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England and Wales High Court (Patents Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Patents Court) Decisions >> Lufthansa Technik AG v Astronics Advanced Electronic Systems & Anor [2020] EWHC 1968 (Pat) (22 July 2020) URL: http://www.bailii.org/ew/cases/EWHC/Patents/2020/1968.html Cite as: [2021] RPC 6, [2020] EWHC 1968 (Pat) |
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BUSINESS AND PROPERTY COURTS OF ENGLAND AND WALES
INTELLECTUAL PROPERTY LIST (ChD)
PATENTS COURT
Rolls Building, Fetter Lane, London, EC4A 1NL |
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B e f o r e :
____________________
LUFTHANSA TECHNIK AG (a company incorporated under the laws of the Federal Republic of Germany) |
Claimant |
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- and - |
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ASTRONICS ADVANCED ELECTRONIC SYSTEMS (a company incorporated under the laws of the state of Washington, USA) SAFRAN SEATS GB LIMITED |
Defendants |
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Piers Acland QC and Stuart Baran (instructed by Hogan Lovells International LLP and Pinsent Masons LLP) for the Defendants in both actions
Hearing dates: 22 – 26 June and 1 July 2020
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Crown Copyright ©
Covid-19 Protocol: This judgment is to be handed down by the judge remotely by circulation to the parties' representatives by email and release to Bailii. The date for hand-down is deemed to be at 10.00 am on 22 July 2020.
MR JUSTICE MORGAN:
Contents
Topic | Paragraph |
Introduction | 1 |
The witnesses | 7 |
The skilled person | 9 |
The Patent | 19 |
The claims in the Patent | 45 |
Quintel | 46 |
The construction of the claims in the Patent | 63 |
The first construction Issue | 67 |
The second construction Issue | 80 |
The third construction Issue | 95 |
The fourth construction Issue | 97 |
Novelty: the legal principles | 107 |
The disclosure in Neuenschwander | 112 |
The issues as to the disclosure in Neuenschwander | 143 |
The disclosure in Sellati | 163 |
The issue as to the disclosure in Sellati | 175 |
Conclusions on novelty | 183 |
Inventive step | 192 |
The common general knowledge | 199 |
The EmPower System | 200 |
The ARINC specification | 207 |
The safety problems | 209 |
The mindset of the skilled person | 217 |
Cross-examination as to the FAA memorandum | 239 |
The inventive concept | 245 |
Is claim 1 of the Patent obvious over Sellati? | 246 |
Is claim 1 of the Patent obvious over Neuenschwander? | 261 |
Is claim 2 of the Patent obvious over Sellati? | 265 |
Is claim 2 of the Patent obvious over Neuenschwander? | 272 |
Infringement | 273 |
The overall result | 290 |
Introduction
The witnesses
The skilled person
The Patent
"In [Quintel], on which the introductory clause of claim 1 is based, a voltage supply apparatus is described that comprises a socket and a supply device that is arranged away from the socket. The socket and the supply device are connected to each other via signal lines for the transfer of signals and power supply cables for the transfer of power. The socket has a plug detector that detects the presence of the plug casing at the socket. The detection supply voltage via the supply cables to the socket, if the presence of the plug is signalled to the supply device via the signal lines."
"Due to separate and remote locating of supply device and socket, the supply device, which may be carrying mains voltage, is kept away from the actual power drawing point, namely the socket. The supply device can then be arranged in such a way that there is no source of danger for the passenger."
"[0011] The socket detector is designed in such a way that it detects the presence of a contact pin of the plug in the socket. This ensures that a plug inserted in the socket is reliably detected.
[0012] The supply device only applies the supply voltage, if the presence of two plug contact pins is detected simultaneously. If both contact pins are detected simultaneously, it can be assumed with a high degree of probability that the socket has not been tampered with, rather that a plug has been actually been plugged in. In this way a high level of security against tampering and unwanted application of the supply voltage to the socket is achieved."
"[0013] In a preferred embodiment, the supply device only applies the supply voltage if a maximum contact time is not exceeded between the detection of the first and the second contact pin of the plug. In this way, it is checked whether both contact pins are plugged in at the same time in the socket. If there is too great a time difference between insertion of the two contact pins, it is assumed that the socket is being tampered with. In this case, no supply voltage is applied to the socket, so that endangerment of a person is excluded."
"[0014] In a preferred embodiment, the plug detector comprises mechanical switches activated by the inserted contact pins of the plug. This ensures a simple and reliable detection of the contact pins."
The claims in the Patent
"1. A voltage supply apparatus for providing a supply voltage for electric devices (36) in an aeroplane cabin, comprising
a socket (22) to which the device (36) is connectable by means of a plug (38) and to which the supply voltage can be applied, the socket (22) comprising a socket detector (45, 46, 48) detecting the presence of a plug (38) inserted in the socket (22), and a supply device (16) being provided remotely from the socket (22) and being connected to the socket (22) via a signal line (18) and via a supply line (20) for the supply voltage, the supply device (16) applying the supply voltage to the socket (22) when the plug detectors (45, 46, 48) indicate the presence of the plug (38) via the signal line (18) to the supply device (16).
characterized in that
the plug detector (45, 46) is formed such as to detect the presence of two contact pins (53, 54) of the plug (38) in the socket (22), and
the supply device (16) only applies the supply voltage to the socket (22) if the presence of two contact pins (53, 54) of the plug (38) is detected simultaneously.
2. The voltage supply apparatus according to claim 1, wherein the supply device (16) only applies the supply voltage if a maximum contact time is not exceeded between the detection of the first and the second contact pin (53, 54) of the plug (38).
3. The voltage supply apparatus according to claim 1 or 2, wherein the plug detector comprises mechanical switches (45, 46) activated by the inserted contact pins (53, 54) of the plug (38).
4. The voltage supply apparatus according to one of claims 1 - 3, wherein the plug (22) comprises a casing detector (48) detecting the presence of the plug casing (51) of the plug (38) at the socket (22).
5. The voltage supply apparatus according to claim 4, wherein the casing detector (48) is an optical reflection sensor detecting a minimum distance of the plug casing (51) to the socket (22).
6. The voltage supply apparatus according to claim 4 or 5, wherein the supply device (16) applies the supply voltage to the socket (22) only if the plug detector (45, 46) indicates the presence of the contact pins (53, 54) and the casing detector (48) indicates the presence of the plug casing (51).
7. The voltage supply apparatus according to one of claims 1-6, wherein a plurality of supply devices (16) and a central voltage source (30) are provided for the voltage supply of the supply devices (16), the voltage source (30) being able to be deactivated by a control signal."
Quintel
The construction of the claims in the Patent
i) in Claim 1, do the words "the plug in the socket" refer only to a plug which has been fully inserted, or can they refer also to a plug which has been partially inserted, in the socket?ii) in Claim 1, what is meant by "remotely" in the phrase "a supply device being provided remotely from the socket"?
iii) in Claim 1, does "a voltage supply apparatus" which comprises the following components, a supply device, a socket, a signal line and a supply line, refer only to the position when the components are connected to each other?
iv) in Claim 7, what is meant by "a central voltage supply"?
The first construction issue
The second construction issue
i) Claim 1 should be construed in the light of the disclosure in Quintel; Quintel showed a considerable degree of separation of the socket from the supply device; Quintel also disclosed that the plug made a watertight contact with the socket which prevented a short-circuit even when the socket (but not, of course, the power supply) was underwater and that disclosure implicitly disclosed a significant separation of the socket from the supply device;ii) Claim 1 should be construed in the light of paragraphs [0008], [0009] and [0010] of the description in the Patent;
iii) the German court considered this issue and held that the supply device was to be set up "at a distance" from the socket;
iv) Professor Wheeler said that it was common general knowledge that it would be necessary to design an ISPSS in a way which avoided the safety risk which would arise if the supply device was drenched as a result of, for example, a passenger spilling a drink into the socket.
i) Professor Wheeler's written evidence put forward a variety of interpretations as to his understanding of what was meant by "remotely" and Mr Cuddigan's submissions were different again;ii) the Claimant's construction made no sense; the reference to remoteness was to do with the location of the supply device with respect to the socket and not with respect to the passenger;
iii) the supply device would need to be in a tamper-proof or at least robust housing, inaccessible to liquid in which case proximity to the passenger would be of little consequence;
iv) in any case, the language of the Claimant's formulation was hopelessly vague;
v) Claim 1 was to be construed against the background of paragraphs [0006] to [0010] of the description in the Patent which required the supply device to be physically separate from the socket;
vi) there was no other minimum condition as to the degree of separation of the supply device from the socket; the Patent gave no hint as to what any such minimum condition might be and if there were such a condition the claim would be insufficient because a skilled person could not know what was permitted and what was an infringement;
vii) all the requirements of Claim 1 were satisfied irrespective of the length of the cables joining the supply device to the socket;
viii) although a shorter cable would limit the design options for locating the supply device, the Patent was not concerned with increasing design freedom.
The third construction issue
The fourth construction issue
Novelty: the legal principles
"To determine whether a patentee's claim has been anticipated by an earlier publication it is necessary to compare the earlier publication with the patentee's claim … If the earlier publication … discloses the same device as the device which the patentee by his claim … asserts that he has invented, the patentee's claim has been anticipated, but not otherwise. …
When the prior inventor's publication and the patentee's claim have respectively been construed by the court in the light of all properly admissible evidence as to technical matters, the meaning of words and expressions used in the art and so forth, the question whether the patentee's claim is new … falls to be decided as a question of fact. If the prior inventor's publication contains a clear description of, or clear instructions to do or make, something that would infringe the patentee's claim if carried out after the grant of the patentee's patent, the patentee's claim will have been shown to lack the necessary novelty … The prior inventor, however, and the patentee may have approached the same device from different starting points and may for this reason, or it may be for other reasons, have so described their devices that it cannot be immediately discerned from a reading of the language which they have respectively used that they have discovered in truth the same device; but if carrying out the directions contained in the prior inventor's publication will inevitably result in something being made or done which, if the patentee's claim were valid, would constitute an infringement of the patentee's claim, this circumstance demonstrates that the patentee's claim has in fact been anticipated.
If, on the other hand, the prior publication contains a direction which is capable of being carried out in a manner which would infringe the patentee's claim, but would be at least as likely to be carried out in a way which would not do so, the patentee's claim will not have been anticipated, although it may fail on the ground of obviousness. To anticipate the patentee's claim the prior publication must contain clear and unmistakeable directions to do what the patentee claims to have invented … A signpost, however clear, upon the road to the patentee's invention will not suffice. The prior inventor must be clearly shown to have planted his flag at the precise destination before the patentee."
"22. … the matter relied upon as prior art must disclose subject-matter which, if performed, would necessarily result in an infringement of the patent. That may be because the prior art discloses the same invention. In that case there will be no question that performance of the earlier invention would infringe and usually it will be apparent to someone who is aware of both the prior art and the patent that it will do so. But patent infringement does not require that one should be aware that one is infringing: "whether or not a person is working [an] … invention is an objective fact independent of what he knows or thinks about what he is doing": Merrell Dow Pharmaceuticals Inc v H N Norton & Co Ltd [1996] RPC 76, 90. It follows that, whether or not it would be apparent to anyone at the time, whenever subject-matter described in the prior disclosure is capable of being performed and is such that, if performed, it must result in the patent being infringed, the disclosure condition is satisfied. The flag has been planted, even though the author or maker of the prior art was not aware that he was doing so."
The disclosure in Neuenschwander
i) providing a design in which the live contact terminal of the receptacle was not in contact with the electric supply line unless and until both, or all, the pins of the plug had been introduced into the receptacle (column 2, lines 40-45);
ii) the insertion of the plug should be substantially unencumbered by the safety features (column 2, lines 46-59);
iii) the features needed for safe and simple operation should not require more space than was available within a receptacle of conventional construction (column 2, lines 50-54).
The issues as to the disclosure in Neuenschwander
i) Mr Barovsky had put forward reasons for his contention that the power supply had to be separate from the socket;ii) Mr Barovsky had confirmed in cross-examination that, in his four reports, he had identified all of the parts of Neuenschwander which were relevant to all of the points he wished to make;
iii) although Mr Acland submitted that other parts of the Neuenschwander were relevant to this issue of remoteness, those parts had not been identified by Mr Barovsky;
iv) Mr Barovsky relied on a passage in the description in Neuenschwander which referred to two optical conductors (52 and 53) extending from the socket (the receptacle) to an electronic amplifier circuit (54), and the illustration of this point in Figure 2, in support of his contention that the amplifier was not in the socket and was therefore "remote", by which Mr Barovsky meant "separate";
v) Mr Barovsky also relied on Figure 2 which showed the supply lines from the receptacle to 47 and 49 as discontinuous supply lines which were said to show that the power supply was separate from the socket;
vi) Figure 2 was a schematic diagram and did not show the physical location of the components;
vii) whilst it was accepted that the lines from the receptacle to 47 and 49 did show a discontinuity, the lines from the receptacle to the amplifier (54) did not, as the dots and dashes were used to show an optical, rather than an electrical, connection;
viii) the description in Neuenschwander did not draw attention to any issue as to remoteness or any perceived benefit as to remoteness;
ix) for there to be a relevant disclosure, there must be a clear and unmistakeable direction in that respect.
i) Figure 2 shows the power supply at a distance from the socket as explained by Mr Barovsky;ii) Figures 1b and 5 do not show the power supply within the socket;
iii) Figure 5 shows the optical circuit extending out the back of the socket;
iv) column 3, lines 66 to 68, referred to the possibility of the emitter and receptor not being within the receptacle but being "at a distance" from the respective opposite ends of the barrier portion; it was suggested that, for this possibility, the emitter and reception would be at the ends of the optical conductors which emerged from the back of the socket as shown in Figure 5.
The disclosure in Sellati
The issue as to the disclosure in Sellati
i) the Defendants' argument that Sellati disclosed a power supply which was remote from the socket was based on Figure 2 in Sellati;ii) as with the other arguments from the Defendants, when the Defendants used the term "remote", they meant "separate";
iii) in the light of Mr Barovsky's evidence, there was a question as to the identity of the skilled addressee of Sellati;
iv) Mr Barovsky accepted that if the relevant skilled person was a general electrical engineer, Figure 2 would not be understood to disclose a power supply which was separate from the socket; it was only if the skilled person had expertise in relation to aviation design that Mr Barovsky contended that Figure 2 would be understood to disclose a power supply separate from the socket;
v) the court should hold that the relevant skilled person in this case was a general electrical engineer so that it followed the Defendants case as to disclosure of the separation of a power supply must fail;
vi) in any event, even if for other purposes in this case, the relevant skilled person had expertise in aviation design, Sellati was addressed to the skilled addressee of that patent; there was no reason to hold that the skilled addressee of Sellati was anything other than a general electrical engineer;
vii) therefore, on Mr Barovsky's own evidence, Sellati did not disclose the separation of a power supply;
viii) the Defendants did not adopt the correct approach to the question of disclosure in Sellati; they did not ask what Sellati disclosed but instead they asked whether a designer of a voltage supply apparatus in an aeroplane would be prompted by Sellati to separate the power supply from the socket; that was wrong in law;
ix) Figure 2 was not intended to show the location of the various components; if Figure 2 were understood as showing the triac outside the socket, then Figure would also have to be read as showing that the wire between the two microswitches and the connection between the neutral and the LED were also outside the socket; that did not make any sense to an electrician; further, where the Sellati invention was installed in a junction box for a wall socket, the junction box would be live which cannot have been intended;
x) Sellati did not disclose any connection between the separation of the power supply from the socket and safety.
i) Figure 2 in Sellati was not merely a wiring diagram; it also contained spatial information as to the location of the components;ii) in relation to the spatial information in Figure 2, the triac was clearly outside the socket;
iii) putting the triac outside the socket (and also the other matters shown in Figure 2 as outside the socket) would not be suitable in a domestic context but would suggest to a skilled person in an aviation context the possibility of separating the power supply from the socket and then designing a box to contain the power supply.
Conclusions on novelty
Inventive step
i) the notional skilled person;ii) the relevant common general knowledge of that person;
iii) the inventive concept of the claim or, perhaps more directly, the true construction of the claim;
iv) the differences between the matter cited as part of the state of the art and the inventive concept of the claim.
The common general knowledge
The EmPower system
The ARINC specification
The safety problems
i) the risk that a metal object, not a plug, might be inserted into the socket which might deliver an electric shock to a passenger; this risk was said to exist in particular in relation to a child poking something into the socket; this was referred to as "the knitting needle problem"; the problem was not confined to the use of a knitting needle but the phrase was intended to describe a general problem of an object being inserted into the socket so as to deliver an electric shock to the passenger;ii) the risk of liquid entering the socket causing a short circuit or possibly an electric shock to a passenger; the liquid might come from a spilt drink or from a cleaning product; this was referred to as "the drenching problem".
The mindset of the skilled person
i) a high voltage AC system was significantly more dangerous than a low voltage DC system;ii) the aviation authorities, led by the FAA, would resist a proposal to install a high voltage AC system;
iii) the reasons for that resistance were well understood by the skilled person; and
iv) the design of an ISPSS ought to be a low voltage DC system.
Cross-examination as to the FAA memorandum
The inventive concept
Is claim 1 of the Patent obvious over Sellati?
i) the design in claim 1 was not obvious over Sellati;ii) at the priority date, the skilled person would be antipathetic to the installation of a high voltage AC power supply;
iii) Sellati did not demonstrate significant advantages over the common general knowledge; and
iv) the skilled person would not regard the prior art as a reason to design a high voltage AC ISPSS;
v) the skilled person would see that paragraph 5) of the FAA memorandum ruled out the only advantage to the passenger of a high voltage AC supply, because it required an adapter;
vi) the skilled person would know that if his design was not a significant improvement on existing systems, it would not be certified by the CAA;
vii) the FAA memorandum did not include a requirement as to remoteness; although the FAA was not designing a system, its views did show what was not obvious as part of the common general knowledge;
viii) Sellati did not disclose, and did not suggest, a remote switch which was turned on and off by a condition detected in the socket;
ix) neither the ARINC specification nor the EmPower system disclosed or suggested a remote switch which was turned on and off by a condition detected in the socket.
i) claim 1 of the Patent was obvious over Sellati;ii) the only difference between claim 1 and Sellati was the concept of remoteness;
iii) even if, as I have held, Sellati did not require the supply device to be remote from the socket, Figure 2 in Sellati would suggest the possibility of remoteness to the skilled person who would find it interesting for the design of a high voltage AC ISPSS;
iv) the idea of putting a supply device in a box under the seat was obvious from the ARINC specification;
v) the idea of separating the supply device and the socket was obvious from the EmPower system.
i) the mindset of the skilled person would not lead him to consider the installation of a high voltage AC power supply at an aeroplane seat;ii) the skilled person would not regard Sellati as a reason to design a high voltage AC ISPSS;
iii) the skilled person would know that if his design was not a significant improvement on existing systems, it would not be certified by the CAA.
Is claim 1 of the Patent obvious over Neuenschwander?
Is claim 2 of the Patent obvious over Sellati?
i) Claim 2 of the Patent was not obvious over Sellati;ii) the Defendants have pleaded that the timing feature did not contribute to safety;
iii) the inconsistent case advanced by Mr Acland at the hearing was that because the timing feature contributed to safety, it was an obvious step to take;
iv) if the timing feature contributed to safety and was an advantage, merely being an advantage does not make it obvious;
v) Sellati wanted to improve safety but did not introduce a timing feature which suggested a timing feature was not obvious.
i) claim 2 of the Patent was obvious over Sellati;ii) claim 1 of the Patent did not solve the double knitting needle problem but claim 2 of the Patent did;
iii) the skilled person would want to improve safety over earlier designs and would want to solve the double knitting needle problem;
iv) the skilled person would want to improve on the shutters used in a conventional plug or a shaver point;
v) the skilled person could without difficulty design circuity to introduce a timing feature.
Is claim 2 of the Patent obvious over Neuenschwander?
Infringement
i) it is said that, on the true construction of claim 1 of the Patent, the product there referred to comprises the components of the System; I have already rejected that argument;ii) it is said that there is a doctrine of "a kit of parts" which makes a supplier of the kit of parts liable for infringement of a patent relating to a product which consists of the kit of parts formed into the product
iii) it is said that if claim 1 of the Patent refers to the System as the product, the components are an equivalent of the System and so are also covered by claim 1;
iv) it is said that the knowledge admitted by Panasonic is sufficient for liability under section 60(2); as a result of case management directions which have been made, I am not asked to make findings of fact at this trial as to whether Panasonic did lack the technical knowledge about the System which it says it lacked.
"21. To establish accessory liability in tort it is not enough to show that D did acts which facilitated P's commission of the tort. D will be jointly liable with P if they combined to do or secure the doing of acts which constituted a tort. This requires proof of two elements. D must have acted in a way which furthered the commission of the tort by P; and D must have done so in pursuance of a common design to do or secure the doing of the acts which constituted the tort. I do not consider it necessary or desirable to gloss the principle further."
"Furthermore, if the defendant not only supplies a kit of parts to its customer, but also provides instructions for assembly of the kit into the claimed product, then I anticipate that under most systems of law the defendant will be liable as an accessory for the infringement committed by the customer when it assembles the kit. Under English law the defendant would be liable as a joint tortfeasor, as the decision of Graham J. in Rotocrop demonstrates."
The overall result