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Scottish High Court of Justiciary Decisons |
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You are here: BAILII >> Databases >> Scottish High Court of Justiciary Decisons >> McKinnon & Ors v. Her Majesty's Advocate [2003] ScotHC 7 (13 February 2003) URL: http://www.bailii.org/scot/cases/ScotHC/2003/7.html Cite as: [2003] ScotHC 7, 2003 SLT 281, 2003 SCCR 224, 2003 GWD 7-163, 2003 JC 29 |
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APPEAL COURT, HIGH COURT OF JUSTICIARY |
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Lord Justice General Lord Cameron of Lochbroom Lord MacLean Lord Osborne Lord Hamilton
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Appeal Nos: C403/00 C384/00 C413/00 OPINION OF THE COURT delivered by THE LORD JUSTICE GENERAL in NOTES OF APPEAL AGAINST CONVICTION by STEPHEN McKINNON, ROSS McKAY and ALAN JUNIOR NORWOOD Appellants; against HER MAJESTY'S ADVOCATE Respondent: _______ |
Appellants: W. Taylor, Q.C., Gilbride; Gallen & Co., Glasgow: G. Jackson, Q.C., Livingstone; McCusker McIlroy Johnstone: M. Scott, Q.C., Hood; Anthony Mahon & Co, Glasgow
Respondent: D. Batchelor, Q.C., A.D.; Crown Agent
13 February 2003
"This one may either be, by some part taken in the perpetration of the deed, or by something done in preparation or furtherance of the future act; for all these several modes of guilt are within the scope and compass of our phrase of art and part. It is with respect to the first sort of accession, that the most frequent, though not perhaps the most difficult questions of art and part have arisen: Yet even here cases of some nicety may happen. For according to the views with which the several persons meet, the shares which they respectively take in doing the deed, the certainty or uncertainty of the mortal blow, and sundry other circumstances, they may be all in the same or in very different degrees of guilt, and may deserve higher or lower pains, or perhaps some of them be quite innocent of the charge".
"One thing is plainly reasonable and is allowed by all authorities: That if a number conspire and lie in wait, to kill a certain person ... it signifies nothing who gives the mortal blow, or how few blows are given. Though but one of the party strike, and dispatch with one blow of a lethal weapon, he is not therefore the one actor on the occasion, but executioner, for all of them, of their common resolution: Properly speaking, he is their instrument with which they strike, and they by their presence are consenting, aiding, and abetting to him in all he does; having all come hither on purpose to have it done, and being ready to lend their aid, if need shall be ...".
Hume goes on to state at page 265:
"This rule is to be understood as applicable not only to those comparatively rare cases, where an express and formal compact to kill can be proved, but equally to all, in which, from the number, arms, words and behaviour of the persons engaged, an implied and tacit confederacy may reasonably be inferred ... . It is further to be observed, that a person may justly be convicted in respect of mere presence, in a case even where the murder is not committed with any of the proper instruments of slaughter. It is true, that where the whole party are equipped with lethal weapons, at setting out on the enterprise, or where some provide themselves with arms, with the knowledge and consent of the others, these circumstances are themselves evidence of the assent of all to the felonious and mortal purpose. And it must be allowed, that in any case where the person is not dispatched in that manner, but by beating with a staff or the like; here, to convict any one who has not actually struck (for there is otherwise no room for such a question) the stronger evidence will be required of his full association to the previous confederacy, and of the dangerous nature of the meditated injury, or of his actual assent to what he sees done at the time: Or at least, the case may be more open to a proof of favourable circumstances on his part; as that he remonstrated with his associates, and did what in him lay to restrain them from any dangerous excess".
"What is true of homicide committed in pursuance of a concert to kill, or to do some grievous bodily harm, seems to be equally so of homicide done in prosecution of any other felony; provided the nature of the attempt imply, or the behaviour and proceedings of the parties indicate, an unity of purpose in all concerned, and a resolution to control all resistance by numbers and force. If several go out together, armed, to rob on the highway, and one of them kill in the assault, it is murder in all those of the party who are anywise aiding in the robbery, whether present or not on the spot. For they are all there under a compact of mutual support; and the homicide is an obvious and not unforeseen consequence of the assault, to rob: Else why do they go out provided with arms? The like judgment is due, if a number are engaged in a housebreaking and one of them kills a person in the house, whether to subdue resistance, or make good his own escape: Even those who never enter the house, but watch only without, to prevent surprise, are here guilty art and part of the murder. Or again, Put the case that a score of persons have assembled to rescue a cargo of smuggled goods, which are in the course of conveyance by the revenue-officer, and that they set out on this adventure, all or most of them provided with fire-arms. If, in the prosecution of this felonious enterprise, the revenue-officer or any of his party shall be killed, all the confederates are answerable for it with their lives. For why come they there armed, and in numbers, but in the expectation of resistance, and in preparation to overcome it? All are on the spot at the time, in a mutual league of defence and support, by force of arms, in their unlawful project; and it is by the presence and countenance of all and each of them, in pursuit of their common object, that the immediate actor has been brought into that situation, which has emboldened him to kill. It is on their account, as much as his own, that he makes use of his arms. He does so, to protect their persons, and promote their enterprise, in which he has no deeper interest than the others, and which, if he were left single, he would certainly abandon. Were it not for their company, he would not be on the expedition; if others had not brought arms with them, neither would he; and it is to their power, and their disposition to assist him, that he trusts when he makes use of his weapon ...".
"In all that has been said this limitation is plainly implied, That to effect all concerned, the homicide must be done in pursuance of the common enterprise. For if the killer strike on some accidental and peculiar quarrel of his own, nowise connected with or subservient to the original design; or, though it be in some sort connected with that design, if a resolution of the whole party to accomplish their object by such extreme means cannot reasonably be inferred in the whole circumstances of the case; certainly all the reasons fail for which, by the construction of law, the act of one may be carried over into the persons of his associates ...".
"The more ordinary case of homicide is, that the felonious purpose is taken up suddenly, on a fortuitous quarrel among persons who were lawfully assembled for some other object. And, in these circumstances, to convict any one as art and part, evidence must be shown with respect to him in particular, of his having done such things as infer that he partook of the mortal purpose, and amount to an assistance in the execution".
In regard to cases in which it was not known by whose hand the mortal blow had been given, Hume states at page 271:
"But in the circumstances of the fact, this uncertainty did not furnish a sufficient argument for mitigating the ordinary pains with respect to any one of the pannels, against whom such a co-operation should be proved. Because, in employing the peculiar instruments of slaughter, they had all substantially, though all of a sudden, adopted the felonious purpose; were actuated by the same malignity; exerted themselves to one end; and effectually assisted the mortal hand, whichever it was, by their combined attack; which materially aggravated the alarm to the deceased, and lessened his ability to defend himself. What hand gave the fatal blow was indifferent in such a case, and if known could not have tended in any degree to relieve the others; since the deed was equally that of the whole party, acting with sword or pistol, as if it had been done on a more regular and deliberate association. For in the case of a number of persons, as of one individual, it is indifferent to the guilt of murder (if there have been no sufficient provocation) whether the mortal purpose is of malice aforethought, or is conceived only upon the spot. The deed in the several foregoing cases, was therefore that of all who assailed with mortal weapons ...".
It is clear from this exposition that guilt of murder on the basis of accession depends on the circumstances of the individual case.
"It is true that if people acting in concert have reason to expect that a lethal weapon will be used - and their expectation may be demonstrated by various circumstances, as, for example, if they themselves have carried arms or if they know that arms and lethal weapons are being carried by their associates - they may then under the law with regard to concert each one of them become guilty of murder if the weapon is used with fatal results by one of them. In view of their assumed expectation that it might be used, and of their having joined together in an act of violence apt to be completed by its use, they will be assumed in law to have authorised the use of the fatal weapon, and so to have incurred personal responsibility for using it. If, on the other hand, they had no reason to expect that any one among them would resort to any such act of violence, the mere fact that they were associated in minor violence would not be conclusive against them; and the lethal act, as being unexpected, will not be ascribed to a joint purpose so as to make others than the principal actor responsible for the act".
Lord Moncrieff went on to remark that this distinction had the support of many authorities. At page 96 he referred to the passage in Hume at page 270 which we have quoted earlier; and to Anderson on the Law of Scotland at page 48 as follows:
"But persons acting together are not always guilty of the acts of one of them. If a sudden brawl arise rixa per plures, sticks and fists being used, and one draws a knife and stabs another, the friends of the man who used the knife are not guilty of murder if the injured man dies".
Lord Moncrieff commented that this gave a concise illustration of the doctrine that secondary responsibility for a criminal act arises only in cases of reasonable expectation. At page 97, commenting in the circumstances in Docherty, he stated:
"But in this case the weapon which was used was a hatchet which was the property of the appellant and which must have been present visibly in the room; and it seems to me that in these circumstances either of the assailants must have ascribed to him a common expectation that in the stress of the event the other might snatch up anything which was handy and which was adapted to achieve the joint purpose".
"before an accused person can be convicted of murder on the doctrine of concert you must be satisfied that death or at least serious injury ... was foreseeably within the scope of the common assault as embarked upon jointly by the two accused ... ". (Page 383F-G)
Later in his charge he said to the jury:
"If, however, you are satisfied that there was here some concerted ... attack by the two accused, the next question you must ask for each of them in turn is what so far as this accused is concerned was the foreseeable scope of the joint attack and, in particular, were murderous weapons to be used so as to make death or serious injury within her or, as the case may be, his contemplation". (Page 385F-G)
He went on to point out to the jury on pages 386-387 that it was open to them to find evidence of concert in the case of the first appellant, in the light of evidence relating to her having previously threatened to kill or do serious violence to the deceased; her attempt to get a witness to give a false alibi, linked with telling lies to the police; and an inference which might be drawn from her behaviour at the scene of the crime if the jury were satisfied that she had seen the hammer or metal bar being wielded by the second appellant. As regards the second appellant, there was evidence that he had tried to induce the witness to provide a false alibi; and that he had struck the deceased on the head with a hammer or metal bar. The trial judge pointed out to the jury that the real question was whether this was a weapon which might foreseeably cause serious or fatal injury. If so the jury might find it difficult to resist the conclusion that, in regard to the second appellant, "the foreseeable scope of the joint attack was indeed a murderous one, whether or not it was he who actually wielded the knife which killed Douglas Brown".
"The problem in the present case, however, is that there was only one stab wound and there were two assailants. The force and depth of the stab wound might be said to indicate nothing less than the necessary degree of wicked recklessness in the mind of the person who inflicted it. This no doubt was what the trial judge was thinking about when he said that whoever did that act was guilty of the crime of murder. But what about the other party to the attack? What evidence was there that he or she was acting with the same degree of wicked recklessness, and that in his or her case also murder was, on the evidence, the only possible verdict? The jury had to be satisfied that he or she was aware that a knife was likely to be used in the attack to take the verdict beyond one of assault. But what was there to show, once this point was reached, that he or she anticipated that the knife would be used to inflict a wound of this character?
The answers to these questions are to be found later in the charge where the trial judge was dealing with the question of concert. He reminded the jury of the various pieces of evidence which had been relied on by the Crown to implicate each accused. But it is significant that when he was dealing with this matter he told the jury that the question was whether this was a joint attack in which murderous weapons were to be used so as to make death or serious injury within his or her contemplation because these weapons could inflict death or serious injury: see pp. [385F and 387E, supra]. He did not tell them that they had to be satisfied that they both had in contemplation, as part of their joint purpose, an act of the necessary degree of wicked recklessness such as that the deceased would be stabbed by plunging a knife into his heart. This was unnecessary on the approach he had taken, since he had removed from them the verdict of culpable homicide. On the other hand, if all that was in contemplation was to use weapons to inflict serious injury, there was room for the view that this was a case of culpable homicide, since the murderous act went beyond the joint purpose and there was no evidence to show which of the two assailants used the knife. The evidence other than that relating to the force and depth of the stab wound was not such as to exclude the possibility that one of the accused had acted with a greater degree of wicked recklessness than was in the reasonable contemplation of the other at the time of the assault. It appears that this point was overlooked by the trial judge when he said that whoever did the stabbing was guilty of the crime of murder. In any event there was here a question of fact which should have been left to the jury to decide".
In these circumstances the court considered that the judge's direction which had deprived the jury of this opportunity was a misdirection, and that this had resulted in a miscarriage of justice. The appeal was accordingly allowed.
"Where two are charged with murder the actings of the one may display such utter recklessness as to require a verdict of guilty as libelled, without its being a necessary corollary that the actings of another who is art and part in the homicide must be taken to infer the same degree of recklessness".
"In determining the quality of the crime, i.e., as between culpable homicide and murder, a jury would be entitled, in a case where intent to kill was not suggested or established or indeed any antecedent concerted intention to carry out an assault and robbery on the deceased or any other person, to consider and assess the degree of recklessness displayed by each participant and return, if their judgment so required, a discriminating verdict in accordance with their assessment".
We do not consider this decision introduced a new approach to the criminal responsibility of persons carrying out a joint attack. As the Advocate depute pointed out, the passages in Hume at pages 264 and 271, to which we have already referred, demonstrate that the degree of responsibility, if any, of persons who are present at an attack depends upon the circumstances, including their words and conduct and what was or was not known or obvious to them.
"If any of the group that you thought went to the Rankins' were unaware that knives were to be carried or were liable to be used in the way I have described, such a person would not be guilty of any part of the attack involving a knife and, in effect, would not be guilty of the murder". (Page 29)
In the course of summarising his directions on the matter of concert the trial judge said:
"You have to be satisfied from the evidence you've heard, in respect of each accused, whether they were part of that criminal purpose, that they knew knives were being carried and were liable to be used in the course of the purpose that I have described, in the way I've described, and that all the violence that took place outside the Rankins' house, against each of the occupants, was a single consequence or development of that criminal purpose. When satisfied on all of those matters you can find the accused or, any of them, guilty of murder on charge 1, on the basis of concert and, it doesn't matter, as I say, who struck the fatal blow, or who, or what each accused did, so long as you were satisfied that they were involved in that way. If you are not satisfied on any of those matters, beyond reasonable doubt, you cannot reach those verdicts based on concert and, while the fifth accused [John Jackson] can be convicted on the basis of the direct evidence available, the most that accused Nos. 1 to 4 can be found guilty of, on charge 1, is of seizing and struggling with James Rankin with intent to rob him". (pages 34-35).
"However, if you thought that either the use of the knife or knives in the course of any assault did not have the qualities of a murderous intent, or wicked recklessness that I have described, you found that not to be proved or, that the question of murderous intent or wicked recklessness was absent in the case of any of the accused, simply because they were unaware that knives were being carried and were liable to be used, but at the same time the accused has involved himself in a struggle with the deceased, in the way that in a real and substantial sense contributes to the death of the deceased, that is where you can find that the accused is liable for culpable homicide. Now that is a very technical situation and, as I say, you may find it has no relevance to the present case but, I have to describe it to you and, if it does, as I say, reflect something which you believe to be in the evidence then, you can consider it".