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Scottish Court of Session Decisions


You are here: BAILII >> Databases >> Scottish Court of Session Decisions >> Martin (Heron Maxwell's Judicial Factor) v. Stopford Blair's Executors [1879] ScotLR 17_208 (4 December 1879)
URL: http://www.bailii.org/scot/cases/ScotCS/1879/17SLR0208.html
Cite as: [1879] SLR 17_208, [1879] ScotLR 17_208

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SCOTTISH_SLR_Court_of_Session

Page: 208

Court of Session Inner House First Division.

Thursday, December 4. 1879.

[ Lord Curriehill, Ordinary.

17 SLR 208

Martin (Heron Maxwell's Judicial Factor)

v.

Stopford Blair's Executors.

Subject_1Jurisdiction
Subject_2Forum non competens
Subject_3Trial of Questions Arising in an Executry Estate under Chancery Administration at Time.
Facts:

Certain questions were raised in the administration of an executry estate regarding (1) the apportionment of rents upon a Scotch estate as between heir and executor, and (2) a balance of accounting arising upon West Indian property which had belonged to the deceased. The executry estate had been put under an administration suit in Chancery, which was still in dependence. The executor having questioned the jurisdiction of the Court of Session, held that both Courts had jurisdiction to try the questions, but that the matter of apportionment depending on Scotch law only, the forum conveniens as regarded that point was the Court of Session.

Headnote:

Colonel W. H. Stopford Blair died on 20th September 1868, at which date he was heir of entail in possession of the estate of Penninghame, in Wigtownshire, and also proprietor of certain unentailed lands in Scotland and Ireland, and of an estate in the West Indies. By his last will and codicils one-half of the residue of his personal estate, which was very large, was destined to his only daughter Mrs Heron Maxwell, and the other half to his son Mr E. J. Stopford Blair, one of the defenders. The said defender was also one of his father's executors, his heir of entail, and heir in the fee-simple estates, and a trustee under the marriage-contract of his sister Mrs Heron Maxwell. Upon the trust-estate created under that marriage-contract (dated October 14, 1847), by which Mrs Maxwell inter alia assigned in trust the whole property and estate, real and personal, then belonging to her or which she might acquire during the subsistence of the marriage, the pursuer had been appointed judicial factor on 21st July 1874; and it was in connection with the management of that estate that the present action was raised.

Two main questions had arisen between the judicial factor and the executors of Colonel Blair. The first was as to the apportionment of the rents of Penninghame as between heir and executor, involving a dispute as to forehand payment and the previous usage on the estate. The other was in connection with the West Indian property belonging to the testator. The factor claimed a large balance from the profits and produce up to 31st Dec. 1868, the date of an arrangement entered into between the parties.

The present action was accordingly raised by the pursuer as judicial factor against Mr E. J. Stopford Blair and Mr Macnaughten, as the executors of Colonel Stopford Blair, and against the said Mr E. J. Stopford Blair as an individual, and the summons concluded for an order on the executors to exhibit and produce a full and particular account of their whole intromissions, and for payment with interest of such balance as should be found due by them to the pursuer as factor foresaid. The defenders explained in their statement of facts that a bill of complaint, of date 1st July 1869, having been filed in Chancery by the children of Mr and Mrs Heron Maxwell (as ultimate beneficiaries in the marriage-trust represented by the pursuer) against the present defenders and Mr and Mrs Maxwell and their marriage-contract trustees, Vice-Chancellor Sir J. Stuart gave decree on 24th July 1869 in terms of the prayer, and directed, inter alia, that so far as necessary the trusts of the marriage-contract and also of Colonel Blair's will and codicils should be carried into execution

Page: 209

under direction of the Court of Chancery. The Chancery suit was still in dependence.

The defenders pleaded—“(1) Forum non competens. (2) Lis alibi pendens. (3) The accounts in question having been adjusted and settled, the pursuer is not entitled to open up the same. (4) The pursuer or his authors having duly received full and correct accounts of the executry estate, the defenders are entitled to absolvitor.”

On October 16, 1879, the Lord Ordinary ( Curriehill) pronounced an interlocutor repelling the 1st and 2d pleas-in-law for the defenders, and before further answer appointing the defenders to produce the leases of the Penninghame estate current at the death of the late Colonel William H. Stopford Blair, the whole executry accounts, including those in connection with the West Indian estates belonging to Colonel Blair, and the correspondence, &c.

The defenders reclaimed, and argued—Pleas (1) and (2) must be read together as one plea. The Court of Chancery having been first seised of this process, this Court was barred by comity from interfering, and even though it were likely that the questions arising to be tried would involve Scotch law, that would not prevent the English Court from accepting jurisdiction (see case of Parken). A Chancery administration suit, like a multiplepoinding, was vested in manibus curias independently of the nature of the questions which might arise in it ( Thomson's case). In the circumstances of this case Chancery was the forum conveniens, the estates being mainly English and the executors residing mostly there.

Authorities— Wilmot v. Wilson, March 6, 1841, 3 D. 815; Thomson (Fleming's Trustee) v. N. B. & Mercantile Assurance Coy., Feb. 1, 1868, 6 Macph. 310; Clements v. Macaulay, March 16, 1866, 4 Macph. 583; M'Morine v. Cowie, Jan. 16, 1845, 7 D. 270; Parken v. Royal Exchange Assurance Coy., Jan. 13, 1846, 8 D. 365.

The pursuer replied—This Court had undoubted jurisdiction, and the questions of the case might conveniently be tried here. That of the forehand rents, indeed, could not be tried in Chancery, as it depended entirely on Scotch law, and the English Court would have to send down a case, as they did once before in connection with this very administration ( Stopford Blair and Others' case). The pursuer's demand was a limited and perfectly reasonable one, and was necessary to enable him to see the estate under his charge properly administered.

Authorities— Lord Melville v. Lady Baird Preston, Feb. 18, 1838, 16 S. 472—reversed March 29, 1841, 2 Robinson's App. 88; Hawkins v. Wedderburn, March 9, 1842, 4 D. 924; Carron Company v. Stainton, Jan. 27, 1857, 19 D. 318; Carron Company v. M'Laren and Ors., 5 Clark (H. of L.) 416; Herries v. Maxwell's Curator, Feb. 6, 1873, 11 Macph. 396; Stopford Blair and Ors. v. Maxwell, May 31, 1862, 10 Macph. 760.

At advising—

Judgment:

Lord President—The object of this action seems to be twofold— first, to determine a question as to the apportionment of certain rents of Penninghame between the heir and executors of the late Colonel Stopford Blair; and secondly, to settle the question referring to the settlement of the profits and produce of a West Indian estate which forms part of the executry of the late Colonel Blair.

It was brought under our notice that the administration of Colonel Blair's executry estate is in the Court of Chancery in England, under a bill which was laid before us, and in these circumstances the executors pleaded in defence (1) forum non competens, and (2) lis alibi pendens.

As to the second of these pleas, it has clearly no application to the circumstances of this case, for, in the first place, the questions here raised have not been raised in the Chancery suit, and, in the second place, proceedings in a foreign court do not constitute lis alibi pendens in its proper sense.

The first plea is more important and more difficult. The defenders concede that it is much more expedient that the question as to the apportionment of the Penninghame rents should be tried by this Court, which is really an admission that the English forum is not a good one as to that point; but they maintain that to all other effects, the executry estate being administered in England, all questions as to it should be determined there. I understand that your Lordships are of opinion that as to this latter point the plea is well founded, and that it is expedient that all the questions raised in this summons, except that of the Penninghame rents, should be tried in England, and in that opinion I concur. The plea really means that of two Courts, both having jurisdiction to try a question, it is more expedient to try it in one than the other. I am for sustaining the plea as regards all matters subsequent to the Penninghame apportionment.

Lord Deas—I am of the same opinion. The whole of the West Indian property—which is the main thing referred to here—is, of course, to be regarded as situated in England to the effect of jurisdiction. That being so, I think this case is expressly ruled by the decision of the House of Lords in the case of Lady Baird Preston ( 2 Robinson's Apps. 88), reversing the judgment of the Court of Session. The rule of practice in such cases is there laid down by the Lord Chancellor thus:—“The domicile regulates the right of succession, but the administration must be in the country in which possession is taken and held, under lawful authority, of the property of the deceased.’ For a similar reason, however, it follows that the rents of the Scotch estate must be dealt with in Scotland, which is the “country in which possession has been taken and held under lawful authority.”

Lord Mure concurred.

Lord Shand—There is no question in this case that the defenders are liable to the jurisdiction of this Court. They are Scotch executors, and confirmed in Scotland; one of them has a Scotch estate and resides a good deal in Scotland. But the question is, Which is the convenient Court? As to one of the matters in dispute—that of the forehand rents—it is clear it must be settled by reference to Scotch law; and if we were to send the parties to England it is equally clear the Court of Chancery would have to adjust and send down a case for our opinion—a roundabout and undesirable mode of procedure. Having

Page: 210

jurisdiction, I am of opinion we should exercise it. The other question involves opening up the executry accounts. Now, the executry estate is in England, and to some extent subject to the Court of Chancery. Mr Martin's demand—a very reasonable one, as it seems to me—is to a limited effect only, viz., that he shall be enabled to see the accounts and vouchers which are in the executor's hands, in order to secure, as judicial factor under the marriage-contract trust, that the arrangement made with Mr Stopford Blair is properly carried out. This demand infers production of the executry accounts. Now, as Lord Deas has observed, the executry estate is mainly in England, and is administered there, and the convenient and proper Court for this purpose is the Court of Chancery. Mr Martin's request is a strictly limited one, and I hope the executors will not find it necessary to require judicial proceedings even in England, but will reconsider the matter. It is one which would be much better settled by arrangement than by litigation, but if there must be litigation in reference to the accounts it should be the Court of Chancery. On these grounds I agree with the judgment proposed by your Lordships.

The Court repelled the defenders' second plea, and the first also as regarded the Penninghame rents, and quoad ultra sustained it and remitted to the Lord Ordinary.

Counsel:

Counsel for Pursuer (Respondent)— Kinnear— Low. Agents— Carment, Wedderburn, & Watson, W.S.

Counsel for Defenders (Reclaimers)— Mackintosh— Murray. Agents— Tods, Murray, & Jamieson, W.S.

1879


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