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You are here: BAILII >> Databases >> Scottish Court of Session Decisions >> McGinty v The Scottish Ministers [2013] ScotCS CSIH_78 (13 September 2013) URL: http://www.bailii.org/scot/cases/ScotCS/2013/2013CSIH78.html Cite as: 2013 GWD 31-631, [2013] ScotCS CSIH_78, 2014 SCLR 318, 2014 SC 81, [2013] CSIH 78 |
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EXTRA DIVISION, INNER HOUSE, COURT OF SESSION
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Lord ClarkeLord BrodieLord Kingarth
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P1225/09
OPINION OF THE COURT
delivered by LORD BRODIE
in the cause
MARCO McGINTY Petitioner and Reclaimer;
against
THE SCOTTISH MINISTERS Respondents:
_______________
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Act: Smith QC; Drummond Miller LLP, for Patrick Campbell & Co, Solicitors
Alt: Moynihan QC, Douglas Ross; Scottish Government Legal Directorate
13 September 2013
Introduction
The parties and the National Planning Framework
[1] The
petitioner resides in Largs, some five miles from the coastal site at
Hunterston, Ayrshire, which is presently occupied by a bulk handling terminal
and marine construction yard ("the Hunterston site"). The petitioner is a keen
birdwatcher who visits the inter-tidal mudflats in the vicinity of Hunterston
there to pursue his hobby. He is a member of the Royal Society for the
Protection of Birds ("RSPB"). The mudflats are part of the Portencross Coast
site of special scientific interest. The petitioner wishes the mudflats to be
preserved as a habitat for birds. Separately, he has concerns over the harmful
effects of carbon dioxide emissions consequent upon industrial
processes and would wish such emissions minimised. He questions the need for a
further thermal power station in Scotland.
[2] The
respondents are the Scottish Ministers. In terms of section 3A of the
Town and Country Planning (Scotland) Act 1997 they are responsible for
preparing and publishing a spatial plan for Scotland to be known as the
"National Planning Framework". The purpose of the National Planning Framework
is to set out in broad terms (for the time being) how the respondents consider
that the development and use of land could and should occur. It must contain a
strategy for Scotland's spatial development and a statement of what the
respondents consider to be the priorities for that development. Among other
matters that it may contain, the National Planning Framework may describe a
development and designate it a "national development". In the event that the
National Planning Framework contains such a designation it must further contain
a statement by the respondents of their reasons for considering that there is a
need for the national development in question: 1997 Act section 3A(5)(a).
The National Planning Framework for Scotland 2: consultation and adoption
[3] In terms
of section 3B(1) of the 1997 Act, the respondents must lay the proposed
National Planning Framework before the Scottish Parliament and they are not to
complete their preparation of the Framework until the period for parliamentary
consideration his expired. In terms of section 3B(3), in preparing or revising
the Framework the respondents are to have regard to any resolution or report
of, or of any committee of, the Scottish Parliament made during the period for
parliamentary consideration. However, as appears from sections 3B and 3C of
the 1997 Act, notwithstanding the provisions for parliamentary
consideration, responsibility for deciding upon the final terms of the National
Planning Framework for Scotland and its adoption lies with the respondents.
[4] A National
Planning Framework, entitled National Planning Framework for Scotland 2
("NPF2") was laid before the Scottish Parliament and published by the
respondents on 25 June 2009. NPF2 described and designated, inter alia,
the project for a new clean coal-fired power station, container transhipment
hub, maritime construction and decommissioning yard, and associated energy and
industrial development at Hunterston ("the Hunterston project") as a national
development in terms of section 3A(4)(b) of the 1997 Act (see NPF2, paragraph
105, item 9 and annex 9).
[5] Section 3A(10)
of the 1997 Act envisages that the preparation or review of a National Planning
Framework will proceed on the basis of consultation and that this consultation
will involve the public at large. Separately, the Environmental Assessment
(Scotland) Act 2005 makes provision for the evaluation of and the consultation
on qualifying plans and programmes. The 2005 Act was intended to transpose
Directive 2001/42/EC (otherwise the Strategic Environmental Assessment
Directive or "SEA Directive") into domestic law. NPF2 is an example of such a
qualifying plan or programme. The respondents are the responsible authority in
relation to NPF2.
[6] Section 12
of the 2005 Act provides that any qualifying plan or programme shall not be
adopted before the requirements of Part 2 of the Act (sections 14 to 17)
have been met. Section 14 requires the responsible authority to secure
the preparation of an environmental report in relation to any qualifying plan
or programme which shall identify, describe and evaluate the likely significant
effects on the environment of implementing the qualifying plan or programme and
the reasonable alternatives to the qualifying plan or programme. Section 16
makes provision for consultation on the qualifying plan or programme and the
environmental report. That includes the requirement in section 16(2)(a)
that the responsible authority secure publication of a notice containing
certain specified information in relation to a qualifying plan or programme. In
terms of section 16(4) publication of that notice shall be by such means
(including publication in at least one newspaper circulating in the area to
which the qualifying plan or programme relates) as will ensure that the
contents of the notice are likely to come to the attention of the public
affected by or likely to be affected by or having an interest in the qualifying
plan or programme. Section 17 requires that in the preparation of a
qualifying plan or programme the responsible authority shall take into account,
inter alia, the environmental report and every opinion expressed in
response to the invitation made in the section 16(2)(a) notice.
[7] The
respondents consulted on the scope of NPF2 from October 2007. A discussion
draft NPF2 was issued in January 2008 with a consultation period from 8 January
until 15 April 2008 (a period of 13 weeks). Accompanying that draft there was
issued the National Planning Framework 2 SEA (Strategic Environmental
Assessment) Environmental Report January 2008. The draft was revised in the
light of responses to the discussion draft and a revised NPF2 was published in
December 2008 and thereafter considered by the Scottish Parliament between
12 December 2008 and 6 March 2009.
[8] The
discussion draft NPF2 issued in January 2008 did not include the Hunterston
project as a proposed national development. The first reference by the
respondents to the Hunterston project in a document forming part of the
consultation process on NPF2 was in the National Planning Framework 2 SEA
(Strategic Environmental Assessment) Supplementary Assessment of the
Environmental Effects of Candidate National Developments Environmental Report
consultation paper ("the Supplementary Assessment") which was published on the
National Planning Framework website on 19 September 2008. This included
52 potential national developments with the Hunterston project listed at
number 29.
[9] Because
NPF2 and, in particular, its designation of possible developments as national
developments, constitute a qualifying plan or programme, the modification of
the discussion draft NPF2 by the addition of further candidate national
developments through publication of the Supplementary Assessment in September 2008
also constituted a qualifying plan or programme to which Part 2 of the
2005 Act applied.
[10] About the
time of the publication of the Supplementary Assessment, two further documents
were published on the National Planning Framework website: "NPF2, SEA Guide"
and a newsletter. These two documents drew attention to the Supplementary
Assessment and requested responses to it by 31 October 2008. The
Supplementary Assessment was also advertised by entries in the Edinburgh
Gazette on 9 and 23 September 2008. A six-week period was allowed
within which to express opinions.
The petition for judicial review: procedural history
[11] By way of
amended petition for judicial review the petitioner seeks (a) reduction of
NPF2 insofar as it designates a new clean coal fired power station and
container transhipment hub at Hunterston as a national development;
alternatively (b) reduction of NPF2; and (c) a protective order for expenses. The
petitioner's complaint relates to the consultation process leading up to the
publication of NPF2 on 25 June 2009. He contends that the designation of the
Hunterston project as a national development was unlawful because the statutory
requirements for consultation with the public prior to designation, as
contained in Part 2 of the 2005 Act, were not complied with. His particular
focus is on the Supplementary Assessment and what followed on its publication
in September 2008.
[12] First
orders in the petition (then at the instance of the present petitioner and one
other) were granted on 24 September 2009 with a first hearing being fixed for
18 December 2009. On that day the petition called before Lady Dorrian
when she allowed a minute of amendment for the petitioner to be received and
proceedings to be abandoned in respect of the second named petitioner. She
also heard parties on the petitioner's application for a protective and
restricted expenses order. Lady Dorrian made avizandum. The petition
called by order before Lady Dorrian on 28 January 2010 when she
made a protective expenses order restricting in advance the amount of the
respondents' expenses for which the petitioner could be found liable in the
event that the petition is unsuccessful to an amount not exceeding £30,000. She
also made an order that in the event that the petition is successful, the
petitioner's expenses recoverable from the respondents be restricted to the
expenses of an agent and one senior counsel acting without a junior. She
refused leave to reclaim. She continued the first hearing.
[13] The
petition then came before Lord Brailsford for the continued first hearing
on 16 November 2010. He heard argument on the substantive question as to
whether the requirements for consultation imposed by the SEA Directive and the
2005 Act had been complied with, or at least substantially complied with. He
also heard argument on the respondents' two preliminary pleas: that the
petitioner had no title to sue and, further, that the petitioner was barred by mora,
taciturnity and acquiescence from insisting in the petition. He made
avizandum. As he explains in his opinion, [2011] CSOH 163, Lord Brailsford
initially delayed issuing a decision on the argument that he had heard, pending
determination of the appeal to the Supreme Court in Axa General
Insurance Ltd v The Lord Advocate (judgment issued on 12 October
2011 and now reported as 2012 SC (UKSC) 122). However, having waited some
time, and having heard parties by order, Lord Brailsford issued his
opinion on 4 October 2011, thereby preceding issue of the Supreme Court's
judgment by a little over a week.
[14] In terms of
that opinion, Lord Brailsford upheld both preliminary pleas for the
respondents and dismissed the petition. In doing so he expressed the view that
there had been no breach of the requirements of either the 2001 Directive
or the 2005 Act.
[15] The
petitioner now reclaims the interlocutor of Lord Brailsford of 4 October 2011.
He also reclaims against the interlocutor of Lady Dorrian dated 28 January
2010 insofar as setting a cap on his liability for the respondents' expenses at
£30,000.
Legislative framework
[16] The
following provisions are of relevance:
Town and Country Planning (Scotland) Act 1997
"3A National Planning Framework
(1) There is to be a spatial plan for Scotland to be known as the 'National Planning Framework'.
(2) The National Planning Framework is to set out in broad terms how the Scottish Ministers consider that the development and use of land could and should occur.
(3) The National Planning Framework must contain-
(a) a strategy for Scotland's spatial development, and
(b) a statement of what the Scottish Ministers consider to be priorities for that development.
(4) The framework may-
(a) contain an account of such matters as the Scottish Ministers consider affect, or may come to affect, the development and use of land,
(b) describe -
(i) a development and designate it, or
(ii) a class of development and designate each development within that class, a 'national development', and
(c) contain any other matter which the Scottish Ministers consider it appropriate to include.
(5) If the framework contains a designation under subsection (4)(b), the framework-
(a) must contain a statement by the Scottish Ministers of their reasons for considering that there is a need for the national development in question, and
(b) may contain a statement by the Scottish Ministers as regards other matters pertaining to that designation.
(6) The Scottish Ministers are to-
(a) prepare and publish the framework, and
(b) keep it under review.
(7) Within 5 years after publishing the framework under subsection (6)(a), the Scottish Ministers are either-
(a) to revise the framework, or
(b) to publish an explanation of why they have decided not to revise it.
(8) If the Scottish Ministers revise the framework, they are to publish it as revised.
(9) Within 5 years after publishing the framework under subsection (8) or an explanation either under paragraph (b) of subsection (7) or under paragraph (b) of this subsection, the Scottish Ministers are either-
(a) to revise the framework, or
(b) to publish an explanation of why they have decided not to revise it.
(10) The Scottish Ministers are to prepare and publish an account (in this Part referred to as their 'participation statement') of when consultation as regards the preparation or review of the framework is likely to take place and with whom and of its likely form and of the steps to be taken to involve the public at large in the preparation or review.
3B Proposals for National Planning Framework: Parliamentary consideration
(1) After complying with section 3A(10), the Scottish Ministers-
(a) are to lay the proposed National Planning Framework (or of the framework as proposed to be revised) before the Scottish Parliament, and
(b) are not to complete their preparation or revision of the framework until the period for Parliamentary consideration has expired.
(2) In this section, the 'period for Parliamentary consideration' means the period of 60 days beginning on the day on which the draft is so laid; and in reckoning that period no account is to be taken of any time during which the Scottish Parliament-
(a) is dissolved, or
(b) is in recess for more than 4 days.
(3) In preparing or revising the framework, the Scottish Ministers are to have regard to any resolution or report of, or of any committee of, the Scottish Parliament made, during the period for Parliamentary consideration, as regards the proposed framework (or as the case may be the framework as proposed to be revised).
3C National Planning Framework to be laid before Parliament
(1) The Scottish Ministers are to lay a copy of the National Planning Framework published, or published as revised, under section 3A before the Scottish Parliament.
(2) Together with any copy laid under subsection (1), the Scottish Ministers are to lay-
(a) a report as to the extent to which their actings with regard to consultation and the involvement of the public at large have conformed with (or have gone beyond the requirements of) their current participation statement, and
(b) a statement giving details of-
(i) any resolution or report falling within subsection (3) of section 3B, and
(ii) the changes (if any) which in the light of any such resolution or report the Scottish Ministers have made to what was laid under subsection (1)(a) of that section."
"8 Preparation of strategic development plan etc.: general
(1) In preparing a strategic development plan or a main issues report the strategic development planning authority-
(a) are to take into account the National Planning Framework, ..."
"25 Status of development plan
(1) Where, in making any determination under the planning Acts, regard is to be had to the development plan, the determination is, unless material considerations indicate otherwise-
(a) to be made in accordance with that plan, and
(b) if the development in question is a national development, to be made in accordance with any statement under section 3A(5) which-
(i) relates to that national development,
(ii) is expressed as applying for the purposes of development management, and
(iii) is to the effect that the development in question (or a development such as the development in question) could and should occur.
(2) For the purposes of paragraph (b) of subsection (1)-
(a) statements in the National Planning Framework which do not fall within sub-paragraphs (i) and (ii) of the paragraph are to be treated as 'material considerations' (but this paragraph is without prejudice to the generality of that expression), and
(b) in the event of any incompatibility between the National Planning Framework and the development plan, whichever of them is the later in date is to prevail."
Directive 2001/42/EC (The SEA Directive)
"Article 3...
1. An environmental assessment, in accordance with Articles 4 to 9, shall be carried out for plans and programmes referred to in paragraphs 2 to 4 which are likely to have significant environmental effects.
...
Article 4...
1. The environmental assessment referred to in Article 3 shall be carried out during the preparation of a plan or programme and before its adoption or submission to the legislative procedure.
...
Article 5...
1. Where an environmental assessment is required under Article 3(1), an environmental report shall be prepared in which the likely significant effects on the environment of implementing the plan or programme, and reasonable alternatives taking into account the objectives and the geographical scope of the plan or programme, are identified, described and evaluated. The information to be given for this purpose is referred to in Annex I.
2. The environmental report prepared pursuant to paragraph 1 shall include the information that may reasonably be required taking into account current knowledge and methods of assessment, the contents and level of detail in the plan or programme, its stage in the decision-making process and the extent to which certain matters are more appropriately assessed at different levels in that process in order to avoid duplication of the assessment.
...
Article 6...
1. The draft plan or programme and the environmental report prepared in accordance with Article 5 shall be made available to the authorities referred to in paragraph 3 of this Article and the public.
2. The authorities referred to in paragraph 3 and the public referred to in paragraph 4 shall be given an early and effective opportunity within appropriate time frames to express their opinion on the draft plan or programme and the accompanying environmental report before the adoption of the plan or programme or its submission to the legislative procedure.
3. Member States shall designate the authorities to be consulted which, by reason of their specific environmental responsibilities, are likely to be concerned by the environmental effects of implementing plans and programmes.
4. Member States shall identify the public for the purposes of paragraph 2, including the public affected or likely to be affected by, or having an interest in, the decision-making subject to this Directive, including relevant non‑governmental organisations, such as those promoting environmental protection and other organisations concerned.
5. The detailed arrangements for the information and consultation of the authorities and the public shall be determined by the Member States.
...
ANNEX I...
(a) an outline of the contents, main objectives of the plan or programme and relationship with other relevant plans and programmes;
...
(c) the environmental characteristics of areas likely to be significantly affected;
...
(h) an outline of the reasons for selecting the alternatives dealt with, and a description of how the assessment was undertaken including any difficulties (such as technical deficiencies or lack of know-how) encountered in compiling the required information; ..."
Environmental Assessment (Scotland) Act 2005
"12 Restriction on adoption or submission
(1) A qualifying plan or programme shall not be-
(a) adopted; or
(b) submitted to a legislative procedure for the purposes of its adoption, before the requirements of such provisions of Part 2 of this Act as apply in relation to that plan or programme have been met.
(2) A plan or programme in respect of which a determination is required under section 8(1) shall not be adopted, or submitted to a legislative procedure for the purpose of its adoption, unless either-
(a) the requirements of subsection (1) have been met; or
(b) the determination under section 8(1) is that the plan or programme is unlikely to have significant environmental effects.
...
14 Preparation of environmental report
(1) In relation to any qualifying plan or programme, the responsible authority shall secure the preparation of an environmental report.
(2) The report shall identify, describe and evaluate the likely significant effects on the environment of implementing-
(a) the plan or programme; and
(b) reasonable alternatives to the plan or programme,
taking into account the objectives and the geographical scope of the plan or programme.
(3) The report shall include such of the information specified in schedule 3 as may reasonably be required, taking account of-
(a) current knowledge and methods of assessment of environmental matters;
(b) the contents of, and level of detail in, the plan or programme;
(c) the stage of the plan or programme in the decision-making process; and
(d) the extent to which any matters to which the report relates would be more appropriately assessed at different levels in that process in order to avoid duplication of the assessment.
...
16 Consultation procedures
(1) As soon as reasonably practicable, and in any event within 14 days of the preparation of the environmental report, the responsible authority shall-
(a) send a copy of the report and the qualifying plan or programme to which it relates ('the relevant documents') to the consultation authorities; and
(b) invite each consultation authority to express its opinion on the relevant documents within such period as the responsible authority may specify.
(2) The responsible authority shall also-
(a) within 14 days of the preparation of the environmental report, secure the publication of a notice-
(i) stating the title of the plan or programme to which it relates;
(ii) stating the address (which may include a website) at which a copy of the relevant documents may be inspected or from which a copy may be obtained;
(iii) inviting expressions of opinion on the relevant documents; and
(iv) stating the address to which, and the period within which, opinions must be sent;
(b) keep a copy of the relevant documents available at the authority's principal office for inspection by the public at all reasonable times and free of charge; and
(c) display a copy of the relevant documents on the authority's website.
(3) The periods referred to in subsections (1)(b) and (2)(a)(iv) must be of such length as will ensure that those to whom the invitation is extended are given an early and effective opportunity to express their opinion on the relevant documents.
(4) Publication of a notice under subsection (2)(a) shall be by such means (including publication in at least one newspaper circulating in the area to which the plan or programme relates) as will ensure that the contents of the notice are likely to come to the attention of the public-
(a) affected by or likely to be affected by; of
(b) having an interest in,
the plan or programme.
...
17 Account to be taken of environmental report etc.
In the preparation of a qualifying plan or programme, the responsible authority shall take account of-
(a) the environmental report for that plan or programme;
(b) every opinion expressed in response to the invitations referred to in section 16(1) and (2)(a)(iii); ..."
Lord Brailsford's decision
[17] Lord Brailsford's
dismissal of the petition followed on his upholding the respondents'
preliminary pleas of no title to sue; and bar by reason of mora,
taciturnity and acquiescence.
[18] As far as
the question of no title to sue was concerned, while Lord Brailsford was
prepared to regard the petitioner as having sufficient title to sue in order to
"prevent a breach by a public body of a duty owed by that public body to the
public": cf Wilson v IBA 1979 SC 351, he did not consider the
petitioner also to have the interest which was necessary in addition to title. To
qualify an interest a person must have "a real and legitimate interest to protect",
which must be "some real and practical interest" and not "remote, tenuous,
academic or theoretical": Axa General Insurance Ltd v The Lord Advocate
(in the Inner House) 2011 SLT 439. Applying that approach, Lord Brailsford
concluded that even if the petitioner could be said to have established a title
to sue, he did not have an interest to sue. The petitioner did not reside
adjacent to the site and was not therefore a neighbour. His use of the site
was limited, intermittent and non-essential. It was the type of usage which
could in fact be exercised over any area of land to which the public has access
at any location in Scotland. He did not sue as a member or representative of a
group or organisation with title or interest. If an interest of this sort were
to constitute sufficient interest to sue in a public law question then any
member of the public who, on occasion, used a piece of ground for recreational
purposes would have a title and interest to challenge a public law decision
which affected that ground. This was to go too far. It was neither desirable
nor necessary that public bodies in the discharge of their duties be subject to
challenges by persons, no matter how well intentioned they may be, whose link
with a site or subject was as remote as that of the petitioner to the
Hunterston site.
[19] While not
necessary for his decision, given that he upheld the preliminary pleas, Lord Brailsford
provided an indication of his views in relation to the merits of the petition. He
noted that parties were agreed that the SEA Directive had been sufficiently
transposed into Scots law by the 2005 Act and that therefore the issue came to
be whether the respondents had complied with the relevant domestic statutory
provisions. No complaint was made by the petitioner with regard to the
respondents' performance of their duties until the promulgation of the
Supplementary Assessment in September 2008, with its mention for the first time
of the Hunterston site. The criticism of what followed related to the type of
publicity afforded to the publication of that document and to the periods
allowed for consultation. The underlying ethos, as derived from the Directive,
was to seek to ensure that members of the public "... be given an early and
effective opportunity within appropriate time frames..." in order that they had
the opportunity to comment on draft plans and programmes. The details of how
this over-riding purpose was to be achieved were set out in section 16 of
the Act. In Lord Brailsford's opinion the respondents had complied both
with the specific requirements of section 16 and with the underlying ethos
derived from the directive. Compliance with the requirements of section 16
was achieved by advertisement in the Edinburgh Gazette newspaper. That
had been criticised as a means of notification because that newspaper was not
of wide publication and not readily available to or even known by, members of
the general public. That was not an argument which Lord Brailsford
thought could succeed. The Edinburgh Gazette was the recognised method
in Scots law of publishing formal and legal notices. As long as that status
remained, advertisement in it should be regarded as a proper means of bringing
to the attention of the public matters such as the Supplementary Assessment. Moreover,
the Supplementary Assessment had been published on the respondents' website. That
was an entirely proper means of making information available to the general
public. Any person maintaining an interest in matters such as those raised in
the Supplementary Assessment would be likely to check periodically for
information which might be of interest to them. It was true that there was no
formal notice of the Supplementary Assessment published in any local newspaper
but while such publication might be an effective means of bringing such matters
to the attention of the public, Lord Brailsford did not consider that to
be the only means of so doing. More importantly, he did not consider that it
was a necessary requirement in the absence of a specific provision to that
effect. Such a requirement would add considerably to the burden and cost of
the administration of strategic planning by the respondents. Its precise
effectiveness would be unknown. It constituted an unnecessarily onerous obligation
in circumstances where there were other methods of bringing matters to the
public attention.
The grounds of appeal
and the extent to which they are in issue
[20] The
petitioner presented six grounds of appeal. The first five grounds are
directed at Lord Brailsford's interlocutor of 4 October 2011. The sixth
ground is directed against the interlocutor of Lady Dorrian dated 28
January 2010. The six grounds may be summarised as follows:
(1) The Lord Ordinary erred in finding that the petitioner did not have title to sue. The Lord Ordinary's approach has been overtaken by the development of the law by the Supreme Court in Axa General Insurance Ltd v The Lord Advocate. As an individual acting in the public interest in relation to issues of general public importance and having a reasonable concern in the matter of the potential development of the Hunterston site, the petitioner has sufficient standing to bring this petition for judicial review.
(2) The Lord Ordinary erred in upholding the respondents' plea of mora, taciturnity and delay.
(3) The Lord Ordinary erred in holding, at least by implication, that the advertisement of the Supplementary Assessment in the Edinburgh Gazette complied with the requirements of section 16 of the 2005 Act, as interpreted in the light of the SEA Directive and the Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters ("the Aarhus Convention"). Publication in the Edinburgh Gazette did not ensure that the contents of a notice were likely to come to the attention of the public affected by or likely to be affected by or having an interest in NPF2.
(4) Had the Lord Ordinary not (erroneously) upheld the respondents' preliminary pleas, he would have been bound to consider the merits of the petition and, having done so, ought to have found that a six-week consultation period (in response to the Supplementary Assessment) was inadequate in terms of the 2005 Act, particularly having regard to the other weaknesses in the consultation process.
(5) Similarly, had the Lord Ordinary not (erroneously) upheld the respondents' preliminary pleas, he ought to have found that the 2005 Act and the SEA Directive required the Supplementary Assessment properly to evaluate reasonable alternatives, give reasons for selecting alternatives and provide a non-technical summary. The Supplementary Assessment dealt with "alternatives" in name only and not in substance. To the extent alternatives are discussed, they are not discussed in an intelligible way identifying what are true alternatives one to another and the reasons therefor.
(6) The protective expenses order should be reviewed and figure lower than £30,000 set as the cap on the petitioner's liability for the respondents' expenses.
[21] Parties'
respective positions were set out prior to the hearing of the reclaiming motion
in what were full grounds of appeal, answers to these grounds, and notes of
argument, to which I would refer. Counsel for the respondents supplemented what
had previously been provided with a further note of argument lodged on the
final day of the hearing. Whereas in the answers to the grounds of appeal and
the initial note of argument for the respondents, it was maintained that the Lord Ordinary
was correct to uphold the plea of mora, taciturnity and acquiescence
(with the result that the court heard a submission from the petitioner that the
plea should not have been upheld), that position was departed from by counsel
for the respondents in the course of his submissions. He accepted (rightly, in
our opinion) that in circumstances where the final version of NPF2 was not
published until 25 June 2009 - before which time could not reasonably be said
to run against the petitioner - the decision of the Lord Ordinary on mora
could not be supported. The second ground of appeal was therefore not in issue.
Counsel for the respondents explained that he took a neutral position on what
the terms of the protective expenses order should be.
[22] In the
respondents' answers to the grounds of appeal it was averred (and this was not
challenged by the petitioner) that, whereas an application had been made by
Ayrshire Power for consent to construct a power station at the Hunterston site
under section 36 of the Electricity Act 1989, there was no current
application. Ayrshire Power had announced on 26 June 2012 that it was
withdrawing its application. Further, the respondents had not sought to limit
consideration of that application to issues of siting, design and mitigation. At
the pre-inquiry meeting in respect of that application, held on 13 June 2012,
the Reporters indicated that they would consider all relevant grounds of
objection raised.
Submissions
Petitioner and reclaimer
Introduction
[23] Mr Smith
QC on behalf of the petitioner confirmed that in moving the court to allow the
reclaiming motion he only sought reduction of NPF2 insofar as it designated a
new clean coal fired power station and container transhipment hub at Hunterston
as a national development. In addition he sought the petitioner's liability in
respect of the respondents' judicial expenses to be capped at no more than
£5000. He adopted his written note of argument.
[24] By way of
introduction to his grounds of appeal and explanation of the petitioner's
interest and the nature of his complaint, Mr Smith turned to consider the
effect of designation of the Hunterston project as a national development. As
appeared from pages 102 to 103 of NPF2 (Annex: National Developments -
Statements of Need), designation of a project as a national development was a
mechanism for establishing the need for, for example, electricity generating
capacity. Designation will be a material consideration in determination of
planning applications and "subsequent examination of the detailed planning
implications, whether by a session of a public inquiry or a hearing, will
therefore be concerned with matters such as siting, design and the mitigation
of environmental impacts, not the principle of development". Admittedly, grant
of consent for the construction of generating stations was governed by section 36
of and schedules 8 and 9 of the Electricity Act 1989 rather than section 25
of the Town and Country Planning (Scotland) Act 1997: William Grant &
Sons Distillers Ltd v The Scottish Ministers 2013 SCLR at para
17, but while the designation of the Hunterston project as a national
development might not have an effect equivalent to a presumption in favour of
development, it certainly would be a material consideration in any decision on
an application for consent. At best a reporter would therefore have to make a
planning judgement as between a government statement and any other opinion but
a reporter could adopt the position that designation precluded any evidence
whatsoever being led on the principle of development. The National Planning
Framework for Scotland 2: Assessment Matrix of Candidate National
Developments against the National Development Criteria indicates that a purpose
of designation is to establish "locational principles". If designation was
nevertheless considered to be in the realms of high-level strategic policy and
therefore not justiciable, it was relevant to consider what was said in the
context of adequacy of opportunity for public consultation on such an issue in R
(Greenpeace) v Secretary of State for Trade and Industry [2007] Env
LR 623. There Sullivan J observed, at 644 et seq, that with the
accession of the United Kingdom to the Aarhus Convention, whatever may be the
position in other policy areas, in the development of policy in the
environmental field consultation is no longer a privilege to be granted or
withheld at will by the executive, there is an obligation on government to
provide opportunities for public participation in the preparation of policy. An
argument that matters of high policy were not justiciable had been rejected by
Maurice Kay J in R (on the application of Medway Council) v Secretary
of State for Transport [2002] EWHC 2516 (Admin). Moreover when
consultation is carried out it must be carried out properly, and that requires
fairness: R v North and East Devon Health Authority ex p Coughlan
[2001] QB 213, R (on the application of Medway Council) v Secretary
of State for Transport supra.
[25] Mr Smith
drew attention to the European instruments which lay behind the domestic
statutory provisions for the preparation of environmental reports, and the
requirement to engage in consultation contained in the 2005 Act. A requirement
that member states adopt all measures necessary to ensure that before consent
was given certain projects, including thermal power stations, were made subject
to assessment of their effects on the environment was imposed by Council
Directive of 27 June 1985, 85/337/EEC, as amended and then codified
as Directive 2011/92/EU of the European Parliament and Council of 13 December
2011 (the Environmental Impact or "EIA Directive"). Article 4(1) of the SEA
Directive, (the directive which was intended to be transposed by the 2005 Act
and the purpose of which therefore indicated how the 2005 Act should be
interpreted) required an environmental assessment to be carried out at an
earlier stage, during the preparation of a "plan or programme", as opposed to
the later and more specific project stage. The designation of the Hunterston
project within NPF2 was such a plan or programme. Article 5(1) of the SEA
Directive required that where an environmental assessment is carried out, an
environmental report must be prepared in which the significant effects of the
plan or programme are identified, described and evaluated. The information for
this purpose is referred to in annex 1 to the Directive. That includes an
outline of the contents and main objectives of the plan or programme and its
relationship with other plans and programmes; the environmental characteristics
of areas likely to be significantly affected; and an outline of reasons for
selecting the alternatives dealt with, and a description of how the assessment
was undertaken including any difficulties encountered in compiling the required
information. Putting NPF2 in the context of the SEA Directive, the need for
additional capacity for the generation of electrical power was one of the
objectives of the plan and therefore the Hunterston project was one of the
alternatives for meeting that objective, the purpose of considering
alternatives in the light of assessment of environmental impact being to find
the least worst of the alternatives. In the case of generation of electrical
power consideration of alternatives must include considering different ways of
doing that, other by a thermal power station. Article 6 of the SEA Directive
made provision for consultation. Article 6(1) required that the draft plan or
programme, and the environmental report, be made available to the relevant
authorities and public. Article 6(2) required that the relevant authorities
and the public be given an early and effective opportunity, within appropriate
time frames, to express their opinion on the draft plan or programme and
accompanying environmental report before adoption of the plan or programme or
its submission to the legislative procedure.
[26] Mr Smith
emphasised that the Hunterston project only emerged as a candidate for
designation as a national development (29 in a list of 52) in the Supplementary
Assessment of September 2008. The Supplementary Assessment was an
environmental assessment as required by article 4 of the SEA Directive and section 14
of the 2005 Act, albeit that it was not in the form of a parallel document to a
draft plan or programme, as envisaged by the legislation. Rather, as was
apparent from paragraphs 1.14, 1.17.5, 1.18, 2.83, and appendix 2 item 29, at
least in relation to the Hunterston project, there was contained in the one
document both a plan or programme (in the sense of the proposal of the
Hunterston project with the necessary implied assertion of need) and an
environmental assessment of that plan or programme. Nevertheless there arose,
in terms of section 16 of the 2005 Act, an obligation on the respondents
as the responsible authority to consult with the public on, inter alia,
the plan or programme proposing the Hunterston project as a candidate national
development. It was to be remembered that article 6(1) of the SEA Directive
required the opportunity for consultation to be early and effective. The
consultation period allowed was 6 weeks ending on 31 October 2008. The only
publicity given to the opportunity to consult was by means of an e-newsletter
sent to 7000 subscribers (No. 8 of 2008, which included the information: "Identification
of a national development in the final NPF will establish the need for such
projects in the national interest.") and notices in the Edinburgh Gazette.
There had been a front-page article in the edition of the Largs & Millport
Weekly News of 17 September 2008 on the identification of Hunterston as a
national development in the planning framework, which noted concerns being
raised at a meeting of Fairlie Community Council. However, no notice was
published by the respondents in the local newspaper and the local community
council was unaware of the right of the public to comment. The petitioner was
unaware of his right to participate in what was supposed to be a consultation. He
only found out about NPF2 at a public meeting on 27 July 2009. He was not
alone in this. He offered to prove that other members of the community, who,
like him, would have wished to comment, were equally unaware of what was going
on. As appeared from the analysis of the consultation responses to the
52 candidate developments reported in January 2009, there were 26
responses in all, of which four related to the Hunterston project. There was
no response from a private individual or community council. Mr Smith
submitted that it must be concluded that the supposed consultation had not
engaged with the local community. A similar view had been expressed in the 5th
Report of the Local Government and Communities Committee of the Scottish
Parliament of 25 February 2009. The petitioner would have wanted to make
representations on the impact of the designation of the Hunterston project on
bird habitat in the area. He was not formally representing anyone but,
nevertheless, he could be seen as someone who represented the wider public
which had been disenfranchised by a defective consultation process.
[27] Contrary to
what was suggested in the respondents' written note of argument, the petition,
and therefore the reclaiming motion were not of purely academic interest. It
was accepted that there was no longer a current application for consent under section 36
of the 1989 Act to construct a power station at Hunterston. However, there
remained the real possibility of a further application. Moreover, there is the
likelihood that statements of policy in NPF2 will be "rolled over" into the
succeeding national planning framework, NPF3. While it remains the current
planning framework, NPF2 will be taken into account in formulating the local
development plan. There is the issue of expenses. Finally, there are legal issues
of general application to be resolved, particularly as to the fixing of a
financial cap on a party's liability for expenses in a protective expenses
order and the adequacy of publication in the Edinburgh Gazette as a
means of communicating the right to participate in public consultations of the
sort discussed in the petition.
First ground of appeal - title and interest, otherwise standing
[28] Mr Smith
submitted that the question of the petitioner's title and interest or, as it
now should be referred to, standing, to bring these proceedings fell to be
considered in the light of what had been said by the Supreme Court in Axa
General Insurance Ltd v The Lord Advocate supra and Walton
v The Scottish Ministers 2012 SLT 1211. A party will have
standing where the issue is one of public law if he has a reasonable concern in
the matter. Here the petitioner qualifies as a resident of Largs who frequents
the area of coastline likely to be affected by the implementation of the
Hunterston project, in order to pursue his hobby of bird watching. He had
objected to the application for consent for a power station under section 36
of the 1989 Act and he would have objected to the proposal for designation
of the Hunterston project had he been made aware of it. Although he may not
formally represent others, the petitioner spoke for a section of the
public who, like him, have been disenfranchised by reason of failures in the
consultation process: cf Cumming v Secretary of State for Scotland
1992 SC 463. Mr Smith identified three strands within the recent
authorities which he founded upon as supporting his submission that the
petitioner had sufficient standing to bring these proceedings. The first
strand was that there had been a failure in consultation in what was a matter
of public concern. In such a case it was unnecessary that the petitioner
qualify a particular private interest. It was sufficient that, with a view to
upholding the rule of law, his application brought before the court a breach of
duty on the part of a public authority, namely the failure by the respondents
to afford him, and others in a similar position, a full opportunity to make
representations: cf Walton v The Scottish Ministers supra at
paras 87, 90, 92, 93, 103 and 106. The second strand arose from the particular
context of environmental protection. If someone in the position of the
petitioner was held not to have standing, there would be a question as to how
the environmental interest might otherwise be represented: cf Walton v The
Scottish Ministers supra at paras 152 and 153. The third strand related to
the petitioner's personal interest. By reason of his place of residence, his
activities, his particular concerns and his wish to make representations, he
must be regarded as directly affected by the decision complained: cf Axa
supra at paras 62, 63 and 170.
Third ground of appeal - publication of Supplementary Assessment
[29] The
petitioner offered to prove that he and other members of the local community
first became aware of NPF2 and its designation of the Hunterston project as a
national development only when they attended a public meeting on 27 July 2009. They
had not previously heard about any proposal for such a designation. They had
not been aware of the notices in the Edinburgh Gazette. Mr Smith
submitted that publication of notices in the Edinburgh Gazette did not
comply with the requirement of section 16(4) of the 2005 Act that
publication of the information specified in section 16(2)(a) of the Act
shall be by such means (including publication in at least one newspaper
circulating in the area to which the plan or programme relates) as will ensure
that the contents of the notice are likely to come to the attention of the
public affected by or likely to be affected by or having an interest in the
relevant plan or programme. The Edinburgh Gazette did not have a wide
publication. It was not readily available or even known about by members of
the public. Although this had not been argued before the Lord Ordinary,
it was Mr Smith's submission that the Edinburgh Gazette could not be
regarded as a newspaper "circulating" in the Hunterston area: cf R v Westminster
Betting and Licensing Committee ex p Peabody Donation Fund (Governors)
[1963] 2 QB 750. In any event, the planning system required to engage with a
passive public, and not just those members of the public who were prepared
actively to seek out relevant information. The display of information on a
website is part of the process, and is a separate requirement under section 16(2)(c)
of the 2005 Act, but of itself it did not alert the public. Mr Smith
contrasted the terms of section 16(4) with those of regulation 9 of the
Electricity Works (Environmental Impact) (Scotland) Regulations 2000, SSI
2000/320, which required a notice to be published in two successive weeks in
the Edinburgh Gazette and one or more newspapers circulating in the
locality. That implied that, in the view of the Scottish Ministers,
advertisement in the Edinburgh Gazette alone was unlikely to bring a notice
to the attention of the public. It was to be borne in mind that the National
Planning Framework comprehended national policies as well as local projects. It
was therefore relevant to those members of the public who may not have interest
in specific issues or specific locations. Mr Smith accepted that if his
argument was correct there might need to be quite extensive publication in a
variety of newspapers in order to achieve national coverage. At all events,
not enough had been done in the present instance. In response to the
respondents' contention that method of publication under section 16 of the
2005 Act was a matter for the respondents' discretion, Mr Smith argued
that that they must be taken to have made an error of law in considering the Edinburgh
Gazette to be a newspaper circulating in the area and were irrational (in
the sense of Wednesbury unreasonable) in concluding that the contents of
the notices would come to the attention of the relevant public. The petitioner
contended that the reason why he was unaware of the possibility of the
designation of the Hunterston project in NPF2 was the inadequacy of the
consultation process and in particular the inadequacy of the steps taken to
bring relevant information to the attention of concerned members of the public
such as himself. Had the petitioner been made aware of a proposal to designate
the Hunterston project during the consultation process he would have objected.
Fourth ground of
appeal - adequacy of consultation period
[30] Mr Smith
submitted that a six-week consultation period in response to the Supplementary
Assessment, with its 52 candidates as national developments, was inadequate,
particularly having regard to the respondents' reliance on publication in the Edinburgh
Gazette, and the hope that information would thereafter "trickle out". The
period contrasted unfavourably with the 13 weeks allowed for the January 2008
discussion draft of NPF2. Mr Smith adopted the arguments in the
petitioner's planning consultants' report (number 56 of process): there had
been no attempt to identify the relevant "interested" public and there had been
a failure to provide an "early and effective" opportunity for the public to
express opinions as required by article 6 of the SEA Directive. Accordingly,
there had been a "less than full opportunity" to make representations: cf Cumming
v Secretary of State for Scotland supra.
Fifth ground of appeal - adequacy of consultation documents and information on reasonable alternatives
[31] Mr Smith
submitted that the recital to and article 5(1) of, read with annex 1, and article
5(2) of the SEA Directive and section 14 of and schedule 3, paragraph 8 to
the 2005 Act, required the Supplementary Assessment (or any parallel documents
published with it) to evaluate reasonable alternatives, give reasons for
selecting alternatives and provide a non-technical summary. This had not
happened. Mr Smith identified the following failures: (1) there was no
explicit statement in the Supplementary Assessment of the objective of the
plan, in other words no statement of need for additional generating capacity
and no statement of need specific to the Hunterston project; (2) there was no
meaningful identification of reasonable alternatives; (3) there was no
meaningful discussion of reasons for the alternatives selected - to the extent
alternatives were discussed, they are not discussed in an intelligible way
identifying what are true alternatives one to another and the reasons therefor;
(4) no updated parallel draft plan was published; and (5) no non-technical
summary was provided. Thus, although additional candidates as national
developments had been introduced it was difficult to understand what was seen
to be the need for these developments or why they had been proposed or what was
seen to be their purpose. The 52 candidates might all be regarded as
alternatives one to the other but, for example, no alternative site was
proposed for power generation. The result was that no intelligent comment was
possible: cf R (Greenpeace) v Secretary of State for Trade and
Industry supra at paras 49, 52, 55, 58-61; Seaport Investments Limited [2008] Env LR 23 at paras 24, 26, 33, 34, 35 and 56.
Remedy
[32] Mr Smith
accepted, under reference to what had been said by Lord Carnwath and Lord Hope
at paras 124 to 127, 133, 140 and 155 in Walton, that a finding of
failure to comply with the requirements of the SEA Directive and the 2005 Act
did not have the necessary consequence that the court was bound to reduce NPF2
or NPF2 insofar as it related to the Hunterston project. The court retained the
discretion it had at common law to refuse to give effect to the objection. That
said, it was Mr Smith's position that the starting point was that the
court should grant a remedy. There had been thousands of objections to the section 36
application which indicated that there was a large well to be tapped. It could
not be assumed that the outcome would have been the same had these materially
disenfranchised members of the public been allowed to comment on the questions
of need and reasonable alternatives. Had he been given the opportunity, the
petitioner would have mentioned the birdlife issue and the matter of increased
carbon dioxide emissions. This would have added to the weight of the RSPB
representations. The Supplementary Assessment acknowledged that the
development "could" result in substantial losses of important and partially
designated habitats. The petitioner would have put it more strongly than that.
[33] Mr Smith
noticed from their note of argument that the respondents relied on their
"substantial compliance" with the statutory requirements. This doctrine was
derived from a case where the German government had carried out essentially
what was required by the Directive but had been guilty of a technical failure. The
respondents asserted that in the present case they had made an environmental
assessment which was carried out in a transparent manner. That, observed Mr Smith
under reference to the report of the Scottish Parliament's Local Government and
Communities Committee, was controversial.
Sixth ground of appeal - protective expenses order - review of the interlocutor of 28 January 2010
[34] Mr Smith
argued that, in setting the limit for the petitioner's liability in expenses to
the respondents at £30,000, Lady Dorrian had selected a figure that was
unreasonably high. He proposed £5000 as the appropriate cap on the
petitioner's liability. What was in issue was liability in respect of
proceedings in the Outer House. Legal Aid had been granted for the
proceedings in the Inner House.
[35] The
petitioner's solicitor, who had already accrued some £24,000 in uncharged fees,
was acting pro bono. The petitioner's means were modest. As Lady Dorrian
had accepted, he had been in receipt of jobseeker's allowance and had savings
in the region of £1000. He was in the course of raising funding and seeking
pledges to meet the possible liability of £30,000. Lady Dorrian had
given no reasons for fixing on the chosen sum. Mr Smith made reference to
Morgan and Baker v Hinton Organics (Wessex) Ltd [2009] EWCA Civ 107, [2009] Env LR 30 for its discussion of the principles underpinning the
making of protective costs orders in England and protective expenses orders in
Scotland and, in particular, its discussion of the requirement of the Aarhus
Convention that contracting states should provide adequate and effective
judicial remedies which shall not be prohibitively expensive.
Respondents
A short argument - no practical result
[36] Mr Moynihan
QC for the respondents began by adopting his note of argument (except in
relation to the plea of mora which was departed from), which
controverted each of the petitioner's grounds of appeal, but he explained that
the short answer to the reclaiming motion was that allowing the reclaiming
motion and reducing NPF2 insofar as it related to the Hunterston project would
have no practical result (albeit, equally, little prejudice). The substance of
the petitioner's complaint, as developed in argument, related to the adequacy of
the consideration by the respondents of the need for additional generating
capacity in any future application for consent under section 36 of the
Electricity Act 1989. His concern was that designation of the Hunterston
project as a national development in NPF2 would preclude any further
examination of the question of need. That concern was not soundly based. It
failed to take into account the clarification in the law by the decisions in R
(on the application of Samuel Smith Old Brewery) v Secretary of State
for Energy and Climate Change [2012] EWHC 46 (Admin) and William Grant
& Sons Distillers Ltd v The Scottish Ministers supra. The
relevant provisions of the 1989 Act provide a self-contained code. Even if the
reclaiming motion were refused, in any further application for section 36
consent it would be necessary to address the question of need. There would be
a requirement for an environmental impact assessment: see The Electrical Works
(Environmental Impact Assessment) (Scotland) Regulations 2000, SSI 2000/320. Council
Directive 92/43/EEC of 21 May 1992 (the "Habitats Directive") would apply. Thus,
while in terms of section 57(2) of the 1997 Act, on granting consent under
section 36 of the 1989 Act, the respondents may direct that planning
permission for the development shall be deemed to be granted, this did not mean
that the scrutiny which would be required for a planning application would
thereby be avoided. Mr Moynihan drew attention to the agenda that had
been prepared for the pre-inquiry meeting on 13 June 2012 in relation to the
now abandoned application under section 36 for consent for a multi-fuel
power station at Hunterston. Among the topics included was need and
alternatives, the sub-topics being: the justification for new base-load electricity
generating capacity in Scotland, the decision to opt for a multi-fuelled
coal/biomass fired power station, the alternative sites considered and
discounted, and the reasons for locating the power station at Hunterston. The
purpose of the SEA Directive was to ensure that environmental protection issues
were not foreclosed by policy decisions at an early stage. It was accepted
that electricity generation was an example of a plan or programme to which the
provisions of the 2005 Act applied. However, one had to have regard to the
project approval stage, in other words the public inquiry into the application
for section 36 consent. At that stage the petitioner's concerns in
relation to birdlife, need for generating capacity and the appropriateness of the
Hunterston site can all be considered. Mr Moynihan accepted that the
designation of the Hunterston project as a national development would have some
weight as a material consideration in any application for section 36
consent, albeit a diminishing weight over the period until June 2014 when it is
anticipated that NPF2 will be superseded by NPF3. However, it would be
incorrect to say that there will be no scope for challenging the need for the
Hunterston project. Mr Moynihan confirmed that he was in a position to
give an undertaking on behalf of the respondents that all the issues remained
open for consideration. This was relevant to the exercise of the court's
discretion in respect of remedy. Standing had to be tested at the time of
presenting the petition but remedy fell to be considered at the date of the
court's decision.
First ground of appeal - title and interest, and standing
[37] On title to
sue or standing, the law was as stated in Axa and Walton. What
these cases left unresolved was the precise distinction as between an
interested party and a "mere busybody". Mr Moynihan accepted that the
need to preserve the rule of law and to promote good administration were
relevant factors. There were three questions to be answered: (1) whether there
was an issue of public importance which could not otherwise be addressed, (2)
whether the petitioner had sufficient interest in that issue, and (3) whether
the grant of a remedy sought in the petition would produce a practical result;
albeit that these questions ran into one another. The petitioner retained the
opportunity to make representations in the context of any future section 36
application and, in any event, two of the issues mentioned by the petitioner,
bird habitat and carbon dioxide emissions, had been expressly reserved in NPF2.
Moreover, there was no reason to accept that the petitioner was a
representative of a "disenfranchised" section of the general population. The
petitioner had concentrated on the proposal to build a power station at Hunterston
but the Hunterston project included a proposal to build a container
transhipment hub on the site. Permission for that development would require an
application to which section 25 of the 1997 Act would apply, rather than section 36
of the 1989 Act. The construction of a transhipment hub would have
implications for bird habitat, as is demonstrated by the RSPB response to the
Supplementary Assessment. The proposal to build a transhipment hub had been
referred to in the first National Planning Framework published in 2004 and in
the January 2008 discussion draft of NPF2. There was consideration of
Hunterston as a deep-water port in the June 2007 SEA Interim Assessment of
Alternatives. Thus, it is not the case that the population of the Hunterston area
had no reason to be interested in the NPF process prior to September 2008. There
is no reason to suppose that the 7000 subscribers to the e‑newsletter did
not include members of the public in the locality. The end of the formal
consultation period on 31 October 2008 was not the last chance for the
petitioner to make representations. On 12 December 2008 the respondents had
issued a newsletter inviting contributions from the public during the 60-day
period when the draft NPF2 was being considered by the Scottish Parliament. The
proposed NPF2 was considered by the Scottish Parliament's Local Government and
Communities Committee on 17 December 2008 and on 14 and 21 January 2009. It
was considered by the Scottish Parliament's Economy, Energy and Tourism Committee
on 14 January 2009, when evidence was heard from, among others, the RSPB and
Friends of the Earth, and by the Transport, Infrastructure and Climate Change
Committee on 6 January and 13 March 2009. On 5 March 2009 the proposed NPF2
was debated by the Scottish Parliament in full session. Cumming v Secretary
of State for Scotland was distinguishable from the present case. In Cumming
the appellant had been misled as to the scope of an application for planning
permission by the terms of a published notice. The planning authority did not
determine the application and the applicant appealed to the Secretary of State
against the deemed refusal. The appellant made no submissions to the reporter.
Nevertheless it was held that for the purpose of the appeal to the court the
appellant was a person aggrieved in that he had been deprived of the
opportunity to make representation to the planning authority. In the present
case there was no such division of responsibility. Any representation at any
stage in the process would be made to the respondents. The present case was
more analogous to Forbes v Aberdeenshire Council [2010] Env LR
627 where the petitioner failed to show that she was affected in any meaningful
manner by the relevant grant of planning permission. Further, regard had to be
had to the fact that the RSPB, a body of which the petitioner was a member, had
made representations on impact on bird habitat and on carbon dioxide emissions.
Third ground of
appeal - publication of invitation to consult on Supplementary Assessment
[38] In
Mr Moynihan's submission, whether publication in the Edinburgh Gazette
satisfied the requirements of section 16(4) of the 2005 raised two
questions: (1) did the words "as will ensure that the contents of the notice
are likely to come to the attention of the public" apply to the newspaper
publication in isolation or to the totality of the "means" deployed to that
end? and (2) is the Edinburgh Gazette "a newspaper circulating in the
area to which the plan or programme relates"? In answering the first question
it was relevant to have regard to article 6 of the SEA Directive. Article 6(2)
prescribes the objective as being to give the public an early and effective
opportunity to express their opinion before the adoption of a plan but article
6(5) leaves the means whereby this is done to the member states. The
petitioner had relied on the Implementation Guidance issued by the European
Commission Environmental Directorate-General in relation to the SEA Directive
but paragraph 7.16 of the Guidance (which provides commentary on article 6(4)
which is the provision requiring member states to identify the interested
public) is silent on the matter. Paragraph 7.19, however, encourages
"exploring more modern arrangements for consultation such as internet-based
discussions, provided that these do not by their nature exclude sections of the
public". Mr Moynihan submitted that read in the context of the objective
of the Directive, section 16(4) of the 2005 Act was to be construed
as imposing a minimum requirement of newspaper publication. The concluding
phrase in section 16(4) applied to the totality of means employed and not
to newspaper publication in isolation. This was reinforced by practical
considerations - no single newspaper was likely to be read by a wide cross-section
of the public in one locality, let alone across the country as a whole; a
variety of means had to be employed. As to the second question, the Edinburgh
Gazette was the national newspaper of record; it was a newspaper
circulating in the area to which the plan or programme relates. In looking at section 16
compliance, one had to look at the respondents' wider information strategy
including the derivative publicity generated (the "trickle-down effect" which
had been acknowledged by Mr Smith). The petitioner's claim that he would
have been alerted by a notice in the Largs & Millport Weekly News is
speculative; he does not appear to recall the news articles about Hunterston to
which the respondents refer. No means of public notification will be
universally successful. The fact that the petitioner remained ignorant of the
opportunity to comment is not indicative of a failure in compliance. The
report of the Local Government and Communities Committee had to be read in
context. It is not a comment on the Supplementary SEA but on the NPF drafting
process as a whole. It contains a reference to the long-standing difficulty in
generating a high level of interest in consultation exercises.
Fourth ground of appeal - adequacy of consultation period
[39] Mr Moynihan
submitted that the petitioner had no interest in contending that a six-week
consultation period was inadequate in that his complaint is that he only became
aware of NPF2 in July 2009, some 9 months after the publication of the
Supplementary Assessment. Similarly, he had no interest in arguing that a
longer period should have been allowed for consultation on all the 52
candidates for designation. His concern is limited to Hunterston. The
decision of the European Court of Justice in Seaport Investments Limited had
been relied on by the petitioner but in that case the Court had made no adverse
comment on a six-week consultation period.
Fifth ground of
appeal - adequacy of consultation documents and reasonable alternatives
[40] Again,
it was Mr Moynihan's submission that the petitioner had no interest to
advance this argument, given that he averred that he had been unaware of the
opportunity to make representations but, apart from that, the petitioner could
not point to any prejudice due to lack of documentary material. He was not
arguing for an alternative to the Hunterston site as a location for a power
station. His complaint was restricted to the issues of bird habitat and carbon
dioxide emissions. He was well able to make a response on these issues. In
any event, the Supplementary Assessment fully complied with the requirements of
article 5 of and annex 1 to the SEA Directive, and section 14 of the 2005
Act. It is to be borne in mind that the objective of the environmental
assessment of plans and programmes is to guard against the possibility that
details determined at the pre-project stage may escape environmental impact
assessment at the project stage: cf Walton v Scottish Ministers
supra at paras 12 and 17. Where, as here, the plan is at a high level
and leaves the project open to the rigour of a specific environmental impact
assessment, there is less need for comprehensive statements. The background
was, in any event, simple. The discussion draft referred to the need for
additional generating capacity, given that existing power stations are
scheduled for closure, and the preference for new stations to be built at the
sites of existing stations in order to make use of the existing supporting
infrastructure. The Hunterston site was mentioned during consultation and,
subject to reservations which include the need for an environmental impact
assessment prior to consent, was therefore included in NPF2.
Remedy
[41] Mr Moynihan
pointed to the observations of Lords Reed and Carnwath in Walton on the
inter-relation between recognising an applicant's interest and reserving a
discretion to grant a remedy. The exercise of discretion will be fact‑specific.
Given the petitioner's limited practical objective and the undertaking given
on behalf of the respondents, there was no need for any part of the NPF2 to be
reduced.
Discussion
The first ground of
appeal - standing
[42] The
petitioner challenges the respondents' designation, within the current National
Planning Framework, NPF2, of the Hunterston project as a national development
as unlawful, by reason of various suggested failures in the statutory process
leading to the relevant designation. The respondents dispute that there have
been any material failure in the process but argue that, in any event, the
petitioner's complaint that he has been deprived of the opportunity to make
representations against the development of a coal-fired power station at the
Hunterston site is groundless. They also question his entitlement to make that
complaint in these proceedings (otherwise his title and interest or his
standing based on sufficient interest).
[43] The
adoption of the National Planning Framework represents policy making at a high
level. It is an executive function, squarely within the responsibility of the
respondents. Section 3A of the 1997 Act requires that there be a National
Planning Framework but it is for the respondents to determine what is in it. For
example, the respondents may describe a development and designate it a
"national development", with such consequences as follow from that, or they may
not. Provision is made by section 3B of the 1997 Act that the Scottish
Ministers lay the proposed National Planning Framework before the Scottish
Parliament, that they are not to complete their preparation or revision of the
framework until the period for Parliamentary consideration has expired, and
that they are to have regard to any resolution or report of the Parliament or
any of its committees. Additionally, provision is made by section 3C of
the 1997 Act for the laying the framework before the Parliament once it is
completed. Nevertheless, it is the Ministers' document, containing their
strategy for spatial development, their priorities for that development, and
what else they consider it appropriate to include. That said, it is no more
than a planning framework; it has no immediate and direct effect. It is
strategic or "upper tier" in its scope. It does not provide consent for any
specific development. It is aspirational rather than immediately effective. At
least in its precise terms, it is also temporary. The process of revising NPF2
into a framework which will be designated NPF3 has begun. We were advised that
that process will be completed by the middle of 2014.
[44] That does
not mean that the terms of NPF2 are of no concern to the petitioner. As a bird
watcher, he wishes that the environs of the Hunterston site remain as an
available habitat for wild birds. That objective will be imperilled by the
development of the site, for example by the building of a power station.
Designation of the Hunterston project as a national development does not have
the effect of permitting the development of a generating station on the site,
that requires consent to be granted in terms of section 36 of the
Electricity Act 1989, but, as a matter of generality, consent for development
proceeds from a process of "tiered decision-making" such as that referred to by
the Aarhus Convention Compliance Committee (in a Report dated 4 April 2008 into
compliance by Lithuania with its obligations under the Convention, at paragraph
71, cited in paragraph [18] of the opinion of the Extra Division in Walton
v Scottish Ministers [2012] CSIH 19). In other words, strategic
planning decisions will effectively narrow or reduce the options available to
the decision-maker when a later and more specific decision falls to be made. A
familiar example is the status of the development plan in relation to an
application for planning permission; in terms of section 25(1)(a) of the
1997 Act, when considering the application, regard is to be had to the
development plan, and, unless material considerations indicate otherwise, a
determination on the application is to be made in accordance with the plan. Similarly,
in terms of section 25(1)(b) of the Act, if the proposed development is a
national development, determination of the application is to be made in
accordance with any statements under section 3A(5) which complies with the
criteria set out in section 25(1)(b). Moreover, statements in the
National Planning Framework, which are not so specified, are nevertheless to be
treated as "material considerations" for the purposes of the determination.
[45] Section 25
of the 1997 Act provides an example of a mechanism whereby strategic planning
decisions impact on later more specific decisions but, as Mr Moynihan
emphasised and Mr Smith accepted, section 25 does not apply to a
proposal to build a power station. As was held by Lord Malcolm in William
Grant & Sons Ltd v Scottish Ministers supra at para 17,
the relevant provisions of the 1989 Act (taken with section 57 of the 1997
Act) provide a self-contained code for the determination of consent for the
construction of generating stations which obviates reference to section 25.
That, however, does not displace the petitioner's concern over designation of
the Hunterston project. He argues, and Mr Moynihan on behalf of the
respondents did not dispute this, that in the event of a renewed application,
the fact that the Hunterston project has been designated as a national
development, will be a material consideration favouring a grant of section 36
consent. More specifically, given the references in NPF2 and its associated
documents to need and to "locational principles", the petitioner fears that
designation will preclude any further consideration of need for further
generating capacity in Scotland or suitability of Hunterston as the general
location of a power station to meet such need. We shall have to return to
consider how well-founded are these fears but, assuming them to be
well-founded, the petitioner has been able to demonstrate an adverse
consequence, specific to his concerns, consequent on the adoption of NPF2.
[46] What the
petitioner's concerns are relate to the protection of the coastal environment
in the vicinity of Hunterston and, insofar as carbon dioxide emissions are
concerned, the protection of the wider environment. As appears from article 1
of the SEA Directive, the objective of the directive is to provide for a high
level of protection of the environment and to contribute to the integration of
environmental considerations into the preparation and adoption of plans and
programmes. Central to the achievement of this objective is the preparation of
an "environmental assessment" of plans and programmes. The carrying out of an
environmental assessment includes the preparation of an environmental report
and the carrying out of public consultation. Article 6 of the directive makes
particular provision for consultation with the public on draft plans or
programmes. It is agreed between the parties that NPF2 is such a plan or
programme. It is further agreed that the 2005 Act accurately transposes the
SEA Directive into Scots law. Section 14 of the 2005 Act imposes an
obligation on the respondents as responsible authority to secure the
preparation of an environmental report in relation to any qualifying plan or
programme and section 16 imposes an obligation on the respondents to
consult on, inter alia, in the case of a national planning framework,
the draft framework, and the environmental report which relates to it. The
petitioner's complaint is that these obligations were not complied with and, as
a result he was deprived of his statutory entitlement to participate in the
consultation process and thereby to have his environmental concerns taken into
account in the decision-making process. He has been, as Mr Smith put it,
"disenfranchised"; he has been deprived of his vote in the sense of an opportunity
to make a representation, particular to himself, which statute guarantees. That
he is a member of a voluntary association, the RSPB, that has made
representations, does not alter that. We have yet to look at the substance of
these complaints but, assuming them for the moment to be well-founded, in
considering the pursuer's standing regard must, in our opinion, be had to the
statutory promise to him, as a member of the public, that he would be entitled
to participate in a process designed to protect, inter alia, a specific
environment that he wishes to be protected. While this may go to
justiciability or title, whereas Axa and Walton point clearly to
standing being about sufficiency of interest, the petitioner here is able to
aver that statute imposed an obligation on the respondents to give him an
opportunity which he would have taken up had he been aware of it. There is a
public interest in ensuring that statutory obligations owed to members of the
public are fulfilled. There is a public interest in protecting the
environment. These are different sorts of interests, the maintenance of the
rule of law, on the one hand, and the preservation of the physical environment,
on the other but, as the opinions of Lords Reed and Carnwath in Walton
at paras 90, 93 and 103 illustrate, both are relevant to the question of
standing and the fact that as matters of public interest the petitioner shares
them with a large number of other residents of the Hunterston area and beyond
does not mean that the petitioner cannot rely on them as giving him, as an
individual, standing to complain when these interests have been adversely
affected. As Lord Reed observes in Walton at paras 90 and 94, the
function of the supervisory jurisdiction is not limited to redressing purely
individual grievances; the rule of law would not be maintained if, because
everyone was equally affected by an unlawful act, no one were able to bring
proceedings to challenge it. The petitioner may not be representing the
general public in a strict sense but as an individual member of the public he
is entitled to rely on his objective of protecting the interest of the general
public as a basis for bringing proceedings.
[47] That the
petitioner, in bringing these proceedings, is concerned to protect a specific
part of the environment, and in particular a wildlife habitat, allows him to
rely on the consideration focused by Lord Hope in para 152 of Walton.
There Lord Hope is concerned to explain that it is not necessary for a
party to demonstrate potential impact on his private interests before he has
standing to challenge a decision on environmental grounds. Lord Hope
instances the case where there is a risk that a route used by an osprey as it
moves to and from a favourite fishing loch will be impeded by the proposed
erection across it of a cluster of wind turbines. He continues:
"Does the fact that this proposal cannot reasonably be said to affect any individual's property rights or interests mean that it is not open to an individual to challenge the proposed development on this ground? That would seem to be contrary to the purpose of environmental law, which proceeds on the basis that the quality of the natural environment is of legitimate concern to everyone. The osprey has no means of taking that step on its own behalf, any more than any other wild creature. If its interests are to be protected someone has to be allowed to speak up on its behalf."
[48] In saying
what he does in the above passage Lord Hope does not mean that anyone,
irrespective of his personal circumstances, will be found to have standing if
goes to court on behalf of the osprey. At para 153, Lord Hope explains:
"Of course, this must not be seen as an invitation to the busybody to question the validity of a scheme or order under the statute just because he objects to the scheme of the development. Individuals who wish to do this on environmental grounds will have to demonstrate that they have a genuine interest in the aspects of the environment that they seek to protect, and that they have sufficient knowledge of the subject to qualify them to act in the public interest in what is, in essence, a representative capacity. There is, after all, no shortage of well-informed bodies that are equipped to raise issues of this kind, such as the Scottish Wildlife Trust and Scottish Natural Heritage in their capacity as the Scottish Ministers' statutory advisers on nature conservation. It would normally be to bodies of that kind that one would look if there were good grounds for objection. But it is well known they do not have the resources to object to every development that might have adverse consequences for the environment. So there has to be some room for individuals who are sufficiently concerned, and sufficiently well informed, to do this too. It will be for the court to judge in each case whether these requirements are satisfied."
As appears from Lord Reed's opinion in Walton at para 83, the "mere busybody who is interfering in things which do not concern him" is a person who featured in the advice of the Judicial Committee of the Privy Council, delivered by Lord Denning in Attorney-General of the Gambia v N'Jie [1961] AC 617 at 634. We consider that there was force in Mr Moynihan's observation that what is left unresolved in Axa and Walton is exactly how one should go about distinguishing between this person and the individual who has the genuine interest sufficient to be accorded standing to invoke the supervisory jurisdiction to challenge a decision with environmental consequences which do not impact on that individual's private interest. All that can be said so far, it seems, is that the question is fact-sensitive and will depend on the circumstances of the challenge under consideration. We have yet to consider the specifics of the petitioner's challenge but applying the approach now desiderated by the Supreme Court, it may not be permissible to dismiss it as that of a mere busybody. He lives in an area which he has good reason to believe may be affected by a specific sort of development which will have an adverse impact on a specific coastal environment, about which he avers he is knowledgeable and in which he pursues a specific leisure activity which is of importance to him, as it is of importance to many others. He wished to make representations on the very matter which would have been relevant to the environmental assessment which the respondents were obliged, by both domestic and European law, to carry out. Accordingly, at least at this stage of the examination of the question, it appears that it can be said that the petitioner has standing to bring these proceedings. That, however, does not determine matters since it is first necessary to consider the merits of the petitioner's complaints and then turn to Mr Moynihan's contention that the petitioner's position has not in fact been prejudiced in the circumstances , to date, and that accordingly this application is essentially premature and unnecessary.
Third ground of
appeal - publication of invitation to consult on the Supplementary Assessment
[49] We
have previously noted that parties were agreed that NPF2 is a qualifying plan
or programme. At statement 14 of the petition, referring to the modification
effected by publication of the Supplementary Assessment, it is averred that "the
NPF2 with regard to Hunterston was a qualifying plan or programme to which the
2001 Directive and the 2005 Act apply." That averment is admitted. Thus
parties are accordingly agreed that the modification which introduced, inter
alia, the Hunterston project, as a candidate national development,
triggered the requirement for an environmental assessment (including
preparation of a report, publication and consultation) set out in the SEA
Directive.
[50] Given the
acceptance by counsel for both parties that the SEA Directive had been fully
transposed into domestic law by the 2005 Act, the petitioner's third ground of
appeal depends on the proposition that the respondents failed to comply with
the publication of notice requirements specified in section 16(4) of the
Act (there being no complaint as to compliance with the separate requirement
imposed by section 16(2)(c) to display a copy of the relevant documents on
the authority's website) albeit that counsel further accepted that if a
question arises as to the interpretation of the 2005 Act, it is appropriate to
have regard to the terms of the directive in determining how the statute should
be construed. Subsection (4) is in these terms:
"(4) Publication of a notice under subsection (2)(a) shall be by such means (including publication in at least one newspaper circulating in the area to which the plan or programme relates) as will ensure that the contents of the notice are likely to come to the attention of the public-
(a) affected by or likely to be affected by; or
(b) having an interest in,
the plan or programme."
[51] Agreeing
with Mr Moynihan, we consider that the grammatical meaning of subsection (4)
is that the words: "as will ensure that the contents of the notice are likely
to come to the attention of the public" qualify "means", rather than
"newspaper". Accordingly, publication in the Edinburgh Gazette can be
regarded as satisfying the newspaper publication requirement provided that the Edinburgh
Gazette is "a newspaper circulating in the area to which the plan or
programme relates". In our opinion there can be no issue about that. As Lord Brailsford
observed, the Edinburgh Gazette is the national newspaper of record. Its
function is to disseminate official, regulatory and legal information. NPF2 is
a national plan or programme. Even if "circulating in the area" means
circulating in the various particular local areas directly affected by the
various elements within the plan no other publication, as far as we are aware, has
that function. It is a publication of long and official standing, designed to
perform that function. NPF2, for example the vicinity of Hunterston. We
consider that the Edinburgh Gazette meets the statutory criterion
because it is a national, rather than local, newspaper. The court was advised
that it is possible to access the Edinburgh Gazette on the internet
anywhere in Scotland without payment. Thus anyone wishing to read the Edinburgh
Gazette can readily do so. It is true that newspaper publication is not
the only means contemplated by section 16(4) but while article 6(2) of the
SEA Directive prescribes the objective of publication as being to give the
public an early and effective opportunity to express their opinion before the
adoption of a plan, article 6(5) leaves the means whereby this is done to
be determined by the member states. Mr Moynihan did not dispute that the
effect of section 16(4) was to impose a notice requirement specific to the
Supplementary Assessment, but what was very clear from the expositions provided
both by him and Mr Smith, was that a great deal of information about the
evolving NPF2 was put into circulation in a variety of ways. Mr Moynihan
pointed to the facts that the proposal to build a transhipment hub had been
referred to in the first National Planning Framework published in 2004 and in
the January 2008 discussion draft of NPF2 and that there was consideration
of Hunterston as a deep-water port in the June 2007 SEA Interim Assessment of
Alternatives. The Hunterston project did not, as Mr Moynihan put it,
"come out of the blue" in September 2008. That the petitioner avers that he
and others were unaware of it cannot be determinative of the issue of the
sufficiency of notice. In these circumstances and where, as here, determination
of the means which will ensure that the contents of the notice are likely to
come to the attention of those members of the public as are affected by or
likely to be affected by or have an interest in a plan or programme, are a
matter for the respondents, we consider that the court should be very slow to
substitute its own view, on what is a matter of administration, for that of the
responsible authority. We are accordingly unable to conclude that the
respondents failed to comply with the relevant statutory requirements for
publication of the Supplementary Assessment.
Fourth ground of
appeal - adequacy of consultation period
[52] In
addition to his more general submissions on standing, Mr Moynihan initially
challenged the petitioner's interest to advance both his fourth and fifth
grounds of appeal in that given he had been unaware of the invitation to
consult on the Supplementary Assessment until some 9 months after publication
of the draft (which is a component of his third ground of appeal), he cannot
claim to have been adversely affected either by the alleged shortness of the
consultation period allowed by the respondents or the alleged inadequacy of the
material on which to consult. In the course of the debate, however, he
appeared to us to depart from the suggestion that the petitioner could not also
(at least on an "in any event" basis) raise concerns as to these matters in
addition to his primary concern as to the means of publication.
[53] In any
event there are other reasons for not supporting the petitioner's fourth ground
of appeal. In Department of the Environment for Northern Ireland v Seaport
(NI) Ltd supra at para 48 the European Court of Justice said
this about article 6(2) of the SEA Directive:
Mr Smith naturally emphasised the proviso that the period laid down should be sufficient to give the relevant public an early and effective opportunity to express their opinions. He submitted that the Court of Justice was endorsing a requirement of sufficiency of the consultation period, as determined objectively. We do not, however, accept that this court has any wide power to interfere with the relevant authority's assessment of what constitutes an adequate period for such purposes. It is true that in R v North and East Devon Health Authority ex p Coughlan supra the court was prepared to consider the adequacy of a consultation period (the Court of Appeal held it to be adequate) but such review can only be by reference to Wednesbury principles. The Court in Seaport made no adverse comment on the Advocate General's observation (at para AG 48) that the responsible authority is best placed to determine the time frame. In any event, the period allowed here was six weeks. In administrative matters, like the present, it cannot be said that that was obviously inadequate. Indeed, although there seems to have been some confusion in Seaport as to what period had in fact been allowed in that case, whether it was 8 weeks as the Advocate General thought or 6 weeks as the Court thought (cf para AG15 and para 20), Mr Moynihan was entitled to point to the judgment of the Court as impliedly supporting the reasonableness of a six-week period. Moreover, as Mr Moynihan argued, regard has to be had to the overall context. The statutory period for public consultation was followed by the process of parliamentary consideration described at paragraph 35 above which gave further opportunities for participation.
Fifth ground of
appeal - adequacy of consultation documents and reasonable alternatives
[54] With
the publication of the Supplementary Assessment, it became incumbent upon the
respondents as responsible authority to carry out an environmental assessment
of what the petitioner describes at statement 14 of the petition as "the NPF2 with
regard to Hunterston". Article 5(1) of the SEA Directive provides that where
an environmental assessment is carried out, an environmental report shall be
prepared in which the significant effects of the plan or programme are
identified, described and evaluated. The information for this purpose is
referred to in annex 1 to the Directive. That includes an outline of the
contents and main objectives of the plan or programme and its relationship with
other plans and programmes; the environmental characteristics of areas likely
to be significantly affected; and an outline of reasons for selecting the
alternatives dealt with, and a description of how the assessment was undertaken
including any difficulties encountered in compiling the required information. Equivalent
requirements appear in section 14 of and schedule 3 to the 2005 Act. It may
be that there was some force in Mr Smith's submission that the
Supplementary Assessment, even when taken together with earlier published
material, did not simply, on the face of things, adequately meet these
requirements. But the matter has to be addressed in context. NPF2 and, in
particular the designation of national developments, fall at the more general,
or higher or upper tier end of the spectrum of qualifying plans and programme. As
Mr Moynihan submitted, under reference to Walton v Scottish
Ministers supra at paras 12, 14 and 17, the objective of the
environmental assessment of plans and programmes is to guard against the
possibility that details determined at the "upstream" or pre-project stage may
escape environmental impact assessment at the "downstream" or project stage. Where,
as with the designation of a national development under NPF2, the plan is at a
high level and leaves the project open to the full rigour of a specific
environmental impact assessment as and when it is proposed to proceed with the
project, there would, it seems to us, be less need for a comprehensive
environmental report. There is no very obvious purpose in investing resources
in carrying out detailed assessments of what are no more than proposals which
may never get to the project stage and which, if they do, will in any event
then be subject to an environmental impact assessment which must comply with
the EIA Directive. In the particular context and circumstances we,
accordingly, are of the view that the petitioner's complaint, under this
heading, is , at best, technical rather than material.
Discretion and the
decision as to whether to grant a remedy
[55] It
is not disputed that, in the event of finding that "NPF2 with regard to
Hunterston" had been adopted unlawfully, in the sense of being adopted
notwithstanding a failure to comply with the requirements of Part 2 of the 2005
Act, it would be competent for this court to reduce NPF2 in part with a view to
excising designation of the Hunterston project as a national development: cf Uprichard
v Scottish Ministers 2012 SC 172 and Tesco Stores v Aberdeen
City Council [2012] CSIH 81. Neither is it disputed that such a finding
does not oblige the court to grant the remedy sought. Even where there has
been breach of a requirement derived from a European directive and intended as
a means of environmental protection, the court, in exercising its supervisory
jurisdiction, having considered the merits and assessed where the balance is to
be struck, retains its common law discretion to refuse to grant a remedy: Walton
v Scottish Ministers supra, Lord Hope (agreeing with Lord Carnwath
at para 103 et seq) at para 155. Lord Carnwath put it this way in Walton
supra at para 139:
"Where the court is satisfied that the applicant has been able in practice to enjoy the rights conferred by the European legislation, and where a procedural challenge would fail under domestic law because the breach has caused no substantial prejudice, I see nothing in principle or authority to require the courts to adopt a different approach merely because the procedural requirement arises from a European rather than a domestic source."
[56] A variety
of circumstances may bear on an exercise of discretion but the focus in the
present case is on the degree of actual prejudice suffered by the petitioner. He
claims to have been "disenfranchised" by a flawed consultation process with the
result that he has lost the opportunity to put forward his environmental
objections to development of the Hunterston site as a coal-fired power station.
What has been put forward on behalf of the respondents is that this is just
not so. The court was advised by Mr Moynihan that he had express
instructions to give an undertaking on behalf of the respondents that in the
event of a further application for section 36 consent during the currency
of NPF2, all the issues which were of concern to the petitioner, these being
the need for further generating capacity and the suitability of the Hunterston
site for development, having regard to the importance of the coastal wildlife
habitat, would be open for consideration by the reporter appointed to conduct
the relevant inquiry. There would of necessity be a full environmental impact
assessment and the petitioner would have an opportunity to comment on that, as
he would have the opportunity to participate in the inquiry with a view to him
making the points he avers that he would have made in the consultation on the
Supplementary Assessment. There was no question of the respondents contending
that the moment for doing so had passed forever.
[57] In our
opinion, the undertaking which Mr Moynihan gave on behalf of the
respondents is of crucial importance and is reflective, in any event, of the
legal position. It not only goes to the question of how substantial have been
any flaws in the consultation process but it goes to the question of the
petitioner's interest in the matter about which he is complaining and that, in
turn, goes to whether the court should grant a remedy. As Lord Reed
explains in Walton at para 95:
"... the interest of the particular applicant is not merely a threshold issue, which ceases to be material once the requirement of standing has been satisfied: it may also bear upon the court's exercise of its discretion as to the remedy, if any, which it should grant in the event that the challenge is well founded."
Mr Moynihan conceded on behalf of the respondents that the designation of the Hunterston project as a national development would be a material consideration in any decision on an application for section 36 consent prior to NPF2 being superseded by NPF3. But the petitioner cannot claim to be "disenfranchised" when he is guaranteed the opportunity to put precisely the same objections, informed by a full environmental assessment, to an inquiry considering a section 36 application under the 1989 Act, as he would have put as part of a section 16 consultation under the 2005 Act.
[58] As we have
already mentioned, the fact that any consideration within the relevant period
of a proposal to build a power station at the Hunterston site will require a
full environmental impact assessment and that the issues of need and location
will be addressed as open questions severely diminish the significance of any alleged
failures in the statutory consultation process; if there have been failures
they have not been failures with substantial consequences.
[59] While it is
true that Mr Moynihan did not point to any prejudice that might arise if
NPF2 was partially reduced by excising the designation of the Hunterston
project, nevertheless it does not appear to us that setting aside even part of
a national planning framework is something that should be done lightly. In the
present case we are satisfied that there is no basis for doing so since, for
the reasons given, the reclaimer has not demonstrated any proper basis for
doing so.
Sixth ground of appeal - the cap on liability under the protective expenses order
[60] Provision
for the making of protective expenses orders in appeals and applications for
judicial review containing a challenge to a decision, act or omission to which
the public participation provisions of what is now Directive 2011/92/EU of the
European Parliament and Council, has now been enacted, through the introduction
of a new chapter 58A of the Rules of the Court of Session, by the Act of
Sederunt (Rules of the Court of Session Amendment) (Protective Expenses Orders
in Environmental Appeals and Judicial Reviews) 2013. The Act of Sederunt, and
therefore the new chapter of the Rules, came into effect on 25 March 2013, that
is after argument in this reclaiming motion and, obviously, after Lady
Dorrian's interlocutor of 28 January 2010 making a protective expenses order
restricting in advance the amount of the respondents' expenses for which the
petitioner could be found liable in the event that the petition is unsuccessful
to an amount not exceeding £30,000. Thus, while there is now specific provision
in RCS 58A for the making of a protective expenses order in a case such as the
present, that was not so when the relevant application was made to Lady
Dorrian. It was not suggested, however, that the application in the present
case was incompetent; indeed it was conceded that it was competent. In making
the order Lady Dorrian was, apparently exercising the wide common law
discretion that the court enjoys in relation to expenses rather than any more
specific power.
[61] Mr Smith
pointed to the fact that Lady Dorrian had given no reasons for selecting
a cap of £30,000 on the reclaimer's liability for the respondents' expenses. He
argued that, in setting that limit Lady Dorrian had selected a figure
that was unreasonably high. The effect of the order was to impose a
prohibitive expense for which the reclaimer had to make provision prior to
funding his own legal costs.
[62] While it is
the case that where a protective expenses order is made in terms of the new
chapter 58A of the Rules of Court, RCS 58A.4 provides that any order made must
contain provision limiting the applicant's liability in expenses to the
respondent to the sum of £5000, it does not follow that a protective expenses
order fixing a higher cap on liability is to be regarded as unreasonable. In
the present case the regime introduced by chapter 58A did not apply. The Lord Ordinary
was exercising a very wide discretion in the knowledge of the likely costs of
litigation. While it is true that she gave no reasons for the particular figure
selected, the decision that she was called on to make is not one which is
capable of much in the way of elaboration. Importantly, the reclaimer has not
been denied the opportunity to bring his challenge, albeit that that, is, we
were told, in part due to the generosity of the solicitor acting for him. He
has been able to attract funding. He has been represented by senior counsel. It
is evident from the reclaimer's continued participation that it cannot be said
that the effect of the order has been to render the proceedings prohibitively
expensive for him. In all the circumstances we have been unable to identify
any good reason for interfering with the Lord Ordinary's exercise of
discretion in that matter.
Conclusion
[64] We would
refuse this reclaiming motion.