and Auditor General and
Committees of the Houses of the Oireachtas (Special Provisions) Act, 1998. This
measure was passed in the context of the D.I.R.T. Committee and permitted the
Comptroller and Auditor General, at the request of the Dáil, to examine
the assessment and collection of income tax during a specified period, being
tax that was required to be deducted by financial institutions from interest
payable on deposits. The Comptroller and Auditor General was given wide
powers in this respect. The Act also provides for the extension of privilege
to certain persons on the defined occasions.
774. The
effect of this Act was that much, if not all, of the investigatory work in
relation to the D.I.R.T. Inquiry was carried out outside the Oireachtas by a
constitutional officer of guaranteed and recognised independence. In the
final report of the
“sub-Committee
on certain revenue matters”,
as the D.I.R.T. sub-Committee was called, it was stated that:-
775. Apart
from this, the Act of 1998 with its detailed provisions for the Comptroller and
Auditor General and certain other persons to require the attendance of citizens
before them and to examine them on oath is of course an example of a statutory
power specifically conferred for a particular purpose. The Act, however, is
specific to the Public Accounts Committee in the particular matter to which the
necessary Dáil resolution relates. It has no significance, by
implication or otherwise, for the question of whether the purported inherent
power to hold an inquiry of the kind proposed by the sub-Committee into the
Abbeylara incident exists or not.
776. The
D.I.R.T. Inquiry not merely considered the fiscal matter referred to it but
went on to consider the questions of parliamentary inquiries generally and
their relationship to other forms of inquiries. In the record of these
discussions, a position which is much more nuanced and, it may be, more
realistic than that advanced in argument on the hearing of this appeal was
adopted. At their meeting of the 20th November, 2000 they invited the Attorney
General to appear before the Committee and discussed with him a number of
topics including, as Deputy Durkan, put it:-
777. The
Chairman of the Committee, in discussion with the Attorney General raised a
very similar issue as did Deputy Doherty. The Attorney expressed his
confidence that the D.I.R.T. Committee had correctly considered the subject
matter of their inquiry and went on:-
778. In
further exchanges with members of the Committee the Attorney again praised the
specific inquiry it had carried out and went on:-
779. The
foregoing, both questions and answers, obviously has significance in relation
to the question of bias and impeachability. But more generally, it shows a
realisation that there are issues which a parliamentary committee should not
approach, in part because it may lack the time or resources to do so but
principally because practising politicians may not be in a position to provide
the appearance of impartiality necessary when dealing with very grave
allegations. This real and honestly expressed inhibition does not suggest
that the Oireachtas has a general power to inquire in an adjudicatory manner
about the doings of individual in grave matters with potentially serious
consequences.
780. In
Part VI, Chapter 16, of the D.I.R.T. report the existence of matters
inappropriate for parliamentary inquiry is fully acknowledged. I am far from
sure, however, that the line is drawn in an appropriate place. At paragraph 4
the
Committee
says the following:-
781. The
citation is from
Haughey
v. Moriarty
:
it forms part of the much longer citation, set out earlier in this judgment.
782. It
seems to me more than possible that, with great respect to them, the members of
the D.I.R.T. Committee may have misinterpreted the passage they cite. The
learned former Chief Justice was making the point, undoubtedly correctly, that
the
process
of inquiry by tribunal is wholly independent of the
783. On
the other hand, there would appear to be absolutely no reason, even on the
basis of what the D.I.R.T. Committee itself says, why an Oireachtas Committee
should consider itself debarred from
“probing
issues”
which are essentially of a
“..........
policy nature”.
That,
one would have thought, is a central feature of the Oireachtas Committee.
For example the Oireachtas Committee on marriage breakdown, which was referred
to several times in the course of the appeal, was of precisely that nature and,
by general consensus certainly among the parties to the appeal, was very
successful. Certainly, it trenched on no-one’s rights in the way in
which the present sub-Committee is alleged to do.
784. Before
leaving the topic of the D.I.R.T. Committee, I wish to express my agreement
with the comments of Geoghegan J. on the Affidavit of Sean Cromien in this
case. Mr. Cromien is almost an epitome of a well informed citizen. He draws
attention to an obvious difficulty in a purely political system of inquiry.
785. Apart
from the inherent power which the appellants assert, no citizen, whether he
holds office in the public service or not (except possibly a member of the
staff of the Oireachtas), is
personally
accountable to the Oireachtas or any member, committee or sub-Committee
thereof. All citizens are accountable to the law and their rights and
liabilities in this regard will be determined by the Courts. Additionally,
citizens may have different areas of responsibility or accountability arising
from their status or occupation. In the present case, the applicants are
members of An Garda Síochána. By the Garda
Síochána Act, 1924 and the Police Forces (Amalgamation)
Act,
1925
the
control of the Garda Síochána is vested in the Commissioner.
More generally, by the Ministers and Secretaries Act, 1924 the function of
policing is assigned to the Department of Justice. This, in turn, is headed by
the Minister who with his colleagues
“shall
be collectively responsible for all matters concerning the Departments of
State.......”.
By Article 28.4 of the Constitution the Government is responsible to
Dáil Eireann. The Commissioner is not directly or personally
responsible to the Dáil or the Oireachtas.
786. It
appears to me that foregoing is an exhaustive statement of responsibilities in
law for policing matters. The legal and constitutional arrangements for the
control of policing are particularly sensitive because it is important that the
force be operationally independent while it is of course vital that it be
generally responsible to the Government. There is no doubt that, from the
point of view of an individual applicant, he or she is under the control of the
Commissioner through the various channels existing within the Guards. The
latter is responsible to the Minister and the Government, which is responsible
to the Dáil. But I cannot see that either as a private citizen or as a
member of the Garda Síochána any of the applicants are directly
and individually accountable to the Oireachtas at common law or by statute. If
a member of the Guards were so accountable I do not see why any individual
public servant would be exempt from this individual accountability or, in a
suitable case, any ordinary citizen. If any citizen, guard or otherwise, is to
be directly accountable in general or in some circumstances, to the Oireachtas,
I believe such accountability must be imposed by Statute. I do not believe
that the people, in adopting a constitution in 1937, had before them the view
that it contained the seeds of such responsibility. I do not believe that it
does. If the Oireachtas were enabled to send for any citizen and to reach
findings of fact or conclusions which could be adverse to him and affect his
reputation and his employment, it would indeed be functioning as a
“High
Court of Parliament”
and its members would indeed be
“general
inquisitors of the Realm”
,
to use the archaic language employed by the English courts to describe the
former powers of the Westminster Parliament. I have not heard anything that
convinces me that there is in our Constitution anything which confers such a
power on the Oireachtas, either in relation to civil or public servants or in
relation to citizens generally. I agree with the treatment by Denham J. of
the impermissability of any implication from the Constitution of a power to
hold the type of inquiry proposed.
787. It
was said many times on behalf of the appellants that, even if the respondents
were correct in law in saying that there was no inherent power to hold this
inquiry, their proceedings were nonetheless in some sense futile because that
position could be rectified by the passing of
“a
two section Act”
.
I wish emphatically to express my agreement with the judgment of Geoghegan J.
in this regard. That point is quite irrelevant to the case made on behalf of
the Gardaí which must necessarily be based on the state of the law as it
now is. If the Court were to be influenced by the possibility of future
legislation it would, ironically, be trespassing into the legislative area by
assuming that the Oireachtas would legislate in some particular fashion. A
statutorily conferred power to hold an inquiry such as that proposed might
raise quite different issues to those raised by the claimed inherent power:
it is quite impossible to anticipate what issues might arise under legislation
which does not exist, and it is improper to attempt to do so.
788. I
would not allow the appeal of the Appellants against the first Order. I would
however make some changes in the form of the Order as will appear below.
789. Because
of my conclusion that there is no power in the Oireachtas to hold an inquiry of
the type proposed, anything I say on the other issues raised is
obiter.
However, I wish to make a few observations on two of them because I think
that to do so may be helpful to persons involved in hearings of one sort or
another in the future. In relation to two other topics, that of
justiciability and that relating to the sub-Committees terms of reference, I
respectfully agree with the observations of McGuinness J. and have nothing to
add. I am also in general agreement with her observations on bias.
790. This
topic arose in two senses in the course of the hearing of this appeal.
Firstly, it was contended by the respondents that the proposed inquiry was
afflicted by what they termed
“structural
bias”
,
that is to say bias arising from the mere fact that the members of the
Committee were all, by definition, public representatives. It was alleged that
elected representatives could not bring the necessary impartiality to bear on
the inquiry: they were afflicted by a presumptive bias arising from the fact
that they were dependent on a renewal of their mandate. Alternatively, it was
alleged, three members of the sub-Committee - the chairman, Deputy Shatter, and
Deputy Magennis had manifested objective bias by making various public
utterances, during the course of the hearing, in the print or electronic media.
Grave exception was taken to remarks made by Deputy Howlin in the course of the
hearings.
791. In
the pleadings and submissions, all appellants maintained the position that
members of the Committee, as public representatives, were simply not
impeachable for bias. The sub-Committee was an Oireachtas body which had to
be composed of members of the Oireachtas; such persons were entitled to have
and express views, even strong views; the hearing was not of a judgmental or
adjudicatory nature; therefore no member of the Committee could be impeached
for any kind of bias, structural or otherwise, even of the most obvious or
egregious kind.
792. However,
in the course of the reply by counsel for the Committee to the submissions of
the respondents, the Committee’s position changed. They first stated
that they simply did not wish to express any view on the topic of bias but
eventually conceded that members of the Committee could be impeached for
objective bias, that is for conduct which would give rise in the minds of a
reasonable person to an apprehension of bias. The Attorney General and Deputy
Shatter did not change their positions on this matter. However, the Attorney
conceded, and Deputy Shatter did not concede, that a person appointed to
conduct an inquiry under the 1921 Act, would be impeachable for bias.
793. No
appellant, however, contended that the proposed inquiry was not bound by the
rules of natural justice. This concept has been alternatively described in
Irish law as constitutional justice since the judgment of Walsh J. in
MacDonald
v. Bord na gCon
[1965] IR 217. In either form, it now represents an impressive and
sophisticated body of law. Originally, however, classic administrative law was
expressed in just two Latin maxims:
audi
alterem partem
-
that both sides must be heard - and
nemo
iudex
in
sua causa
,
the rule against bias. I would not be prepared to hold that fully half of
that irreducible essence of the rules of natural justice has no application to
a committee such as the present, especially having regard to the grave
consequences which, it is conceded on all sides, the result of its
deliberations may have. Indeed, it seems to me extraordinary to contend that a
person liable to be afflicted to the extent conceded in argument is not
entitled to challenge one or more of those involved in the fact finding process
even for the most egregious and unambiguously expressed bias. That, certainly,
was the law in 17th century England when, as we have seen, Samuel Pepys was
without legal remedy against a committee composed of his bitterest enemies and
chaired by a man who did not conceal that he wished to enjoy Pepys office. It
is also true that invulnerability of the members of that Committee to
allegations of bias arose from their status as members of Parliament and thus
“general
inquisitors of the realm”.
But the law has moved since then and for upwards of two hundred years has
excluded a person with a bias or interest, subjective or objective, from
sitting in judgment on another. I do not believe that any exclusion of elected
representatives from this rule ever formed part of the law of Ireland. Even if
it did, which I do not accept, it has certainly not survived the Constitution
of 1937 with its obligation on the State to
“defend
and vindicate”
the personal rights of the citizen amongst which his or her right to good name
is specifically mentioned.
794. Having
regard to my conclusion on the first issue discussed in this judgment it is not
necessary for me to rule on the allegations either of structural or of
objective bias. But I would make certain general observations, so obvious that
they might be considered trite. A person who sits in judgment on the actions
of another must act in a
quasi
judicial
fashion. He must clearly avoid bias; what is less well understood is that he
must also avoid the appearance of bias. One obvious course of conduct which
risks giving rise to an appearance of bias is to discuss either the issues
being inquired into, or the procedures adopted for the inquiry, outside the
context of the inquiry itself. It is therefore undesirable for persons sitting
in a
quasi
judicial capacity to make themselves available for interview, discussion
programmes, or comment of any sort on either substantive or procedural issues
during the hearing. Members of the Oireachtas would, I imagine, be amazed to
see a judge or a juror behaving in this fashion: for precisely the same
reasons restraint in this area is required of
795. Where
a person is accused on the basis of false statements of fact, or denied his
civil or constitutional rights on the same basis, cross-examination of the
perpetrators of these falsehoods is the great weapon available to him for his
own vindication. Falsehoods may arise through deliberate calculated perjury
(as in the case of Parnell) through misapprehension, through incomplete
knowledge, through bias or prejudice, through failure of memory or delusion.
In some cases a witness may not be aware that his evidence is false. A witness
may be telling the literal truth but refrain, or be compelled to refrain, from
giving a context which puts it in a completely different light. And a witness
called to prove a fact favourable to one side may have a great deal of
information which he is not invited to give in evidence, favourable to the
other party.
796. Applying
that general principle to the facts of that case, this Court found that a
person against whom damaging allegations were made were entitled to the
following
“minimum
protection”
:-
798. Accordingly,
the right to cross-examine one’s accusers is a constitutional right and
not a concession. It applies, as Haughey’s case affirmatively
demonstrates, in an Oireachtas Committee or sub-Committee as well as in any
other forum in which a citizen may be accused. It is an essential,
constitutionally guaranteed, aspect of fair procedures.
799. It
follows from the foregoing that the right of cross-examination may not be
unreasonably confined or hampered in terms of the time allowed or otherwise. A
person is, of course, entitled to cross-examine himself but equally entitled to
do so by counsel. Cross-examination is a special skill and usually an
acquired one, of which a thorough knowledge of the facts of a particular case
is
merely the foundation. A person without experience of the art is very
unlikely to be able to conduct an effective cross-examination.
800. As
it happens, the greatest demonstration of the utility of cross-examination of
which I am aware is furnished by the case already discussed in another context,
that of Parnell. Mr. Parnell had been accused of many heinous things, some on
the basis of perjured evidence supported by forged documents, produced by a
witness procured by his deep-pocketed political and commercial enemies. This
conspiracy - it can be called nothing else - was destroyed in cross-examination
of remarkable skill carried out over a period of several days by the great
Irish advocate Sir Charles Russell Q.C. The witness was quite destroyed, did
not attend for the fifth day of his cross-examination, made affidavits
admitting perjury and forgery and committed suicide when the police came to
arrest him. At a stroke, Parnell was transformed from a prisoner in the dock
of public opinion to a vindicated accuser.
801. This
cross-examination took time and required the patience of the Tribunal. It
involved many passages (including one where the witness was made to write out a
series of apparently randomly selected words) when the point being made must
have been utterly obscure to the listeners. The Tribunal were required to have
faith in the advocate, and the faith was of course fully justified.
802. The
cross-examination took place immediately after the witness, Piggott, had given
evidence. Within a few days Parnell had been vindicated and within a few weeks
had received damages and a full apology from his principle accuser, The Times
newspaper. There were many other allegations against him, mostly of a
political sort which, of their nature, were almost impossible to
demonstrate
to be false, as had been done with Piggott and his forgeries. But the effect
of the destruction of Piggott, immediately after his direct evidence, was to
transform Parnell’s ability to meet the other charges and to destroy the
credibility of his accusers in general. (See R. Barry O’Brien
“Life
of Lord Russell of Killowen”,
London
1900).
803. None
of this would have been possible had Russell had been debarred from
cross-examination, limited in his time for that purpose, been compelled to seek
permission to cross-examine with reasons, or been compelled
to
defer his cross-examination until all witnesses had been examined by the
Commission.
804. In
a case where there are many witnesses, cross-examination of the first may very
significantly alter the tone and emphasis, and even the content, of succeeding
testimony.
805. Cross-examination
adds considerably to the length of time which proceedings will take. But it
is an essential, constitutionally guaranteed, right which has been the means of
the vindication of innocent people.
806. The
proposed restrictions on cross-examination in this case have been set out in
the judgment of the learned Chief Justice. In view of my finding on the first
issue, it is unnecessary to discuss them in detail. It appears that the
Committee’s attitude is heavily influenced by paragraph 5 of Chapter 16
of the report of the D.I.R.T. Committee. That reads as follows:-
808. As
can be seen from the materials supplied, the sub-Committee went considerably
further in restricting cross-examination.
809. It
must be firmly understood that, when a body decides to deal with matters as
serious as those in question here, it cannot (apart from anything else) deny to
persons whose reputations and livelihoods are thus brought into issue the full
power to cross examine fully, as a matter of right, and without unreasonable
hindrances. This, of course, is not to deny to any tribunal the right to
control prolixity or incompetence if that is manifested. There was no
question of anything of this sort in this case.
810. There
can be no doubt that the proposed restrictions on cross-examination notified to
the Garda applicants were very far reaching. Cross-examination, together with
submissions, was scheduled for one half of one day, at the end of the evidence.
The Committee submitted that this was not
writ
in stone and might have been changed and that we should presume it would have
been changed if justice had so required. That would be more convincing as a
submission if it had been said to the applicants when they first took exception
to the restrictions.
811. A
person cannot be put on risk of a grave finding of fact against him without a
full opportunity of defending himself or herself, including by cross-examination.
812. I
wish to add that none of the findings in favour of the applicants depend in any
essential way on the fact that they are members of An Garda
Síochána. I believe that the same rights and immunities are
available to any citizen whether he or she is a guard, a civil or public
servant, or entirely outside the official sector.
813. In
common with several of my colleagues, I consider that the first Declaration
answered by the Divisional Court is too wide in its terms. I would prefer to
grant relief, for the reasons given above, limited to the specific
circumstances of the present case.
814. I
would therefore grant a Declaration that the conducting by the joint Oireachtas
sub-Committee of an inquiry into the fatal shooting at Abbeylara on the 20th
day of April, 2000 capable of leading to adverse findings of fact and
conclusions (including a finding of unlawful killing) as to the personal
culpability of an individual not a member of the Oireachtas so as to impugn his
or her good name is
ultra
vires
in that the holding of such an inquiry is not within the inherent powers of the
Houses of the Oireachtas.
815. To
the consequence of the foregoing, I would grant an Order of Certiorari quashing
the letters of direction to the respective applicants requiring them to attend
before the Abbeylara sub-Committee to give evidence and to produce documents in
their possession.
816. In
light of the above reliefs I do not believe it necessary to make any further
Order on the applicants proceedings, or any Order in relation to the Notice to
Vary.
817. The
Chief Justice in his judgment has helpfully set out in some detail the factual
and procedural history of the Oireachtas Subcommittee Inquiry in relation to
the shooting at Abbeylara. It has always been part of the respondents' case
that many aspects of the procedures adopted were irregular and defective and
that these had the effect of nullifying any subsequent steps. For the most
part the respondents' submissions in this regard were accepted by the
Divisional Court. I will return to them in due course but I propose first to
treat of the much more fundamental objection to the inquiry made by the
respondents and which was also an objection upheld by the Divisional Court to
the effect that this inquiry was being conducted pursuant to an alleged
inherent power which did not in fact exist. The Divisional Court made a
declaration in the following terms:
818. The
exercise of analysing the true meaning and intent of each of the expressions in
this form of declaration is not without difficulty. For instance, it is not
entirely clear what is meant by "
with
the aid of the power of the State"
nor I think is it entirely clear as to the extent to which a literal
interpretation is to be given to the words
"liable
to result in"
.
But I do not propose to engage in that analysis because although for the
most part I am in agreement with the Divisional Court as to the lack of
inherent power, I am not altogether happy with that form of declaration. It
is, relevant to note that at no stage in the Judicial Review proceedings was it
suggested that the Houses of the Oireachtas had no "
inherent"
power to inquire into anything at all in any circumstances nor has the
Divisional Court made any such suggestion in its findings and orders. To
that extent the declaration is limited. It is difficult to define what
exactly the limits intended by the Divisional Court are but in due course I
will try and articulate where I think the limits lie.
819. It
is not in dispute and, indeed, it clearly emerges from the exchanges between
Mr. Rogers, S.C., counsel for the gardaí and the subcommittee that the
subcommittee felt perfectly free to carry out a thorough reinvestigation of the
Abbeylara incidents and come up with their own findings (for this purpose it
matters not whether the so called "
findings"
can be described as findings of fact or opinions) as to what happened and who
was to blame. I think it fair to say that the subcommittee did not see
itself in any different position in terms of what it was entitled to
investigate and discover from that of a tribunal established under the
Tribunals of Inquiry (Evidence) Act, 1921. It is agreed by all parties that
nowhere in the Constitution is there such an express power and, therefore, I do
not find it necessary to review the Constitution article by article. It is
argued however that there is an inherent power.
820. There
are four reasons why I consider that there is no inherent or implied power in
the Oireachtas committees or subcommittees to make fact finding inquiries
leading to formal expressions of findings or opinions as to culpability of
named or identifiable individuals. These reasons are:-
822. The
Attorney General, counsel for the committee and Mr. Shatter all concede that if
under the Constitution there is such an inherent power, it derives from a
perusal of the Constitution itself albeit in the context of surrounding
circumstances including the circumstance that other parliaments such as the
U.K. Parliament and the U.S. Congress claimed and in the case of the U.S.
Congress actually exercise such powers. What is important is that none of
the appellants suggest that the alleged inherent power is simply a natural
follow on from an equivalent inherent power being contained in the 1922
Constitution and which in turn derived its inherent powers from the historical
fact that the imperial parliament had such power.
823. If
that case was open to be made it would have been a much easier one to pursue
but it was accepted by all sides that a plausible argument to this effect could
not be made having regard to the historical origin of the House of Commons
power to conduct such inquiries. The House of Commons traditionally claimed
not merely the power to conduct such an inquiry but also to compel attendance
of witnesses and punish in default without there being any statutory power to
do so, this power having derived from the historical claim of the British
Parliament to be effectively a court as well as a legislature and the powers
were exercised by Parliament in its capacity as the High Court of Parliament.
But all of this is quite inconsistent with the separation of powers effected by
Bunreacht na hÉireann.
824. Given
the historical root of the power, any continued assertion of such power (albeit
not exercised) is therefore neutral evidence as to whether such powers
naturally inhere in parliaments generally in the common law world or perhaps
more broadly in the civilised world. It is perfectly clear that in British
jurisprudence this power was considered to belong to the U.K. Parliament by
virtue of its own history and not by virtue of any general common law
principles relating to parliaments in general and this fact is underlined by
Privy Council decisions to the effect that such powers were not inherent in the
legislatures of British colonies. From what has been written by scholars and
commented upon by judges it seems clear that the 1922 Constitution even though
absorbing some British constitutional practices was intended by its draftsmen
to be a new creation and not to give rise to implied derivatives. In their
written submissions before this court the respondents have drawn the court's
attention to the fact that at the time of the drafting of the 1922 Constitution
consideration was given to the existence of a parliamentary inquiry along the
lines of the American Congress when the institutions of State were conceived.
There were originally proposals that a system of committees similar to the
American committees and having similar powers would be established. The
draft known as Draft C of the Free State Constitution in Article 15 contains
the following provision which is set out in the written submissions.
825. Draft
C had been put forward by Professor (later Mr. Justice) Murnaghan and Professor
Alfred O'Rahilly. The latter was involved in the drafting of the 1937
Constitution and again it is pointed out in the written submissions that
Professor Brian Farrell has observed that "
there
are strong echoes of Draft C to be found in Bunreacht na hÉireann."
(Farrell the Drafting of the Irish Free State Constitution Part III 1971 Irish
Jurist at p. 112). In the event no such powers were inserted into either
Constitution.
826. If
a power of inquiry of the kind contended for in this case was to be vested in
the Oireachtas one would have expected that the Constitution would have
expressly said so and that it would then either have been expressly provided
that certain appropriate powers of enforcing attendance of witnesses and
penalising those who did not would be included or at the very least that there
would be provisions in the Constitution expressly contemplating legislation to
establish compellability and enforceability powers. There is a useful
footnote in the respondents' submissions at p. 91 which is not contested. In
it, it is recited that in Australia section 49 of the Commonwealth of Australia
Constitution Act, 1900 expressly vested in the Australian Senate and House of
Representatives all of the powers, privileges and immunities of the Parliament
of the United Kingdom. It goes on to point out that a similar stipulation
appeared in section 18 of the British North America Act, 1867 with reference to
the Parliament of Canada. But as the respondents point out what is even more
significant is that that formula appeared in the Home Rule Bill, 1912 and the
Government of Ireland Act, 1920. There were, therefore, obvious precedents
available to be included in the 1922 Constitution and they were not availed of.
A natural inference can be drawn that they were not intended to be implied or
inherent in that Constitution. If that is so, it seems even less likely that
they were intended to be inherent in the 1937 Constitution.
827. Notwithstanding
that the clear historical basis of the inherent powers to conduct inquiries and
enforce attendance etc. of the British Houses of Parliament derived from
parliament's judicial role and not its legislative role and that any such
powers in the Australian and Canadian Parliaments would appear to have
originated indirectly from the same source, it is nevertheless argued on behalf
of the appellants that the power to conduct an inquiry such as this particular
Abbeylara
Inquiry
is naturally inherent to any parliament or legislative assembly in a sovereign
state. In pursuing this argument the appellants have had to rely primarily
on the American case law which of course related to the powers exercised by the
U.S.A. Congress.
828. There
is one important preliminary point to be made about the American cases.
They are for the most part concerned with a contested right on the part of a
House of Congress to punish a person for contempt of the House in the context
usually of such person refusing a summons to be questioned or something of that
nature. Underlying all the cases is the acceptance of an inherent power in
some instances on the part of the Houses of Congress to impose punishment
(though in post war years a statute imposing more effective penalties was more
usually resorted to), but that very fact influenced the courts in setting
limits to the powers of the Houses of Congress to carry out inquiries and
investigations. What to some extent complicates this particular case is that
nobody is suggesting that the Houses of the Oireachtas have any inherent power
to compel or to punish. In so far as they have given themselves any such
powers they are contained in statute, a point to which I will be returning.
There is considerable force in the argument of Mr. Donal O'Donnell, S.C.,
counsel for the respondents that the absence of powers of compellability and
punishment in the Constitution and the general acceptance that our
constitutional jurisprudence would not permit of them being implied is of
itself and by itself a strong argument against the proposition that there could
be any power in the Houses of the Oireachtas to investigate past events with a
view to making "
findings"
of culpability on the part of named individuals.
829. Returning
to the subject of the American cases the first one of importance is
Kilbourn
v. Thompson
103 U.S. 168 (1880). In that case it was argued before the United States
Supreme Court that the power of a House of Congress to punish for contempt
existed and two principal arguments were put forward to support that view.
The first was its exercise by the House of Commons of England from which
country it was said the United States had derived its system of parliamentary
law and secondly, on the basis of the necessity of such a power to enable the
two Houses of Congress to perform the duties and exercise the powers which the
Constitution had conferred on them. Miller J. in delivering the opinion of
the court and after reviewing English authorities but with particular regard to
Kielley
v. Carson and Others
4 Moo. P.C. 63 decided in 1841 came to the conclusion that the right of the
House of Representatives to punish a citizen for a contempt of its authority or
a breach of its privileges could derive no support from the precedents and
practices of the two Houses of the English Parliament. It had been made
clear in the relevant English authorities that the House of Commons and the
House of Lords and, indeed, the single House before those two Houses were
created were courts of judicature as well as being legislatures and that the
powers contended for derived from their judicature role. In
Kielley
v. Carson
Parke B. had delivered the unanimous judgment of a strong court to this effect.
But Miller J. also went on to express the view that:
830. That
last statement was
obiter
dicta
because in the event the court decided against Congress on the basis that
whatever kind of powers of inquiry Congress might have, it certainly did not
have the general power of making inquiry into the private affairs of the
citizen which this was.
831. The
next case of importance is
McGrain
v. Daugherty
273 U.S. 135 (1927). For the sake of brevity, I do not intend to go into the
facts of that case. It is sufficient to cite the following passage from the
opinion of the U.S. Supreme Court delivered by Van Devanter J. at p. 12 of the
printout copy which was before this court.
832. This
passage helps to remind one of the wholly different practices and, indeed,
culture of the U.S. Legislature functioning in a presidential system of
government on the one hand and the Irish Legislature functioning in the context
of a parliamentary democracy on the other hand. The Irish Parliament like
the parliaments of all the European parliamentary democracies and respected
non-European parliamentary democracies such as Australia, New Zealand, Canada,
India etc. carry on their parliamentary business for the most part in
accordance with the plans and policies of the government of the day which in
turn is formed out of the political parties. The idea that Dáil
Éireann might in its independent existence contemplate the possibility
of some form of legislation and seek to initiate a substantial fact finding
inquiry aided by provisions regarding the compellability of witnesses etc. for
that purpose is to a large extent a fantasy. It may well suit a government
to procure that the Dáil would initiate inquiries of one kind or another
to allay public worries and with a view to reporting on appropriate legislation
but it would be the exception rather than the rule. For the most part, it is
the Government and not the Oireachtas which proposes the legislation.
Accordingly, the kind of statement which I have just cited from
McGrain
v. Daugherty
is of very little relevance to the Irish situation. That is one reason, among
others, why it is difficult to accept the argument that American inquiry
practice is an indicator of what the inherent powers of the Oireachtas were
intended to be in 1937.
833. I
now move to the case most relied upon by the appellants. That is
Watkins
v. United States
354
U.S. 178 (1957). The lengthy headnote to that case sets out the principles
decided in the opinion of the United States Supreme Court delivered by Chief
Justice Warren. It is not necessary to set it out in full but some of the
principles held are worth specifically mentioning. It should be explained
that this case arose out of conviction of the statutory offence of refusing to
answer a question "
pertinent
to the question under inquiry"
in an inquiry of a House of Congress. The investigating body was the
Subcommittee of the House of Representatives Committee on un-American
Activities and the petitioner in the case had refused to answer questions as to
whether he had known certain other persons to have been members of the
Communist Party. He based his refusal on the grounds that those questions
were outside of the proper scope of the Committee's activities and not relevant
to its work. He succeeded on the grounds that no clear understanding of the "
question
under inquiry"
could be gleaned from the resolution authorising the full committee, the
legislative history thereof, the Committee's practices thereunder, the action
authorising the subcommittee, the statement of the Chairman at the opening of
the hearings or his statement in response to petitioners' protest. But some
of the more important principles enunciated by the court were as follows:
834. It
is true that Chief Justice Warren makes it clear that a broad interpretation
has to be given to legislative purposes. The following passage appears at p.
187 of the report:
836. Running
right through the opinion of the court delivered by Chief Justice Warren
however is the underlying fact that what the court was talking about was an
inherent power to conduct investigations for legislative purposes accompanied
by inherent compellability powers (albeit supplemented by statutory powers).
It is accepted, as I have already pointed out in this case that no inherent
compellability powers exist in our Constitution. Such powers as exist of
this nature are created by statute. But that being so, I do not think one
can regard the American precedents as being evidence to support an inherent
power such as is contended for here under our Constitution.
837. But
even if one was to adopt the principles in
Watkins
v. The United States
as a foundation for implying the controversial powers into the Irish
Constitution, in so far as it was being a power exercised, as in this case, by
a joint committee of the Oireachtas there would be no need to extend the
principles in
Watkins
as suggested by the Attorney General so as to embrace purposes other than
legislative purposes. Dáil Éireann has been given some
non-legislative functions by the Constitution but Seanad Éireann almost
none. In so far as there is a joint committee of both Houses the purposes
must be common to both. I do not propose to consider in this judgment what
powers Dáil Éireann may have in relation to its non-legislative
functions as that question does not arise. But if it is suggested that there
is an inherent power limited to legislative purposes (a form of language which
may be inappropriate as I will elaborate on later) then in my view if the
inquiry is to be
intra
vires,
the exact legislative purposes must be stated in advance. I see no reason
why that should not be done. I do not accept or agree with the theory that
provided an inquiry was vaguely connected with matters of public interest it
could be regarded as being for legislative purposes. I would not follow the
wide definition of legislative purposes emerging in the later American case law
particularly having regard to the difference in legislative process as already
adverted to and having regard also to its genesis which was in the main the
committee for investigating un-American activities, a body of dubious repute.
Furthermore even if one is to postulate a legitimate exercise of a supposed
inherent power to conduct an inquiry for legislative purposes, the committee or
subcommittee conducting the investigation would be obliged to avoid, as far as
possible, the attribution of blame and especially apparent criminal misconduct
to a named individual. In this case there is nothing to suggest that the
subcommittee was confining itself to considering the need for new legislation.
Such an inquiry would have to so confine itself and its report should
primarily relate to whether there is or is not such a need. A legitimate
inquiry by a committee of the Oireachtas which was directed towards a perfectly
proper legislative purpose might in some circumstances inevitably and
unavoidably lead to implied blame being attached to an individual. That
would not necessarily render the inquiry
ultra
vires
and, therefore, I consider that the wording of the declaration made by the
Divisional Court is too wide, particularly having regard to the use of the
words "
liable
to"
.
It is also true that a legitimate Oireachtas investigation may inevitably
result in a finding of fault in a management system which in some circumstances
could involve an implied attachment of blame to the relevant manager. That
might also be legitimate. But the all important point is that the inquiry
from the beginning would be merely for the purpose of considering whether new
legislation was required and for no other purpose. That was emphatically not
the case here. My treatment of the American case law overlaps to some extent
the much more elaborate treatment of it by Hardiman J. in his judgment. I
would like to add that I am in complete agreement with his commentary on it.
838. It
was a well known fact at the time of the enactment of the present Constitution
and, indeed, at the time of the enactment of the 1922 Constitution that the
Tribunals of Inquiry (Evidence) Act, 1921 had been passed in the wake of public
discredit of parliamentary committee inquiries. A curious feature of the
1921 Act is that it is resorted to in this case in different ways in support
of both the appellants' case and the respondents' case. I take the view that
the existence of that Act supports the respondents' case and, for reasons which
I will go into in considerable detail later on in this judgment, does not
support the appellants' case.
839. The
background to the 1921 Act is well set out at pages 10-15 of the Royal
Commission on Tribunals of Inquiry, 1966 in Britain more usually referred to as
the Salmon Commission. The opening paragraph of that brief history reads as
follows:-
840. The
report then goes on to give some examples of the unsatisfactory nature of such
inquiries, a matter more fully elaborated upon by Professor George W. Keeton in
his book Trial by Tribunal in chapters 2 and 3. But two particular points
referred to by Salmon and, indeed, by Keeton are very relevant. Salmon points
out that early in the 20th century there was the Marconi scandal. The select
committee appointed to investigate the scandal divided in its report along
party political lines and this method of investigation became further
discredited. But more to the point in the Irish context, Lord Justice Salmon
(as he then was) pointed out that even as long ago as 1888 the shortcomings of
such committees of inquiry had been recognised. That was the year in which
serious allegations were made against Charles Stewart Parnell and others. It
was decided that rather than refer the matter for investigation to a select
parliamentary committee, a special commission with powers was set up by the
Special Commission Act, 1888. This Special Act was effectively a forerunner
of the Tribunals of Inquiry (Evidence) Act, 1921. It was considered a
success. Finally, in 1921 grave allegations were made by a member of
parliament against officials in the Ministry of Munitions and as Lord Justice
Salmon puts it "
the
favourable impression made by the Parnell Commission and the unpleasant flavour
left behind by the Marconi Committee of Inquiry were remembered."
He goes on to say that it was felt at the time that the investigation by
parliamentary committees of inquiry of alleged public misconduct was entirely
discredited and that accordingly new machinery should be created more
appropriate to deal not only with that particular current matter but with
similar matters which might arise. Hence the enactment of the Tribunals of
Inquiry (Evidence) Act, 1921. The draftsmen of the 1922 and 1937 Constitution
would have been well aware of that historical backdrop and, therefore, to use
the word "
inherent"
in
another context, why should there be any inherent reason for contemplating
Oireachtas inquiries leading to findings of personal culpability when a
perfectly good statute was in place in the form of the 1921 Act and which has
since been held by this court to be consistent with Bunreacht na hÉireann.
841. But
the existence of the 1921 Act and in particular its consistency with the
constitution is strongly availed of by the appellants in support of their case,
the argument being that in effect parliament merely provided for machinery to
delegate powers which it already had to an independent tribunal. I reject
that argument and I will be returning to it in some detail later on in the
judgment.
842. Article
40.3.2 of the Constitution provides that the State shall, in particular, by its
laws protect as best it may from unjust attack and, in the case of injustice
done, vindicate the life, person, good name, and property rights of every
citizen. An express constitutional protection of good name is unusual in
written constitutions. Even the European Convention of Human Rights does not
have an equivalent provision except in the negative sense of providing a
justification for restriction on freedom of expression. Most rights in the
Constitution are not absolute. Very often, as in this case, they are
qualified by expressions such as "
as
best it may"
and in other instances there may be clashes between two constitutional rights
and a question of superiority in the hierarchy arises. The protection of the
good name of the citizen, therefore, can almost always arguably be rendered
ineffective by some semi-plausible proposition balancing the rights of others
or the common good. But there is a danger that constitutional rights can be
excessively whittled away by arguments based on so called "
balance".
In this case the wording of that paragraph in the Constitution is of
relevance. In the absence of an express provision for such a controversial
type of inquiry in the Constitution, the question must be asked why should a
court imply one for the sake of some interest such as the common good when as
of 1937 there was perfectly good machinery in place for a type of inquiry which
would be perceived by the public to be much more independent than a
parliamentary inquiry. If in the interests of the common good, a fact
finding inquiry liable to damage the good name of individuals is considered
desirable; the 1921 Act is there to be invoked.
843. In
this latter connection it is perhaps interesting to refer to the Standing
Orders of the Dáil. Although by virtue of the express provisions of
the Constitution no legal redress is ever available for defamatory words
uttered in either House of the Oireachtas, Dáil Éireann by its
own Standing Orders has been extremely careful to restrict such defamatory
utterances within the House as far as possible and in adopting such Standing
Orders it must surely have been mindful of the constitutional obligation to
vindicate the citizen's good name as far as possible. Order 58 of the
Standing Orders of the Dáil lays down elaborate rules effectively
restricting the uttering of defamatory words. A member is not allowed to
make an utterance in the nature of being defamatory and where a member makes
such an utterance it may be
prima
facie
an abuse of privilege subject to the provisions of the Standing Order. I do
not propose to recite the Order in full because it is quite long but it is
sufficient to point out that it contains provisions allowing the Ceann
Comhairle to take various steps in case of infringement. In some instances
the member may be compelled to withdraw the allegation or it may be referred to
the Committee on Procedure and Privileges which in turn may lead to a reprimand
by the Ceann Comhairle. Interestingly, it is also provided that a document
laid before the Dáil under Standing Order 58 "
shall
not contain any matter the publication of which would have the effect of -
844. It
is true of course that the Dáil can change its Standing Orders at any
time and it could remove Order 58 with impunity but it is of some significance
nevertheless that the Dáil in making its own Standing Orders and with
the Constitution in place did not consider it right to allow a free for all as
far as defamatory allegations were concerned.
845. A
subcommittee such as the appellant subcommittee would be reporting to the joint
Oireachtas committee which in turn would be reporting to the Dáil and
Seanad respectively. The joint committee, as was customary, was balanced in
its membership according to the strength of the political parties. It would
only be in rare circumstances that a body composed in that way would be
perceived by reasonable members of the public as capable of independent
arbitration. I appreciate that this court in approaching the problem of
whether there is an inherent power or not has for the most part to consider the
position as of 1937 when the present Constitution came into existence. In
those days there was no "
Questions
and Answers",
little
media probing of politicians but if anything the public was even more
politically aware than they are now as civil war politics infused a large
proportion of households. Then, as now, there may not have been a perception
of great ideological differences between government and opposition. But
political feelings at that time were such that the ordinary member of the
public of reasonable disposition would have been even less likely to view an
Oireachtas committee determination as truly independent. Even in cases where
in the eyes of a reasonable observer bias might not exist merely from the
composition of the body, the conduct of an inquiry by such committee or
subcommittee is fraught with great practical difficulties if bias in the legal
sense is to be avoided. I will be dealing with that topic in more detail
later on in this judgment. From the point of view of the Oireachtas none of
this would matter if bias issues were non-justiciable but for the reasons given
later in this judgment, I am quite satisfied that such issues are justiciable.
Having regard therefore to the combination of the inherent likelihood of
structural bias or at the very least the obvious difficulties in avoiding
objective bias in any given case, I see no reason to infer that the framers of
the Constitution and the people in enacting it intended that such powers should
inhere in the Oireachtas.
846. Two
of the most important arguments made by the appellants in favour of the
inherent power are firstly that the form of inquiry the subject matter of
In
re Haughey
[1971] IR 217 was unlawful if the arguments of the respondents are correct and
secondly, that the logic of the jurisprudence of this court in its approach to
the 1921 Act displayed in
Goodman
v. Hamilton
[1992] 2 IR 542 and
Haughey
v. Moriarty
[1999] 3 IR 1 leads to the conclusion that the powers of the 1921 Act Tribunals
are derived from Parliament and that Parliament itself always had those powers.
847. The
argument based on
In
re Haughey
was addressed by the Divisional Court at p. 91 of its judgment as follows:
848. As
to the relevance of
In
re Haughey
I can say no more than what was contained in that paragraph, though I do not
think that the "
specific
statutory powers pertinent to that inquiry"
either add to or subtract from the arguments of either side. The Committee
of Public Accounts of Dáil Éireann (Privilege and Procedure) Act,
1970 was essentially an Act providing for procedures and compellability as is
the case with the Committees of the Houses of the Oireachtas (Compellability,
Privileges and Immunities of Witnesses) Act, 1997. The passing of an Act for
the purposes of exercising alleged powers cannot be used as evidence of the
existence of such powers. At best it is evidence of the Oireachtas believing
it had such powers. There is no doubt that
In
re Haughey
was carefully and successfully argued by a counsel who is acknowledged as the
outstanding constitutional lawyer of his time and yet the case against the
inherent power was not made. Like the Divisional Court, I take the view
that speculation as to why it was not made is irrelevant but it is possible
that the reasons were tactical. At any rate as the Divisional Court pointed,
out it is quite clear that
In
re Haughey
cannot be regarded as authority for the existence of the inherent power
contended for.
849. In
relation to the second counter-argument it is essential to revisit and
reconsider the provisions of the Tribunals of Inquiry (Evidence) Act, 1921.
I can find nothing in either the genesis or the terms of that Act to support
the view that Parliament in enacting that Act was effectively providing for the
delegation in some circumstances of its own powers of inquiry to an
independent non-political tribunal. I will start by attempting to analyse
section 1 of the 1921 Act without reference to subsequent case law and having
done so I will move on to consider the alleged relevance of
Goodman
International v. Hamilton
cited above and
Haughey
v. Moriarty
cited above.
851. In
interpreting this subsection there would probably be general agreement that
Parliament was not thereby investing in its respective Houses statutory powers
to make resolutions of the kind described. It was assumed (and I think
assumed correctly) that the Houses already had such powers. If, for instance
before the enactment of the 1921 Act, the two Houses of Parliament had each
passed resolutions on some occasion that it was expedient that a tribunal be
established by the executive to inquire into a particular matter it would never
have occurred to anybody that there was something invalid or
ultra
vires
about such a resolution. If, following on the resolution, the executive set
up an inquiry, the inquiry in question prior to 1921 would not have had the
benefit of the powers which it had following on the 1921 Act but that is the
only difference.
852. From
and after passing of the 1921 Act, once a resolution in those terms has been
passed by each House of Parliament the executive when setting up the tribunal
if it decides to do so (an option to which I will return) may state in the
instrument setting it up that the Act is to apply and then all the consequences
under the Act relating to discovery, compellability etc. come into play.
853. In
addition to the assumption underlying the subsection that either House of
Parliament could, at any time and in any circumstances, pass a resolution that
it be expedient that a tribunal be established for inquiring into some definite
matter, there is a second underlying assumption. In its original form that
assumption was that "
His
Majesty or a Secretary of State"
could as part of his inherent executive powers set up such an inquiry. On
the wording of the subsection it might be just about open to argument that it
is Parliament which effectively sets up the tribunal and that the instrument
executed by
"His
Majesty or a Secretary of State"
was not intended to be an executive act as such but merely an administrative
act or in other words a piece of paper work pursuant to the instructions of
Parliament. The subsection has never been interpreted in that way and it is
not contended for in this case. All the well known tribunals in modern
times such as
Whiddy,
the
Stardust,
the
Kerry
Babies
,
the
Beef
Tribunal
,
the
Dunnes
Payments Tribunal
etc. have all reported to either the Taoiseach or a particular Government
Minister who established the tribunal. It seems clear that the tribunal
envisaged by the 1921 Act is an executive tribunal or rather a tribunal
established pursuant to inherent executive powers but by virtue of the 1921 Act
and consequent on the instrument setting it up, the tribunal, although an
executive tribunal, has a number of powers conferred on it by Parliament.
The tribunal is not, however, an agent of Parliament.
854. My
view on this does not count if the Supreme Court has already held otherwise and
it is suggested that it effectively has done so. The two cases relied on in
this regard are
Goodman
International v. Hamilton
and
Haughey
v. Moriarty
cited above. I do not think that my suggested interpretation is in conflict
with those decisions and I turn to consider them now.
855. Since
the Supreme Court on appeal in the
Goodman
International
case upheld the views of Costello J. in the High Court, it is important first
to consider the judgment of Costello J., but it is even more important to
consider the context in which it was delivered. The principal issue in the
Goodman
case was whether there was an infringement of the separation of powers in that
allegedly the tribunal was administering justice. Both the High Court and
Supreme Court rejected that argument. But in the course of his judgment
Costello J. made the following observation at p. 554 of the report:-
856.
I do not think that on any fair interpretation of that sentence the learned
High Court judge was suggesting that any inquiry into matters of public
importance could be conducted either by a Dáil committee or by a
tribunal of inquiry interchangeably. I doubt very much if any such concept
was in his mind when he framed that sentence. On the same page of the
report Costello J. gives the following analysis of the basis for 1921 Act
Tribunals with which I agree and which is accepted by the respondents in their
written and oral submissions. The passage in question reads as follows:
857. Costello
J. then, however, goes on to use an expression that was probably perfectly apt
in the sense that he intended it but which unfortunately is open to other
interpretations. He said that the resolutions of the two Houses contemplated
by the 1921 Act was "
in
effect a direction to the Government or the relevant Minister to establish such
an inquiry".
The
word "
direction"
appears nowhere in the 1921 Act nor does any cognate word. But in using the
expression
"in
effect"
what Costello J. was intending to convey in my view is that for all intents and
purposes such resolutions would be regarded as a direction by Parliament to the
Government. Clearly, such resolutions would have immense political force
and immense moral force. But I doubt very much that he had in mind that some
kind of order of
mandamus
or its equivalent could be obtained by anybody or in any circumstances from a
court directing the Government or the relevant Minister to establish an
inquiry. At p. 558 of the report Costello J. makes another important
observation:-
858. What
the learned judge is saying here is that despite the constitutional protection
of one's good name a balancing against that of the public interest may require
the holding of an inquiry into disparaging allegations which would give them
fresh circulation. As I understand it, the respondents are not disputing
that proposition and, indeed, in this case at least they are not necessarily
arguing that an Oireachtas committee, if it had the statutory powers could not
perform that function, but they are arguing that they would have to have the
power first and that they do not in fact have the power and that one (among
others) of the reasons why it would be wrong to read into the present
Constitution such an implied power is because any such balancing act as
envisaged by Costello J. in relation to the vindication of one's good name must
be done in such a way as to cause the minimum unnecessary damage. The
respondents say that 1921 Act Tribunals which are not contrary to the
Constitution perform that function admirably.
859. The
judgment of Costello J. upholding the Beef tribunal was appealed to the Supreme
Court and the appeal was dismissed. The judgment of Finlay C.J. is primarily
concerned with the argument that the tribunal was administering justice and in
relation to the matters which are potentially relevant to these proceedings he
effectively endorsed the views of Costello J. But Hederman J. at p. 597 of
the report dealt with the nature of tribunals established under the 1921 Act.
He had this to say:-
860. This
passage and some of the remarks which followed from Hederman J. would seem to
indicate that he found this necessary power in a parliamentary democracy to "
initiate
inquiries"
in the structure of the 1921 Act. And I do not think that anything that he
said in that judgment lends support to the kind of inquiry contemplated in
relation to Abbeylara.
861. Turning
now to
Haughey
v. Moriarty
and to the judgment of Hamilton C.J. in relation to the matters raised other
than the constitutionality of the Act. At p. 53 Hamilton C.J. undoubtedly
refers to "
the
inquiry mandated by the resolution and order made in the present case"
.
But when read in context I am satisfied that "
mandated"
meant nothing more than what I have already suggested was meant by "
directed"
in the judgment of Costello J. in the
Goodman
case. But later on in the same page the following observations of Hamilton
C.J. appear:-
862. I
think it is clear from this passage that Hamilton C.J. was not intending in any
way to equate tribunals under the Act of 1921 with Oireachtas commissions and
committees. On the contrary, he was contrasting different forms of bodies
suitable for different purposes. Indeed, this is even more clear in the
succeeding passages in the judgment in which he, like Hederman J. in the
Goodman
case, refers to the history of tribunals as set out in the Salmon Report and
the work of George W. Keeton and in particular the contrast between the
independent commission set up in relation to the Parnell allegations and the
disastrous House of Commons Inquiry into the Marconi affair. It is then
worth quoting the former Chief Justice's comments in the next paragraph which
is at p. 55 of the report.
863. This
passage was in the context to some extent of making it clear that a 1921 Act
Inquiry did not have to be in aid of the legislative process but there does not
appear to be a phrase or a sentence in that judgment which supports the view
that there is an inherent power in the Houses of the Oireachtas to conduct any
kind of inquiry for which the 1921 Act could have been availed of.
864. While
those are the principal arguments put forward in favour of the inherent power
it has also been submitted that the court should take into account that the
Oireachtas itself and its predecessor the Oireachtas of Saorstát
Éireann must have considered it had such powers or so the argument runs
having regard to the Acts passed in aid of the exercise of such powers. The
first of these Acts is the Oireachtas Witnesses Oaths Act, 1924. That Act
provided for the administration of Oaths by the Houses of the Oireachtas and
Committees thereof and for a penalty for false evidence based on the penalties.
That Act is still applicable to the current Oireachtas but it does not seem
to be relevant to the question of whether an inquiry such as the
Abbeylara
Inquiry is within the powers of the Oireachtas. It is not suggested by the
respondents that the Houses of the Oireachtas are precluded from inquiring into
anything.
865. The
second statute in this connections is the Committee of Public Accounts of
Dáil Éireann (Privilege and Procedure) Act, 1970 already referred
to. This was an Act designed for a special purpose. It was intended to
protect and give additional powers including compellability powers to the
Committee of Public Accounts of Dáil Éireann "
while
engaged in the performance of the functions assigned to it by order of
Dáil Éireann made on the 1st day of December 1970".
It
was a limited Act for a limited purpose. As I have already indicated it does
appear to have been enacted under the underlying assumption that that committee
had an inherent power to conduct an inquiry of the kind now impugned. But
as I have also observed earlier on in this judgment it is not legitimate to
work backwards from that Act to prove the existence of an inherent power.
866. It
is exactly the same position with the Committees of the Houses of the
Oireachtas (Compellability, Privileges and Immunities of Witnesses) Act, 1997.
This is an elaborate piece of general legislation conferring wide powers on
Oireachtas Committees and Subcommittees to compel the giving of oral evidence
and to compel discovery and production of documents and, indeed, there is a
general power given to "
give
any other directions for the purpose of the proceedings concerned that appear
to the Committee to be reasonable and just".
There
are then special provisions exempting certain evidence. As has already been
pointed out the compellability power can only be carried out with the consent
in writing of "
the
appropriate subcommittee"
.
In relation to a committee appointed jointly by both Houses of the
Oireachtas or a subcommittee of such a committee this means a subcommittee
appointed jointly by the Committee on Procedures and Privileges of each such
House. The long title of the 1997 Act is:
867. It
is not in dispute that it is a procedural Act only and it does not confer any
powers of inquiry on either House of the Oireachtas. It is remarkable that
that Act was passed sixty years after the Constitution came into force.
Whilst effectively that Act may be used for some forms of legitimate inquiry,
it cannot be availed of as a basis of proof of the existence of the inherent
power contended for in this case.
868. The
appellants also submit that the so called "
findings"
are sterile of effect and are therefore unobjectionable. In relation to this
argument, I am in agreement with the cogent views expressed by Hardiman J. in
his judgment. There is nothing which I can usefully add.
869. The
wide-ranging
Abbeylara
Inquiry intended by the subcommittee is in my view
ultra
vires
for the reasons which I have given. I agree with Hardiman J. that it can be
contrasted unfavourably with the inquiry by the Justice and Electoral Committee
of the House of Representatives of the New Zealand Parliament into police
handling of riotous behaviour during the visit to New Zealand of the President
of China in 1999. The summary of recommendations to the Government listed in
the report make it quite clear that that Committee viewed their functions
rather differently from the subcommittee in this case notwithstanding that the
Parliament of New Zealand would at any rate have wider powers of inquiry based
on the British House of Commons powers. The summary of recommendations to
the Government of New Zealand commences with the following words.
871. These
recommendations are far removed from say a finding that the fourth shot at
Abbeylara should not have been fired.
872. Further
elaboration of this contrast can be found in paragraphs 126-130 inclusive of
the written submissions lodged on behalf of the respondents. I think it
useful to quote those paragraphs in full. They read as follows:-
873. It
can be seen from those quotations that the subcommittee was quite clearly
intent on carrying out its own separate investigation of the facts leading
possibly to a finding (admittedly without legal effect) that an individual
member of An Garda Síochána committed an unlawful killing.
For the reasons which I have indicated I cannot accept that such a sweeping
implied power is contained in the Constitution.
874. A
further argument or perhaps more accurately debating point which has been put
forward on behalf of the appellants in this case is that if, contrary to their
contention, there is no inherent power to conduct an inquiry of this kind,
there is nothing to prevent the Oireachtas tomorrow enacting legislation which
would give a subcommittee such as this the power now contended for. But the
short answer to this response is that it is irrelevant. There is obviously
no issue before this court nor was there before the Divisional Court as to
whether the Oireachtas could constitutionally enact such a law. Indeed once
such a law was enacted it would immediately attract the presumption of
constitutionality. It would be improper for this court in any way to
speculate as to the constitutionality of such an Act. The question simply
does not arise. It might well be for instance that there would be considerable
opposition to such a Bill if introduced or more to the point that even if it
was thought to be perfectly constitutional, it might be perceived in practice
to be very difficult to operate in any controversial circumstances such as the
Abbeylara incident because of the problems of bias to which I will now be
returning.
875. A
key question that has to be answered is this. If in the public interest it
is necessary that there be an inquiry potentially resulting in findings
(whether they be of fact or opinion) which are damaging to the good name of the
citizen (otherwise protected by the Constitution) is it not essential that such
inquiry be independent and be perceived to be independent?
876. I
have already expressed the view, that both having regard to a likely frequent
perception of structural bias and at any rate to the practical difficulties in
the way of a T.D. especially avoiding accusations of bias, there is every
reason for
rejecting
the alleged inherent power to conduct inquiries of the nature of Abbeylara
.
877. If
I were wrong in that view, the question of bias would still arise on a case by
case basis. I reject the idea that the legal principles relating to bias
whether subjective or objective either do not apply or are in any way modified
or are in any way non-justiciable at the suit of third parties in relation to
inquiries conducted by Oireachtas committee and subcommittees. If the
question of fair procedures is justiciable as it clearly is having regard to
In
re Haughey
why should it be any different in the case of bias? It is for this reason
that although in theory, if this appeal is dismissed, the Oireachtas could
legislate to give itself the powers which it now claims to be inherent, the
exercise of those powers might prove legally difficult because I am quite
satisfied that all the normal rules of natural and constitutional justice
involving fair procedures and absence of bias whether subjective or objective
would apply no differently than in the case of an extra parliamentary inquiry.
Any member of the Dáil or Seanad who was on such committee or
subcommittee would be precluded from commenting on the matters the subject
matter of the inquiry whether to the press or on radio or television or in any
other public forum other than the Houses of the Oireachtas themselves but there
they would be subject to their own restraining Standing Orders. One can
imagine all kinds of practical difficulties because as was pointed out at the
hearing T.D.s are in constant communication with their constituents and quite
properly are lobbied by their constituents and have to take into account the
views of their constituents.
878. The
comments of a distinguished former Secretary of the Department of Finance, Mr.
Sean Cromien, as contained in an affidavit sworn by him in these proceedings on
the 9th of July, 2001 are apposite in this connection. I think it useful to
cite the entire of paragraph 14 of that affidavit which reads as follows:
879. Coming
from a former civil servant of such seniority
and
experience, the passage cited is a remarkable bit of testimony and it
underlines the obvious problems about an Oireachtas subcommittee conducting an
extensive inquiry in the nature of the
Abbeylara
Inquiry even if it was given a statutory power to do so.
880. Mrs.
Justice McGuinness in her judgment has treated of the bias issue in somewhat
more detail and I am in complete agreement with her analysis and observations.
881. Having
regard to the view which I have taken on the absence of an inherent power I do
not strictly speaking have to deal with the various jurisdictional points
arising out of the procedures which were adopted. But as these points
assumed considerable importance at the hearing of the appeal I think that I
should express my view on them as they may have implications for future cases.
882. First
of all there is the question of justiciability. While it is true that out of
respect for the separation of powers the courts will not interfere with the
internal operations of the orders and rules of the Houses in respect of their
own members, the non-justiciability principle stops there. If there is some
essential procedural step which a house of the Oireachtas or a committee
thereof has to take before rights of an outsider, that is to say a non-member
of the House can be affected, then at the suit of that outsider the courts can
give relief if that essential step is not taken. Broadly speaking, that is
the view of the Divisional Court and I agree with it.
883. But
even in cases where the acts of an Oireachtas committee may be reviewable and
where there is found to be some irregularity it does not follow that this will
always lead to the discretionary remedy of
certiorari.
An instance where it might be refused is where various procedural steps were
taken possibly in the wrong sequence but where the applicant for judicial
review is in fact in exactly the same position as he would have been if the
steps had been taken in the correct sequence. Indeed, to some extent the
respect for the separation of powers is relevant in relation to this issue.
The courts should be particularly slow to quash steps taken by committees of
the Oireachtas if no damage in a real sense has resulted. Although I do not
have to form a definite view on it having regard to my views on other aspects
of the case, I would be inclined to differ from the Divisional Court in
relation to the net effect of the events of the 10th, 11th and 12th of April,
2001. It is true that when the subcommittee made the application to the
Compellability Committee on the 11th of April, 2001 they accidentally omitted
from the documentation the amendment which had been made on the 10th of April
but on the other hand they included an amendment which had not technically yet
been made but was in fact made on the following day i.e. the 12th of April,
2001. Since the decision of the Compellability Committee was made on the
assumption that the amendment of the 12th of April was made and, of course, in
the event it was made later and since the amendment of the 10th of April was
not really relevant to the matters to be considered by the Compellability
Committee, once the later amendment was before it, I consider that a strong
case could be made out for not granting
certiorari
if that was the only objection. However, it is by no means the only
objection. On the 26th of April, 2001 a substantial amendment was made to
the order establishing the subcommittee. Prior to that amendment in
relation to the Abbeylara incident the subcommittee was to have only those
functions of the joint committee which were set out in certain subparagraphs of
the joint committee's order of reference
.
Following
on the amendment the functions were to include "
such
other matters as may be jointly referred to (the joint committee) from time to
time by both Houses of the Oireachtas.
"
In my opinion from and after that amendment a new consent from the
Compellability Committee would have been required. The objection that there
was none is a valid objection and is justiciable and could lead to an order of
certiorari
if none of the other points arose.
884. This
brings me to the much more fundamental objection made by the respondents
namely, that there was no consent in writing from the Compellability Committee
under the 1997 Act in existence at the time the directions to witnesses to
attend were transmitted. It is submitted that that being so the directions
need not be obeyed. The argument against this is that the Compellability
Committee had duly met and considered the application and had consented prior
to that date but the consent had not been recorded in a written document. It
is suggested by the appellants that all that is required is a consent and that
the requirement of writing is only for the purposes of proof somewhat analogous
to a court order being the spoken order from the Bench but the proof of it
being the written order prepared sometime afterwards. While I accept that
there is room for argument, I am firmly of the opinion that the view taken by
the Divisional Court is correct. Surprisingly, it is difficult to find a
precedent. Two sections that circuit practitioners and conveyancers would
have been very familiar with in the past i.e. sections 12 and 45 of the Land
Act, 1965, contained the expression "
the
consent in writing"
rather than just the word "
consent"
with a further subsection enacting that such consent has to be in writing.
Another commonplace example is section 10 of the Landlord and Tenant Act
(Ireland), 1860 ("Deasy's Act") where the expression "
the
consent in writing of the landlord"
is used. It is true that to speak of the written consent of the committee is
not an easy concept especially where the statute makes it clear that it is not
intended that all members of the committee sign the consent but that it will be
effectively deemed a written consent if signed by the chairman. However, as
the Divisional Court points out, if it was intended that there need not be a
consent in writing as such before the directions would be sent out, the section
could have been quite differently worded. On the words in fact used, I find
myself in agreement with the Divisional Court. I cannot improve on the way
that court put it in its judgment at p. 59 ff and I will now set out the
relevant passage in full as it accurately represents my own views.
885. The
alternative interpretation put forward by Mr. Sean Ryan, S.C. counsel for the
subcommittee provides what might be arguably a perfectly reasonable way of
doing things if the legislature had permitted. I do not, therefore, approach
this matter on what might be reasonable or unreasonable but on the actual
wording used in the section. Under the ordinary canons of construction
unless there is some ambiguity the court must interpret the intentions of the
Oireachtas by the words used. That was the approach of the Divisional Court
and I agree with the court's conclusions.
886. A
second objection to the consent is that it was given on foot of wrong
information. Having regard to the view I have taken in relation to the
requirement of a written consent I do not find it necessary to consider this
other objection. Without going further into it I would not be altogether
satisfied that a court should quash the proceedings of an inquiry on that
ground alone having regard to the surrounding circumstances already outlined.
887. Turning
now to the complaints against the procedures intended to be adopted by the
subcommittee, I would first make a general comment. As the subcommittee
hearings had not got under way I do not consider that
certiorari
would be appropriate if a statement of intended objectionable procedures was
the only ground. That remedy would be premature. But that does not mean
that a judicial review proceeding itself would be premature. Once there was
such a clear declaration of intention as to the nature of the procedures it was
legitimate to bring judicial review proceedings but in so far as the court
would uphold the objections of the applicants (respondents in this appeal) it
should be reflected in the form of declaratory relief rather than in the form of
certiorari.
Under the doctrine of separation of powers each of the three branches of
Government endeavours as far as is practicable to show respect for the other.
A court would be bound to assume in normal circumstances that an Oireachtas
subcommittee would alter its plans if a court had declared intended procedures to
be
legally objectionable, nor indeed in such circumstances would orders of
mandamus
or prohibition or orders in the nature of injunctions be appropriate.
888. The
following were the two procedural directions made by the subcommittee which are
considered the most objectionable and subject to judicial review.
889. It
is well established by decided cases that in respect of any kind of tribunal or
inquiry body, as to what is or is not fair procedures may vary depending on the
nature of the matters being investigated. There is, for instance, no
absolute right to cross-examine. As to whether there should a right to
cross-examine or not in any given instance depends on the circumstances.
There was nothing wrong in principle with a ruling that permission had to be
obtained to cross-examine. But such permission would have to be based on the
significance of the witness to be cross-examined and the nature of the evidence
of that witness which might be adverse to the interests of the cross-examiner's
client. The granting or withholding of the permission could not normally be
based on any kind of detailed inquiry as to the nature of the cross-examination
itself because surprise can often be the essence of cross-examination. It is
also true that in courts of law cross-examination of a friendly witness can
often be extremely helpful. But while there can be no hard and fast rule, in
most circumstances it would be my view that a committee of this kind would be
entitled to confine cross-examination to witnesses who are giving definite
evidence or making allegations inimical to the party who wants to
cross-examine. If the subject matter is serious as the events of the
Abbeylara
Inquiry
certainly are, cross-examination in those circumstances would have to be
allowed but not necessarily of every witness.
890. The
confining of the cross-examinations to one day if that was implemented would be
wholly objectionable and a grossly unfair procedure. But declaratory relief
in this regard is all that the respondents on the appeal would require. If
the majority of the court takes the same view, as I do, in relation to the
absence of inherent power the question does not arise.
891.
I
now come to what in some ways is the most difficult problem. I refer to the
actual form of relief which ought to be granted. I have already indicated
dissatisfaction with the form of declaration actually made but to devise a
viable substitute is not an easy task. I have no doubt that a joint
Oireachtas committee or a subcommittee thereof has power to gather information
up to a point for its legislative purposes. In a sense they can do this
because there can be no legal objection to it rather than pursuant to the
somewhat grandiose title of "
inherent
power"
.
Order 79 of the Dáil Standing Orders provided that a select committee
empowered "
to
send for persons, papers and records, may report its opinions and observations,
together with the minutes of evidence taken before it, to the Dáil, and
also make a special report of any matters which it may think fit to bring to
the notice of the Dáil. "
But
in so far as there is any element of compellability it can only be under the
1997 Act. Before that Act the evidence had to be obtained on a voluntary
basis. There were analogous provisions in the Seanad Standing Orders.
With or without compellability powers it may well be that an Oireachtas
committee or subcommittee carrying out an inquiry for a legitimate legislative
purpose, that is to say, to obtain necessary information for the purposes of a
particular type of legislation if proved appropriate, may necessarily have to
probe into management structures and there may consequentially be read into the
report implied criticism of persons in existing management roles. I do not
think that would necessarily be objectionable and that is why I consider the
declaration made by the Divisional Court to be too wide. In the context for
instance of Abbeylara I see a very big difference between a view being
expressed by an Oireachtas subcommittee that muddled orders were given and
defective systems devised at some particular level in the gardaí and an
opinion on the other hand that an individual garda on the spot had effectively
committed what the public would interpret as an unlawful killing. But there
is a further objection that I see to the form of declaration made in the first
of the declaratory orders contained in the order of the Divisional Court.
In considering whether the form of inquiry is within the inherent powers of the
Houses of the Oireachtas and, therefore, legitimate or illegitimate as the case
may be, it is irrelevant that it is conducted "
with
the aid of the power of the State"
if by that is meant the compellability powers under the 1997 Act or an
equivalent. I would not favour any abstract declaration of general legal
principle. Such a declaration
892. That
is the form of declaration proposed by Mrs. Justice Denham in her judgment and
I agree with it. I also agree with her that the only other substantive order
which should be made is an order of
certiorari
quashing the directions to the applicants requiring them to attend before the
Abbeylara
Subcommittee there to give evidence and to produce documents in their
possession. Having regard to the view which I have taken on the inherent
power I do not find it necessary to consider the question of reliefs in
relation to any of the other issues raised. I do not consider that any
further declaration or order is required either in relation to the appeals or
the cross-appeals.
893. In
summary I would not, therefore, allow the appeal but would modify the form of
the first declaration granted by the Divisional Court in the manner outlined.