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Statutory Instruments made by the National Assembly for Wales


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STATUTORY INSTRUMENTS


2006 No. 946 (W.95)

NATIONAL HEALTH SERVICE, WALES

The General Dental Services and Personal Dental Services Transitional and Consequential Provisions (Wales) Order 2006

  Made 28 March 2006 
  Coming into force 1 April 2006 

The National Assembly for Wales makes the following Order in exercise of the powers conferred by sections 173, 195, 200 and 201 of the Health and Social Care (Community Health and Standards) Act 2003[1].



PART 1

GENERAL

Title, commencement and application
     1.

    (1) The title of this Order is the General Dental Services and Personal Dental Services Transitional and Consequential Provisions (Wales) Order 2006 which comes into force on 1 April 2006.

    (2) This Order applies in relation to Wales.

Interpretation
    
2.

    (1) In this Order—

    (2) In this Order, the use of the term "it" in relation to the contractor will be deemed to include a reference to a contractor that is an individual dental practitioner or two or more individuals practising in partnership and related expressions will be construed accordingly.



PART 2

TRANSITIONAL PROVISIONS IN RESPECT OF GENERAL DENTAL SERVICES PROVIDED BEFORE 1 APRIL 2006

Interpretation of Part 2
     3. For the purposes of this Part—

Applications for general dental services
    
4. Where, before 1 April 2006—

that application will be treated as a request made to the succeeding contractor for services under the term of the contract giving effect to paragraph 1 of Schedule 3 to the GDS Contracts Regulations or under the term of the agreement giving effect to paragraph 1 of Schedule 3 to the PDS Agreements Regulations.

Investigation of outstanding complaints
     5.

    (1) Subject to paragraph (2), where before 1 April 2006—

that complaint must, on or after 1 April 2006, be investigated, or in an appropriate case continue to be investigated, by the succeeding contractor as if paragraph 31A of Schedule 1 to the 1992 Regulations had not been revoked and continued to have effect as in force on 31 March 2006.

    (2) In a case where there is no succeeding contractor the complaint must be investigated by one of the persons specified in paragraph (3) as if paragraph 31A of Schedule 1 to the 1992 Regulations had not been revoked and continued to have effect as in force on 31 March 2006.

    (3) The persons referred to in paragraph (2) are—

    (4) The requirements referred to in paragraph (3)(a) are that the former partner or partners—

    (5) Where, under paragraph (3), a complaint made by or on behalf of a patient or former patient would fall to be investigated, or continue to be investigated, by more than one contractor, the contractors concerned will—

    (6) Where, under this article, a complaint falls to be investigated by a Local Health Board the investigation will be carried out in accordance with the Directions to Local Health Boards on dealing with complaints about Family Health Service Practitioners[16].

Complaints relating to general dental services made after 31 March 2006
     6.

    (1) Subject to paragraph (2), the complaints procedure established and operated by a succeeding contractor under the term of its—

will apply to any complaint which a patient or former patient of the relevant dental practitioner to whom it is a succeeding contractor could have made (but did not make) on or before 31 March 2006 under paragraph 31A of Schedule 1 to the 1992 Regulations as it applies to complaints made by a patient or former patient of the succeeding contractor in relation to any matter reasonably connected with the provision of services under the contract or, as the case may be, the agreement.

    (2) In a case where there is no succeeding contractor, the complaint must be investigated by the Local Health Board in whose area the general dental services were provided.

    (3) Where a complaint falls to be investigated by a Local Health Board as a consequence of paragraph (2), the investigation will be carried out in accordance with the Directions to Local Health Boards on dealing with complaints about Family Health Service Practitioners.

Patient information leaflet
    
7.

    (1) This article applies where a relevant dental practitioner had compiled a patient information leaflet which met the requirements of paragraph 32 of Schedule 1 and Schedule 5 to the 1992 Regulations on 31 March 2006 and that leaflet was, on that date, available to patients.

    (2) Subject to paragraph (3), the patient information leaflet made available to patients on or after 1 April 2006 by the succeeding contractor need not, until 1 August 2006, include all the information specified in the terms of—

    (3) The succeeding contractor must from the date of the commencement of services under the general dental services contract or the personal dental services agreement make available to patients in written form the information specified in paragraph (4) together with the patient information leaflet referred to in paragraph (1).

    (4) The information referred to in paragraph (3) is information regarding—

Recovery of Overpayments
    
8.

    (1) Where, before 1 April 2006, a dental practitioner had admitted an overpayment drawn to its attention by a Local Health Board or the Board under regulation 22 of the 1992 Regulations (recovery of overpayments) but the overpayment, or any part of it, had not been recovered, the amount overpaid, or any part of it not recovered before 1 April 2006, will notwithstanding the revocation of the 1992 Regulations continue to be recoverable by that Local Health Board and will be treated as a debt owed by that dental practitioner to that Local Health Board.

    (2) Notwithstanding the revocation of the 1992 Regulations, where a Local Health Board considers that a payment has been made to a dental practitioner under the SDR when it was not due and that alleged overpayment has not been drawn to the dental practitioner's attention by the Board or the Local Health Board before 1 April 2006, that Local Health Board may draw the overpayment to the attention of the dental practitioner and—

    (3) Where, before 1 April 2006, a Local Health Board has drawn a possible overpayment under the SDR to the attention of a dental practitioner, and the overpayment has not been admitted by him or her, then notwithstanding the revocation of the 1992 Regulations—

Remuneration of Dentists
    
9.

    (1) Notwithstanding the revocation of the 1992 Regulations, claims may still be made for payments under the SDR by a dental practitioner who may be entitled to such a payment (claims by virtue of article 38 are to be made to the NHS Business Services Authority), provided that the claim is made within any period stipulated in the SDR as being the period during which a claim for the payment is to be made.

    (2) If a claim is made outside the stipulated period provided for in the SDR, the NHS Business Services Authority may extend that period for up to six months from the date on which the circumstances which gave rise to the claim first arose.

    (3) Notwithstanding the revocation of the 1992 Regulations, as regards any claim for payment under the SDR which is made within the period stipulated in the SDR (whether before 1 April 2006 or by virtue of paragraph (1)) or within an extended period as provided for in paragraph (2), Parts 4, 5 and 5A of those Regulations will continue to apply and have effect as they were in force on 31 March 2006 in respect of—

in relation to general dental services provided before 1 April 2006.

Emergency dental services
    
10. Notwithstanding the revocation of the 1992 Regulations, where arrangements made under regulation 14 of the 1992 Regulations are in place immediately before 1 April 2006, those arrangements will continue to subsist until terminated by the Local Health Board or the dentist in accordance with the terms of those arrangements.

Service of documents
    
11. Where any notice or other document is required to be given or sent as a consequence of regulation 32 of the 1992 Regulations[17] and has not been given or sent before 1 April 2006, notwithstanding the revocation of the 1992 Regulations, regulation 32 of those Regulations will continue to have effect as in force on 31 March 2006 in respect of such a notice or document.

Repair and replacement of restorations
     12. Where, on or before 31 March 2006, a relevant dental practitioner has provided a restoration and that restoration requires repair or replacement which he or she would have been required to repair or replace under paragraph 7 of Schedule 1 to the 1992 Regulations, the succeeding contractor will repair or replace the restoration in accordance with the terms of the contract giving effect to paragraph 11 of Schedule 3 to the GDS Contracts Regulations or the terms of the agreement giving effect to paragraph 12 of Schedule 3 to the PDS Agreements Regulations.

Violent patients
    
13.

    (1) Where—

notwithstanding the revocation of the 1992 Regulations and subject to paragraph (2), paragraph 11A(4) of that Schedule will continue to have effect as in force on 31 March 2006 in respect of the person concerned.

    (2) The notification given in accordance with paragraph 11A(4) of Schedule 1 to the 1992 Regulations on or after 1 April 2006 will be treated as though it were a notification that the succeeding contractor does not wish to provide care and treatment to the person concerned under the general dental services contract or the personal dental services agreement.

Referral to another dentist, to a hospital or other service and treatment on referral
     14.

    (1) Where a patient has been referred on or before 31 March 2006 in accordance with paragraph 12(1) of Schedule 1 to the 1992 Regulations, and—

notwithstanding the revocation of the 1992 Regulations, paragraph 12(2) of Schedule 1 to those Regulations will continue to have effect as in force on 31 March 2006 in respect of the referral of that patient.

    (2) Where, on or before 31 March 2006, a relevant dental practitioner has provided a restoration in the course of treatment on referral and that restoration requires repair or replacement which he or she would have been required to repair or replace under paragraph 13 of Schedule 1 to the 1992 Regulations, the succeeding contractor will repair or replace the restoration in accordance with the terms of the contract giving effect to paragraph 11 of Schedule 3 to the GDS Contracts Regulations or the terms of the agreement giving effect to paragraph 12 of Schedule 3 to the PDS Agreement Regulations.

Inability to complete treatment
    
15.

    (1) Where a dentist—

notwithstanding the revocation of the 1992 Regulations, paragraph 14 of Schedule 1 to those Regulations will, subject to paragraph (2), continue to have effect as in force on 31 March 2006 in respect of that incomplete care and treatment.

    (2) Where paragraph (1) applies, on or after 1 April 2006, paragraph 14 of Schedule 1 to the 1992 Regulations will be read as if the reference to the Board in that paragraph were a reference to the NHS Business Services Authority.

Care and Treatment summaries
    
16. Where, on or before 31 March 2006, a patient requested a summary of the, care and treatment in accordance with paragraph 15 of Schedule 1 to the 1992 Regulations and the dentist has not provided that summary before 1 April 2006, notwithstanding the revocation of the 1992 Regulations, paragraph 15 of Schedule 1 to those Regulations will continue to have effect as in force on 31 March 2006 in respect of that request.

Occasional treatment
    
17.

    (1) Where a dentist—

notwithstanding the revocation of the 1992 Regulations, paragraph 17(3) of Schedule 1 to those Regulations will, subject to paragraph (2), continue to have effect as in force on 31 March 2006 in respect of that incomplete occasional treatment.

    (2) Where paragraph (1) applies, on or after 1 April 2006, paragraph 17(3) of Schedule 1 to the 1992 Regulations will be read as if the reference to the Board were a reference to the NHS Business Services Authority.

    (3) Where—

the succeeding contractor will repair or replace the filling or root filling in accordance with the terms of the contract giving effect to paragraph 11 of Schedule 3 to the GDS Contracts Regulations or the terms of the agreement giving effect to paragraph 12 of Schedule 3 to the PDS Agreements Regulations.

    (4) Where, on or before 31 March 2006—

notwithstanding the revocation of the 1992 Regulations, paragraph 18(2) and (3) of Schedule 1 to those Regulations will continue to have effect as in force on 31 March 2006 in respect of the referral of that patient.

Records
     18. Notwithstanding the revocation of the 1992 Regulations, a dentist will continue to keep a record in respect of the matters referred to in paragraph 25(1) of Schedule 1 to the 1992 Regulations (records) and that paragraph and paragraph 41 of that Schedule—



PART 3

TRANSITIONAL PROVISIONS IN RESPECT OF PERSONAL DENTAL SERVICES PROVIDED BEFORE 1 APRIL 2006

Interpretation of Part 3
    
19. In this Part—

Applications for personal dental services
    
20. Where, before 1 April 2006—

that application will be treated as a request made to the succeeding contractor for services under the term of the agreement giving effect to paragraph 1 of Schedule 3 to the PDS Agreements Regulations or under the term of the contract giving effect to paragraph 1 of Schedule 3 to the GDS Contracts Regulations.

Investigation of outstanding complaints
     21.

    (1) Subject to paragraph (2), where before 1 April 2006 a complaint had been made in accordance with the provisions in the pilot scheme agreement which give effect to the procedure set out in the PDS Directions, that complaint must, from 1 April 2006 be investigated or continue to be investigated by the succeeding contractor in accordance with the terms of the pilot scheme agreement as it had effect on 31 March 2006.

    (2) In a case where there is no succeeding contractor, the complaint must be investigated by the Local Health Board in whose area the personal dental services were provided.

    (3) Where a complaint falls to be investigated by a Local Health Board as a consequence of paragraph (2), the investigation will be carried out in accordance with the Directions to Local Health Boards on dealing with complaints about Family Health Service Practitioners.

Complaints relating to personal dental services made after 31 March 2006
    
22.

    (1) Subject to paragraph (2), the complaints procedure established and operated by a succeeding contractor—

will apply to any complaint which a patient or former patient of the relevant pilot scheme provider to whom it is a succeeding contractor could have made (but did not make) on or before 31 March 2006 under the pilot scheme agreement as it applies to complaints made by a patient or former patient of the succeeding contractor in relation to any matter reasonably connected with the provision of services under the agreement or, as the case may be, the contract.

    (2) In a case where there is no succeeding contractor, the complaint must be investigated by the Local Health Board in whose area the personal dental services were provided.

    (3) Where a complaint falls to be investigated by a Local Health Board as a consequence of paragraph (2), the investigation will be carried out in accordance with the Directions to Local Health Boards on dealing with complaints about Family Health Service Practitioners.

Patient information leaflet
    
23.

    (1) This article applies where a relevant pilot scheme provider had produced a pilot leaflet in accordance with the terms in the pilot scheme agreement which give effect to the requirements in the PDS Directions and that leaflet was, on 31 March 2006, available to patients.

    (2) Subject to paragraph (3), the patient information leaflet made available to patients on or after 1 April 2006 by the succeeding contractor need not, until 1 August 2006, include all the information specified in the terms of—

    (3) The succeeding contractor must from the date of the commencement of services under the personal dental services agreement or the general dental services contract make available to patients in written form the information specified in paragraph (4) together with the pilot leaflet referred to in paragraph (1).

    (4) The information referred to in paragraph (3) is information regarding—

Overpayments under a pilot scheme
    
24.

    (1) Where, on or before 31 March 2006, a pilot scheme provider has admitted an overpayment drawn to its attention by the Local Health Board or the Board but the overpayment, or any part of it, had not been recovered, the amount overpaid, or any part of it not recovered before 31 March 2006, will be recoverable by the Local Health Board in accordance with the arrangements for the recovery of overpayments provided for in the pilot scheme agreement as it had effect on 31 March 2006, and—

    (2) Where the Local Health Board considers that a payment had been made to a pilot scheme provider under the terms of the pilot scheme agreement when it was not due and that alleged overpayment has not been drawn to the pilot scheme provider's attention by the Board or the Local Health Board on or before 31 March 2006, that Local Health Board may draw the overpayment to the attention of the pilot scheme provider by notice, and—

    (3) Where, before 1 April 2006, a Local Health Board has drawn a possible overpayment to the attention of the pilot scheme provider and the overpayment has not been admitted by the pilot scheme provider, the arrangements for the recovery of disputed overpayments as provided for in the pilot scheme agreement as it had effect on 31 March 2006 will continue to apply in respect of the recovery of the amount of the possible overpayment.

    (4) For the purposes of the application of this article, a reference to the Board in a pilot scheme agreement will be read as including a reference to the NHS Business Services Authority.

    (5) This article is without prejudice to any arrangement for the recovery of dental charges set out in directions under sections 28E(3A) and 28N of the 1977 Act.

Remuneration of pilot scheme providers
    
25.

    (1) Subject to paragraphs (2) and (3), claims for remuneration under the terms of a pilot scheme agreement may still be made and acceded to in accordance with a pilot scheme agreement, where a pilot scheme provider is entitled to a payment—

and the claim is made or deemed to have been made within any period stipulated in the pilot scheme agreement as being the period during which a claim for payment is to be made.

    (2) In a case where no period is specified for the making of a claim for payment in the pilot scheme agreement or a claim is made outside the specified period, the Local Health Board with which the pilot scheme provider was a party to the agreement (or, where appropriate, the NHS Business Services Authority acting on its behalf) may agree to determine such claims for a period up to six months from the date on which the circumstances which gave rise to the claim first arose.

    (3) This article is without prejudice to any arrangements for the recovery of dental charges set out in directions under sections 28E(3A) and 28N of the 1977 Act.

Violent patients
    
26. Where—

the Local Health Board will take such steps to inform that person that the relevant pilot scheme provider does not wish to provide, on or after 1 April 2006, primary dental services to that person under the personal dental services agreement or the general dental services contract.

Repair or replacement of restorations
    
27. Where—

the succeeding contractor will repair or replace the restoration in accordance with the terms of the personal dental services agreement which give effect to paragraph 12 of Schedule 3 to the PDS Agreements Regulations or the terms of the general dental services contract which give effect to paragraph 11 of Schedule 3 to the GDS Contracts Regulations.

Provision of information
    
28.

    (1) Where—

the period in which that information is to be submitted and the manner of submission of that information is the period and manner which is specified in the terms of the pilot scheme agreement which give effect to paragraph 12 of Schedule 1 to the PDS Directions.

    (2) Where paragraph (1) applies, the succeeding contractor will provide such information as is reasonably required—

    (3) For the purposes of the application of paragraphs (1) and (2), any reference to the Board in a pilot scheme agreement will be read as including a reference to the NHS Business Services Authority.

Records
    
29. A pilot scheme provider will continue to keep records in respect of services provided under the pilot scheme agreement in accordance with the terms of that agreement and such terms will continue to apply to such records until 1 April 2008.

Disputes
    
30.

    (1) Where a dispute in respect of a pilot scheme agreement is pending on 31 March 2006 under the NHS dispute resolution procedure or a procedure specified in the terms of the pilot scheme agreement that gives effect to direction 19 of, and Schedule 3 to, the PDS Directions, the adjudicator will proceed to determine the dispute in accordance with the dispute resolution procedure that had effect on 31 March 2006 in respect of that dispute.

    (2) In this article, the expression "adjudicator" means—



PART 4

TRANSITIONAL ARRANGEMENTS: THE NATIONAL HEALTH SERVICE (SERVICE COMMITTEES AND TRIBUNAL) REGULATIONS 1992

Interpretation
     31.

    (1) In this Part—

    (2) Unless the context otherwise requires, any reference in this Part to—

Cases where no decision has been made before the relevant date as to whether disciplinary action should be taken (regulation 4)
     32.

    (1) Where, before the relevant date, or on or after the relevant date in respect of a matter that occurred before the relevant date, a Local Health Board receives, or has received, information that could amount to an allegation that a dentist had failed to comply with his or her terms of service and—

paragraph (2) will apply.

    (2) Where this paragraph applies, the Local Health Board will—

    (3) If the appropriate LHB, or its reference committee, decides, pursuant to paragraph (2)(a) or (2)(b), to refer the matter to the discipline committee of another Local Health Board (B) in accordance with regulation 4(2)(a) or (7)—

Referrals to investigating discipline committees before the relevant date (regulation 5)
    
33. Where a Local Health Board (A) has, before the relevant date, referred a matter in respect of a dentist to another Local Health Board (B) in accordance with regulation 4(2)(a) or (7) and—

Determination of a Local Health Board or the National Assembly for Wales made before the relevant date (regulations 8, 9, 10 and 11)
    
34.

    (1) Where, before the relevant date, a Local Health Board (or where relevant, the National Assembly for Wales) has determined pursuant to regulation 8(5)(a), regulation 9(3) or regulation 11 that an amount should be recovered from the dentist, in so far as any of that amount has not been recovered before the relevant date, it will continue to be recoverable by the Local Health Board that was the appropriate LHB for the purposes of the Service Committees Regulations in respect of that matter, and it will be treated as a debt owed by that dentist to that Board.

    (2) Where a contracting LHB has record of, or receives notification of, an adverse determination made before the relevant date pursuant to regulation 8, 9, 10, 11 or 12 in respect of a dentist (where, in the case of a determination under regulation 8, such a determination was not overturned on appeal), paragraph (3) will apply without prejudice to any other rights the contracting LHB may have to take action against the relevant contractor pursuant to any term of the general dental services contract or personal dental services agreement.

    (3) Where this paragraph applies, the contracting LHB—

    (4) Where a Performers List LHB has record of, or receives notification of, an adverse determination pursuant to regulation 8, 9, 10, 11 or 12 made before the relevant date in respect of a dentist (where, in the case of a determination under regulation 8, such a determination was not overturned on appeal) it may take that determination into account in determining what (if any) action it should take in respect of that dentist pursuant to its powers under the Performers Lists Regulations.

Determination of a Local Health Board made on or after the relevant date (regulation 8)
    
35.

    (1) Where, on or after the relevant date, an appropriate LHB is determining what (if any) action to take pursuant to regulation 8 in accordance with provision made in this Part, it will make such a determination in accordance with such limitation and modifications to that regulation as are specified in this article.

    (2) The appropriate LHB may—

and if it makes any one or more of the decisions specified in sub-paragraphs (b) to (d), it will, after the period specified in regulation 8(11)(a) or (b) (as applicable) has expired, notify in writing the contracting LHB and the Performers List LHB (if any) of its decision and the reasons for it, if either one is a different Local Health Board to the appropriate LHB.

    (3) Where, pursuant to paragraph (2)(b), the appropriate LHB determines that an amount should be recovered from the dentist, regulation 8(9) will not apply and that amount will be recoverable by the appropriate LHB and it will be treated as a debt owed by that dentist to the appropriate LHB.

    (4) Where the appropriate LHB has notified the contracting LHB that it has made any of the determinations specified in paragraph (2)(b) to (2)(d), or where the appropriate LHB is the contracting LHB, paragraph (5) will apply without prejudice to any other rights the contracting LHB may have to take action against the relevant contractor pursuant to any term of the general dental services contract or personal dental services agreement.

    (5) Where this paragraph applies, the contracting LHB—

    (6) Where—

it will consider what (if any) action it should take in respect of that dentist pursuant to its powers under the Performers Lists Regulations.

Appeals to the National Assembly for Wales against determinations of Local Health Boards (regulations 9, 10 and 11)
    
36.

    (1) Where—

that appeal will be determined pursuant to regulations 9, 10, 11 and 12, as if the amendments to those regulations and Schedule 5 had not taken effect.

    (2) Where an appropriate LHB has made a determination in respect of a dentist on or after the relevant date pursuant to this Part—

as if the amendments to those regulations and to Schedule 5 had not taken effect.

    (3) Where, on or after the relevant date, the National Assembly for Wales is determining pursuant to regulation 9, 10, 11 or 12 what (if any) action to take in respect of a dentist, it will make a determination pursuant to those regulations as if the amendments to those regulations and to Schedule 5 had not taken effect and that determination will have effect in accordance with this article.

    (4) If, in accordance with paragraph (3), the National Assembly for Wales determines pursuant to—

it will, in addition to the persons specified in regulation 10(14), notify the Local Health Board specified in paragraph (5).

    (5) The National Assembly for Wales will, pursuant to paragraph (4)(a) to (4)(d), notify the contracting LHB and the Performers List LHB (if any) of its determination if those Local Health Boards are different to the Local Health Board referred to in regulation 10(14).

    (6) Where, pursuant to regulation 8(5)(a), 9(3) or 11, the National Assembly for Wales has determined that an amount will be recovered from a dentist it will direct the appropriate LHB, to recover that amount from the dentist and that amount will be a debt owed to that appropriate LHB.

    (7) Where, pursuant to paragraph (5), the National Assembly for Wales has notified the contracting LHB that it has taken any of the decisions specified in paragraph (4)(a) to (4)(d), whether or not the contracting LHB is also the appropriate LHB, paragraph (8) will apply without prejudice to any other right the contracting LHB may have to take action against the relevant contractor pursuant to any term of the general dental services contract or personal dental services agreement.

    (8) Where this paragraph applies, the contracting LHB may, in relation to a relevant contractor, take into account the determination of the National Assembly for Wales if it is considering, pursuant to a term of the general dental services contract that gives effect to paragraph 73(7) of Schedule 3 to the GDS Contracts Regulations or the personal dental services agreement that gives effect to paragraph 71(7) of Schedule 3 to the PDS Agreements Regulations whether the cumulative effect of breaches under that contract or agreement is such that to allow the contract or agreement to continue would be prejudicial to the efficiency of the services provided under that contract or agreement.

    (9) The contracting LHB will not, pursuant to paragraph (8), take into account any notification received that relates to a determination that was made by the National Assembly for Wales that occurred more than 6 years prior to the date upon which the contracting LHB is considering the matter pursuant to paragraph (8).

    (10) Where a Performers List LHB has received notification from the National Assembly for Wales pursuant to paragraph (4) or (5), whether or not the Performers List LHB is also the appropriate LHB, it will consider what (if any) action it should take in respect of that dentist pursuant to its powers under the Performers Lists Regulations.

Functions of Local Dental Committees
    
37. Where—

the Local Dental Committee that is recognised by a Local Health Board pursuant to section 45B of the 1977 Act[25] (local dental committees) will be the Committee to consider or determine the matter.



PART 5

TRANSITIONAL PROVISIONS IN RESPECT OF GENERAL DENTAL SERVICES AND PERSONAL DENTAL SERVICES

Functions in respect of general dental services
     38.

    (1) Subject to paragraph (3), the functions of the Board under the 1992 Regulations which are specified in paragraph (2) will be exercisable by the NHS Business Services Authority in respect of general dental services provided before 1 April 2006.

    (2) The specified functions referred to in paragraph (1) are—

    (3) Notwithstanding the revocation of the 1992 Regulations, for the purposes of the NHS Business Services Authority exercising the functions of the Board, the provisions specified in paragraph (2) will continue to have effect as on 31 March 2006 and references to the Board in those provisions will be read as a reference to the NHS Business Services Authority.

Appeals from decisions of the Board
    
39.

    (1) Notwithstanding the revocation of the 1992 Regulations and subject to the following paragraphs, regulation 30A of the 1992 Regulations[
26] will continue to have effect in respect—

    (2) In a case where paragraph (1) applies—

Local Dental Committees in respect of appeals
     40. Where—

the Local Dental Committee that is recognised by a Local Health Board pursuant to section 45B of the 1977 Act will be the Committee to be consulted or to make the nomination for the purpose of the continuing application of regulation 30A(6) and (7) of the 1992 Regulations.

Functions of the Board in respect of personal dental services
    
41.

    (1) In respect of the provision of personal dental services on or before 31 March 2006, the functions of the Board which are exercisable as a consequence of—

of the Dental Practice Board (Personal Dental Services) Regulations 1998[27] and article 28, notwithstanding the revocation of those Regulations, are to be exercised by the NHS Business Services Authority in accordance with those Regulations and the Directions to the Dental Practice Board Concerning Functions relating to Personal Dental Services Pilot Schemes[28] as they had effect on 31 March 2006 and as if the reference in those Regulations and Directions to the Board were a reference to the NHS Business Services Authority.

    (2) For the purposes of paragraph (1), regulation 6 of the Dental Practice Board (Personal Dental Services) Regulations 1998 (monitoring dental treatment) will, notwithstanding the revocation of those Regulations, continue to have effect in respect of treatment or a description of treatment carried out on or before 31 March 2006 as if the reference to the Board in that regulation were a reference to the NHS Business Services Authority.

    (3) The ancillary functions which relate to the functions specified in paragraph (1) and which are referred to in, or are a consequence of, directions 14(b), 17, 23(a) and 25(b) of, and paragraph 12 of Schedule 1 to, the PDS Directions will be exercisable by the NHS Business Services Authority.

    (4) In relation to the terms of a pilot scheme agreement which give effect to the directions mentioned in paragraph (3), any reference to the Board in that agreement will be read as a reference to the NHS Business Services Authority for the purposes of the exercise of functions by that Authority.



PART 6

MISCELLANEOUS TRANSITIONAL, CONSEQUENTIAL AND REVOCATIONS PROVISIONS

Transitional provision in relation to the Family Health Services Appeal Authority (Procedure) Rules 2001
     42. Notwithstanding the amendments made to the Family Health Services Appeal Authority (Procedure) Rules 2001[29] by paragraph 5 of Schedule 1, those Rules will, in relation to any decision of a Local Health Board made before 1 April 2006, continue to apply as they had effect on 31 March 2006 and as if those amendments had not been made.

Amendment to the Transitional Order
     43. For articles 4(3)(b) and 5(3)(b) (entitlement to a general dental services contract) and 16(2)(b) and 17(2)(b) (entitlement to a personal dental services agreement) of the Transitional Order, there will be substituted—

Minor and consequential amendments
    
44. The provisions listed in Schedule 1 are amended as there specified.

Revocations
    
45. The provisions listed in Schedule 2 are revoked to the extent there specified.



Signed on behalf of the National Assembly for Wales under section 66(1) of the Government of Wales Act 1998[
30].


D. Elis-Thomas
The Presiding Officer of the National Assembly

28 March 2006



SCHEDULE 1
Article 44


MINOR AND CONSEQUENTIAL AMENDMENTS


The National Health Service Trusts (Membership and Procedure) Regulations 1990
     1.

    (1) The National Health Service Trusts (Membership and Procedure) Regulations 1990[
31] will be amended as provided in this paragraph.

    (2) In regulation 1 (citation, commencement and interpretation) omit the definition of "general dental practitioner".

    (3) In regulation 11 (disqualification for appointment of chairman and non-executive directors), in paragraph (1)(f)—

The National Health Service (Service Committees and Tribunal) Regulations 1992
     2.

    (1) Subject to articles 31 to 37, the National Health Service (Service Committees and Tribunal) Regulations 1992[32] will be amended in accordance with this paragraph.

    (2) In regulation 2 (interpretation)—

    (3) In regulation 3 (establishment of committees), omit paragraph (1)(b).

    (4) In regulation 4 (provisions relating to the start of disciplinary proceedings) in paragraph (5)(a), omit "dental,".

    (5) In regulation 5 (referral to investigating discipline committee), omit paragraph (3)(b).

    (6) In regulation 6 (time limits), omit paragraph (3)(b), (4) and (5).

    (7) In regulation 8 (determination of appropriate Health Authority or Local Health Board)—

    (8) In regulation 9 (appeal to the Secretary of State)—

    (9) In regulation 10 (procedure on appeal)—

    (10) In regulation 11 (recovery of amounts from practitioners following appeal)—

    (11) Omit regulation 12 (prior approval in dental cases).

    (12) In regulation 20 (power of Local Representative Committees to consider complaints), omit paragraph (2).

    (13) In Schedule 2 (constitution of discipline committees)—

    (14) In Schedule 4 (procedure for investigation by discipline committees)—

    (15) In Schedule 5 (advisory committees), omit paragraph 2 and Part 3.

The Health Authorities (Membership and Procedure) Regulations 1996
     3.

    (1) The Health Authorities (Membership and Procedure) Regulations 1996[33] will be amended as provided in this paragraph.

    (2) In regulation 1 (citation, commencement and interpretation)—

    (3) In regulation 10 (disqualification for appointment), in paragraph (5)(b), after "primary medical services" insert "or primary dental services".

    (4) In regulation 14 (appointment of committees and sub-committees), in paragraph (3), after "primary medical services" insert "or primary dental services".

    (5) In regulation 16 (disability of chairman and members in proceedings on account of pecuniary interest), in paragraph (6)(b), after "primary medical services" insert "or primary dental services".

The National Health Service (Charges for Drugs and Appliances) (Wales) Regulations 2001
     4. In the National Health Service (Charges for Drugs and Appliances) (Wales) Regulations 2001[34], in regulation 2(1) (interpretation), in the definition of "terms of service"omit "general dental services".

The Family Health Services Appeal Authority (Procedure) Rules 2001
     5. In rule 2 (interpretation) of the Family Health Services Appeal Authority (Procedure) Rules 2001[35], in the definition of "FHS Regulations"—

The National Health Service (Pharmaceutical Services) Regulations 1992
     6. In the National Health Service (Pharmaceutical Services) Regulations 1992[36] (interpretation)—



SCHEDULE 2
Article 45


REVOCATIONS


Regulations revoked References Extent of revocation
     1. The National Health Service (General Dental Services) (Miscellaneous Amendments) Regulations 1990

S.I. 1990/1638 The whole Regulations
     2. The National Health Service (General Dental Services) Regulations 1992

S.I. 1992/661 The whole Regulations
     3. The National Health Service (General Dental Services) Amendment Regulations 1992

S.I. 1992/1509 The whole Regulations
     4. The National Health Service (General Dental Services) Amendment Regulations 1993

S.I. 1993/2209 The whole Regulations
     5. The National Health Service (General Dental Services) Amendment (No.2) Regulations 1993

S.I. 1993/3172 The whole Regulations
     6. The National Health Service (General Dental Services) Amendment Regulations 1995

S.I. 1995/3092 The whole Regulations
     7. The National Health Service (General Dental Services) Amendment Regulations 1996

S.I. 1996/704 The whole Regulations
     8. The National Health Service (General Dental Services) Amendment (No.2) Regulations 1996

S.I. 1996/2051 The whole Regulations
     9. The National Health Service (Proposals for Pilot Schemes) and (Miscellaneous Amendments) Regulations 1997

S.I. 1997/2289 The whole Regulations
     10. The National Health Service (Pilot Schemes – Health Service Bodies) Regulations 1997

S.I. 1997/2929 The whole Regulations
     11. The National Health Service (Proposals for Pilot Schemes) and (Miscellaneous Amendments) Amendment Regulations 1998

S.I. 1998/2224 The whole Regulations
     12. The National Health Service (Pilot Schemes: Miscellaneous Provisions and Consequential Amendments) Regulations 1998

S.I. 1998/646 The whole Regulations
     13. The National Health Service (Pilot Schemes: Financial Assistance for Preparatory Work) Regulations 1998

S.I. 1998/1330 The whole Regulations
     14. The National Health Service (General Dental Services) Amendment Regulations 1998

S.I. 1998/1648 The whole Regulations
     15. The National Health Service (Choice of Dental Practitioner) Regulations 1998

S.I. 1998/2222 The whole Regulations
     16. The National Health Service (Pilot Schemes for Personal Dental Services: Miscellaneous Provisions and Consequential Amendments) Regulations 1998

S.I. 1998/2224 The whole Regulations
     17. The National Health Service (General Dental Services) Amendment (Wales) Regulations 2000

S.I. 2000/3118 (W.197) The whole Regulations
     18. The National Health Service (General Dental Services) (Amendment) (Wales) Regulations 2001

S.I. 2001/2133 (W.148) The whole Regulations
     19. The National Health Service (General Dental Services) Amendment (No.5) Regulations 2001

S.I. 2001/2421 The whole Regulations
     20. The National Health Service (General Dental Services) (Amendment) (No.2) (Wales) Regulations 2001

S.I. 2001/2706 (W.226) The whole Regulations
     21. The National Health Service (General Dental Services) (Amendment) (No.3) (Wales) Regulations 2001

S.I. 2001/4000 (W.328) The whole Regulations
     22. The National Health Service (General Dental Services) (Amendment) (Wales) Regulations 2002

S.I. 2002/918 (W.106) The whole Regulations
     23. The National Health Service (General Dental Services) (Amendment) (Wales) (No. 2) Regulations 2002

S.I. 2002/1881 (W.190) The whole Regulations
     24. The National Health Service (General Dental Services) (Amendment) (Wales) Regulations 2003

S.I. 2003/782 (W.93) The whole Regulations
     25. The National Health Service (General Dental Services) (Amendment) (No.2) (Wales) Regulations 2003

S.I. 2003/1976 (W.215) The whole Regulations



EXPLANATORY NOTE

(This note is not part of the Order)


This Order makes further transitional and consequential provision relating to—

Part 2 of the Order makes transitional provision in respect of general dental services provided before 1 April 2006. Article 4 makes provision in respect of applications made before 1 April 2006 for general dental services to be treated as applications for services under a General Dental Services Contract ("GDS contract") or Personal Dental Services Agreement ("PDS agreement"). Articles 5 and 6 make provision in respect of complaints pending on or made after 1 April 2006. Articles 7 and 10 to 15 make transitional provision in respect of patient information leaflets, emergency dental service, repair and replacement of restorations, service of documents, violent patients, referrals and inability to complete treatment. Articles 8 and 9 make provision in respect of payments and recovery of payments relating to periods before 1 April 2006.

Part 3 of the Order makes transitional provision in respect of personal dental services provided before 1 April 2006. Article 20 makes provision in respect of applications made before 1 April 2006 for personal dental services to be treated as applications for services under a PDS agreement or a GDS contract. Articles 21 and 22 make provision in respect of complaints pending on or made after 1 April 2006. Articles 23 and 26 to 30 make transitional provision in respect of patient information leaflets, violent patients, repair and restorations, provision of information, records and disputes. Articles 24 and 25 make provision in respect of recovery of payments and the remuneration of pilot scheme providers.

Part 4 makes transitional arrangements in relation to the National Health Service (Service Committees and Tribunals) Regulations 1992 which are also amended in Schedule 1.

Part 5 makes transitional provisions in relation to the introduction of new arrangements for primary dental services from 1 April 2006 and the transfer of functions to the NHS Business Services Authority.

Part 6 and the Schedules make miscellaneous, minor and consequential amendments and revocations.

A Regulatory Appraisal has been prepared in respect of the National Health Service (Personal Dental Services Agreements) (Wales) Regulations 2006 (S.I. 2006/489 (W.58)) and the National Health (General Dental Service Contracts) (Wales) Regulations 2006 (S.I. 2006/490 (W.59)) and copies have been placed in the library of the National Assembly for Wales.


Notes:

[1] 2003 c.43.back

[2] 1977 c.49.back

[3] S.I. 1992/661.back

[4] S.I 2006/490 (W.59).back

[5] Section 28K was inserted into the 1977 Act by section 172 of the Health and Social Care (Community Health and Standards) Act 2003 ("the 2003 Act").back

[6] S.I. 2005/2414.back

[7] S.I. 2006/491 (W.60).back

[8] S.I. 2006/489 (W.58).back

[9] The Directions were made in August 1998.back

[10] Section 28C was inserted into the 1977 Act by section 21(1) of the National Health Service (Primary Care) Act 1997 (c.46).back

[11] 1997 c.47.back

[12] S.I. 2006/488 (W.57).back

[13] "General dental services" has the meaning given to it in section 35(1A) of the 1977 Act.back

[14] S.I. 1998/2222.back

[15] Paragraph 31A was inserted into the 1992 Regulations by S.I. 1996/704.back

[16] These directions were made in March 2003.back

[17] Regulation 32 was substituted by regulation 6 of S.I. 1993/2209.back

[18] Paragraph 11A was inserted into Schedule 1 to the 1992 Regulations by S.I 1998/1648.back

[19] Paragraph 17 of Schedule 1 to the 1992 Regulations was substituted by S.I. 2003/138.back

[20] "Personal dental services" has the meaning given to it in section 28C(7) of the 1977 Act prior to its repeal by 2003 Act.back

[21] S.I. 1998/2222.back

[22] 1990 c.19.back

[23] S.I. 1992/664.back

[24] S.I. 2004/1020 (W.117).back

[25] Section 45B is inserted into the 1977 Act by the 2003 Act, Schedule 11, paragraph 23.back

[26] Regulation 30A is inserted by regulation 4 of S.I. 1996/704.back

[27] S.I 1998/2223.back

[28] The Directions to the Dental Practice Board Concerning Functions Relating To Personal Dental Services Pilot Schemes were made on 11 September 1998.back

[29] S.I. 2001/3750.back

[30] 1998 c.38.back

[31] S.I. 1990/2024.back

[32] S.I. 1992/664.back

[33] S.I. 1996/707.back

[34] S.I. 2001/1358.back

[35] S.I. 2001/3750.back

[36] S.I. 1992/662.back



ISBN 0 11 091325 6


 © Crown copyright 2006

Prepared 21 April 2006


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